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Livermore
Livermore
ZHEN

DCF Advisers, LLC

SEC CIK
0001802493
Latest filing
Aug 10, 2026

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed May 15, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
62
+3 vs. Q4 2022
Portfolio value
$135.6M
+$6.09M (+4.7%) vs. Q4 2022
Filed
May 15, 2023
SEC
Holdings of DCF Advisers, LLC in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
TBHCBrand House Collective, Inc.COM27,235$77.6K0.1%00.0%UnchangedHistory
UNGUnited States Natural Gas Fund, LPUNIT PAR15,000$104.1K0.1%+15,000NewHistory
EQEquillium, Inc.COM157,023$114.6K0.1%−90,539−36.6%ReducedHistory
EVOEvotec SESPONSORED ADS12,388$129.5K0.1%+12,388NewHistory
OVIDOvid Therapeutics Inc.COM68,264$176.1K0.1%−2,000−2.8%ReducedHistory
SBUXStarbucks CorpStock2,000$208.3K0.2%+2,000NewHistory
OIO-I Glass, Inc.COM11,500$261.2K0.2%+11,500NewHistory
SPOTSpotify Technology S.A.Stock2,000$267.2K0.2%+2,000NewHistory
AIRTAir T IncCOM10,798$270.5K0.2%00.0%UnchangedHistory
EOGEOG Resources IncStock2,400$275.1K0.2%+2,400NewHistory
ALNYAlnylam Pharmaceuticals, Inc.COM1,400$280.4K0.2%00.0%UnchangedHistory
ALTAltimmune, Inc.COM NEW76,975$324.8K0.2%−3,705−4.6%ReducedHistory
CCitigroup IncStock–$339.9K0.3%––History
NEMNEWMONT CorpStock7,500$367.6K0.3%00.0%UnchangedHistory
METAMeta Platforms, Inc.Stock2,200$466.3K0.3%−50−2.2%ReducedHistory
BABoeing CoStock2,250$478.0K0.4%+2,250NewHistory
BURBurford Capital LtdORD SHS44,000$486.6K0.4%+9,000+25.7%AddedHistory
iShares Tr464287234MSCI EMG MKT ETF12,500$493.0K0.4%+12,500New–
AMZNAmazon Com IncStock5,000$516.5K0.4%+5,000NewHistory
IMPLIPI Legacy Liquidation CoCOM383,148$536.4K0.4%+57,323+17.6%AddedHistory
SNYSanofiSPONSORED ADR9,900$538.8K0.4%−4,600−31.7%ReducedHistory
INTCIntel CorpStock17,500$571.7K0.4%+17,500NewHistory
QCOMQualcomm IncStock5,000$637.9K0.5%−2,500−33.3%ReducedHistory
STEWSRH Total Return Fund, Inc.COM59,000$724.5K0.5%00.0%UnchangedHistory
NOKNokia CorpSPONSORED ADR150,000$736.5K0.5%00.0%UnchangedHistory
Barrick Gold Corp067901108COM40,000$742.8K0.5%+10,000+33.3%Added–
PAASPan American Silver CorpStock45,000$819.0K0.6%+12,500+38.5%AddedHistory
LNSRLENSAR, Inc.COM350,742$873.4K0.6%+5,000+1.4%AddedHistory
MRVLMarvell Technology, Inc.COM22,500$974.3K0.7%+5,000+28.6%AddedHistory
CSCOCisco Systems, Inc.Stock20,000$1.05M0.8%00.0%UnchangedHistory
FFord Motor CoStock85,000$1.07M0.8%00.0%UnchangedHistory
SLViShares Silver TrustETF50,000$1.11M0.8%−9,500−16.0%ReducedHistory
BABAAlibaba Group Holding LtdADR12,600$1.29M0.9%+6,100+93.8%AddedHistory
BIIBBiogen Inc.COM4,900$1.36M1.0%+4,900NewHistory
VIRVir Biotechnology, Inc.COM62,000$1.44M1.1%+38,000+158.3%AddedHistory
Esperion Therapeutics Inc Ne29664WAB1NOTE 4.000%11/13,600,000$1.48M1.1%–––
GMGeneral Motors CoCOM44,000$1.61M1.2%00.0%UnchangedHistory
PFEPfizer IncStock40,250$1.64M1.2%+4,000+11.0%AddedHistory
TPBTurning Point Brands, Inc.COM–$1.75M1.3%––History
VanEck ETF Trust92189F791JUNIOR GOLD MINE45,000$1.78M1.3%00.0%Unchanged–
JQCNuveen Credit Strategies Income FundCOM SHS364,000$1.86M1.4%+52,580+16.9%AddedHistory
AODabrdn Total Dynamic Dividend FundCOM SH BEN INT253,500$2.05M1.5%−18,500−6.8%ReducedHistory
AMGNAmgen IncStock10,000$2.42M1.8%+10,000NewHistory
AAPLApple Inc.Stock14,750$2.43M1.8%00.0%UnchangedHistory
TAT&T Inc.Stock127,500$2.45M1.8%−15,000−10.5%ReducedHistory
SGENSeagen Inc.COM12,150$2.46M1.8%−300−2.4%ReducedHistory
LLYEli Lilly & CoStock8,250$2.83M2.1%00.0%UnchangedHistory
AMDAdvanced Micro Devices IncStock30,000$2.94M2.2%00.0%UnchangedHistory
INCYIncyte CorpCOM42,500$3.07M2.3%−1,500−3.4%ReducedHistory
IAUiShares Gold TrustETF100,000$3.74M2.8%00.0%UnchangedHistory
GLDSPDR Gold TrustETF21,500$3.94M2.9%−2,500−10.4%ReducedHistory
BACBank of America CorpStock138,000$3.95M2.9%−102,000−42.5%ReducedHistory
ORCLOracle CorpStock43,000$4.00M2.9%00.0%UnchangedHistory
PRTAProthena Corp Public Ltd CoSHS84,250$4.08M3.0%+10,150+13.7%AddedHistory
ETEnergy Transfer LPCOM UT LTD PTN374,000$4.66M3.4%+6,500+1.8%AddedHistory
XNCRXencor IncCOM210,000$5.86M4.3%+4,027+2.0%AddedHistory
ITCIIntra-Cellular Therapies, Inc.COM118,600$6.42M4.7%−37,650−24.1%ReducedHistory
GOOGAlphabet Inc.Stock81,000$8.42M6.2%−1,000−1.2%ReducedHistory
REGNRegeneron Pharmaceuticals, Inc.COM11,025$9.06M6.7%+125+1.1%AddedHistory
MUMicron Technology IncStock157,500$9.50M7.0%+2,500+1.6%AddedHistory
ARGXArgenx SESPONSORED ADR25,700$9.58M7.1%+700+2.8%AddedHistory
ABBVAbbVie Inc.Stock72,000$11.5M8.5%00.0%UnchangedHistory

Options (5)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of DCF Advisers, LLC in Q1 2023
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$25.2M–
AMGNAmgen IncStock–$1.06M
MUMicron Technology IncStock$603.4K–
ALTAltimmune, Inc.COM NEW–$565.5K
BURBurford Capital LtdORD SHS–$381.6K

Sold out since Q4 2022 (9)

Positions held at the end of Q4 2022 that are gone from this filing.

Positions of DCF Advisers, LLC sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
NFLXNetflix IncStock3,400$1.00M0.8%History
PYPLPayPal Holdings, Inc.Stock7,000$498.5K0.4%History
DXCDXC Technology CoStock18,500$490.3K0.4%History
Turning PT Brands Inc90041LAE5NOTE 2.500% 7/1–$439.5K0.3%–
iShares Tr46429B671MSCI CHINA ETF8,358$397.0K0.3%–
State Street SPDR S&P Biotech ETF78464A870ETF3,500$290.5K0.2%–
TGNATegna IncCOM12,500$264.9K0.2%History
PEOAdams Natural Resources Fund, Inc.COM10,000$218.0K0.2%History
AMRNAmarin Corp PLCSPONS ADR NEW20,000$24.2K<0.1%History