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DCF Advisers, LLC

SEC CIK
0001802493
Latest filing
Aug 10, 2026

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Aug 9, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
75
+13 vs. Q1 2023
Portfolio value
$144.9M
+$9.35M (+6.9%) vs. Q1 2023
Filed
Aug 9, 2023
SEC
Holdings of DCF Advisers, LLC in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
MUMicron Technology IncStock159,500$10.1M6.9%+2,000+1.3%AddedHistory
ARGXArgenx SESPONSORED ADR25,700$10.0M6.9%00.0%UnchangedHistory
GOOGAlphabet Inc.Stock71,650$8.67M6.0%−9,350−11.5%ReducedHistory
REGNRegeneron Pharmaceuticals, Inc.COM11,175$8.03M5.5%+150+1.4%AddedHistory
ITCIIntra-Cellular Therapies, Inc.COM107,157$6.79M4.7%−11,443−9.6%ReducedHistory
ABBVAbbVie Inc.Stock47,550$6.41M4.4%−24,450−34.0%ReducedHistory
PRTAProthena Corp Public Ltd CoSHS84,750$5.79M4.0%+500+0.6%AddedHistory
XNCRXencor IncCOM215,000$5.37M3.7%+5,000+2.4%AddedHistory
ORCLOracle CorpStock43,000$5.12M3.5%00.0%UnchangedHistory
ETEnergy Transfer LPCOM UT LTD PTN377,000$4.79M3.3%+3,000+0.8%AddedHistory
BACBank of America CorpStock137,250$3.94M2.7%−750−0.5%ReducedHistory
GLDSPDR Gold TrustETF21,500$3.83M2.6%00.0%UnchangedHistory
AMGNAmgen IncStock16,875$3.75M2.6%+6,875+68.8%AddedHistory
IAUiShares Gold TrustETF100,000$3.64M2.5%00.0%UnchangedHistory
LLYEli Lilly & CoStock7,500$3.52M2.4%−750−9.1%ReducedHistory
AMDAdvanced Micro Devices IncStock30,500$3.47M2.4%+500+1.7%AddedHistory
AAPLApple Inc.Stock14,750$2.86M2.0%00.0%UnchangedHistory
ZBHZimmer Biomet Holdings, Inc.Stock18,397$2.68M1.8%+18,397NewHistory
INCYIncyte CorpCOM40,500$2.52M1.7%−2,000−4.7%ReducedHistory
SGENSeagen Inc.COM11,650$2.24M1.5%−500−4.1%ReducedHistory
AODabrdn Total Dynamic Dividend FundCOM SH BEN INT253,500$2.09M1.4%00.0%UnchangedHistory
TAT&T Inc.Stock127,500$2.03M1.4%00.0%UnchangedHistory
TPBTurning Point Brands, Inc.COM83,500$2.00M1.4%––History
JQCNuveen Credit Strategies Income FundCOM SHS390,000$1.97M1.4%+26,000+7.1%AddedHistory
VanEck ETF Trust92189F791JUNIOR GOLD MINE50,000$1.78M1.2%+5,000+11.1%Added–
GMGeneral Motors CoCOM44,000$1.70M1.2%00.0%UnchangedHistory
Esperion Therapeutics Inc Ne29664WAB1NOTE 4.000%11/1–$1.53M1.1%–––
BABAAlibaba Group Holding LtdADR17,750$1.48M1.0%+5,150+40.9%AddedHistory
PFEPfizer IncStock40,250$1.48M1.0%00.0%UnchangedHistory
VIRVir Biotechnology, Inc.COM55,000$1.35M0.9%−7,000−11.3%ReducedHistory
FFord Motor CoStock85,000$1.29M0.9%00.0%UnchangedHistory
LNSRLENSAR, Inc.COM289,814$1.23M0.8%−60,928−17.4%ReducedHistory
MRVLMarvell Technology, Inc.COM20,000$1.20M0.8%−2,500−11.1%ReducedHistory
CSCOCisco Systems, Inc.Stock22,500$1.16M0.8%+2,500+12.5%AddedHistory
SLViShares Silver TrustETF50,000$1.04M0.7%00.0%UnchangedHistory
JNJJohnson & JohnsonStock6,113$1.01M0.7%+6,113NewHistory
Barrick Gold Corp067901108COM52,500$888.8K0.6%+12,500+31.3%Added–
LFCRLifecore Biomedical, Inc. DECOM87,500$846.1K0.6%+87,500NewHistory
QCOMQualcomm IncStock7,000$833.3K0.6%+2,000+40.0%AddedHistory
STEWSRH Total Return Fund, Inc.COM59,000$783.5K0.5%00.0%UnchangedHistory
OIO-I Glass, Inc.COM35,000$746.5K0.5%+23,500+204.3%AddedHistory
NOKNokia CorpSPONSORED ADR171,500$713.4K0.5%+21,500+14.3%AddedHistory
PAASPan American Silver CorpStock45,000$656.1K0.5%00.0%UnchangedHistory
AMZNAmazon Com IncStock5,000$651.8K0.4%00.0%UnchangedHistory
PANWPalo Alto Networks IncStock2,500$638.8K0.4%+2,500NewHistory
METAMeta Platforms, Inc.Stock2,200$631.4K0.4%00.0%UnchangedHistory
iShares Russell 2000 ETF464287655ETF3,300$618.0K0.4%+3,300New–
INTCIntel CorpStock17,500$585.2K0.4%00.0%UnchangedHistory
BURBurford Capital LtdORD SHS47,000$572.5K0.4%+3,000+6.8%AddedHistory
SNYSanofiSPONSORED ADR9,900$533.6K0.4%00.0%UnchangedHistory
BABoeing CoStock2,500$527.9K0.4%+250+11.1%AddedHistory
EOGEOG Resources IncStock4,550$520.7K0.4%+2,150+89.6%AddedHistory
iShares Tr464287234MSCI EMG MKT ETF12,500$494.5K0.3%00.0%Unchanged–
EVOEvotec SESPONSORED ADS42,738$482.9K0.3%+30,350+245.0%AddedHistory
VRDNViridian Therapeutics, Inc.COM19,000$452.0K0.3%+19,000NewHistory
ALTAltimmune, Inc.COM NEW119,975$423.5K0.3%+43,000+55.9%AddedHistory
WOLFWolfspeed, Inc.Stock7,000$389.1K0.3%+7,000NewHistory
IMPLIPI Legacy Liquidation CoCOM303,605$385.6K0.3%−79,543−20.8%ReducedHistory
Turning PT Brands Inc90041LAE5NOTE 2.500% 7/1–$381.0K0.3%–New–
CCitigroup IncStock7,250$333.8K0.2%––History
LRCXLam Research CorpCOM500$321.4K0.2%+500NewHistory
SPOTSpotify Technology S.A.Stock2,000$321.1K0.2%00.0%UnchangedHistory
VanEck ETF Trust92189F106GOLD MINERS ETF10,500$316.2K0.2%+10,500New–
ALNYAlnylam Pharmaceuticals, Inc.COM1,600$303.9K0.2%+200+14.3%AddedHistory
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS39,000$293.7K0.2%+39,000NewHistory
PYPLPayPal Holdings, Inc.Stock4,000$266.9K0.2%+4,000NewHistory
AIRTAir T IncCOM9,135$229.3K0.2%−1,663−15.4%ReducedHistory
OVIDOvid Therapeutics Inc.COM64,764$212.4K0.1%−3,500−5.1%ReducedHistory
Paramount Global92556H206CL B12,500$198.9K0.1%+12,500New–
IMGNImmunoGen, Inc.COM10,350$195.3K0.1%+10,350NewHistory
UNGUnited States Natural Gas Fund, LPUNIT PAR15,000$111.3K0.1%00.0%UnchangedHistory
EQEquillium, Inc.COM111,623$83.7K0.1%−45,400−28.9%ReducedHistory
TBHCBrand House Collective, Inc.COM27,235$76.0K0.1%00.0%UnchangedHistory
AMRNAmarin Corp PLCSPONS ADR NEW25,000$29.8K<0.1%+25,000NewHistory
LCTXLineage Cell Therapeutics, Inc.COM15,000$21.1K<0.1%+15,000NewHistory

Options (12)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of DCF Advisers, LLC in Q2 2023
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$35.7M–
GLDSPDR Gold TrustETF$2.58M–
VIRVir Biotechnology, Inc.COM$846.3K$1.23M
MUMicron Technology IncStock$725.8K$536.4K
AMGNAmgen IncStock–$888.1K
ORCLOracle CorpStock$535.9K–
ALTAltimmune, Inc.COM NEW–$473.0K
DOCUDocuSign, Inc.Stock–$383.2K
BABAAlibaba Group Holding LtdADR–$333.4K
WOLFWolfspeed, Inc.Stock–$111.2K
LFCRLifecore Biomedical, Inc. DECOM–$29.0K
BURBurford Capital LtdORD SHS$24.4K–

Sold out since Q1 2023 (3)

Positions held at the end of Q1 2023 that are gone from this filing.

Positions of DCF Advisers, LLC sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
BIIBBiogen Inc.COM4,900$1.36M1.0%History
NEMNEWMONT CorpStock7,500$367.6K0.3%History
SBUXStarbucks CorpStock2,000$208.3K0.2%History