Skip to main content
Livermore
Livermore
ZHEN

DCF Advisers, LLC

SEC CIK
0001802493
Latest filing
Aug 10, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 13, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
77
+2 vs. Q2 2023
Portfolio value
$143.3M
−$1.56M (−1.1%) vs. Q2 2023
Filed
Nov 13, 2023
SEC
Holdings of DCF Advisers, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
MUMicron Technology IncStock163,000$11.1M7.7%+3,500+2.2%AddedHistory
ARGXArgenx SESPONSORED ADR22,000$10.8M7.5%−3,700−14.4%ReducedHistory
GOOGAlphabet Inc.Stock70,150$9.25M6.5%−1,500−2.1%ReducedHistory
REGNRegeneron Pharmaceuticals, Inc.COM10,875$8.95M6.2%−300−2.7%ReducedHistory
ABBVAbbVie Inc.Stock44,500$6.63M4.6%−3,050−6.4%ReducedHistory
ITCIIntra-Cellular Therapies, Inc.COM107,157$5.58M3.9%00.0%UnchangedHistory
ETEnergy Transfer LPCOM UT LTD PTN373,000$5.23M3.7%−4,000−1.1%ReducedHistory
XNCRXencor IncCOM246,300$4.96M3.5%+31,300+14.6%AddedHistory
ORCLOracle CorpStock42,500$4.50M3.1%−500−1.2%ReducedHistory
AMDAdvanced Micro Devices IncStock40,700$4.18M2.9%+10,200+33.4%AddedHistory
LLYEli Lilly & CoStock7,500$4.03M2.8%00.0%UnchangedHistory
PRTAProthena Corp Public Ltd CoSHS82,950$4.00M2.8%−1,800−2.1%ReducedHistory
GLDSPDR Gold TrustETF21,500$3.69M2.6%00.0%UnchangedHistory
BACBank of America CorpStock129,500$3.55M2.5%−7,750−5.6%ReducedHistory
IAUiShares Gold TrustETF100,000$3.50M2.4%00.0%UnchangedHistory
INCYIncyte CorpCOM44,500$2.57M1.8%+4,000+9.9%AddedHistory
AAPLApple Inc.Stock14,750$2.53M1.8%00.0%UnchangedHistory
SGENSeagen Inc.COM11,000$2.33M1.6%−650−5.6%ReducedHistory
AMGNAmgen IncStock8,400$2.26M1.6%−8,475−50.2%ReducedHistory
TAT&T Inc.Stock142,500$2.14M1.5%+15,000+11.8%AddedHistory
JQCNuveen Credit Strategies Income FundCOM SHS420,000$2.13M1.5%+30,000+7.7%AddedHistory
ZBHZimmer Biomet Holdings, Inc.Stock18,397$2.06M1.4%00.0%UnchangedHistory
iShares Russell 2000 ETF464287655ETF11,500$2.03M1.4%+8,200+248.5%Added–
TPBTurning Point Brands, Inc.COM83,500$1.93M1.3%00.0%UnchangedHistory
AODabrdn Total Dynamic Dividend FundCOM SH BEN INT253,500$1.92M1.3%00.0%UnchangedHistory
BABAAlibaba Group Holding LtdADR21,300$1.85M1.3%+3,550+20.0%AddedHistory
VanEck ETF Trust92189F791JUNIOR GOLD MINE50,000$1.61M1.1%00.0%Unchanged–
Esperion Therapeutics Inc Ne29664WAB1NOTE 4.000%11/1–$1.59M1.1%–––
GMGeneral Motors CoCOM44,000$1.45M1.0%00.0%UnchangedHistory
PFEPfizer IncStock38,500$1.28M0.9%−1,750−4.3%ReducedHistory
FFord Motor CoStock100,000$1.24M0.9%+15,000+17.6%AddedHistory
CSCOCisco Systems, Inc.Stock22,500$1.21M0.8%00.0%UnchangedHistory
SLViShares Silver TrustETF50,000$1.02M0.7%00.0%UnchangedHistory
OIO-I Glass, Inc.COM59,250$991.3K0.7%+24,250+69.3%AddedHistory
State Street SPDR S&P Biotech ETF78464A870ETF13,500$985.8K0.7%+13,500New–
MRVLMarvell Technology, Inc.COM17,500$947.3K0.7%−2,500−12.5%ReducedHistory
QCOMQualcomm IncStock8,500$944.0K0.7%+1,500+21.4%AddedHistory
LFCRLifecore Biomedical, Inc. DECOM120,754$911.1K0.6%+33,254+38.0%AddedHistory
LNSRLENSAR, Inc.COM282,536$873.0K0.6%−7,278−2.5%ReducedHistory
INTCIntel CorpStock23,500$835.4K0.6%+6,000+34.3%AddedHistory
BURBurford Capital LtdORD SHS59,000$826.0K0.6%+12,000+25.5%AddedHistory
PYPLPayPal Holdings, Inc.Stock13,500$789.2K0.6%+9,500+237.5%AddedHistory
Ea Series Trust02072L565ALPHA ARCH 1-37,500$777.6K0.5%+7,500New–
STEWSRH Total Return Fund, Inc.COM59,000$765.8K0.5%00.0%UnchangedHistory
Barrick Gold Corp067901108COM52,500$763.9K0.5%00.0%Unchanged–
PAASPan American Silver CorpStock45,000$651.6K0.5%00.0%UnchangedHistory
NOKNokia CorpSPONSORED ADR171,500$641.4K0.4%00.0%UnchangedHistory
AMZNAmazon Com IncStock5,000$635.6K0.4%00.0%UnchangedHistory
METAMeta Platforms, Inc.Stock2,000$600.4K0.4%−200−9.1%ReducedHistory
WOLFWolfspeed, Inc.Stock14,000$533.4K0.4%+7,000+100.0%AddedHistory
SNYSanofiSPONSORED ADR9,900$531.0K0.4%00.0%UnchangedHistory
EVOEvotec SESPONSORED ADS49,047$484.1K0.3%+6,309+14.8%AddedHistory
iShares Tr464287234MSCI EMG MKT ETF12,500$474.4K0.3%00.0%Unchanged–
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS44,500$453.9K0.3%+5,500+14.1%AddedHistory
Turning PT Brands Inc90041LAE5NOTE 2.500% 7/1–$385.0K0.3%–––
BABoeing CoStock2,000$383.4K0.3%−500−20.0%ReducedHistory
ALNYAlnylam Pharmaceuticals, Inc.COM1,800$318.8K0.2%+200+12.5%AddedHistory
LRCXLam Research CorpCOM500$313.4K0.2%00.0%UnchangedHistory
ALTAltimmune, Inc.COM NEW119,975$311.9K0.2%00.0%UnchangedHistory
SPOTSpotify Technology S.A.Stock2,000$309.3K0.2%00.0%UnchangedHistory
BMYBristol Myers Squibb CoStock5,250$304.7K0.2%+5,250NewHistory
RVNCRevance Therapeutics, Inc.COM26,500$304.0K0.2%+26,500NewHistory
CCitigroup IncStock7,250$298.2K0.2%00.0%UnchangedHistory
VanEck ETF Trust92189F106GOLD MINERS ETF10,500$282.6K0.2%00.0%Unchanged–
JNJJohnson & JohnsonStock1,500$233.6K0.2%−4,613−75.5%ReducedHistory
VRDNViridian Therapeutics, Inc.COM13,500$207.1K0.1%−5,500−28.9%ReducedHistory
AIRTAir T IncCOM9,135$204.2K0.1%00.0%UnchangedHistory
IMGNImmunoGen, Inc.COM12,850$203.9K0.1%+2,500+24.2%AddedHistory
Paramount Global92556H206CL B12,500$161.3K0.1%00.0%Unchanged–
OVIDOvid Therapeutics Inc.COM30,430$116.9K0.1%−34,334−53.0%ReducedHistory
UNGUnited States Natural Gas Fund, LPUNIT PAR15,000$102.5K0.1%00.0%UnchangedHistory
LCTXLineage Cell Therapeutics, Inc.COM82,751$97.6K0.1%+67,751+451.7%AddedHistory
VIRVir Biotechnology, Inc.COM10,000$93.7K0.1%−45,000−81.8%ReducedHistory
IMPLIPI Legacy Liquidation CoCOM178,500$76.8K0.1%−125,105−41.2%ReducedHistory
TBHCBrand House Collective, Inc.COM35,235$60.6K<0.1%+8,000+29.4%AddedHistory
EQEquillium, Inc.COM69,871$51.7K<0.1%−41,752−37.4%ReducedHistory
AMRNAmarin Corp PLCSPONS ADR NEW14,100$13.0K<0.1%−10,900−43.6%ReducedHistory

Options (17)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of DCF Advisers, LLC in Q3 2023
SecurityClassPutsCalls
Invesco QQQ Trust Series I46090E103ETF$24.5M–
BMYBristol Myers Squibb CoStock$232.2K$2.47M
BABAAlibaba Group Holding LtdADR–$2.17M
SPYSPDR S&P 500 ETF TrustETF$2.14M–
GLDSPDR Gold TrustETF$1.80M–
REGNRegeneron Pharmaceuticals, Inc.COM$1.15M–
ORCLOracle CorpStock$1.06M–
AMGNAmgen IncStock$806.3K–
RTXRTX CorpStock–$719.7K
MUMicron Technology IncStock$68.0K$612.3K
AAPLApple Inc.Stock$599.2K–
QCOMQualcomm IncStock$555.3K–
MSFTMicrosoft CorpStock$315.8K–
AMDAdvanced Micro Devices IncStock–$308.5K
INTCIntel CorpStock–$266.6K
ALTAltimmune, Inc.COM NEW–$257.4K
WOLFWolfspeed, Inc.Stock$152.4K–

Sold out since Q2 2023 (2)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of DCF Advisers, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
PANWPalo Alto Networks IncStock2,500$638.8K0.4%History
EOGEOG Resources IncStock4,550$520.7K0.4%History