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DCF Advisers, LLC

SEC CIK
0001802493
Latest filing
Aug 10, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 14, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
60
0 vs. Q2 2022
Portfolio value
$135.4M
−$13.8M (−9.2%) vs. Q2 2022
Filed
Nov 14, 2022
SEC
Holdings of DCF Advisers, LLC in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
ABBVAbbVie Inc.Stock76,100$10.2M7.5%+1,000+1.3%AddedHistory
ARGXArgenx SESPONSORED ADR25,000$8.83M6.5%00.0%UnchangedHistory
MUMicron Technology IncStock175,000$8.77M6.5%00.0%UnchangedHistory
ITCIIntra-Cellular Therapies, Inc.COM165,999$7.72M5.7%−40,589−19.6%ReducedHistory
GOOGAlphabet Inc.Stock80,000$7.69M5.7%+3,000+3.9%AddedConverted for a 20-for-1 splitHistory
REGNRegeneron Pharmaceuticals, Inc.COM11,050$7.61M5.6%−1,650−13.0%ReducedHistory
XNCRXencor IncCOM231,800$6.02M4.4%−18,000−7.2%ReducedHistory
BACBank of America CorpStock150,000$4.53M3.3%+4,500+3.1%AddedHistory
PRTAProthena Corp Public Ltd CoSHS68,000$4.12M3.0%+144+0.2%AddedHistory
ETEnergy Transfer LPCOM UT LTD PTN360,000$3.97M2.9%+129,100+55.9%AddedHistory
AAPLApple Inc.Stock27,250$3.77M2.8%−2,000−6.8%ReducedHistory
GLDSPDR Gold TrustETF22,500$3.48M2.6%−10,000−30.8%ReducedHistory
IAUiShares Gold TrustETF100,000$3.15M2.3%00.0%UnchangedHistory
CCitigroup IncStock75,000$3.13M2.3%−5,000−6.3%ReducedHistory
TAT&T Inc.Stock195,000$2.99M2.2%+100,000+105.3%AddedHistory
INCYIncyte CorpCOM44,000$2.93M2.2%00.0%UnchangedHistory
ALTAltimmune, Inc.COM NEW229,000$2.92M2.2%−106,180−31.7%ReducedHistory
LLYEli Lilly & CoStock8,250$2.67M2.0%00.0%UnchangedHistory
VanEck ETF Trust92189F106GOLD MINERS ETF102,500$2.47M1.8%−12,500−10.9%Reduced–
AERIAerie Pharmaceuticals IncCOM157,665$2.38M1.8%−9,500−5.7%ReducedHistory
ORCLOracle CorpStock39,000$2.38M1.8%00.0%UnchangedHistory
IMPLIPI Legacy Liquidation CoCOM469,183$2.29M1.7%+30,617+7.0%AddedHistory
LNSRLENSAR, Inc.COM358,097$1.99M1.5%+61,574+20.8%AddedHistory
AODabrdn Total Dynamic Dividend FundCOM SH BEN INT272,000$1.94M1.4%+15,000+5.8%AddedHistory
AMDAdvanced Micro Devices IncStock30,000$1.90M1.4%00.0%UnchangedHistory
TPBTurning Point Brands, Inc.COM84,836$1.80M1.3%+2,400+2.9%AddedHistory
SGENSeagen Inc.COM11,750$1.61M1.2%−3,250−21.7%ReducedHistory
PFEPfizer IncStock36,250$1.59M1.2%00.0%UnchangedHistory
GMGeneral Motors CoCOM44,000$1.41M1.0%−31,000−41.3%ReducedHistory
iShares Tr46429B671MSCI CHINA ETF32,000$1.36M1.0%+32,000New–
iShares Tr464288513IBOXX HI YD ETF17,500$1.25M0.9%+17,500New–
METAMeta Platforms, Inc.Stock9,000$1.22M0.9%+2,175+31.9%AddedHistory
MRVLMarvell Technology, Inc.COM26,000$1.12M0.8%00.0%UnchangedHistory
NFLXNetflix IncStock4,400$1.04M0.8%−3,400−43.6%ReducedHistory
FFord Motor CoStock85,000$952.0K0.7%−38,000−30.9%ReducedHistory
Esperion Therapeutics Inc Ne29664WAB1NOTE 4.000%11/1–$884.0K0.7%–––
SLViShares Silver TrustETF50,000$875.0K0.6%+5,000+11.1%AddedHistory
PYPLPayPal Holdings, Inc.Stock10,000$861.0K0.6%00.0%UnchangedHistory
QCOMQualcomm IncStock7,500$847.0K0.6%00.0%UnchangedHistory
NEMNEWMONT CorpStock20,000$841.0K0.6%+20,000NewHistory
JQCNuveen Credit Strategies Income FundCOM SHS157,000$802.0K0.6%+142,000+946.7%AddedHistory
CSCOCisco Systems, Inc.Stock20,000$800.0K0.6%+5,000+33.3%AddedHistory
STEWSRH Total Return Fund, Inc.COM59,000$642.0K0.5%00.0%UnchangedHistory
NOKNokia CorpSPONSORED ADR150,000$641.0K0.5%00.0%UnchangedHistory
DXCDXC Technology CoStock23,500$575.0K0.4%+23,500NewHistory
Kraneshares Trust500767306CSI CHI INTERNET22,500$554.0K0.4%−37,500−62.5%Reduced–
EQEquillium, Inc.COM233,798$519.0K0.4%+119,771+105.0%AddedHistory
FXYInvesco CurrencyShares Japanese Yen TrustJAPANESE YEN6,750$436.0K0.3%+6,750NewHistory
SNYSanofiSPONSORED ADR11,008$419.0K0.3%+11,008NewHistory
EOGEOG Resources IncStock3,000$335.0K0.2%+3,000NewHistory
TBHCBrand House Collective, Inc.COM105,032$316.0K0.2%+15,500+17.3%AddedHistory
OVIDOvid Therapeutics Inc.COM162,701$299.0K0.2%+21,000+14.8%AddedHistory
ALNYAlnylam Pharmaceuticals, Inc.COM1,400$280.0K0.2%−3,600−72.0%ReducedHistory
PEOAdams Natural Resources Fund, Inc.COM13,500$263.0K0.2%00.0%UnchangedHistory
INTCIntel CorpStock10,000$258.0K0.2%+10,000NewHistory
GAMGeneral American Investors Co IncCOM6,250$212.0K0.2%+6,250NewHistory
BURBurford Capital LtdORD SHS26,000$195.0K0.1%+26,000NewHistory
AIRTAir T IncCOM11,229$192.0K0.1%−2,421−17.7%ReducedHistory
Barrick Gold Corp067901108COM10,000$155.0K0.1%+10,000New–
PSFEPaysafe LtdORD16,760$23.0K<0.1%−45,740−73.2%ReducedHistory

Options (12)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of DCF Advisers, LLC in Q3 2022
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$7.32M–
PRTAProthena Corp Public Ltd CoSHS$1.67M$3.18M
AAPLApple Inc.Stock$2.07M–
iShares Russell 2000 ETF464287655ETF$1.65M–
INTCIntel CorpStock–$709.0K
FXYInvesco CurrencyShares Japanese Yen TrustJAPANESE YEN$646.0K–
MUMicron Technology IncStock$576.0K–
GLDSPDR Gold TrustETF–$387.0K
TSMTaiwan Semiconductor Manufacturing Co LtdADR–$343.0K
BURBurford Capital LtdORD SHS–$293.0K
ALTAltimmune, Inc.COM NEW–$287.0K
iShares Tr46428743220 YR TR BD ETF–$205.0K

Sold out since Q2 2022 (11)

Positions held at the end of Q2 2022 that are gone from this filing.

Positions of DCF Advisers, LLC sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
SPDR Series Trust78468R556SP O&G EXPL PRO17,500$2.09M1.4%–
VanEck ETF Trust92189F791JUNIOR GOLD MINE55,000$1.76M1.2%–
State Street SPDR S&P Biotech ETF78464A870ETF10,000$743.0K0.5%–
iShares Tr464287556ISHARES BIOTECH3,000$353.0K0.2%–
DBAInvesco DB Agriculture FundAGRICULTURE FD12,500$255.0K0.2%History
AMRNAmarin Corp PLCSPONS ADR NEW147,000$219.0K0.1%History
CRMSalesforce, Inc.Stock1,250$206.0K0.1%History
WBDWarner Bros. Discovery, Inc.Stock12,581$169.0K0.1%History
RVNCRevance Therapeutics, Inc.COM12,000$166.0K0.1%History
APTXAptinyx Inc.COM48,529$27.0K<0.1%History
IMDXInsight Molecular Diagnostics Inc.COM25,149$23.0K<0.1%History