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Livermore
Livermore
ZHEN

DCF Advisers, LLC

SEC CIK
0001802493
Latest filing
Aug 10, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 13, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
77
+2 vs. Q2 2023
Portfolio value
$143.3M
−$1.56M (−1.1%) vs. Q2 2023
Filed
Nov 13, 2023
SEC
Holdings of DCF Advisers, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
AMRNAmarin Corp PLCSPONS ADR NEW14,100$13.0K<0.1%−10,900−43.6%ReducedHistory
EQEquillium, Inc.COM69,871$51.7K<0.1%−41,752−37.4%ReducedHistory
TBHCBrand House Collective, Inc.COM35,235$60.6K<0.1%+8,000+29.4%AddedHistory
IMPLIPI Legacy Liquidation CoCOM178,500$76.8K0.1%−125,105−41.2%ReducedHistory
VIRVir Biotechnology, Inc.COM10,000$93.7K0.1%−45,000−81.8%ReducedHistory
LCTXLineage Cell Therapeutics, Inc.COM82,751$97.6K0.1%+67,751+451.7%AddedHistory
UNGUnited States Natural Gas Fund, LPUNIT PAR15,000$102.5K0.1%00.0%UnchangedHistory
OVIDOvid Therapeutics Inc.COM30,430$116.9K0.1%−34,334−53.0%ReducedHistory
Paramount Global92556H206CL B12,500$161.3K0.1%00.0%Unchanged–
IMGNImmunoGen, Inc.COM12,850$203.9K0.1%+2,500+24.2%AddedHistory
AIRTAir T IncCOM9,135$204.2K0.1%00.0%UnchangedHistory
VRDNViridian Therapeutics, Inc.COM13,500$207.1K0.1%−5,500−28.9%ReducedHistory
JNJJohnson & JohnsonStock1,500$233.6K0.2%−4,613−75.5%ReducedHistory
VanEck ETF Trust92189F106GOLD MINERS ETF10,500$282.6K0.2%00.0%Unchanged–
CCitigroup IncStock7,250$298.2K0.2%00.0%UnchangedHistory
RVNCRevance Therapeutics, Inc.COM26,500$304.0K0.2%+26,500NewHistory
BMYBristol Myers Squibb CoStock5,250$304.7K0.2%+5,250NewHistory
SPOTSpotify Technology S.A.Stock2,000$309.3K0.2%00.0%UnchangedHistory
ALTAltimmune, Inc.COM NEW119,975$311.9K0.2%00.0%UnchangedHistory
LRCXLam Research CorpCOM500$313.4K0.2%00.0%UnchangedHistory
ALNYAlnylam Pharmaceuticals, Inc.COM1,800$318.8K0.2%+200+12.5%AddedHistory
BABoeing CoStock2,000$383.4K0.3%−500−20.0%ReducedHistory
Turning PT Brands Inc90041LAE5NOTE 2.500% 7/1–$385.0K0.3%–––
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS44,500$453.9K0.3%+5,500+14.1%AddedHistory
iShares Tr464287234MSCI EMG MKT ETF12,500$474.4K0.3%00.0%Unchanged–
EVOEvotec SESPONSORED ADS49,047$484.1K0.3%+6,309+14.8%AddedHistory
SNYSanofiSPONSORED ADR9,900$531.0K0.4%00.0%UnchangedHistory
WOLFWolfspeed, Inc.Stock14,000$533.4K0.4%+7,000+100.0%AddedHistory
METAMeta Platforms, Inc.Stock2,000$600.4K0.4%−200−9.1%ReducedHistory
AMZNAmazon Com IncStock5,000$635.6K0.4%00.0%UnchangedHistory
NOKNokia CorpSPONSORED ADR171,500$641.4K0.4%00.0%UnchangedHistory
PAASPan American Silver CorpStock45,000$651.6K0.5%00.0%UnchangedHistory
Barrick Gold Corp067901108COM52,500$763.9K0.5%00.0%Unchanged–
STEWSRH Total Return Fund, Inc.COM59,000$765.8K0.5%00.0%UnchangedHistory
Ea Series Trust02072L565ALPHA ARCH 1-37,500$777.6K0.5%+7,500New–
PYPLPayPal Holdings, Inc.Stock13,500$789.2K0.6%+9,500+237.5%AddedHistory
BURBurford Capital LtdORD SHS59,000$826.0K0.6%+12,000+25.5%AddedHistory
INTCIntel CorpStock23,500$835.4K0.6%+6,000+34.3%AddedHistory
LNSRLENSAR, Inc.COM282,536$873.0K0.6%−7,278−2.5%ReducedHistory
LFCRLifecore Biomedical, Inc.COM120,754$911.1K0.6%+33,254+38.0%AddedHistory
QCOMQualcomm IncStock8,500$944.0K0.7%+1,500+21.4%AddedHistory
MRVLMarvell Technology, Inc.COM17,500$947.3K0.7%−2,500−12.5%ReducedHistory
State Street SPDR S&P Biotech ETF78464A870ETF13,500$985.8K0.7%+13,500New–
OIO-I Glass, Inc.COM59,250$991.3K0.7%+24,250+69.3%AddedHistory
SLViShares Silver TrustETF50,000$1.02M0.7%00.0%UnchangedHistory
CSCOCisco Systems, Inc.Stock22,500$1.21M0.8%00.0%UnchangedHistory
FFord Motor CoStock100,000$1.24M0.9%+15,000+17.6%AddedHistory
PFEPfizer IncStock38,500$1.28M0.9%−1,750−4.3%ReducedHistory
GMGeneral Motors CoCOM44,000$1.45M1.0%00.0%UnchangedHistory
Esperion Therapeutics Inc Ne29664WAB1NOTE 4.000%11/1–$1.59M1.1%–––
VanEck ETF Trust92189F791JUNIOR GOLD MINE50,000$1.61M1.1%00.0%Unchanged–
BABAAlibaba Group Holding LtdADR21,300$1.85M1.3%+3,550+20.0%AddedHistory
AODabrdn Total Dynamic Dividend FundCOM SH BEN INT253,500$1.92M1.3%00.0%UnchangedHistory
TPBTurning Point Brands, Inc.COM83,500$1.93M1.3%00.0%UnchangedHistory
iShares Russell 2000 ETF464287655ETF11,500$2.03M1.4%+8,200+248.5%Added–
ZBHZimmer Biomet Holdings, Inc.Stock18,397$2.06M1.4%00.0%UnchangedHistory
JQCNuveen Credit Strategies Income FundCOM SHS420,000$2.13M1.5%+30,000+7.7%AddedHistory
TAT&T Inc.Stock142,500$2.14M1.5%+15,000+11.8%AddedHistory
AMGNAmgen IncStock8,400$2.26M1.6%−8,475−50.2%ReducedHistory
SGENSeagen Inc.COM11,000$2.33M1.6%−650−5.6%ReducedHistory
AAPLApple Inc.Stock14,750$2.53M1.8%00.0%UnchangedHistory
INCYIncyte CorpCOM44,500$2.57M1.8%+4,000+9.9%AddedHistory
IAUiShares Gold TrustETF100,000$3.50M2.4%00.0%UnchangedHistory
BACBank of America CorpStock129,500$3.55M2.5%−7,750−5.6%ReducedHistory
GLDSPDR Gold TrustETF21,500$3.69M2.6%00.0%UnchangedHistory
PRTAProthena Corp Public Ltd CoSHS82,950$4.00M2.8%−1,800−2.1%ReducedHistory
LLYEli Lilly & CoStock7,500$4.03M2.8%00.0%UnchangedHistory
AMDAdvanced Micro Devices IncStock40,700$4.18M2.9%+10,200+33.4%AddedHistory
ORCLOracle CorpStock42,500$4.50M3.1%−500−1.2%ReducedHistory
XNCRXencor IncCOM246,300$4.96M3.5%+31,300+14.6%AddedHistory
ETEnergy Transfer LPCOM UT LTD PTN373,000$5.23M3.7%−4,000−1.1%ReducedHistory
ITCIIntra-Cellular Therapies, Inc.COM107,157$5.58M3.9%00.0%UnchangedHistory
ABBVAbbVie Inc.Stock44,500$6.63M4.6%−3,050−6.4%ReducedHistory
REGNRegeneron Pharmaceuticals, Inc.COM10,875$8.95M6.2%−300−2.7%ReducedHistory
GOOGAlphabet Inc.Stock70,150$9.25M6.5%−1,500−2.1%ReducedHistory
ARGXArgenx SESPONSORED ADR22,000$10.8M7.5%−3,700−14.4%ReducedHistory
MUMicron Technology IncStock163,000$11.1M7.7%+3,500+2.2%AddedHistory

Options (17)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of DCF Advisers, LLC in Q3 2023
SecurityClassPutsCalls
Invesco QQQ Trust Series I46090E103ETF$24.5M–
BMYBristol Myers Squibb CoStock$232.2K$2.47M
BABAAlibaba Group Holding LtdADR–$2.17M
SPYSPDR S&P 500 ETF TrustETF$2.14M–
GLDSPDR Gold TrustETF$1.80M–
REGNRegeneron Pharmaceuticals, Inc.COM$1.15M–
ORCLOracle CorpStock$1.06M–
AMGNAmgen IncStock$806.3K–
RTXRTX CorpStock–$719.7K
MUMicron Technology IncStock$68.0K$612.3K
AAPLApple Inc.Stock$599.2K–
QCOMQualcomm IncStock$555.3K–
MSFTMicrosoft CorpStock$315.8K–
AMDAdvanced Micro Devices IncStock–$308.5K
INTCIntel CorpStock–$266.6K
ALTAltimmune, Inc.COM NEW–$257.4K
WOLFWolfspeed, Inc.Stock$152.4K–

Sold out since Q2 2023 (2)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of DCF Advisers, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
PANWPalo Alto Networks IncStock2,500$638.8K0.4%History
EOGEOG Resources IncStock4,550$520.7K0.4%History