DCF Advisers, LLC
- SEC CIK
- 0001802493
- Latest filing
- Aug 10, 2026
Holdings in Q1 2023
Holdings as of Mar 31, 2023, filed May 15, 2023. Long positions only; changes compare share counts with Q4 2022.
- Positions
- 62
- +3 vs. Q4 2022
- Portfolio value
- $135.6M
- +$6.09M (+4.7%) vs. Q4 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| ABBVAbbVie Inc. | Stock | 72,000 | $11.5M | 8.5% | 00.0% | Unchanged | History |
| ARGXArgenx SE | SPONSORED ADR | 25,700 | $9.58M | 7.1% | +700+2.8% | Added | History |
| MUMicron Technology Inc | Stock | 157,500 | $9.50M | 7.0% | +2,500+1.6% | Added | History |
| REGNRegeneron Pharmaceuticals, Inc. | COM | 11,025 | $9.06M | 6.7% | +125+1.1% | Added | History |
| GOOGAlphabet Inc. | Stock | 81,000 | $8.42M | 6.2% | −1,000−1.2% | Reduced | History |
| ITCIIntra-Cellular Therapies, Inc. | COM | 118,600 | $6.42M | 4.7% | −37,650−24.1% | Reduced | History |
| XNCRXencor Inc | COM | 210,000 | $5.86M | 4.3% | +4,027+2.0% | Added | History |
| ETEnergy Transfer LP | COM UT LTD PTN | 374,000 | $4.66M | 3.4% | +6,500+1.8% | Added | History |
| PRTAProthena Corp Public Ltd Co | SHS | 84,250 | $4.08M | 3.0% | +10,150+13.7% | Added | History |
| ORCLOracle Corp | Stock | 43,000 | $4.00M | 2.9% | 00.0% | Unchanged | History |
| BACBank of America Corp | Stock | 138,000 | $3.95M | 2.9% | −102,000−42.5% | Reduced | History |
| GLDSPDR Gold Trust | ETF | 21,500 | $3.94M | 2.9% | −2,500−10.4% | Reduced | History |
| IAUiShares Gold Trust | ETF | 100,000 | $3.74M | 2.8% | 00.0% | Unchanged | History |
| INCYIncyte Corp | COM | 42,500 | $3.07M | 2.3% | −1,500−3.4% | Reduced | History |
| AMDAdvanced Micro Devices Inc | Stock | 30,000 | $2.94M | 2.2% | 00.0% | Unchanged | History |
| LLYEli Lilly & Co | Stock | 8,250 | $2.83M | 2.1% | 00.0% | Unchanged | History |
| SGENSeagen Inc. | COM | 12,150 | $2.46M | 1.8% | −300−2.4% | Reduced | History |
| TAT&T Inc. | Stock | 127,500 | $2.45M | 1.8% | −15,000−10.5% | Reduced | History |
| AAPLApple Inc. | Stock | 14,750 | $2.43M | 1.8% | 00.0% | Unchanged | History |
| AMGNAmgen Inc | Stock | 10,000 | $2.42M | 1.8% | +10,000 | New | History |
| AODabrdn Total Dynamic Dividend Fund | COM SH BEN INT | 253,500 | $2.05M | 1.5% | −18,500−6.8% | Reduced | History |
| JQCNuveen Credit Strategies Income Fund | COM SHS | 364,000 | $1.86M | 1.4% | +52,580+16.9% | Added | History |
| VanEck ETF Trust92189F791 | JUNIOR GOLD MINE | 45,000 | $1.78M | 1.3% | 00.0% | Unchanged | – |
| TPBTurning Point Brands, Inc. | COM | – | $1.75M | 1.3% | – | – | History |
| PFEPfizer Inc | Stock | 40,250 | $1.64M | 1.2% | +4,000+11.0% | Added | History |
| GMGeneral Motors Co | COM | 44,000 | $1.61M | 1.2% | 00.0% | Unchanged | History |
| Esperion Therapeutics Inc Ne29664WAB1 | NOTE 4.000%11/1 | 3,600,000 | $1.48M | 1.1% | – | – | – |
| VIRVir Biotechnology, Inc. | COM | 62,000 | $1.44M | 1.1% | +38,000+158.3% | Added | History |
| BIIBBiogen Inc. | COM | 4,900 | $1.36M | 1.0% | +4,900 | New | History |
| BABAAlibaba Group Holding Ltd | ADR | 12,600 | $1.29M | 0.9% | +6,100+93.8% | Added | History |
| SLViShares Silver Trust | ETF | 50,000 | $1.11M | 0.8% | −9,500−16.0% | Reduced | History |
| FFord Motor Co | Stock | 85,000 | $1.07M | 0.8% | 00.0% | Unchanged | History |
| CSCOCisco Systems, Inc. | Stock | 20,000 | $1.05M | 0.8% | 00.0% | Unchanged | History |
| MRVLMarvell Technology, Inc. | COM | 22,500 | $974.3K | 0.7% | +5,000+28.6% | Added | History |
| LNSRLENSAR, Inc. | COM | 350,742 | $873.4K | 0.6% | +5,000+1.4% | Added | History |
| PAASPan American Silver Corp | Stock | 45,000 | $819.0K | 0.6% | +12,500+38.5% | Added | History |
| Barrick Gold Corp067901108 | COM | 40,000 | $742.8K | 0.5% | +10,000+33.3% | Added | – |
| NOKNokia Corp | SPONSORED ADR | 150,000 | $736.5K | 0.5% | 00.0% | Unchanged | History |
| STEWSRH Total Return Fund, Inc. | COM | 59,000 | $724.5K | 0.5% | 00.0% | Unchanged | History |
| QCOMQualcomm Inc | Stock | 5,000 | $637.9K | 0.5% | −2,500−33.3% | Reduced | History |
| INTCIntel Corp | Stock | 17,500 | $571.7K | 0.4% | +17,500 | New | History |
| SNYSanofi | SPONSORED ADR | 9,900 | $538.8K | 0.4% | −4,600−31.7% | Reduced | History |
| IMPLIPI Legacy Liquidation Co | COM | 383,148 | $536.4K | 0.4% | +57,323+17.6% | Added | History |
| AMZNAmazon Com Inc | Stock | 5,000 | $516.5K | 0.4% | +5,000 | New | History |
| iShares Tr464287234 | MSCI EMG MKT ETF | 12,500 | $493.0K | 0.4% | +12,500 | New | – |
| BURBurford Capital Ltd | ORD SHS | 44,000 | $486.6K | 0.4% | +9,000+25.7% | Added | History |
| BABoeing Co | Stock | 2,250 | $478.0K | 0.4% | +2,250 | New | History |
| METAMeta Platforms, Inc. | Stock | 2,200 | $466.3K | 0.3% | −50−2.2% | Reduced | History |
| NEMNEWMONT Corp | Stock | 7,500 | $367.6K | 0.3% | 00.0% | Unchanged | History |
| CCitigroup Inc | Stock | – | $339.9K | 0.3% | – | – | History |
| ALTAltimmune, Inc. | COM NEW | 76,975 | $324.8K | 0.2% | −3,705−4.6% | Reduced | History |
| ALNYAlnylam Pharmaceuticals, Inc. | COM | 1,400 | $280.4K | 0.2% | 00.0% | Unchanged | History |
| EOGEOG Resources Inc | Stock | 2,400 | $275.1K | 0.2% | +2,400 | New | History |
| AIRTAir T Inc | COM | 10,798 | $270.5K | 0.2% | 00.0% | Unchanged | History |
| SPOTSpotify Technology S.A. | Stock | 2,000 | $267.2K | 0.2% | +2,000 | New | History |
| OIO-I Glass, Inc. | COM | 11,500 | $261.2K | 0.2% | +11,500 | New | History |
| SBUXStarbucks Corp | Stock | 2,000 | $208.3K | 0.2% | +2,000 | New | History |
| OVIDOvid Therapeutics Inc. | COM | 68,264 | $176.1K | 0.1% | −2,000−2.8% | Reduced | History |
| EVOEvotec SE | SPONSORED ADS | 12,388 | $129.5K | 0.1% | +12,388 | New | History |
| EQEquillium, Inc. | COM | 157,023 | $114.6K | 0.1% | −90,539−36.6% | Reduced | History |
| UNGUnited States Natural Gas Fund, LP | UNIT PAR | 15,000 | $104.1K | 0.1% | +15,000 | New | History |
| TBHCBrand House Collective, Inc. | COM | 27,235 | $77.6K | 0.1% | 00.0% | Unchanged | History |
Options (5)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
Sold out since Q4 2022 (9)
Positions held at the end of Q4 2022 that are gone from this filing.
| Security | Class | Shares in Q4 2022 | Value in Q4 2022 | % of portfolio in Q4 2022 | History |
|---|---|---|---|---|---|
| NFLXNetflix Inc | Stock | 3,400 | $1.00M | 0.8% | History |
| PYPLPayPal Holdings, Inc. | Stock | 7,000 | $498.5K | 0.4% | History |
| DXCDXC Technology Co | Stock | 18,500 | $490.3K | 0.4% | History |
| Turning PT Brands Inc90041LAE5 | NOTE 2.500% 7/1 | – | $439.5K | 0.3% | – |
| iShares Tr46429B671 | MSCI CHINA ETF | 8,358 | $397.0K | 0.3% | – |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | 3,500 | $290.5K | 0.2% | – |
| TGNATegna Inc | COM | 12,500 | $264.9K | 0.2% | History |
| PEOAdams Natural Resources Fund, Inc. | COM | 10,000 | $218.0K | 0.2% | History |
| AMRNAmarin Corp PLC | SPONS ADR NEW | 20,000 | $24.2K | <0.1% | History |