Herold Advisors, Inc.
- SEC CIK
- 0001891713
- Latest filing
- Jul 22, 2026
Holdings in Q4 2022
Holdings as of Dec 31, 2022, filed Feb 14, 2023. Long positions only; changes compare share counts with Q3 2022.
- Positions
- 204
- +16 vs. Q3 2022
- Portfolio value
- $236.2M
- +$30.4M (+14.8%) vs. Q3 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| JPCNuveen Preferred & Income Opportunities Fund | COM | 10,091 | $73.5K | <0.1% | +10,091 | New | History |
| PNIPIMCO New York Municipal Income Fund II | COM | 10,735 | $85.3K | <0.1% | +35+0.3% | Added | History |
| EXGEaton Vance Tax-Managed Global Diversified Equity Income Fund | COM | 12,013 | $90.7K | <0.1% | +250+2.1% | Added | History |
| HLNHaleon plc | ADR | 11,973 | $95.8K | <0.1% | −15,849−57.0% | Reduced | History |
| ENXEaton Vance New York Municipal Bond Fund | COM | 13,942 | $125.6K | 0.1% | +16+0.1% | Added | History |
| ETEnergy Transfer LP | COM UT LTD PTN | 10,900 | $129.4K | 0.1% | +700+6.9% | Added | History |
| HPEHewlett Packard Enterprise Co | COM | 12,415 | $198.1K | 0.1% | +12,415 | New | History |
| AMGNAmgen Inc | Stock | 770 | $202.3K | 0.1% | +770 | New | History |
| NNYNuveen New York Municipal Value Fund | COM | 24,754 | $204.5K | 0.1% | +1,310+5.6% | Added | History |
| HESHess Corp | Stock | 1,500 | $212.7K | 0.1% | +1,500 | New | History |
| PWRQuanta Services, Inc. | COM | 1,500 | $213.8K | 0.1% | +1,500 | New | History |
| WCNWaste Connections, Inc. | COM | 1,650 | $218.6K | 0.1% | 00.0% | Unchanged | History |
| SBUXStarbucks Corp | Stock | 2,221 | $220.3K | 0.1% | +2,221 | New | History |
| Invesco Exch Traded FD Tr II46138E354 | S&P500 LOW VOL | 3,457 | $220.9K | 0.1% | +3,457 | New | – |
| TRVTravelers Companies, Inc. | Stock | 1,200 | $225.0K | 0.1% | +1,200 | New | History |
| STESTERIS plc | SHS USD | 1,219 | $225.1K | 0.1% | 00.0% | Unchanged | History |
| OXYOccidental Petroleum Corp | Stock | 3,630 | $228.7K | 0.1% | +3,630 | New | History |
| J P Morgan Exchange Traded F46641Q761 | US QUALTY FCTR | 5,971 | $231.4K | 0.1% | +5,971 | New | – |
| WisdomTree Tr97717X594 | ITL HDG QTLY DIV | 6,526 | $232.5K | 0.1% | +6,526 | New | – |
| COHRCoherent Corp. | COM | 6,644 | $233.2K | 0.1% | −357−5.1% | Reduced | History |
| KHCKraft Heinz Co | Stock | 5,750 | $234.1K | 0.1% | +5,750 | New | History |
| J P Morgan Exchange Traded F46641Q399 | BETABUILDRS US | 3,435 | $235.4K | 0.1% | 00.0% | Unchanged | – |
| JCIJohnson Controls International plc | Stock | 3,710 | $237.4K | 0.1% | +3,710 | New | History |
| TMOThermo Fisher Scientific Inc. | Stock | 435 | $239.6K | 0.1% | 00.0% | Unchanged | History |
| KRKroger Co | Stock | 5,400 | $240.7K | 0.1% | +5,400 | New | History |
| NFGNational Fuel Gas Co | Stock | 3,900 | $246.9K | 0.1% | 00.0% | Unchanged | History |
| CPERUnited States Commodity Index Funds Trust | CM REP COPP FD | 10,800 | $249.4K | 0.1% | 00.0% | Unchanged | History |
| INSPInspire Medical Systems, Inc. | COM | 1,000 | $251.9K | 0.1% | +1,000 | New | History |
| Flexshares Tr33939L662 | HIG YLD VL ETF | 6,400 | $255.0K | 0.1% | +6,400 | New | – |
| Goldman Sachs ETF Tr38149W820 | INNOVAT EQ ETF | 6,291 | $256.7K | 0.1% | −2,139−25.4% | Reduced | – |
| EXPDExpeditors International of Washington Inc | COM | 2,500 | $259.8K | 0.1% | 00.0% | Unchanged | History |
| PYPLPayPal Holdings, Inc. | Stock | 3,750 | $267.1K | 0.1% | −700−15.7% | Reduced | History |
| ADBEAdobe Inc. | Stock | 800 | $269.2K | 0.1% | 00.0% | Unchanged | History |
| LOWLowes Companies Inc | Stock | 1,369 | $272.8K | 0.1% | 00.0% | Unchanged | History |
| WisdomTree Tr97717Y527 | FLOATNG RAT TREA | 5,430 | $273.0K | 0.1% | +5,430 | New | – |
| Goldman Sachs ETF Tr381430362 | ACCESS INFLATI | 5,650 | $273.7K | 0.1% | −560−9.0% | Reduced | – |
| CAHCardinal Health Inc | Stock | 3,600 | $276.7K | 0.1% | +500+16.1% | Added | History |
| WisdomTree Tr97717Y808 | YIELD ENHANCED | 5,933 | $276.9K | 0.1% | +5,933 | New | – |
| ITWIllinois Tool Works Inc | Stock | 1,260 | $277.6K | 0.1% | −100−7.4% | Reduced | History |
| Flagstar Bank, National Association649445103 | COM | 32,457 | $279.1K | 0.1% | +12,821+65.3% | Added | – |
| Flexshares Tr33939L654 | US QT LW VLTY | 5,594 | $281.2K | 0.1% | +5,594 | New | – |
| SEESealed Air Corp | COM | 5,685 | $283.6K | 0.1% | 00.0% | Unchanged | History |
| MRNAModerna, Inc. | Stock | 1,590 | $285.6K | 0.1% | +1,590 | New | History |
| GLWCorning Inc | COM | 8,950 | $285.9K | 0.1% | +750+9.1% | Added | History |
| Flexshares Tr33939L670 | CRE SLCT BD FD | 13,096 | $287.3K | 0.1% | +13,096 | New | – |
| Invesco Exchange Traded FD T46137V563 | HIG YLD EQ DIV | 14,193 | $293.7K | 0.1% | −227−1.6% | Reduced | – |
| CATCaterpillar Inc | Stock | 1,253 | $300.2K | 0.1% | −35−2.7% | Reduced | History |
| DDDuPont de Nemours, Inc. | COM | 4,426 | $303.8K | 0.1% | +276+6.7% | Added | History |
| CLColgate Palmolive Co | Stock | 3,878 | $305.6K | 0.1% | +388+11.1% | Added | History |
| First Tr Exchange-Traded FD33733E104 | CAP STRENGTH ETF | 4,101 | $307.3K | 0.1% | +10.0% | Added | – |
| Flexshares Tr33939L845 | QLT DIV DEF IDX | 5,997 | $308.5K | 0.1% | +1,357+29.2% | Added | – |
| GEGeneral Electric Co | Stock | 3,694 | $309.5K | 0.1% | +237+6.9% | Added | History |
| KMIKinder Morgan, Inc. | Stock | 17,122 | $309.6K | 0.1% | +4,828+39.3% | Added | History |
| NRGNRG Energy, Inc. | Stock | 9,949 | $316.6K | 0.1% | −18,897−65.5% | Reduced | History |
| Goldman Sachs ETF Tr381430396 | JUST US LRG CP | 5,740 | $317.2K | 0.1% | 00.0% | Unchanged | – |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 9,569 | $327.2K | 0.1% | +356+3.9% | Added | – |
| CCDCalamos Dynamic Convertible & Income Fund | COM | 16,137 | $330.6K | 0.1% | +326+2.1% | Added | History |
| TGTTarget Corp | Stock | 2,227 | $331.8K | 0.1% | +2+0.1% | Added | History |
| iShares Russell Midcap ETF464287499 | ETF | 5,000 | $337.3K | 0.1% | 00.0% | Unchanged | – |
| FDXFedEx Corp | Stock | 1,951 | $338.0K | 0.1% | +1,951 | New | History |
| IEPIcahn Enterprises L.P. | DEPOSITARY UNIT | 6,760 | $342.4K | 0.1% | +316+4.9% | Added | History |
| BEPCBrookfield Renewable Corp | CL A SUB VTG | 12,474 | $343.1K | 0.1% | −404−3.1% | Reduced | History |
| PRUPrudential Financial Inc | Stock | 3,481 | $346.2K | 0.1% | +10.0% | Added | History |
| INTCIntel Corp | Stock | 13,108 | $346.4K | 0.1% | −96−0.7% | Reduced | History |
| Goldman Sachs ETF Tr381430479 | ACCESS INVT GR | 7,869 | $347.9K | 0.1% | −4,473−36.2% | Reduced | – |
| MOAltria Group, Inc. | Stock | 8,028 | $367.0K | 0.2% | +1,273+18.8% | Added | History |
| DGDollar General Corp | COM | 1,501 | $369.6K | 0.2% | 00.0% | Unchanged | History |
| BPBP PLC | ADR | 10,942 | $382.2K | 0.2% | +7+0.1% | Added | History |
| Invesco Exch Traded FD Tr II46138E362 | S&P500 HDL VOL | 8,851 | $387.9K | 0.2% | −295−3.2% | Reduced | – |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 5,193 | $390.5K | 0.2% | −902−14.8% | Reduced | – |
| MSMorgan Stanley | Stock | 4,640 | $394.5K | 0.2% | +702+17.8% | Added | History |
| DOWDow Inc. | Stock | 7,987 | $402.5K | 0.2% | +204+2.6% | Added | History |
| ORCLOracle Corp | Stock | 5,034 | $411.5K | 0.2% | +1,006+25.0% | Added | History |
| BAMBrookfield Asset Management Ltd. | CL A LMT VTG SHS | 14,817 | $424.0K | 0.2% | +14,817 | New | History |
| CMPRCIMPRESS plc | SHS EURO | 15,400 | $425.2K | 0.2% | −1,700−9.9% | Reduced | History |
| CCICrown Castle Inc. | REIT | 3,171 | $430.1K | 0.2% | +453+16.7% | Added | History |
| NRKNuveen New York Amt-Free Quality Municipal Income Fund | COM | 41,941 | $430.3K | 0.2% | +9,390+28.8% | Added | History |
| American Centy ETF Tr025072877 | US SML CP VALU | 5,861 | $436.7K | 0.2% | −399−6.4% | Reduced | – |
| BNTXBioNTech SE | SPONSORED ADS | 3,000 | $450.7K | 0.2% | 00.0% | Unchanged | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 2,130 | $453.9K | 0.2% | +15+0.7% | Added | – |
| IRMIron Mountain Inc | COM | 9,150 | $456.1K | 0.2% | 00.0% | Unchanged | History |
| AXPAmerican Express Co | Stock | 3,101 | $458.1K | 0.2% | +10.0% | Added | History |
| FFord Motor Co | Stock | 39,946 | $464.6K | 0.2% | +3,989+11.1% | Added | History |
| BRK.ABerkshire Hathaway Inc | CL A | 1 | $468.7K | 0.2% | 00.0% | Unchanged | History |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 2,315 | $471.8K | 0.2% | +233+11.2% | Added | – |
| UPSUnited Parcel Service Inc | Stock | 2,730 | $474.5K | 0.2% | +1,001+57.9% | Added | History |
| Flexshares Tr33939L506 | IBOXX 3R TARGT | 20,335 | $478.3K | 0.2% | +6,405+46.0% | Added | – |
| CCitigroup Inc | Stock | 10,576 | $478.4K | 0.2% | +556+5.5% | Added | History |
| KOCoca Cola Co | Stock | 7,531 | $479.1K | 0.2% | +337+4.7% | Added | History |
| SLViShares Silver Trust | ETF | 21,880 | $481.8K | 0.2% | 00.0% | Unchanged | History |
| ABBNYABB Ltd | SPONSORED ADR | 15,900 | $484.3K | 0.2% | +1,100+7.4% | Added | History |
| OGSONE Gas, Inc. | COM | 6,600 | $499.8K | 0.2% | 00.0% | Unchanged | History |
| PMPhilip Morris International Inc. | Stock | 4,947 | $500.7K | 0.2% | +1,050+26.9% | Added | History |
| ABAlliancebernstein Holding L.P. | UNIT LTD PARTN | 14,920 | $512.8K | 0.2% | 00.0% | Unchanged | History |
| GSKGSK plc | ADR | 14,642 | $514.5K | 0.2% | −11,916−44.9% | Reduced | History |
| GILDGilead Sciences, Inc. | Stock | 6,064 | $520.6K | 0.2% | +5+0.1% | Added | History |
| BIPCBrookfield Infrastructure Corp | COM SB VTG SHS A | 13,621 | $529.9K | 0.2% | +50.0% | Added | History |
| ADMArcher-Daniels-Midland Co | Stock | 5,751 | $534.0K | 0.2% | +250+4.5% | Added | History |
| Fidelity Covington Trust316092832 | DIVID ETF RISI | 13,570 | $540.8K | 0.2% | 00.0% | Unchanged | – |
| HSYHershey Co | COM | 2,439 | $564.8K | 0.2% | +300+14.0% | Added | History |
Sold out since Q3 2022 (9)
Positions held at the end of Q3 2022 that are gone from this filing.
| Security | Class | Shares in Q3 2022 | Value in Q3 2022 | % of portfolio in Q3 2022 | History |
|---|---|---|---|---|---|
| BAMBrookfield Asset Management Ltd. | CL A LTD VT SH | 59,340 | $2.43M | 1.2% | History |
| POOLPool Corp | COM | 3,100 | $986.0K | 0.5% | History |
| MKCMcCormick & Co Inc | Stock | 9,380 | $668.0K | 0.3% | History |
| iShares Global Clean Energy ETF464288224 | ETF | 21,540 | $411.0K | 0.2% | – |
| Dimensional ETF Trust25434V401 | US EQUI MARK ETF | 6,270 | $243.0K | 0.1% | – |
| Dimensional U.S. Targeted Value ETF25434V609 | ETF | 6,175 | $240.0K | 0.1% | – |
| iShares Tr464288638 | ISHS 5-10YR INVT | 4,678 | $225.0K | 0.1% | – |
| UAAUnder Armour, Inc. | Stock | 10,000 | $66.0K | <0.1% | History |
| HRTGHeritage Insurance Holdings, Inc. | COM | 23,000 | $51.0K | <0.1% | History |