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Livermore
Livermore
ZHEN

HighMark Wealth Management LLC

SEC CIK
0001802451
Latest filing
Aug 12, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 1, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
509
−3 vs. Q2 2021
Portfolio value
$135.9M
−$202.0K (−0.1%) vs. Q2 2021
Filed
Nov 1, 2021
SEC
Holdings of HighMark Wealth Management LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Core S&P 500 ETF464287200ETF100,606$43.3M31.9%−99−0.1%Reduced–
iShares Tr464288877EAFE VALUE ETF314,577$16.0M11.8%−612−0.2%Reduced–
SPDR Index Shs FDS78463X509ST PORT MARK ETF290,713$12.4M9.1%+11,625+4.2%Added–
iShares Tips Bond ETF464287176ETF62,955$8.04M5.9%+2,592+4.3%Added–
iShares Core S&P US Value ETF464287663ETF84,111$5.96M4.4%+2,146+2.6%Added–
SPNESeaSpine Holdings CorpCOM237,460$3.73M2.7%+35,110+17.4%AddedHistory
iShares Core S&P Mid-Cap ETF464287507ETF13,391$3.52M2.6%+278+2.1%Added–
iShares Tr4642874571 3 YR TREAS BD34,071$2.94M2.2%+2,258+7.1%Added–
TNDMTandem Diabetes Care IncCOM NEW23,618$2.82M2.1%+15+0.1%AddedHistory
WFCWells Fargo & CompanyStock54,223$2.52M1.9%+58+0.1%AddedHistory
HALOHalozyme Therapeutics, Inc.COM53,341$2.17M1.6%−116−0.2%ReducedHistory
CDNACareDx, Inc.COM27,023$1.71M1.3%+61+0.2%AddedHistory
MMM3M CoStock6,812$1.20M0.9%+29+0.4%AddedHistory
iShares S&P 500 Value ETF464287408ETF8,148$1.19M0.9%+299+3.8%Added–
USBUS Bancorp DECOM NEW19,684$1.17M0.9%+58+0.3%AddedHistory
AUPHAurinia Pharmaceuticals Inc.COM50,569$1.12M0.8%+3,215+6.8%AddedHistory
iShares S&P Mid-Cap 400 Value ETF464287705ETF10,617$1.09M0.8%+608+6.1%Added–
iShares S&P Small-Cap 600 Value ETF464287879ETF10,698$1.08M0.8%+453+4.4%Added–
KRYSKrystal Biotech, Inc.COM17,376$907.0K0.7%+99+0.6%AddedHistory
AAPLApple Inc.Stock5,664$801.0K0.6%−240−4.1%ReducedHistory
MODNModel N, Inc.COM20,073$672.0K0.5%+11,350+130.1%AddedHistory
SPYSPDR S&P 500 ETF TrustETF1,545$663.0K0.5%−49−3.1%ReducedHistory
QDELQuidelOrtho CorpCOM4,349$614.0K0.5%+8+0.2%AddedHistory
MSFTMicrosoft CorpStock1,916$540.0K0.4%+1+0.1%AddedHistory
XELXcel Energy IncStock8,296$519.0K0.4%+20.0%AddedHistory
iShares Core S&P Small Cap ETF464287804ETF4,687$512.0K0.4%+261+5.9%Added–
ABTAbbott LaboratoriesStock4,236$500.0K0.4%+15+0.4%AddedHistory
SNBRQSleep Number CorpCOM5,331$498.0K0.4%00.0%UnchangedHistory
PGProcter & Gamble CoStock3,442$481.0K0.4%+30+0.9%AddedHistory
AMZNAmazon Com IncStock142$466.0K0.3%00.0%UnchangedHistory
LLYEli Lilly & CoStock2,002$462.0K0.3%00.0%UnchangedHistory
Vanguard Morningstar Large-Cap ETF922908637ETF2,186$439.0K0.3%00.0%Unchanged–
TRVTravelers Companies, Inc.Stock2,794$425.0K0.3%+16+0.6%AddedHistory
DXCMDexcom IncCOM755$413.0K0.3%−9−1.2%ReducedHistory
ECLEcolab Inc.Stock1,970$411.0K0.3%+4+0.2%AddedHistory
KRMDKORU Medical Systems, Inc.COM120,935$345.0K0.3%00.0%UnchangedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF1,532$340.0K0.3%+48+3.2%Added–
iShares S&P 100 ETF464287101ETF1,664$328.0K0.2%−9−0.5%Reduced–
Invesco QQQ Trust Series I46090E103ETF810$290.0K0.2%00.0%Unchanged–
iShares MSCI Eafe ETF464287465ETF3,563$278.0K0.2%00.0%Unchanged–
iShares Core MSCI Eafe ETF46432F842ETF3,601$267.0K0.2%−5−0.1%Reduced–
XENTIntersect ENT, Inc.COM9,715$264.0K0.2%+140+1.5%AddedHistory
HSBCHSBC Holdings PLCSPON ADR NEW9,008$236.0K0.2%00.0%UnchangedHistory
PEPPepsiCo IncStock1,533$231.0K0.2%+10+0.7%AddedHistory
XOMExxonMobil Holdings CorpCOM3,743$220.0K0.2%+52+1.4%AddedHistory
BBYBest Buy Co IncStock2,038$215.0K0.2%+9+0.4%AddedHistory
iShares Russell Midcap ETF464287499ETF2,722$213.0K0.2%00.0%Unchanged–
VRAYViewRay, Inc.COM28,000$202.0K0.1%00.0%UnchangedHistory
DISWalt Disney CoStock1,178$199.0K0.1%−6−0.5%ReducedHistory
JNJJohnson & JohnsonStock1,224$198.0K0.1%−3−0.2%ReducedHistory
TSLATesla, Inc.Stock249$193.0K0.1%00.0%UnchangedHistory
MDTMedtronic plcStock1,530$192.0K0.1%−5−0.3%ReducedHistory
ASPNAspen Aerogels IncCOM4,000$184.0K0.1%−1,500−27.3%ReducedHistory
COSTCostco Wholesale CorpStock396$178.0K0.1%00.0%UnchangedHistory
VMMDelaware Investments Minnesota Municipal Income Fund II, IncCOM12,574$178.0K0.1%+92+0.7%AddedHistory
ADPAutomatic Data Processing IncStock792$158.0K0.1%00.0%UnchangedHistory
NVDANVIDIA CorpStock748$155.0K0.1%+148+24.7%AddedConverted for a 4-for-1 splitHistory
METAMeta Platforms, Inc.Stock431$146.0K0.1%−4−0.9%ReducedHistory
NEONeogenomics IncCOM NEW2,988$144.0K0.1%+221+8.0%AddedHistory
INSMINSMED IncCOM PAR $.015,089$140.0K0.1%+70+1.4%AddedHistory
ZMZoom Communications, Inc.Stock522$137.0K0.1%00.0%UnchangedHistory
WBSWebster Financial CorpCOM2,515$137.0K0.1%+19+0.8%AddedHistory
PYCRPaycor HCM, Inc.COM3,865$136.0K0.1%+3,865NewHistory
State Street Materials Select Sector SPDR ETF81369Y100ETF1,663$132.0K0.1%−298−15.2%Reduced–
GSATGlobalstar, Inc.COM78,000$130.0K0.1%+78,000NewHistory
PRTAProthena Corp Public Ltd CoSHS1,796$128.0K0.1%−308−14.6%ReducedHistory
ADBEAdobe Inc.Stock215$124.0K0.1%−3−1.4%ReducedHistory
STIMNeuronetics, Inc.COM18,565$122.0K0.1%+12,527+207.5%AddedHistory
GOOGAlphabet Inc.Stock44$117.0K0.1%−1−2.2%ReducedHistory
VVisa Inc.Stock517$115.0K0.1%−9−1.7%ReducedHistory
WDAYWorkday, Inc.CL A459$115.0K0.1%00.0%UnchangedHistory
TAT&T Inc.Stock4,237$114.0K0.1%+20.0%AddedHistory
BABoeing CoStock505$111.0K0.1%00.0%UnchangedHistory
OPRXOptimizeRx CorpCOM NEW1,274$109.0K0.1%+267+26.5%AddedHistory
STROSutro Biopharma, Inc.COM5,608$106.0K0.1%+142+2.6%AddedHistory
AIXCAIxCrypto Holdings, Inc.COM80,094$104.0K0.1%00.0%UnchangedHistory
UBERUber Technologies, IncStock2,275$102.0K0.1%−23−1.0%ReducedHistory
BRK.BBerkshire Hathaway IncStock364$99.0K0.1%−56−13.3%ReducedHistory
SRGASurgalign Holdings, Inc.COM90,000$98.0K0.1%−3,500−3.7%ReducedHistory
IBMInternational Business Machines CorpStock666$93.0K0.1%+8+1.2%AddedHistory
iShares Tr464287234MSCI EMG MKT ETF1,800$91.0K0.1%00.0%Unchanged–
CVSCVS Health CorpStock1,048$89.0K0.1%+6+0.6%AddedHistory
iShares Tr464287556ISHARES BIOTECH547$89.0K0.1%00.0%Unchanged–
CVXChevron CorpStock862$87.0K0.1%+3+0.3%AddedHistory
RLAYRelay Therapeutics, Inc.COM2,605$87.0K0.1%+209+8.7%AddedHistory
iShares Tr464288208MRGSTR MD CP ETF1,297$86.0K0.1%00.0%Unchanged–
VZVerizon Communications IncStock1,533$83.0K0.1%−1−0.1%ReducedHistory
CMCSAComcast CorpStock1,464$82.0K0.1%+3+0.2%AddedHistory
TGTTarget CorpStock355$81.0K0.1%+1+0.3%AddedHistory
PENNPENN Entertainment, Inc.COM1,119$81.0K0.1%+89+8.6%AddedHistory
CTSOCytosorbents CorpCOM NEW10,000$81.0K0.1%00.0%UnchangedHistory
Polymet MNG Corp731916409COM NEW26,400$81.0K0.1%00.0%Unchanged–
HBANHuntington Bancshares IncCOM5,155$80.0K0.1%+54+1.1%AddedHistory
HDHome Depot, Inc.Stock233$77.0K0.1%−18−7.2%ReducedHistory
TPTXTurning Point Therapeutics, Inc.COM1,114$74.0K0.1%+326+41.4%AddedHistory
LITSLite Strategy, Inc.COM NEW26,523$73.0K0.1%+352+1.3%AddedHistory
CATCaterpillar IncStock378$72.0K0.1%−13−3.3%ReducedHistory
PYPLPayPal Holdings, Inc.Stock276$72.0K0.1%−28−9.2%ReducedHistory
PFEPfizer IncStock1,652$71.0K0.1%+13+0.8%AddedHistory
MAMastercard IncStock200$70.0K0.1%00.0%UnchangedHistory

Sold out since Q2 2021 (33)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of HighMark Wealth Management LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
ARCHArch Resources, Inc.CL A800$46.0K<0.1%History
LEUCentrus Energy CorpStock0$44.0K<0.1%History
VanEck ETF Trust92189F791JUNIOR GOLD MINE911$43.0K<0.1%–
EXKEndeavour Silver CorpCOM7,000$43.0K<0.1%History
SHOPShopify Inc.Stock28$40.0K<0.1%History
GAIAGaia, IncCL A3,500$38.0K<0.1%History
RYZRyerson Holding CorpCOM0$36.0K<0.1%History
WLLWhiting Holdings LLCCOM NEW575$31.0K<0.1%History
DNMRDanimer Scientific, Inc.COM CL A1,125$28.0K<0.1%History
HLHecla Mining CoCOM3,001$22.0K<0.1%History
ARWRArrowhead Pharmaceuticals, Inc.COM201$17.0K<0.1%History
APTOAptose Biosciences Inc.COM NEW5,116$17.0K<0.1%History
GKOSGLAUKOS CorpCOM178$15.0K<0.1%History
iShares S&P 500 Growth ETF464287309ETF121$9.00K<0.1%–
IDXXIDEXX Laboratories IncCOM10$6.00K<0.1%History
VRTXVertex Pharmaceuticals IncStock19$5.00K<0.1%History
VFCV F CorpStock64$5.00K<0.1%History
APDAir Products & Chemicals, Inc.Stock19$5.00K<0.1%History
LWLamb Weston Holdings, Inc.Stock46$4.00K<0.1%History
FRFirst Industrial Realty Trust IncCOM78$4.00K<0.1%History
TTETotalEnergies SESPONSORED ADS62$3.00K<0.1%History
INTCIntel CorpStock0$2.00K<0.1%History
AVGOBroadcom Inc.Stock0$2.00K<0.1%History
MCHPMicrochip Technology IncStock14$2.00K<0.1%History
BLKBlackRock, Inc.COM2$2.00K<0.1%History
CTXSCitrix Systems IncCOM0$2.00K<0.1%History
MXIMMaxim Integrated Products IncCOM17$2.00K<0.1%History
ENBEnbridge IncStock37$1.00K<0.1%History
BMBLBumble Inc.COM CL A15$1.00K<0.1%History
BXRXBaudax Bio, Inc.COM0$1.00K<0.1%History
LINLinde PLCSHS0$1.00K<0.1%History
LUVSouthwest Airlines CoCOM1$00.0%History
AHTAshford Hospitality Trust IncCOM SHS100$00.0%History