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Livermore
Livermore
ZHEN

DCF Advisers, LLC

SEC CIK
0001802493
Latest filing
Aug 10, 2026

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Feb 13, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
59
−1 vs. Q3 2022
Portfolio value
$129.5M
−$5.97M (−4.4%) vs. Q3 2022
Filed
Feb 13, 2023
SEC
Holdings of DCF Advisers, LLC in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
ABBVAbbVie Inc.Stock72,000$11.6M9.0%−4,100−5.4%ReducedHistory
ARGXArgenx SESPONSORED ADR25,000$9.47M7.3%00.0%UnchangedHistory
ITCIIntra-Cellular Therapies, Inc.COM156,250$8.27M6.4%−9,749−5.9%ReducedHistory
BACBank of America CorpStock240,000$7.95M6.1%+90,000+60.0%AddedHistory
REGNRegeneron Pharmaceuticals, Inc.COM10,900$7.86M6.1%−150−1.4%ReducedHistory
MUMicron Technology IncStock155,000$7.75M6.0%−20,000−11.4%ReducedHistory
GOOGAlphabet Inc.Stock82,000$7.28M5.6%+2,000+2.5%AddedHistory
XNCRXencor IncCOM205,973$5.36M4.1%−25,827−11.1%ReducedHistory
PRTAProthena Corp Public Ltd CoSHS74,100$4.46M3.4%+6,100+9.0%AddedHistory
ETEnergy Transfer LPCOM UT LTD PTN367,500$4.36M3.4%+7,500+2.1%AddedHistory
GLDSPDR Gold TrustETF24,000$4.07M3.1%+1,500+6.7%AddedHistory
INCYIncyte CorpCOM44,000$3.53M2.7%00.0%UnchangedHistory
ORCLOracle CorpStock43,000$3.51M2.7%+4,000+10.3%AddedHistory
IAUiShares Gold TrustETF100,000$3.46M2.7%00.0%UnchangedHistory
LLYEli Lilly & CoStock8,250$3.02M2.3%00.0%UnchangedHistory
TAT&T Inc.Stock142,500$2.62M2.0%−52,500−26.9%ReducedHistory
AODabrdn Total Dynamic Dividend FundCOM SH BEN INT272,000$2.12M1.6%00.0%UnchangedHistory
AMDAdvanced Micro Devices IncStock30,000$1.94M1.5%00.0%UnchangedHistory
AAPLApple Inc.Stock14,750$1.92M1.5%−12,500−45.9%ReducedHistory
PFEPfizer IncStock36,250$1.86M1.4%00.0%UnchangedHistory
TPBTurning Point Brands, Inc.COM83,113$1.80M1.4%−1,723−2.0%ReducedHistory
VanEck ETF Trust92189F791JUNIOR GOLD MINE45,000$1.60M1.2%+45,000New–
SGENSeagen Inc.COM12,450$1.60M1.2%+700+6.0%AddedHistory
JQCNuveen Credit Strategies Income FundCOM SHS311,420$1.59M1.2%+154,420+98.4%AddedHistory
GMGeneral Motors CoCOM44,000$1.48M1.1%00.0%UnchangedHistory
ALTAltimmune, Inc.COM NEW80,680$1.33M1.0%−148,320−64.8%ReducedHistory
SLViShares Silver TrustETF59,500$1.31M1.0%+9,500+19.0%AddedHistory
IMPLIPI Legacy Liquidation CoCOM325,825$1.22M0.9%−143,358−30.6%ReducedHistory
LNSRLENSAR, Inc.COM345,742$1.02M0.8%−12,355−3.5%ReducedHistory
NFLXNetflix IncStock3,400$1.00M0.8%−1,000−22.7%ReducedHistory
FFord Motor CoStock85,000$988.5K0.8%00.0%UnchangedHistory
CSCOCisco Systems, Inc.Stock20,000$952.8K0.7%00.0%UnchangedHistory
QCOMQualcomm IncStock7,500$824.5K0.6%00.0%UnchangedHistory
STEWSRH Total Return Fund, Inc.COM59,000$749.3K0.6%00.0%UnchangedHistory
SNYSanofiSPONSORED ADR14,500$702.2K0.5%+3,492+31.7%AddedHistory
NOKNokia CorpSPONSORED ADR150,000$696.0K0.5%00.0%UnchangedHistory
MRVLMarvell Technology, Inc.COM17,500$648.2K0.5%−8,500−32.7%ReducedHistory
VIRVir Biotechnology, Inc.COM24,000$607.4K0.5%+24,000NewHistory
BABAAlibaba Group Holding LtdADR6,500$572.6K0.4%+6,500NewHistory
PAASPan American Silver CorpStock32,500$531.0K0.4%+32,500NewHistory
Barrick Gold Corp067901108COM30,000$515.4K0.4%+20,000+200.0%Added–
PYPLPayPal Holdings, Inc.Stock7,000$498.5K0.4%−3,000−30.0%ReducedHistory
DXCDXC Technology CoStock18,500$490.3K0.4%−5,000−21.3%ReducedHistory
CCitigroup IncStock10,000$452.3K0.3%−65,000−86.7%ReducedHistory
Turning PT Brands Inc90041LAE5NOTE 2.500% 7/1–$439.5K0.3%–New–
iShares Tr46429B671MSCI CHINA ETF8,358$397.0K0.3%−23,642−73.9%Reduced–
NEMNEWMONT CorpStock7,500$354.0K0.3%−12,500−62.5%ReducedHistory
ALNYAlnylam Pharmaceuticals, Inc.COM1,400$332.7K0.3%00.0%UnchangedHistory
State Street SPDR S&P Biotech ETF78464A870ETF3,500$290.5K0.2%+3,500New–
BURBurford Capital LtdORD SHS35,000$285.3K0.2%+9,000+34.6%AddedHistory
METAMeta Platforms, Inc.Stock2,250$270.8K0.2%−6,750−75.0%ReducedHistory
AIRTAir T IncCOM10,798$266.9K0.2%−431−3.8%ReducedHistory
TGNATegna IncCOM12,500$264.9K0.2%+12,500NewHistory
EQEquillium, Inc.COM247,562$262.4K0.2%+13,764+5.9%AddedHistory
PEOAdams Natural Resources Fund, Inc.COM10,000$218.0K0.2%−3,500−25.9%ReducedHistory
Esperion Therapeutics Inc Ne29664WAB1NOTE 4.000%11/1–$198.9K0.2%–––
OVIDOvid Therapeutics Inc.COM70,264$130.7K0.1%−92,437−56.8%ReducedHistory
TBHCBrand House Collective, Inc.COM27,235$89.9K0.1%−77,797−74.1%ReducedHistory
AMRNAmarin Corp PLCSPONS ADR NEW20,000$24.2K<0.1%+20,000NewHistory

Options (8)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of DCF Advisers, LLC in Q4 2022
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$12.0M–
ALTAltimmune, Inc.COM NEW–$2.45M
Vanguard S&P 500 ETF922908363ETF$1.76M–
iShares Tr4642874571 3 YR TREAS BD$933.5K–
TSMTaiwan Semiconductor Manufacturing Co LtdADR–$558.7K
BURBurford Capital LtdORD SHS–$370.0K
State Street Energy Select Sector SPDR ETF81369Y506ETF$218.7K–
PAASPan American Silver CorpStock–$163.4K

Sold out since Q3 2022 (9)

Positions held at the end of Q3 2022 that are gone from this filing.

Positions of DCF Advisers, LLC sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
VanEck ETF Trust92189F106GOLD MINERS ETF102,500$2.47M1.8%–
AERIAerie Pharmaceuticals IncCOM157,665$2.38M1.8%History
iShares Tr464288513IBOXX HI YD ETF17,500$1.25M0.9%–
Kraneshares Trust500767306CSI CHI INTERNET22,500$554.0K0.4%–
FXYInvesco CurrencyShares Japanese Yen TrustJAPANESE YEN6,750$436.0K0.3%History
EOGEOG Resources IncStock3,000$335.0K0.2%History
INTCIntel CorpStock10,000$258.0K0.2%History
GAMGeneral American Investors Co IncCOM6,250$212.0K0.2%History
PSFEPaysafe LtdORD16,760$23.0K<0.1%History