Skip to main content
Livermore
Livermore
ZHEN

HighMark Wealth Management LLC

SEC CIK
0001802451
Latest filing
Aug 12, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Jan 20, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
505
−4 vs. Q3 2021
Portfolio value
$157.8M
+$21.9M (+16.1%) vs. Q3 2021
Filed
Jan 20, 2022
SEC
Holdings of HighMark Wealth Management LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Core S&P 500 ETF464287200ETF104,795$50.0M31.7%+4,189+4.2%Added–
iShares Tr464288877EAFE VALUE ETF343,246$17.3M11.0%+28,669+9.1%Added–
SPDR Index Shs FDS78463X509ST PORT MARK ETF312,033$12.9M8.2%+21,320+7.3%Added–
iShares Russell 2000 ETF464287655ETF41,135$9.15M5.8%+41,135New–
iShares Tips Bond ETF464287176ETF65,470$8.46M5.4%+2,515+4.0%Added–
iShares Core S&P US Value ETF464287663ETF87,418$6.67M4.2%+3,307+3.9%Added–
SPNESeaSpine Holdings CorpCOM297,956$4.06M2.6%+60,496+25.5%AddedHistory
iShares Core S&P Mid-Cap ETF464287507ETF13,563$3.84M2.4%+172+1.3%Added–
TNDMTandem Diabetes Care IncCOM NEW23,375$3.52M2.2%−243−1.0%ReducedHistory
iShares Tr4642874571 3 YR TREAS BD31,694$2.71M1.7%−2,377−7.0%Reduced–
WFCWells Fargo & CompanyStock54,302$2.60M1.7%+79+0.1%AddedHistory
HALOHalozyme Therapeutics, Inc.COM52,590$2.12M1.3%−751−1.4%ReducedHistory
iShares S&P 500 Value ETF464287408ETF8,270$1.29M0.8%+122+1.5%Added–
MMM3M CoStock6,923$1.23M0.8%+111+1.6%AddedHistory
CDNACareDx, Inc.COM26,575$1.21M0.8%−448−1.7%ReducedHistory
KRYSKrystal Biotech, Inc.COM17,185$1.20M0.8%−191−1.1%ReducedHistory
iShares S&P Mid-Cap 400 Value ETF464287705ETF10,750$1.19M0.8%+133+1.3%Added–
AUPHAurinia Pharmaceuticals Inc.COM50,499$1.16M0.7%−70−0.1%ReducedHistory
iShares S&P Small-Cap 600 Value ETF464287879ETF10,839$1.13M0.7%+141+1.3%Added–
MODNModel N, Inc.COM36,134$1.08M0.7%+16,061+80.0%AddedHistory
USBUS Bancorp DECOM NEW17,954$1.01M0.6%−1,730−8.8%ReducedHistory
AAPLApple Inc.Stock5,551$986.0K0.6%−113−2.0%ReducedHistory
SPYSPDR S&P 500 ETF TrustETF1,549$736.0K0.5%+4+0.3%AddedHistory
MSFTMicrosoft CorpStock1,924$647.0K0.4%+8+0.4%AddedHistory
QDELQuidelOrtho CorpCOM4,490$606.0K0.4%+141+3.2%AddedHistory
ABTAbbott LaboratoriesStock4,251$598.0K0.4%+15+0.4%AddedHistory
PGProcter & Gamble CoStock3,458$566.0K0.4%+16+0.5%AddedHistory
XELXcel Energy IncStock8,223$557.0K0.4%−73−0.9%ReducedHistory
LLYEli Lilly & CoStock2,002$553.0K0.4%00.0%UnchangedHistory
iShares Core S&P Small Cap ETF464287804ETF4,645$532.0K0.3%−42−0.9%Reduced–
AMZNAmazon Com IncStock144$480.0K0.3%+2+1.4%AddedHistory
ECLEcolab Inc.Stock1,974$463.0K0.3%+4+0.2%AddedHistory
TRVTravelers Companies, Inc.Stock2,809$439.0K0.3%+15+0.5%AddedHistory
Vanguard Morningstar Large-Cap ETF922908637ETF1,922$425.0K0.3%−264−12.1%Reduced–
SNBRQSleep Number CorpCOM5,331$408.0K0.3%00.0%UnchangedHistory
DXCMDexcom IncCOM757$406.0K0.3%+2+0.3%AddedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF1,578$381.0K0.2%+46+3.0%Added–
iShares S&P 100 ETF464287101ETF1,664$365.0K0.2%00.0%Unchanged–
KRMDKORU Medical Systems, Inc.COM120,935$363.0K0.2%00.0%UnchangedHistory
Invesco QQQ Trust Series I46090E103ETF810$322.0K0.2%00.0%Unchanged–
State Street SPDR S&P Biotech ETF78464A870ETF2,820$316.0K0.2%+2,575+1,051.0%Added–
iShares MSCI Eafe ETF464287465ETF3,563$280.0K0.2%00.0%Unchanged–
HSBCHSBC Holdings PLCSPON ADR NEW9,008$272.0K0.2%00.0%UnchangedHistory
PEPPepsiCo IncStock1,531$266.0K0.2%−2−0.1%ReducedHistory
State Street SPDR S&P Regional Banking ETF78464A698ETF3,750$266.0K0.2%+3,422+1,043.3%Added–
TSLATesla, Inc.Stock249$263.0K0.2%00.0%UnchangedHistory
BCYCBicycle Therapeutics PLCSPONSORED ADS4,325$263.0K0.2%+3,699+590.9%AddedHistory
iShares Core MSCI Eafe ETF46432F842ETF3,464$259.0K0.2%−137−3.8%Reduced–
PRLBProto Labs IncCOM5,145$253.0K0.2%+5,145NewHistory
XENTIntersect ENT, Inc.COM8,715$238.0K0.2%−1,000−10.3%ReducedHistory
iShares Russell Midcap ETF464287499ETF2,722$226.0K0.1%00.0%Unchanged–
COSTCostco Wholesale CorpStock396$225.0K0.1%00.0%UnchangedHistory
NVDANVIDIA CorpStock757$223.0K0.1%+9+1.2%AddedHistory
JNJJohnson & JohnsonStock1,231$211.0K0.1%+7+0.6%AddedHistory
BBYBest Buy Co IncStock2,044$208.0K0.1%+6+0.3%AddedHistory
ADPAutomatic Data Processing IncStock792$195.0K0.1%00.0%UnchangedHistory
GSATGlobalstar, Inc.COM168,000$195.0K0.1%+90,000+115.4%AddedHistory
DISWalt Disney CoStock1,182$183.0K0.1%+4+0.3%AddedHistory
VRAYViewRay, Inc.COM33,150$183.0K0.1%+5,150+18.4%AddedHistory
VMMDelaware Investments Minnesota Municipal Income Fund II, IncCOM12,675$179.0K0.1%+101+0.8%AddedHistory
XOMExxonMobil Holdings CorpCOM2,872$176.0K0.1%−871−23.3%ReducedHistory
UBERUber Technologies, IncStock4,070$171.0K0.1%+1,795+78.9%AddedHistory
State Street Materials Select Sector SPDR ETF81369Y100ETF1,663$151.0K0.1%00.0%Unchanged–
WPRTWestport Fuel Systems Inc.COM NEW93,500$150.0K0.1%+93,500NewHistory
MDTMedtronic plcStock1,442$149.0K0.1%−88−5.8%ReducedHistory
METAMeta Platforms, Inc.Stock431$145.0K0.1%00.0%UnchangedHistory
WBSWebster Financial CorpCOM2,533$141.0K0.1%+18+0.7%AddedHistory
State Street SPDR S&P Bank ETF78464A797ETF2,517$137.0K0.1%+2,517New–
GOOGAlphabet Inc.Stock44$127.0K0.1%00.0%UnchangedHistory
WDAYWorkday, Inc.CL A459$125.0K0.1%00.0%UnchangedHistory
INSMINSMED IncCOM PAR $.014,575$125.0K0.1%−514−10.1%ReducedHistory
ASPNAspen Aerogels IncCOM2,500$124.0K0.1%−1,500−37.5%ReducedHistory
ADBEAdobe Inc.Stock215$122.0K0.1%00.0%UnchangedHistory
CVXChevron CorpStock949$111.0K0.1%+87+10.1%AddedHistory
PYCRPaycor HCM, Inc.COM3,865$111.0K0.1%00.0%UnchangedHistory
CVSCVS Health CorpStock1,054$109.0K0.1%+6+0.6%AddedHistory
BRK.BBerkshire Hathaway IncStock364$109.0K0.1%00.0%UnchangedHistory
VVisa Inc.Stock481$104.0K0.1%−36−7.0%ReducedHistory
TAT&T Inc.Stock4,240$104.0K0.1%+3+0.1%AddedHistory
PFEPfizer IncStock1,663$98.0K0.1%+11+0.7%AddedHistory
ZMZoom Communications, Inc.Stock522$96.0K0.1%00.0%UnchangedHistory
HDHome Depot, Inc.Stock228$95.0K0.1%−5−2.1%ReducedHistory
AMDAdvanced Micro Devices IncStock654$94.0K0.1%+32+5.1%AddedHistory
iShares Tr464288208MRGSTR MD CP ETF1,297$92.0K0.1%00.0%Unchanged–
IBMInternational Business Machines CorpStock675$90.0K0.1%+9+1.4%AddedHistory
iShares Tr464287234MSCI EMG MKT ETF1,800$88.0K0.1%00.0%Unchanged–
AIXCAIxCrypto Holdings, Inc.COM80,094$86.0K0.1%00.0%UnchangedHistory
iShares Tr464287556ISHARES BIOTECH547$84.0K0.1%00.0%Unchanged–
TGTTarget CorpStock356$82.0K0.1%+1+0.3%AddedHistory
CYBECyberoptics CorpCOM1,750$81.0K0.1%00.0%UnchangedHistory
HBANHuntington Bancshares IncCOM5,204$80.0K0.1%+49+1.0%AddedHistory
Polymet MNG Corp731916409COM NEW31,900$80.0K0.1%+5,500+20.8%Added–
SYNASYNAPTICS IncStock269$78.0K<0.1%00.0%UnchangedHistory
CATCaterpillar IncStock378$78.0K<0.1%00.0%UnchangedHistory
COINCoinbase Global, Inc.COM CL A300$76.0K<0.1%00.0%UnchangedHistory
CMCSAComcast CorpStock1,468$74.0K<0.1%+4+0.3%AddedHistory
MAMastercard IncStock200$72.0K<0.1%00.0%UnchangedHistory
TMOThermo Fisher Scientific Inc.Stock105$70.0K<0.1%+62+144.2%AddedHistory
STROSutro Biopharma, Inc.COM4,575$68.0K<0.1%−1,033−18.4%ReducedHistory
LITSLite Strategy, Inc.COM NEW23,600$63.0K<0.1%−2,923−11.0%ReducedHistory

Sold out since Q3 2021 (44)

Positions held at the end of Q3 2021 that are gone from this filing.

Positions of HighMark Wealth Management LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
SRGASurgalign Holdings, Inc.COM90,000$98.0K0.1%History
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT1$33.0K<0.1%–
NEMNEWMONT CorpStock530$29.0K<0.1%History
Invesco Exchange Traded FD T46137V761ENERG EXPL ETF0$23.0K<0.1%–
ATRCAtriCure, Inc.COM327$23.0K<0.1%History
RAREUltragenyx Pharmaceutical Inc.COM209$19.0K<0.1%History
Vanguard Energy ETF92204A306ETF250$18.0K<0.1%–
CLFCleveland-Cliffs Inc.COM900$18.0K<0.1%History
Invesco Exchange Traded FD T46137V332S&P500 EQL HLT0$15.0K<0.1%–
KIDSOrthopediatrics CorpCOM196$13.0K<0.1%History
SPDR Series Trust78468R622ST BLOO HIGH ETF106$12.0K<0.1%–
MNTSMomentus Inc.COM CL A1,000$11.0K<0.1%History
GMABGenmab A/SSPONSORED ADS222$10.0K<0.1%History
CDXSCodexis, Inc.COM393$9.00K<0.1%History
SIBNSI-BONE, Inc.COM377$8.00K<0.1%History
JYNTJOINT CorpCOM60$6.00K<0.1%History
Itamar Med Ltd465437101SPONSORED ADS214$6.00K<0.1%–
LHCGLHC Group, IncCOM37$6.00K<0.1%History
LHXL3HARRIS Technologies, Inc.Stock23$5.00K<0.1%History
TFCTruist Financial CorpCOM77$5.00K<0.1%History
MRVIMaravai Lifesciences Holdings, Inc.COM CL A102$5.00K<0.1%History
ProShares Tr74347B110ULTRAPRO SHORT S300$5.00K<0.1%–
GPNGlobal Payments IncStock24$4.00K<0.1%History
CHKPCheck Point Software Technologies LtdORD31$4.00K<0.1%History
EQTEQT CorpStock148$3.00K<0.1%History
IBKRInteractive Brokers Group, Inc.Stock41$3.00K<0.1%History
SLPSimulations Plus, Inc.COM77$3.00K<0.1%History
AFRMAffirm Holdings, Inc.COM CL A22$3.00K<0.1%History
KROSKeros Therapeutics, Inc.COM148$3.00K<0.1%History
MDLAMedallia, Inc.COM85$3.00K<0.1%History
ProShares Tr74347G747ULTPRO SHT 2017300$3.00K<0.1%–
AKAMAkamai Technologies IncCOM21$2.00K<0.1%History
AONAon plcCL A7$2.00K<0.1%History
TTTrane Technologies plcSHS10$2.00K<0.1%History
GRWGGrowGeneration Corp.COM100$2.00K<0.1%History
MASIMasimo CorpCOM6$2.00K<0.1%History
WMWaste Management IncStock5$1.00K<0.1%History
SRTAStrata Critical Medical, Inc.CL A COM100$1.00K<0.1%History
AGTCApplied Genetic Technologies CorpCOM300$1.00K<0.1%History
RJETRepublic Airways Holdings Inc.COM NEW100$1.00K<0.1%History
Teligent, Inc.87960W203COM NEW2,750$1.00K<0.1%–
TGTXTG Therapeutics, Inc.COM11$00.0%History
VXXBarclays Bank PLCETF4$00.0%History
AHTAshford Hospitality Trust IncCOM10$00.0%History