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Livermore
Livermore
ZHEN

Herold Advisors, Inc.

SEC CIK
0001891713
Latest filing
Jul 22, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 8, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
188
−4 vs. Q2 2022
Portfolio value
$205.8M
−$15.1M (−6.8%) vs. Q2 2022
Filed
Nov 8, 2022
SEC
Holdings of Herold Advisors, Inc. in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
ETNEaton Corp plcStock5,725$763.0K0.4%+200+3.6%AddedHistory
GSKGSK plcADR26,558$781.0K0.4%+26,558NewHistory
BRK.BBerkshire Hathaway IncStock2,950$787.0K0.4%+100+3.5%AddedHistory
GOOGAlphabet Inc.Stock8,200$788.0K0.4%00.0%UnchangedConverted for a 20-for-1 splitHistory
CMCSAComcast CorpStock28,461$834.0K0.4%+30.0%AddedHistory
METAMeta Platforms, Inc.Stock6,200$841.0K0.4%+190+3.2%AddedHistory
PEGPublic Service Enterprise Group IncCOM15,108$849.0K0.4%00.0%UnchangedHistory
IBNIcici Bank LtdADR40,700$853.0K0.4%00.0%UnchangedHistory
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF14,058$889.0K0.4%−580−4.0%Reduced–
LHXL3HARRIS Technologies, Inc.Stock4,305$894.0K0.4%00.0%UnchangedHistory
TAT&T Inc.Stock59,659$915.0K0.4%+214+0.4%AddedHistory
iShares Core Dividend Growth ETF46434V621ETF20,906$929.0K0.5%+10.0%Added–
WisdomTree Tr97717W588US LARGECAP FUND24,210$929.0K0.5%00.0%Unchanged–
WisdomTree Tr97717Y790US EFFIC CORE FD30,600$935.0K0.5%−160−0.5%Reduced–
PEPPepsiCo IncStock5,780$943.0K0.5%00.0%UnchangedHistory
iShares Tr46435G102CONV BD ETF13,815$951.0K0.5%00.0%Unchanged–
GOOGLAlphabet Inc.Stock10,280$983.0K0.5%+1,680+19.5%AddedConverted for a 20-for-1 splitHistory
POOLPool CorpCOM3,100$986.0K0.5%00.0%UnchangedHistory
CSCOCisco Systems, Inc.Stock25,110$1.00M0.5%−5,776−18.7%ReducedHistory
STZConstellation Brands, Inc.Stock4,375$1.00M0.5%00.0%UnchangedHistory
BACBank of America CorpStock33,343$1.01M0.5%+774+2.4%AddedHistory
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM19,710$1.01M0.5%+2,810+16.6%Added–
SHELShell plcADR20,978$1.04M0.5%+20,978NewHistory
RTXRTX CorpStock12,796$1.05M0.5%+5,283+70.3%AddedHistory
IQVIQVIA Holdings Inc.Stock5,800$1.05M0.5%00.0%UnchangedHistory
UNPUnion Pacific CorpStock5,406$1.05M0.5%+10.0%AddedHistory
Schwab U.S. Large-Cap Growth ETF808524300ETF19,120$1.07M0.5%−700−3.5%Reduced–
WisdomTree Tr97717X578EM EX ST-OWNED43,541$1.07M0.5%−4,215−8.8%Reduced–
NRGNRG Energy, Inc.Stock28,846$1.10M0.5%+435+1.5%AddedHistory
MCDMcDonalds CorpStock4,987$1.15M0.6%−150−2.9%ReducedHistory
BLKBlackRock, Inc.COM2,155$1.19M0.6%+66+3.2%AddedHistory
First Trust Rising Dividend Achievers ETF33738R506ETF31,446$1.22M0.6%+111+0.4%Added–
DISWalt Disney CoStock13,227$1.25M0.6%+284+2.2%AddedHistory
LMTLockheed Martin CorpStock3,252$1.26M0.6%−23−0.7%ReducedHistory
WisdomTree Tr97717X669US QTLY DIV GRT23,879$1.29M0.6%+194+0.8%Added–
TSCOTractor Supply CoCOM7,059$1.31M0.6%00.0%UnchangedHistory
PLDPrologis, Inc.REIT13,423$1.36M0.7%00.0%UnchangedHistory
American Centy ETF Tr025072885US EQT ETF22,339$1.39M0.7%+1,286+6.1%Added–
QCOMQualcomm IncStock12,377$1.40M0.7%+652+5.6%AddedHistory
PFEPfizer IncStock32,101$1.40M0.7%+319+1.0%AddedHistory
JKHYJack Henry & Associates IncStock8,120$1.48M0.7%00.0%UnchangedHistory
ISRGIntuitive Surgical IncCOM NEW7,950$1.49M0.7%00.0%UnchangedHistory
NUENucor CorpCOM14,030$1.50M0.7%00.0%UnchangedHistory
AVYAvery Dennison CorpCOM9,279$1.51M0.7%+1,292+16.2%AddedHistory
TSLATesla, Inc.Stock5,750$1.52M0.7%+245+4.5%AddedConverted for a 3-for-1 splitHistory
ABTAbbott LaboratoriesStock15,942$1.54M0.7%−494−3.0%ReducedHistory
BEPBrookfield Renewable Partners L.P.PARTNERSHIP UNIT49,556$1.55M0.8%+100.0%AddedHistory
AMZNAmazon Com IncStock13,780$1.56M0.8%+260+1.9%AddedHistory
UNHUnitedHealth Group IncStock3,270$1.65M0.8%00.0%UnchangedHistory
PSXPhillips 66Stock20,847$1.68M0.8%+20,847NewHistory
NEENextera Energy IncStock21,724$1.70M0.8%+10.0%AddedHistory
APHAmphenol CorpCL A25,824$1.73M0.8%00.0%UnchangedHistory
DEDeere & CoStock5,294$1.77M0.9%−25−0.5%ReducedHistory
CBChubb LtdStock9,891$1.80M0.9%−45−0.5%ReducedHistory
NVDANVIDIA CorpStock15,024$1.82M0.9%+53+0.4%AddedHistory
CTASCintas CorpStock4,755$1.84M0.9%00.0%UnchangedHistory
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG26,825$1.91M0.9%+50.0%Added–
ETF Ser Solutions26922A321DISTILLATE US51,724$1.91M0.9%+1,364+2.7%Added–
INTUIntuit Inc.Stock5,120$1.98M1.0%00.0%UnchangedHistory
WPCW. P. Carey Inc.COM28,526$1.99M1.0%+120.0%AddedHistory
Invesco Exch TRD SLF Idx FD46138J619RUSL 1000 DYNM51,839$2.02M1.0%+1,527+3.0%Added–
ZTSZoetis Inc.Stock13,843$2.05M1.0%−250−1.8%ReducedHistory
BMYBristol Myers Squibb CoStock29,823$2.12M1.0%−127−0.4%ReducedHistory
OKEONEOK IncCOM41,962$2.15M1.0%+204+0.5%AddedHistory
VZVerizon Communications IncStock57,903$2.20M1.1%+1,992+3.6%AddedHistory
WMWaste Management IncStock13,812$2.21M1.1%+105+0.8%AddedHistory
AMTAmerican Tower CorpREIT10,600$2.27M1.1%00.0%UnchangedHistory
IBMInternational Business Machines CorpStock19,723$2.34M1.1%+945+5.0%AddedHistory
COSTCostco Wholesale CorpStock5,057$2.39M1.2%+42+0.8%AddedHistory
BAMBrookfield Asset Management Ltd.CL A LTD VT SH59,340$2.43M1.2%00.0%UnchangedHistory
MRKMerck & Co., Inc.Stock28,769$2.48M1.2%+3,944+15.9%AddedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF37,621$2.71M1.3%+576+1.6%Added–
NKENIKE, Inc.Stock33,976$2.82M1.4%−216−0.6%ReducedHistory
PGProcter & Gamble CoStock22,422$2.83M1.4%+40.0%AddedHistory
JNJJohnson & JohnsonStock17,469$2.85M1.4%+251+1.5%AddedHistory
XOMExxonMobil Holdings CorpCOM33,039$2.88M1.4%−187−0.6%ReducedHistory
CVSCVS Health CorpStock30,441$2.90M1.4%−170−0.6%ReducedHistory
LLYEli Lilly & CoStock9,009$2.91M1.4%−560−5.9%ReducedHistory
WMTWalmart Inc.Stock22,743$2.95M1.4%+10.0%AddedHistory
CVXChevron CorpStock21,232$3.05M1.5%+107+0.5%AddedHistory
HDHome Depot, Inc.Stock11,126$3.07M1.5%00.0%UnchangedHistory
JPMJPMorgan Chase & CoStock29,732$3.11M1.5%+679+2.3%AddedHistory
BIPBrookfield Infrastructure Partners L.P.LP INT UNIT120,250$4.32M2.1%+95+0.1%AddedHistory
ABBVAbbVie Inc.Stock32,398$4.35M2.1%+289+0.9%AddedHistory
VVisa Inc.Stock27,634$4.91M2.4%−799−2.8%ReducedHistory
MAMastercard IncStock17,580$5.00M2.4%+45+0.3%AddedHistory
MSFTMicrosoft CorpStock34,961$8.14M4.0%+1,795+5.4%AddedHistory
AAPLApple Inc.Stock83,526$11.5M5.6%+405+0.5%AddedHistory

Options (1)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Herold Advisors, Inc. in Q3 2022
SecurityClassPutsCalls
SPGIS&P Global Inc.Stock$2.27M–

Sold out since Q2 2022 (11)

Positions held at the end of Q2 2022 that are gone from this filing.

Positions of Herold Advisors, Inc. sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
GSKGSK plcSPONSORED ADR34,485$1.50M0.7%History
DPZDominos Pizza IncCOM3,388$1.32M0.6%History
ACNAccenture plcStock4,570$1.27M0.6%History
TROWPrice T Rowe Group IncStock8,171$928.0K0.4%History
SWKSSkyworks Solutions, Inc.Stock9,445$874.0K0.4%History
New Age Alpha Tr64157X104AVDR US LRGCP LE30,740$739.0K0.3%–
PWRQuanta Services, Inc.COM2,000$250.0K0.1%History
WSTWest Pharmaceutical Services IncCOM807$244.0K0.1%History
American Centy ETF Tr025072307US QUALITY GROW4,085$227.0K0.1%–
Global X FDS37954Y483NASDAQ 100 COVER12,310$215.0K0.1%–
Pacer FDS Tr69374H766INDUSTRIAL RELET5,000$204.0K0.1%–