DCF Advisers, LLC
- SEC CIK
- 0001802493
- Latest filing
- Aug 10, 2026
Holdings in Q4 2023
Holdings as of Dec 31, 2023, filed Feb 13, 2024. Long positions only; changes compare share counts with Q3 2023.
- Positions
- 70
- −7 vs. Q3 2023
- Portfolio value
- $147.6M
- +$4.28M (+3.0%) vs. Q3 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| MUMicron Technology Inc | Stock | 155,000 | $13.2M | 9.0% | −8,000−4.9% | Reduced | History |
| REGNRegeneron Pharmaceuticals, Inc. | COM | 12,200 | $10.7M | 7.3% | +1,325+12.2% | Added | History |
| GOOGAlphabet Inc. | Stock | 70,150 | $9.89M | 6.7% | 00.0% | Unchanged | History |
| ARGXArgenx SE | SPONSORED ADR | 20,450 | $7.78M | 5.3% | −1,550−7.0% | Reduced | History |
| ITCIIntra-Cellular Therapies, Inc. | COM | 96,857 | $6.94M | 4.7% | −10,300−9.6% | Reduced | History |
| AMDAdvanced Micro Devices Inc | Stock | 38,000 | $5.60M | 3.8% | −2,700−6.6% | Reduced | History |
| ABBVAbbVie Inc. | Stock | 32,500 | $5.04M | 3.4% | −12,000−27.0% | Reduced | History |
| XNCRXencor Inc | COM | 237,107 | $5.03M | 3.4% | −9,193−3.7% | Reduced | History |
| ORCLOracle Corp | Stock | 44,000 | $4.64M | 3.1% | +1,500+3.5% | Added | History |
| GLDSPDR Gold Trust | ETF | 23,000 | $4.40M | 3.0% | +1,500+7.0% | Added | History |
| BACBank of America Corp | Stock | 128,750 | $4.34M | 2.9% | −750−0.6% | Reduced | History |
| ETEnergy Transfer LP | COM UT LTD PTN | 310,000 | $4.28M | 2.9% | −63,000−16.9% | Reduced | History |
| LLYEli Lilly & Co | Stock | 7,000 | $4.08M | 2.8% | −500−6.7% | Reduced | History |
| IAUiShares Gold Trust | ETF | 100,000 | $3.90M | 2.6% | 00.0% | Unchanged | History |
| PRTAProthena Corp Public Ltd Co | SHS | 84,000 | $3.05M | 2.1% | +1,050+1.3% | Added | History |
| BABAAlibaba Group Holding Ltd | ADR | 37,800 | $2.93M | 2.0% | +16,500+77.5% | Added | History |
| AAPLApple Inc. | Stock | 14,750 | $2.84M | 1.9% | 00.0% | Unchanged | History |
| INCYIncyte Corp | COM | 42,500 | $2.67M | 1.8% | −2,000−4.5% | Reduced | History |
| iShares Russell 2000 ETF464287655 | ETF | 11,500 | $2.31M | 1.6% | 00.0% | Unchanged | – |
| RVNCRevance Therapeutics, Inc. | COM | 256,872 | $2.26M | 1.5% | +230,372+869.3% | Added | History |
| ZBHZimmer Biomet Holdings, Inc. | Stock | 18,397 | $2.24M | 1.5% | 00.0% | Unchanged | History |
| TPBTurning Point Brands, Inc. | COM | 83,500 | $2.20M | 1.5% | 00.0% | Unchanged | History |
| JQCNuveen Credit Strategies Income Fund | COM SHS | 414,000 | $2.16M | 1.5% | −6,000−1.4% | Reduced | History |
| AODabrdn Total Dynamic Dividend Fund | COM SH BEN INT | 261,500 | $2.11M | 1.4% | +8,000+3.2% | Added | History |
| AMGNAmgen Inc | Stock | 7,000 | $2.02M | 1.4% | −1,400−16.7% | Reduced | History |
| Esperion Therapeutics Inc Ne29664WAB1 | NOTE 4.000%11/1 | – | $1.72M | 1.2% | – | – | – |
| LFCRLifecore Biomedical, Inc. DE | COM | 259,684 | $1.61M | 1.1% | +138,930+115.1% | Added | History |
| GMGeneral Motors Co | COM | 40,000 | $1.44M | 1.0% | −4,000−9.1% | Reduced | History |
| OIO-I Glass, Inc. | COM | 83,250 | $1.36M | 0.9% | +24,000+40.5% | Added | History |
| TAT&T Inc. | Stock | 79,000 | $1.33M | 0.9% | −63,500−44.6% | Reduced | History |
| Barrick Gold Corp067901108 | COM | 72,500 | $1.31M | 0.9% | +20,000+38.1% | Added | – |
| ALTAltimmune, Inc. | COM NEW | 115,225 | $1.30M | 0.9% | −4,750−4.0% | Reduced | History |
| CSCOCisco Systems, Inc. | Stock | 25,000 | $1.26M | 0.9% | +2,500+11.1% | Added | History |
| QCOMQualcomm Inc | Stock | 8,500 | $1.23M | 0.8% | 00.0% | Unchanged | History |
| FFord Motor Co | Stock | 100,000 | $1.22M | 0.8% | 00.0% | Unchanged | History |
| BURBurford Capital Ltd | ORD SHS | 72,750 | $1.13M | 0.8% | +13,750+23.3% | Added | History |
| SLViShares Silver Trust | ETF | 50,000 | $1.09M | 0.7% | 00.0% | Unchanged | History |
| MRVLMarvell Technology, Inc. | COM | 17,500 | $1.06M | 0.7% | 00.0% | Unchanged | History |
| Ea Series Trust02072L565 | ALPHA ARCH 1-3 | 9,875 | $1.04M | 0.7% | +2,375+31.7% | Added | – |
| INTCIntel Corp | Stock | 18,750 | $942.2K | 0.6% | −4,750−20.2% | Reduced | History |
| LNSRLENSAR, Inc. | COM | 240,534 | $844.3K | 0.6% | −42,002−14.9% | Reduced | History |
| STEWSRH Total Return Fund, Inc. | COM | 59,000 | $818.3K | 0.6% | 00.0% | Unchanged | History |
| PAASPan American Silver Corp | Stock | 45,000 | $734.9K | 0.5% | 00.0% | Unchanged | History |
| METAMeta Platforms, Inc. | Stock | 2,000 | $707.9K | 0.5% | 00.0% | Unchanged | History |
| PYPLPayPal Holdings, Inc. | Stock | 11,000 | $675.5K | 0.5% | −2,500−18.5% | Reduced | History |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 21,500 | $666.7K | 0.5% | +11,000+104.8% | Added | – |
| PFEPfizer Inc | Stock | 21,500 | $619.0K | 0.4% | −17,000−44.2% | Reduced | History |
| EVOEvotec SE | SPONSORED ADS | 47,797 | $560.7K | 0.4% | −1,250−2.5% | Reduced | History |
| SNYSanofi | SPONSORED ADR | 11,000 | $547.0K | 0.4% | +1,100+11.1% | Added | History |
| BABoeing Co | Stock | 2,000 | $521.3K | 0.4% | 00.0% | Unchanged | History |
| VanEck ETF Trust92189F791 | JUNIOR GOLD MINE | 13,700 | $519.4K | 0.4% | −36,300−72.6% | Reduced | – |
| YETIYETI Holdings, Inc. | COM | 10,000 | $517.8K | 0.4% | +10,000 | New | History |
| iShares Tr464287234 | MSCI EMG MKT ETF | 12,500 | $502.6K | 0.3% | 00.0% | Unchanged | – |
| IMGNImmunoGen, Inc. | COM | 14,000 | $415.1K | 0.3% | +1,150+8.9% | Added | History |
| TEVATeva Pharmaceutical Industries Ltd | SPONSORED ADS | 39,000 | $407.2K | 0.3% | −5,500−12.4% | Reduced | History |
| LRCXLam Research Corp | COM | 500 | $391.6K | 0.3% | 00.0% | Unchanged | History |
| SPOTSpotify Technology S.A. | Stock | 2,000 | $375.8K | 0.3% | 00.0% | Unchanged | History |
| CCitigroup Inc | Stock | 7,250 | $372.9K | 0.3% | 00.0% | Unchanged | History |
| WOLFWolfspeed, Inc. | Stock | 7,500 | $326.3K | 0.2% | −6,500−46.4% | Reduced | History |
| ALNYAlnylam Pharmaceuticals, Inc. | COM | 1,300 | $248.8K | 0.2% | −500−27.8% | Reduced | History |
| JNJJohnson & Johnson | Stock | 1,500 | $235.1K | 0.2% | 00.0% | Unchanged | History |
| RBLXRoblox Corp | Stock | 5,000 | $228.6K | 0.2% | +5,000 | New | History |
| VRDNViridian Therapeutics, Inc. | COM | 9,500 | $206.9K | 0.1% | −4,000−29.6% | Reduced | History |
| NOKNokia Corp | SPONSORED ADR | 50,000 | $171.0K | 0.1% | −121,500−70.8% | Reduced | History |
| LCTXLineage Cell Therapeutics, Inc. | COM | 94,751 | $103.3K | 0.1% | +12,000+14.5% | Added | History |
| TBHCBrand House Collective, Inc. | COM | 25,415 | $76.8K | 0.1% | −9,820−27.9% | Reduced | History |
| OVIDOvid Therapeutics Inc. | COM | 18,730 | $60.3K | <0.1% | −11,700−38.4% | Reduced | History |
| UNGUnited States Natural Gas Fund, LP | UNIT PAR | 11,500 | $58.3K | <0.1% | −3,500−23.3% | Reduced | History |
| ARQArq, Inc. | COM | 13,496 | $40.2K | <0.1% | +13,496 | New | History |
| AMRNAmarin Corp PLC | SPONS ADR NEW | 13,290 | $11.6K | <0.1% | −810−5.7% | Reduced | History |
Options (11)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| Invesco QQQ Trust Series I46090E103 | ETF | $22.5M | – |
| State Street SPDR Portfolio S&P 500 ETF78464A854 | ETF | $7.66M | – |
| BABAAlibaba Group Holding Ltd | ADR | $1.16M | $93.0K |
| GLDSPDR Gold Trust | ETF | – | $1.24M |
| ALTAltimmune, Inc. | COM NEW | – | $1.17M |
| iShares Tr464287184 | CHINA LG-CAP ETF | – | $1.12M |
| BIDUBaidu, Inc. | ADR | – | $893.2K |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | – | $387.6K |
| TDOCTeladoc Health, Inc. | COM | – | $323.3K |
| INCYIncyte Corp | COM | – | $62.8K |
| ARQArq, Inc. | COM | – | $11.9K |
Sold out since Q3 2023 (10)
Positions held at the end of Q3 2023 that are gone from this filing.
| Security | Class | Shares in Q3 2023 | Value in Q3 2023 | % of portfolio in Q3 2023 | History |
|---|---|---|---|---|---|
| SGENSeagen Inc. | COM | 11,000 | $2.33M | 1.6% | History |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | 13,500 | $985.8K | 0.7% | – |
| AMZNAmazon Com Inc | Stock | 5,000 | $635.6K | 0.4% | History |
| Turning PT Brands Inc90041LAE5 | NOTE 2.500% 7/1 | – | $385.0K | 0.3% | – |
| BMYBristol Myers Squibb Co | Stock | 5,250 | $304.7K | 0.2% | History |
| AIRTAir T Inc | COM | 9,135 | $204.2K | 0.1% | History |
| Paramount Global92556H206 | CL B | 12,500 | $161.3K | 0.1% | – |
| VIRVir Biotechnology, Inc. | COM | 10,000 | $93.7K | 0.1% | History |
| IMPLIPI Legacy Liquidation Co | COM | 178,500 | $76.8K | 0.1% | History |
| EQEquillium, Inc. | COM | 69,871 | $51.7K | <0.1% | History |