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Livermore
Livermore
ZHEN

DCF Advisers, LLC

SEC CIK
0001802493
Latest filing
Aug 10, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 13, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
70
−7 vs. Q3 2023
Portfolio value
$147.6M
+$4.28M (+3.0%) vs. Q3 2023
Filed
Feb 13, 2024
SEC
Holdings of DCF Advisers, LLC in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
AMRNAmarin Corp PLCSPONS ADR NEW13,290$11.6K<0.1%−810−5.7%ReducedHistory
ARQArq, Inc.COM13,496$40.2K<0.1%+13,496NewHistory
UNGUnited States Natural Gas Fund, LPUNIT PAR11,500$58.3K<0.1%−3,500−23.3%ReducedHistory
OVIDOvid Therapeutics Inc.COM18,730$60.3K<0.1%−11,700−38.4%ReducedHistory
TBHCBrand House Collective, Inc.COM25,415$76.8K0.1%−9,820−27.9%ReducedHistory
LCTXLineage Cell Therapeutics, Inc.COM94,751$103.3K0.1%+12,000+14.5%AddedHistory
NOKNokia CorpSPONSORED ADR50,000$171.0K0.1%−121,500−70.8%ReducedHistory
VRDNViridian Therapeutics, Inc.COM9,500$206.9K0.1%−4,000−29.6%ReducedHistory
RBLXRoblox CorpStock5,000$228.6K0.2%+5,000NewHistory
JNJJohnson & JohnsonStock1,500$235.1K0.2%00.0%UnchangedHistory
ALNYAlnylam Pharmaceuticals, Inc.COM1,300$248.8K0.2%−500−27.8%ReducedHistory
WOLFWolfspeed, Inc.Stock7,500$326.3K0.2%−6,500−46.4%ReducedHistory
CCitigroup IncStock7,250$372.9K0.3%00.0%UnchangedHistory
SPOTSpotify Technology S.A.Stock2,000$375.8K0.3%00.0%UnchangedHistory
LRCXLam Research CorpCOM500$391.6K0.3%00.0%UnchangedHistory
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS39,000$407.2K0.3%−5,500−12.4%ReducedHistory
IMGNImmunoGen, Inc.COM14,000$415.1K0.3%+1,150+8.9%AddedHistory
iShares Tr464287234MSCI EMG MKT ETF12,500$502.6K0.3%00.0%Unchanged–
YETIYETI Holdings, Inc.COM10,000$517.8K0.4%+10,000NewHistory
VanEck ETF Trust92189F791JUNIOR GOLD MINE13,700$519.4K0.4%−36,300−72.6%Reduced–
BABoeing CoStock2,000$521.3K0.4%00.0%UnchangedHistory
SNYSanofiSPONSORED ADR11,000$547.0K0.4%+1,100+11.1%AddedHistory
EVOEvotec SESPONSORED ADS47,797$560.7K0.4%−1,250−2.5%ReducedHistory
PFEPfizer IncStock21,500$619.0K0.4%−17,000−44.2%ReducedHistory
VanEck ETF Trust92189F106GOLD MINERS ETF21,500$666.7K0.5%+11,000+104.8%Added–
PYPLPayPal Holdings, Inc.Stock11,000$675.5K0.5%−2,500−18.5%ReducedHistory
METAMeta Platforms, Inc.Stock2,000$707.9K0.5%00.0%UnchangedHistory
PAASPan American Silver CorpStock45,000$734.9K0.5%00.0%UnchangedHistory
STEWSRH Total Return Fund, Inc.COM59,000$818.3K0.6%00.0%UnchangedHistory
LNSRLENSAR, Inc.COM240,534$844.3K0.6%−42,002−14.9%ReducedHistory
INTCIntel CorpStock18,750$942.2K0.6%−4,750−20.2%ReducedHistory
Ea Series Trust02072L565ALPHA ARCH 1-39,875$1.04M0.7%+2,375+31.7%Added–
MRVLMarvell Technology, Inc.COM17,500$1.06M0.7%00.0%UnchangedHistory
SLViShares Silver TrustETF50,000$1.09M0.7%00.0%UnchangedHistory
BURBurford Capital LtdORD SHS72,750$1.13M0.8%+13,750+23.3%AddedHistory
FFord Motor CoStock100,000$1.22M0.8%00.0%UnchangedHistory
QCOMQualcomm IncStock8,500$1.23M0.8%00.0%UnchangedHistory
CSCOCisco Systems, Inc.Stock25,000$1.26M0.9%+2,500+11.1%AddedHistory
ALTAltimmune, Inc.COM NEW115,225$1.30M0.9%−4,750−4.0%ReducedHistory
Barrick Gold Corp067901108COM72,500$1.31M0.9%+20,000+38.1%Added–
TAT&T Inc.Stock79,000$1.33M0.9%−63,500−44.6%ReducedHistory
OIO-I Glass, Inc.COM83,250$1.36M0.9%+24,000+40.5%AddedHistory
GMGeneral Motors CoCOM40,000$1.44M1.0%−4,000−9.1%ReducedHistory
LFCRLifecore Biomedical, Inc.COM259,684$1.61M1.1%+138,930+115.1%AddedHistory
Esperion Therapeutics Inc Ne29664WAB1NOTE 4.000%11/1–$1.72M1.2%–––
AMGNAmgen IncStock7,000$2.02M1.4%−1,400−16.7%ReducedHistory
AODabrdn Total Dynamic Dividend FundCOM SH BEN INT261,500$2.11M1.4%+8,000+3.2%AddedHistory
JQCNuveen Credit Strategies Income FundCOM SHS414,000$2.16M1.5%−6,000−1.4%ReducedHistory
TPBTurning Point Brands, Inc.COM83,500$2.20M1.5%00.0%UnchangedHistory
ZBHZimmer Biomet Holdings, Inc.Stock18,397$2.24M1.5%00.0%UnchangedHistory
RVNCRevance Therapeutics, Inc.COM256,872$2.26M1.5%+230,372+869.3%AddedHistory
iShares Russell 2000 ETF464287655ETF11,500$2.31M1.6%00.0%Unchanged–
INCYIncyte CorpCOM42,500$2.67M1.8%−2,000−4.5%ReducedHistory
AAPLApple Inc.Stock14,750$2.84M1.9%00.0%UnchangedHistory
BABAAlibaba Group Holding LtdADR37,800$2.93M2.0%+16,500+77.5%AddedHistory
PRTAProthena Corp Public Ltd CoSHS84,000$3.05M2.1%+1,050+1.3%AddedHistory
IAUiShares Gold TrustETF100,000$3.90M2.6%00.0%UnchangedHistory
LLYEli Lilly & CoStock7,000$4.08M2.8%−500−6.7%ReducedHistory
ETEnergy Transfer LPCOM UT LTD PTN310,000$4.28M2.9%−63,000−16.9%ReducedHistory
BACBank of America CorpStock128,750$4.34M2.9%−750−0.6%ReducedHistory
GLDSPDR Gold TrustETF23,000$4.40M3.0%+1,500+7.0%AddedHistory
ORCLOracle CorpStock44,000$4.64M3.1%+1,500+3.5%AddedHistory
XNCRXencor IncCOM237,107$5.03M3.4%−9,193−3.7%ReducedHistory
ABBVAbbVie Inc.Stock32,500$5.04M3.4%−12,000−27.0%ReducedHistory
AMDAdvanced Micro Devices IncStock38,000$5.60M3.8%−2,700−6.6%ReducedHistory
ITCIIntra-Cellular Therapies, Inc.COM96,857$6.94M4.7%−10,300−9.6%ReducedHistory
ARGXArgenx SESPONSORED ADR20,450$7.78M5.3%−1,550−7.0%ReducedHistory
GOOGAlphabet Inc.Stock70,150$9.89M6.7%00.0%UnchangedHistory
REGNRegeneron Pharmaceuticals, Inc.COM12,200$10.7M7.3%+1,325+12.2%AddedHistory
MUMicron Technology IncStock155,000$13.2M9.0%−8,000−4.9%ReducedHistory

Options (11)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of DCF Advisers, LLC in Q4 2023
SecurityClassPutsCalls
Invesco QQQ Trust Series I46090E103ETF$22.5M–
State Street SPDR Portfolio S&P 500 ETF78464A854ETF$7.66M–
BABAAlibaba Group Holding LtdADR$1.16M$93.0K
GLDSPDR Gold TrustETF–$1.24M
ALTAltimmune, Inc.COM NEW–$1.17M
iShares Tr464287184CHINA LG-CAP ETF–$1.12M
BIDUBaidu, Inc.ADR–$893.2K
VanEck ETF Trust92189F106GOLD MINERS ETF–$387.6K
TDOCTeladoc Health, Inc.COM–$323.3K
INCYIncyte CorpCOM–$62.8K
ARQArq, Inc.COM–$11.9K

Sold out since Q3 2023 (10)

Positions held at the end of Q3 2023 that are gone from this filing.

Positions of DCF Advisers, LLC sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
SGENSeagen Inc.COM11,000$2.33M1.6%History
State Street SPDR S&P Biotech ETF78464A870ETF13,500$985.8K0.7%–
AMZNAmazon Com IncStock5,000$635.6K0.4%History
Turning PT Brands Inc90041LAE5NOTE 2.500% 7/1–$385.0K0.3%–
BMYBristol Myers Squibb CoStock5,250$304.7K0.2%History
AIRTAir T IncCOM9,135$204.2K0.1%History
Paramount Global92556H206CL B12,500$161.3K0.1%–
VIRVir Biotechnology, Inc.COM10,000$93.7K0.1%History
IMPLIPI Legacy Liquidation CoCOM178,500$76.8K0.1%History
EQEquillium, Inc.COM69,871$51.7K<0.1%History