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Livermore
Livermore
ZHEN

HighMark Wealth Management LLC

SEC CIK
0001802451
Latest filing
Aug 12, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Jan 20, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
505
−4 vs. Q3 2021
Portfolio value
$157.8M
+$21.9M (+16.1%) vs. Q3 2021
Filed
Jan 20, 2022
SEC
Holdings of HighMark Wealth Management LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Vanguard Mortgage-Backed Securities ETF92206C771ETF4$00.0%00.0%Unchanged–
KDKyndryl Holdings, Inc.Stock2$00.0%+2NewHistory
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF3$00.0%00.0%Unchanged–
CCitigroup IncStock5$00.0%00.0%UnchangedHistory
ARK Innovation ETF00214Q104ETF10$00.0%+10New–
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF1$00.0%00.0%Unchanged–
SPOTSpotify Technology S.A.Stock1$00.0%00.0%UnchangedHistory
PTONPeloton Interactive, Inc.CL A COM190$00.0%+190NewHistory
ARAYAccuray IncCOM100$00.0%00.0%UnchangedHistory
SLVMSylvamo CorpCOMMON STOCK4$00.0%+4NewHistory
SONOSonos IncCOM6$00.0%00.0%UnchangedHistory
iShares Tr4642886613 7 YR TREAS BD68$00.0%+68New–
BHFBrighthouse Financial, Inc.COM2$00.0%00.0%UnchangedHistory
AJRDAerojet Rocketdyne Holdings, Inc.COM1$00.0%00.0%UnchangedHistory
AQBAquabounty Technologies IncCOM NEW200$00.0%00.0%UnchangedHistory
BAMBrookfield Asset Management Ltd.CL A LTD VT SH1$00.0%00.0%UnchangedHistory
XELAExela Technologies, Inc.COM NEW333$00.0%−575−63.3%ReducedHistory
FLYYSpirit Aviation Holdings, Inc.COM11$00.0%00.0%UnchangedHistory
VTRVentas, Inc.REIT20$1.00K<0.1%00.0%UnchangedHistory
DELLDell Technologies Inc.Stock25$1.00K<0.1%00.0%UnchangedHistory
CARRCarrier Global CorpStock20$1.00K<0.1%00.0%UnchangedHistory
ABNBAirbnb, Inc.Stock7$1.00K<0.1%−250−97.3%ReducedHistory
WENWendy's CoStock47$1.00K<0.1%+1+2.2%AddedHistory
ENBEnbridge IncStock37$1.00K<0.1%+37NewHistory
MSIMotorola Solutions, Inc.Stock5$1.00K<0.1%+5NewHistory
PLUGPlug Power IncStock50$1.00K<0.1%00.0%UnchangedHistory
SWBISmith & Wesson Brands, Inc.COM50$1.00K<0.1%00.0%UnchangedHistory
TTWOTake Two Interactive Software IncCOM4$1.00K<0.1%00.0%UnchangedHistory
Global X FDS37954Y442CLOUD COMPUTNG25$1.00K<0.1%00.0%Unchanged–
GLWCorning IncCOM20$1.00K<0.1%00.0%UnchangedHistory
EXELExelixis, Inc.COM51$1.00K<0.1%00.0%UnchangedHistory
CSGPCostar Group, Inc.COM17$1.00K<0.1%−5−22.7%ReducedHistory
WisdomTree Tr97717W794TRUE DEV INTL FD23$1.00K<0.1%00.0%Unchanged–
TWLOTwilio IncCL A5$1.00K<0.1%00.0%UnchangedHistory
PEBPebblebrook Hotel TrustCOM24$1.00K<0.1%00.0%UnchangedHistory
ALECAlector, Inc.COM50$1.00K<0.1%00.0%UnchangedHistory
KEPKorea Electric Power CorpSPONSORED ADR100$1.00K<0.1%00.0%UnchangedHistory
KRNTKornit Digital Ltd.SHS6$1.00K<0.1%+6NewHistory
PRLDPrelude Therapeutics IncCOM50$1.00K<0.1%+50NewHistory
SNDSmart Sand, Inc.COM500$1.00K<0.1%00.0%UnchangedHistory
HYFMHydrofarm Holdings Group, Inc.COM20$1.00K<0.1%00.0%UnchangedHistory
NVTAInvitae CorpCOM47$1.00K<0.1%−216−82.1%ReducedHistory
EGIOEdgio, Inc.COM159$1.00K<0.1%00.0%UnchangedHistory
STEMStem, Inc.CL A50$1.00K<0.1%00.0%UnchangedHistory
IAUiShares Gold TrustETF50$2.00K<0.1%00.0%UnchangedHistory
GNRCGenerac Holdings Inc.Stock5$2.00K<0.1%00.0%UnchangedHistory
MSCIMSCI Inc.Stock3$2.00K<0.1%00.0%UnchangedHistory
DOWDow Inc.Stock41$2.00K<0.1%+1+2.5%AddedHistory
GWWW.W. Grainger, Inc.Stock4$2.00K<0.1%00.0%UnchangedHistory
RTXRTX CorpStock20$2.00K<0.1%00.0%UnchangedHistory
ADIAnalog Devices IncStock10$2.00K<0.1%00.0%UnchangedHistory
CDNSCadence Design Systems IncStock13$2.00K<0.1%+3+30.0%AddedHistory
TTDTrade Desk, Inc.Stock20$2.00K<0.1%−8−28.6%ReducedHistory
BSXBoston Scientific CorpStock45$2.00K<0.1%00.0%UnchangedHistory
VEEVVeeva Systems IncStock6$2.00K<0.1%00.0%UnchangedHistory
ETREntergy CorpCOM20$2.00K<0.1%00.0%UnchangedHistory
SSYSStratasys Ltd.SHS90$2.00K<0.1%00.0%UnchangedHistory
AXGNAxogen, Inc.COM235$2.00K<0.1%−4,100−94.6%ReducedHistory
WisdomTree Tr97717W422INDIA ERNGS FD63$2.00K<0.1%+1+1.6%Added–
MHHMastech Digital, Inc.COM115$2.00K<0.1%00.0%UnchangedHistory
ADSKAutodesk, Inc.COM8$2.00K<0.1%−4−33.3%ReducedHistory
ALGNAlign Technology IncCOM3$2.00K<0.1%00.0%UnchangedHistory
IPInternational Paper CoCOM51$2.00K<0.1%00.0%UnchangedHistory
BCXBlackRock Resources & Commodities Strategy TrustSHS231$2.00K<0.1%−73−24.0%ReducedHistory
BZUNBaozun Inc.SPONSORED ADR130$2.00K<0.1%00.0%UnchangedHistory
MARAMARA Holdings, Inc.COM50$2.00K<0.1%00.0%UnchangedHistory
NESRNational Energy Services Reunited Corp.SHS200$2.00K<0.1%00.0%UnchangedHistory
HONHoneywell International IncCOM10$2.00K<0.1%00.0%UnchangedHistory
BLUEbluebird bio, Inc.COM230$2.00K<0.1%00.0%UnchangedHistory
COHNCohen & Co Inc.COM103$2.00K<0.1%+2+2.0%AddedHistory
EVFEaton Vance Senior Income TrustSH BEN INT271$2.00K<0.1%+271NewHistory
Exchange Traded Concepts Tr301505723ROBO GBL HLTCR46$2.00K<0.1%+46New–
SPLKSplunk IncCOM20$2.00K<0.1%−7−25.9%ReducedHistory
VLDRVelodyne Lidar, Inc.COM500$2.00K<0.1%00.0%UnchangedHistory
TSVT2seventy bio, Inc.COMMON STOCK76$2.00K<0.1%+76NewHistory
VTRSViatris IncStock200$3.00K<0.1%+1+0.5%AddedHistory
ASMLASML Holding NVADR4$3.00K<0.1%00.0%UnchangedHistory
NOWServiceNow, Inc.Stock4$3.00K<0.1%00.0%UnchangedHistory
PANWPalo Alto Networks IncStock5$3.00K<0.1%00.0%UnchangedHistory
MGMMGM Resorts InternationalStock72$3.00K<0.1%00.0%UnchangedHistory
AXPAmerican Express CoStock15$3.00K<0.1%00.0%UnchangedHistory
NTLAIntellia Therapeutics, Inc.COM28$3.00K<0.1%00.0%UnchangedHistory
STTState Street CorpCOM37$3.00K<0.1%+37NewHistory
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS400$3.00K<0.1%−1,682−80.8%ReducedHistory
RPRXRoyalty Pharma plcSHS CLASS A64$3.00K<0.1%00.0%UnchangedHistory
AERAerCap Holdings N.V.SHS48$3.00K<0.1%00.0%UnchangedHistory
IRDMIridium Communications Inc.COM79$3.00K<0.1%00.0%UnchangedHistory
SNNSmith & Nephew PLCSPDN ADR NEW86$3.00K<0.1%00.0%UnchangedHistory
TMToyota Motor CorpADS18$3.00K<0.1%00.0%UnchangedHistory
BURLBurlington Stores, Inc.COM9$3.00K<0.1%00.0%UnchangedHistory
WTWWillis Towers Watson PLCSHS11$3.00K<0.1%+2+22.2%AddedHistory
MOSMosaic CoCOM77$3.00K<0.1%00.0%UnchangedHistory
COLDAmericold Realty TrustCOM101$3.00K<0.1%+1+1.0%AddedHistory
WKWorkiva IncCOM CL A20$3.00K<0.1%+20NewHistory
LYGLloyds Banking Group plcSPONSORED ADR992$3.00K<0.1%+992NewHistory
NOKNokia CorpSPONSORED ADR500$3.00K<0.1%00.0%UnchangedHistory
EEFTEuronet Worldwide, Inc.COM29$3.00K<0.1%+3+11.5%AddedHistory
PHGKoninklijke Philips NVNY REGIS SHS NEW85$3.00K<0.1%00.0%UnchangedHistory
HIMXHimax Technologies, Inc.SPONSORED ADR203$3.00K<0.1%00.0%UnchangedHistory
EPAMEPAM Systems, Inc.COM4$3.00K<0.1%00.0%UnchangedHistory

Sold out since Q3 2021 (44)

Positions held at the end of Q3 2021 that are gone from this filing.

Positions of HighMark Wealth Management LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
SRGASurgalign Holdings, Inc.COM90,000$98.0K0.1%History
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT1$33.0K<0.1%–
NEMNEWMONT CorpStock530$29.0K<0.1%History
Invesco Exchange Traded FD T46137V761ENERG EXPL ETF0$23.0K<0.1%–
ATRCAtriCure, Inc.COM327$23.0K<0.1%History
RAREUltragenyx Pharmaceutical Inc.COM209$19.0K<0.1%History
Vanguard Energy ETF92204A306ETF250$18.0K<0.1%–
CLFCleveland-Cliffs Inc.COM900$18.0K<0.1%History
Invesco Exchange Traded FD T46137V332S&P500 EQL HLT0$15.0K<0.1%–
KIDSOrthopediatrics CorpCOM196$13.0K<0.1%History
SPDR Series Trust78468R622ST BLOO HIGH ETF106$12.0K<0.1%–
MNTSMomentus Inc.COM CL A1,000$11.0K<0.1%History
GMABGenmab A/SSPONSORED ADS222$10.0K<0.1%History
CDXSCodexis, Inc.COM393$9.00K<0.1%History
SIBNSI-BONE, Inc.COM377$8.00K<0.1%History
JYNTJOINT CorpCOM60$6.00K<0.1%History
Itamar Med Ltd465437101SPONSORED ADS214$6.00K<0.1%–
LHCGLHC Group, IncCOM37$6.00K<0.1%History
LHXL3HARRIS Technologies, Inc.Stock23$5.00K<0.1%History
TFCTruist Financial CorpCOM77$5.00K<0.1%History
MRVIMaravai Lifesciences Holdings, Inc.COM CL A102$5.00K<0.1%History
ProShares Tr74347B110ULTRAPRO SHORT S300$5.00K<0.1%–
GPNGlobal Payments IncStock24$4.00K<0.1%History
CHKPCheck Point Software Technologies LtdORD31$4.00K<0.1%History
EQTEQT CorpStock148$3.00K<0.1%History
IBKRInteractive Brokers Group, Inc.Stock41$3.00K<0.1%History
SLPSimulations Plus, Inc.COM77$3.00K<0.1%History
AFRMAffirm Holdings, Inc.COM CL A22$3.00K<0.1%History
KROSKeros Therapeutics, Inc.COM148$3.00K<0.1%History
MDLAMedallia, Inc.COM85$3.00K<0.1%History
ProShares Tr74347G747ULTPRO SHT 2017300$3.00K<0.1%–
AKAMAkamai Technologies IncCOM21$2.00K<0.1%History
AONAon plcCL A7$2.00K<0.1%History
TTTrane Technologies plcSHS10$2.00K<0.1%History
GRWGGrowGeneration Corp.COM100$2.00K<0.1%History
MASIMasimo CorpCOM6$2.00K<0.1%History
WMWaste Management IncStock5$1.00K<0.1%History
SRTAStrata Critical Medical, Inc.CL A COM100$1.00K<0.1%History
AGTCApplied Genetic Technologies CorpCOM300$1.00K<0.1%History
RJETRepublic Airways Holdings Inc.COM NEW100$1.00K<0.1%History
Teligent, Inc.87960W203COM NEW2,750$1.00K<0.1%–
TGTXTG Therapeutics, Inc.COM11$00.0%History
VXXBarclays Bank PLCETF4$00.0%History
AHTAshford Hospitality Trust IncCOM10$00.0%History