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Livermore
Livermore
ZHEN

Herold Advisors, Inc.

SEC CIK
0001891713
Latest filing
Jul 22, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 2, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
244
−2 vs. Q3 2023
Portfolio value
$361.5M
+$32.8M (+10.0%) vs. Q3 2023
Filed
Feb 2, 2024
SEC
Holdings of Herold Advisors, Inc. in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
EBSEmergent BioSolutions Inc.COM10,000$24.0K<0.1%00.0%UnchangedHistory
CHPTChargePoint Holdings, Inc.COM CL A13,000$30.4K<0.1%00.0%UnchangedHistory
PYNPIMCO New York Municipal Income Fund IIICOM11,200$66.8K<0.1%+11,200NewHistory
JOBYJoby Aviation, Inc.COMMON STOCK14,620$97.2K<0.1%+14,620NewHistory
VKQInvesco Municipal TrustCOM10,293$98.1K<0.1%+10,293NewHistory
PNIPIMCO New York Municipal Income Fund IICOM14,902$113.1K<0.1%+4,084+37.8%AddedHistory
NMTNuveen Massachusetts Quality Municipal Income FundCOM11,585$121.8K<0.1%+11,585NewHistory
ENXEaton Vance New York Municipal Bond FundCOM13,737$132.6K<0.1%+21+0.2%AddedHistory
ETEnergy Transfer LPCOM UT LTD PTN12,084$166.8K<0.1%+9+0.1%AddedHistory
HPEHewlett Packard Enterprise CoCOM11,904$202.1K0.1%−700−5.6%ReducedHistory
INSPInspire Medical Systems, Inc.COM1,000$203.4K0.1%+1,000NewHistory
Goldman Sachs ETF Tr381430396JUST US LRG CP3,000$203.9K0.1%−1,320−30.6%Reduced–
iShares Tr464287721U.S. TECH ETF1,704$209.2K0.1%+1,704New–
PSAPublic StorageCOM705$215.0K0.1%−205−22.5%ReducedHistory
HESHess CorpStock1,500$216.2K0.1%00.0%UnchangedHistory
BNTXBioNTech SESPONSORED ADS2,050$216.4K0.1%+50+2.5%AddedHistory
First Tr Exchange-Traded FD33738D804LTD DUR INVT ETF11,413$216.5K0.1%+778+7.3%Added–
MDLZMondelez International, Inc.Stock3,000$217.3K0.1%00.0%UnchangedHistory
WisdomTree Tr97717Y477US QUALITY GROW5,971$218.4K0.1%+5,971New–
TGTTarget CorpStock1,543$219.8K0.1%+1,543NewHistory
COPConocoPhillipsStock1,900$220.5K0.1%−251−11.7%ReducedHistory
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD2,866$221.8K0.1%−414−12.6%Reduced–
DVNDevon Energy CorpStock4,900$222.0K0.1%00.0%UnchangedHistory
UBERUber Technologies, IncStock3,650$224.7K0.1%+3,650NewHistory
BIIBBiogen Inc.COM875$226.4K0.1%00.0%UnchangedHistory
TRVTravelers Companies, Inc.Stock1,200$228.6K0.1%+1,200NewHistory
NNYNuveen New York Municipal Value FundCOM28,512$236.1K0.1%+2,628+10.2%AddedHistory
J P Morgan Exchange Traded F46641Q399BETABUILDRS US2,750$236.2K0.1%00.0%Unchanged–
Invesco QQQ Trust Series I46090E103ETF587$240.7K0.1%00.0%Unchanged–
SBUXStarbucks CorpStock2,572$247.0K0.1%+150+6.2%AddedHistory
OXYOccidental Petroleum CorpStock4,205$251.1K0.1%−39−0.9%ReducedHistory
Schwab US Dividend Equity ETF808524797ETF3,335$254.0K0.1%+3,335New–
CPERUnited States Commodity Index Funds TrustCM REP COPP FD10,800$260.7K0.1%00.0%UnchangedHistory
SPYSPDR S&P 500 ETF TrustETF549$260.9K0.1%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL6,171$261.8K0.1%+5+0.1%Added–
CAHCardinal Health IncStock2,600$262.1K0.1%00.0%UnchangedHistory
DGDollar General CorpCOM1,932$262.7K0.1%−2,696−58.3%ReducedHistory
Goldman Sachs ETF Tr381430107ACTIVEBETA INT8,120$265.2K0.1%−182,527−95.7%Reduced–
Invesco Exchange Traded FD T46137V563HIG YLD EQ DIV12,555$265.4K0.1%+214+1.7%Added–
First Tr Exchange Traded FD33738R704RBA INDL ETF4,723$273.3K0.1%−1,196−20.2%Reduced–
iShares Tr464288877EAFE VALUE ETF5,387$280.7K0.1%−2,012−27.2%Reduced–
Vanguard Morningstar Small-Cap ETF922908751ETF1,415$301.9K0.1%−18−1.3%Reduced–
ITWIllinois Tool Works IncStock1,155$302.5K0.1%00.0%UnchangedHistory
State Street Financial Select Sector SPDR ETF81369Y605ETF8,074$303.6K0.1%+72+0.9%Added–
iShares MSCI USA Quality Factor ETF46432F339ETF2,089$307.5K0.1%+53+2.6%Added–
Dimensional ETF Trust25434V807INTERNATNAL VAL9,126$313.6K0.1%+9,126New–
KHCKraft Heinz CoStock8,500$314.3K0.1%+150+1.8%AddedHistory
AMDAdvanced Micro Devices IncStock2,142$315.8K0.1%+2,142NewHistory
EXPDExpeditors International of Washington IncCOM2,500$318.0K0.1%00.0%UnchangedHistory
Goldman Sachs ETF Tr38149W820INNOVAT EQ ETF6,291$330.2K0.1%00.0%Unchanged–
PRUPrudential Financial IncStock3,184$330.3K0.1%−497−13.5%ReducedHistory
BEPCBrookfield Renewable CorpCL A SUB VTG12,111$348.7K0.1%+30.0%AddedHistory
Goldman Sachs ETF Tr381430479ACCESS INVT GR7,682$355.8K0.1%00.0%Unchanged–
DDDuPont de Nemours, Inc.COM4,676$359.8K0.1%−150−3.1%ReducedHistory
American Centy ETF Tr025072562AVANTIS CORE FI8,629$361.0K0.1%+8,629New–
iShares Tr46428743220 YR TR BD ETF3,672$363.1K0.1%−318−8.0%Reduced–
GEGeneral Electric CoStock2,879$367.4K0.1%+137+5.0%AddedHistory
KOCoca Cola CoStock6,418$378.3K0.1%−587−8.4%ReducedHistory
Goldman Sachs ETF Tr381430123MARKETBETA US EQ5,797$378.8K0.1%−184,441−97.0%Reduced–
iShares Russell Midcap ETF464287499ETF5,000$388.6K0.1%00.0%Unchanged–
NRKNuveen New York Amt-Free Quality Municipal Income FundCOM37,031$389.9K0.1%−3,320−8.2%ReducedHistory
OGSONE Gas, Inc.COM6,200$395.1K0.1%−66−1.1%ReducedHistory
GSKGSK plcADR10,681$395.9K0.1%+511+5.0%AddedHistory
ACHRArcher Aviation Inc.Stock64,954$398.8K0.1%+47,872+280.2%AddedHistory
CATCaterpillar IncStock1,350$399.2K0.1%+200+17.4%AddedHistory
Dimensional ETF Trust25434V401US EQUI MARK ETF7,976$413.4K0.1%+1,481+22.8%Added–
ADMArcher-Daniels-Midland CoStock5,751$415.3K0.1%00.0%UnchangedHistory
AXPAmerican Express CoStock2,252$422.0K0.1%00.0%UnchangedHistory
CCDCalamos Dynamic Convertible & Income FundCOM21,430$423.9K0.1%+1,614+8.1%AddedHistory
Dimensional ETF Trust25434V872CORE FIXE IN ETF10,111$428.8K0.1%+10,111New–
CCICrown Castle Inc.REIT3,733$430.1K0.1%−547−12.8%ReducedHistory
ATRAptargroup, Inc.Stock3,500$432.7K0.1%−3,500−50.0%ReducedHistory
Flagstar Bank, National Association649445103COM43,065$440.6K0.1%+6,079+16.4%Added–
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT9,181$443.7K0.1%+21+0.2%Added–
Flexshares Tr33939L829INT QLTDVDYNAM16,121$449.8K0.1%+2,645+19.6%Added–
Vanguard Morningstar Total Stock Market ETF922908769ETF1,925$456.8K0.1%+2+0.1%Added–
Global X FDS37954Y475S&P 500 COVERED11,598$457.4K0.1%00.0%Unchanged–
MOAltria Group, Inc.Stock11,363$458.5K0.1%−2,135−15.8%ReducedHistory
DOWDow Inc.Stock8,393$460.3K0.1%−149−1.7%ReducedHistory
BPBP PLCADR13,040$461.7K0.1%+578+4.6%AddedHistory
WisdomTree Tr97717Y808YIELD ENHANCED9,775$462.7K0.1%+30.0%Added–
NFLXNetflix IncStock972$473.2K0.1%00.0%UnchangedHistory
ABAlliancebernstein Holding L.P.UNIT LTD PARTN15,500$481.0K0.1%+300+2.0%AddedHistory
GLWCorning IncCOM15,850$482.6K0.1%−500−3.1%ReducedHistory
KMIKinder Morgan, Inc.Stock27,605$487.0K0.1%−690−2.4%ReducedHistory
BIPCBrookfield Infrastructure CorpCOM SB VTG SHS A14,096$497.3K0.1%−1,070−7.1%ReducedHistory
WisdomTree Tr97717X578EM EX ST-OWNED17,372$501.7K0.1%−6,298−26.6%Reduced–
FFord Motor CoStock41,260$503.0K0.1%−1,922−4.5%ReducedHistory
CCitigroup IncStock9,986$513.7K0.1%+350+3.6%AddedHistory
NVONovo Nordisk A SADR5,000$517.3K0.1%+2,600+108.3%AddedHistory
WisdomTree Tr97717X594ITL HDG QTLY DIV12,463$523.3K0.1%−303−2.4%Reduced–
Invesco Exch Traded FD Tr II46138G656S&P ULTRA DIVIDE12,274$536.5K0.1%−8−0.1%Reduced–
AMGNAmgen IncStock1,874$539.9K0.1%−200−9.6%ReducedHistory
Fidelity Covington Trust316092832DIVID ETF RISI12,320$540.9K0.1%00.0%Unchanged–
VanEck Morningstar Wide Moat ETF92189F643ETF6,447$547.3K0.2%+923+16.7%Added–
SLViShares Silver TrustETF25,655$558.8K0.2%00.0%UnchangedHistory
First Tr Exchange-Traded FD337344105NASDAQ-100 SEL4,805$564.6K0.2%−200−4.0%Reduced–
Flexshares Tr33939L803M STAR DEV MKT8,398$573.6K0.2%+465+5.9%Added–
MMM3M CoStock5,258$574.9K0.2%+603+13.0%AddedHistory
WPCW. P. Carey Inc.COM9,018$584.5K0.2%−19,219−68.1%ReducedHistory

Sold out since Q3 2023 (22)

Positions held at the end of Q3 2023 that are gone from this filing.

Positions of Herold Advisors, Inc. sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
Goldman Sachs ETF Tr38149W101ACCESS US AGRAT69,923$2.78M0.8%–
Goldman Sachs ETF Tr381430206ACTIVEBETA EME66,308$1.90M0.6%–
Goldman Sachs ETF Tr381430602ACTIVEBETA US24,221$1.35M0.4%–
FBINFortune Brands Innovations, Inc.COM18,095$1.12M0.3%History
Goldman Sachs ETF Tr38149W739ACTIVEBETA WRLD22,972$918.2K0.3%–
Goldman Sachs ETF Tr381430362ACCESS INFLATI17,654$834.9K0.3%–
Goldman Sachs ETF Tr381430529ACCES TREASURY7,711$771.9K0.2%–
SPDR Series Trust78464A664ST LON TREAS ETF29,429$769.6K0.2%–
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD14,940$628.3K0.2%–
Goldman Sachs ETF Tr381430388ACCESS EMNG MKTS16,100$616.1K0.2%–
First Tr Exchange-Traded FD33734H106SHS13,238$495.0K0.2%–
First Tr Exchange-Traded FD336917109SHS12,626$422.2K0.1%–
iShares Tr464288885EAFE GRWTH ETF3,487$300.9K0.1%–
TTETotalEnergies SESPONSORED ADS4,057$266.8K0.1%History
CTVACorteva, Inc.Stock4,137$211.6K0.1%History
GMGeneral Motors CoCOM6,300$207.7K0.1%History
NFGNational Fuel Gas CoStock3,900$202.4K0.1%History
TPLTexas Pacific Land CorpStock110$200.6K0.1%History
TGNATegna IncCOM11,300$164.6K0.1%History
VTRSViatris IncStock12,704$125.3K<0.1%History
HLNHaleon plcADR10,009$83.4K<0.1%History
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM10,250$75.5K<0.1%History