Skip to main content
Livermore
Livermore
ZHEN

Herold Advisors, Inc.

SEC CIK
0001891713
Latest filing
Jul 22, 2026

Holdings in Q1 2022

Holdings as of Mar 31, 2022, filed May 9, 2022. Long positions only; changes compare share counts with Q4 2021.

Institution overview
Positions
719
+514 vs. Q4 2021
Portfolio value
$280.9M
+$23.4M (+9.1%) vs. Q4 2021
Filed
May 9, 2022
SEC
Holdings of Herold Advisors, Inc. in Q1 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
VTRSViatris IncStock3,314$36.1K<0.1%+3,314NewHistory
BCXBlackRock Resources & Commodities Strategy TrustSHS3,283$36.2K<0.1%+3,283NewHistory
Vanguard Total International Bond ETF92203J407ETF695$36.4K<0.1%+695New–
TRVTravelers Companies, Inc.Stock200$36.5K<0.1%+200NewHistory
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF435$37.4K<0.1%+435New–
AFBAlliancebernstein National Municipal Income FundCOM3,000$37.8K<0.1%+3,000NewHistory
EAElectronic Arts Inc.COM300$38.0K<0.1%+300NewHistory
KTFDWS Municipal Income TrustCOM3,659$38.1K<0.1%+3,659NewHistory
BARGraniteShares Gold TrustSHS BEN INT2,030$39.0K<0.1%+2,030NewHistory
NZFNuveen Municipal Credit Income FundCOM SH BEN INT2,676$39.1K<0.1%+2,676NewHistory
TWNTaiwan Fund IncCOM1,200$39.5K<0.1%+1,200NewHistory
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF900$39.6K<0.1%+900New–
WDCWestern Digital CorpCOM800$39.7K<0.1%+800NewHistory
ULTAUlta Beauty, Inc.Stock100$39.8K<0.1%+100NewHistory
ARK ETF Tr00214Q203AUTNMUS TECHNLGY598$40.5K<0.1%+598New–
Fidelity MSCI Utilities Index ETF316092865ETF850$40.7K<0.1%+850New–
WTRGEssential Utilities, Inc.COM800$40.9K<0.1%+800NewHistory
PAYXPaychex IncStock300$40.9K<0.1%+300NewHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR400$41.7K<0.1%+400NewHistory
J P Morgan Exchange-Traded F46641Q407JPMORGAN DIVER400$41.8K<0.1%+400New–
NFBKNorthfield Bancorp, Inc.COM2,961$42.5K<0.1%+2,961NewHistory
HRTGHeritage Insurance Holdings, Inc.COM6,000$42.8K<0.1%+6,000NewHistory
NVSNovartis AGADR491$43.1K<0.1%+491NewHistory
Global X FDS37954Y715RBTCS ARTFL INTE1,500$43.5K<0.1%+1,500New–
GLPGlobal Partners LPCOM UNITS1,600$43.6K<0.1%+1,600NewHistory
FCXFreeport-McMoran IncStock900$44.8K<0.1%+900NewHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF285$45.3K<0.1%+285New–
DXCDXC Technology CoStock1,400$45.7K<0.1%+1,400NewHistory
SNOWSnowflake Inc.Stock200$45.8K<0.1%+200NewHistory
BAXBaxter International IncStock600$46.5K<0.1%+600NewHistory
First Tr Exchng Traded FD VI33740F540SKYB CRY IND ETF3,250$46.8K<0.1%+3,250New–
BWXTBWX Technologies, Inc.COM885$47.7K<0.1%+885NewHistory
NEMNEWMONT CorpStock600$47.7K<0.1%+600NewHistory
UBERUber Technologies, IncStock1,350$48.2K<0.1%+1,350NewHistory
CSXCSX CorpStock1,290$48.3K<0.1%+1,290NewHistory
NIONIO Inc.ADR2,300$48.4K<0.1%+2,300NewHistory
CGCarlyle Group Inc.COM1,000$48.9K<0.1%+1,000NewHistory
MDYSPDR S&P Midcap 400 ETF TrustETF100$49.0K<0.1%+100NewHistory
CMAComerica IncCOM550$49.7K<0.1%+550NewHistory
MRNAModerna, Inc.Stock290$50.0K<0.1%+290NewHistory
MDTMedtronic plcStock450$50.0K<0.1%+450NewHistory
JPINuveen Preferred Securities & Income Opportunities FundCOM2,280$50.1K<0.1%+2,280NewHistory
XELXcel Energy IncStock695$50.2K<0.1%+695NewHistory
iShares Tr464288521CRE U S REIT ETF785$50.8K<0.1%+785New–
GWWW.W. Grainger, Inc.Stock100$51.6K<0.1%+100NewHistory
ARK ETF Tr00214Q302GENOMIC REV ETF1,134$52.1K<0.1%+1,134New–
SYFSynchrony FinancialCOM1,500$52.2K<0.1%+1,500NewHistory
GOFGuggenheim Strategic Opportunities FundCOM SBI2,751$52.3K<0.1%+2,751NewHistory
iShares Tr464287689RUSSELL 3000 ETF200$52.5K<0.1%+200New–
MDUMdu Resources Group IncStock2,000$53.3K<0.1%+2,000NewHistory
GXOGXO Logistics, Inc.Stock750$53.5K<0.1%+750NewHistory
APLEApple Hospitality REIT, Inc.REIT3,016$54.2K<0.1%+3,016NewHistory
CMICummins IncStock264$54.3K<0.1%+264NewHistory
XPOXPO, Inc.COM750$54.6K<0.1%+750NewHistory
State Street Health Care Select Sector SPDR ETF81369Y209ETF400$54.8K<0.1%+400New–
NKTRNektar TherapeuticsCOM10,200$55.0K<0.1%−8,300−44.9%ReducedHistory
IRTIndependence Realty Trust, Inc.COM2,082$55.1K<0.1%+2,082NewHistory
IVZInvesco Ltd.Stock2,400$55.3K<0.1%+2,400NewHistory
AIGAmerican International Group, Inc.Stock900$56.5K<0.1%+900NewHistory
VNOVornado Realty TrustSH BEN INT1,250$56.6K<0.1%+1,250NewHistory
Flexshares Tr33939L829INT QLTDVDYNAM2,000$57.2K<0.1%+2,000New–
SOSouthern CoStock800$58.0K<0.1%+800NewHistory
iShares Core S&P 500 ETF464287200ETF129$58.5K<0.1%+129New–
WisdomTree Tr97717W281EMG MKTS SMCAP1,100$58.6K<0.1%+1,100New–
BNYBank of New York Mellon CorpStock1,185$58.8K<0.1%+1,185NewHistory
Vanguard Real Estate ETF922908553ETF543$58.8K<0.1%+543New–
Schwab US Tips ETF808524870ETF973$59.1K<0.1%+973New–
First Tr Exchange-Traded FD33739Q705FT VEST S&P 5001,100$60.3K<0.1%+1,100New–
NFLXNetflix IncStock162$60.7K<0.1%−200−55.2%ReducedHistory
SCCOSouthern Copper CorpStock800$60.7K<0.1%+800NewHistory
HUMHumana IncStock140$60.9K<0.1%+140NewHistory
First Tr Exchng Traded FD VI33740F409INCOME OPPRTNTES2,600$61.2K<0.1%+2,600New–
VTNInvesco Trust for Investment Grade New York MunicipalsCOM5,318$61.6K<0.1%+5,318NewHistory
OTISOtis Worldwide CorpStock801$61.6K<0.1%+801NewHistory
JBLJabil IncStock1,000$61.7K<0.1%+1,000NewHistory
NTLAIntellia Therapeutics, Inc.COM850$61.8K<0.1%+850NewHistory
NTRNutrien Ltd.COM600$62.1K<0.1%+600NewHistory
iShares Tr46432F388MSCI USA VALUE595$62.2K<0.1%+595New–
AMEAmetek IncCOM475$63.3K<0.1%+475NewHistory
DMFBNY Mellon Municipal Income, Inc.COM8,340$63.3K<0.1%+8,340NewHistory
HDBHDFC Bank LtdSPONSORED ADS1,050$64.4K<0.1%+1,050NewHistory
J P Morgan Exchange Traded F46641Q654ULTRA SHT MUNCPL1,300$65.8K<0.1%+1,300New–
QSQuantumScape CorpCOM CL A3,300$66.0K<0.1%+3,300NewHistory
Global X FDS37954Y780INTERNET OF THNG2,000$66.5K<0.1%+2,000New–
EMREmerson Electric CoStock680$66.7K<0.1%−8,680−92.7%ReducedHistory
ASMLASML Holding NVADR100$66.8K<0.1%+100NewHistory
NOWServiceNow, Inc.Stock120$66.8K<0.1%+120NewHistory
iShares Tr464288588MBS ETF659$67.1K<0.1%+659New–
JPCNuveen Preferred & Income Opportunities FundCOM7,852$67.4K<0.1%+7,852NewHistory
PMOFranklin Municipal Opportunities TrustSH BEN INT5,800$67.6K<0.1%+5,800NewHistory
Goldman Sachs ETF Tr38149W796FUTURE1,950$67.6K<0.1%+1,950New–
NOMDNomad Foods LtdUSD ORD SHS3,000$67.7K<0.1%+3,000NewHistory
First Tr Exchange-Traded FD33734H106SHS1,605$67.9K<0.1%+1,605New–
PSXPhillips 66Stock800$69.1K<0.1%+800NewHistory
HPQHP IncStock1,932$70.1K<0.1%+1,932NewHistory
MARMarriott International IncStock400$70.3K<0.1%+400NewHistory
CCLCarnival Corp Ltd.UNIT 99/99/99993,500$70.8K<0.1%+3,500NewHistory
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF1,000$72.1K<0.1%+1,000New–
THQabrdn Healthcare Opportunities FundSHS3,250$72.3K<0.1%+3,250NewHistory
WABWestinghouse Air Brake Technologies CorpStock753$72.4K<0.1%+753NewHistory

Options (4)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Herold Advisors, Inc. in Q1 2022
SecurityClassPutsCalls
AMDAdvanced Micro Devices IncStock$209.9K–
PDIPIMCO Dynamic Income FundSHS$45.6K–
PIMCO Active Bond Exchange-Traded Fund72201R775ETF$13.9K–
Pieris Pharmaceuticals Inc720795103COM$6.06K–

Sold out since Q4 2021 (13)

Positions held at the end of Q4 2021 that are gone from this filing.

Positions of Herold Advisors, Inc. sold out since Q4 2021
SecurityClassShares in Q4 2021Value in Q4 2021% of portfolio in Q4 2021History
KLACKLA CorpCOM NEW4,770$2.05M0.8%History
SHWSherwin Williams CoCOM5,715$2.01M0.8%History
HEI.AHeico CorpCL A9,450$1.21M0.5%History
MKTXMarketaxess Holdings IncCOM2,202$905.0K0.4%History
Royal Dutch Shell PLC780259107SPON ADR B15,100$654.0K0.3%–
RTXRTX CorpStock7,310$629.0K0.2%History
Tidal ETF Tr886364843ATAC US ROTATION12,935$304.0K0.1%–
Nushares ETF Tr67092P201NUVEEN ESG LRGCP4,220$289.0K0.1%–
AMDAdvanced Micro Devices IncStock1,720$247.0K0.1%History
Invesco QQQ Trust Series I46090E103ETF546$217.0K0.1%–
Royal Dutch Shell PLC780259206SPONS ADR A4,948$214.0K0.1%–
XPEVXpeng Inc.ADS4,200$211.0K0.1%History
iShares Tr464288307MRGSTR MD CP GRW2,760$202.0K0.1%–