Aurora Private Wealth, Inc.
- SEC CIK
- 0001802132
- Latest filing
- Jul 21, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 8, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 211
- +8 vs. Q2 2021
- Portfolio value
- $246.4M
- −$3.26M (−1.3%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Schwab US Dividend Equity ETF808524797 | ETF | 398,066 | $29.6M | 12.0% | +17,213+4.5% | Added | – |
| SPDR Series Trust78468R200 | ST STR RATE ETF | 456,257 | $14.0M | 5.7% | +28,272+6.6% | Added | – |
| AAPLApple Inc. | Stock | 76,066 | $10.8M | 4.4% | −24,738−24.5% | Reduced | History |
| Schwab U.S. Broad Market ETF808524102 | ETF | 94,417 | $9.81M | 4.0% | +5,626+6.3% | Added | – |
| SPDR Series Trust78468R739 | ST NUVE TERM ETF | 188,793 | $9.33M | 3.8% | +14,312+8.2% | Added | – |
| Schwab U.S. Mid-Cap ETF808524508 | ETF | 113,912 | $8.73M | 3.5% | +4,296+3.9% | Added | – |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 78,104 | $6.44M | 2.6% | +78,104 | New | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 17,121 | $6.13M | 2.5% | −106−0.6% | Reduced | – |
| Vanguard Morningstar Small-Cap Growth ETF922908595 | ETF | 19,206 | $5.38M | 2.2% | +19,206 | New | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 11,262 | $4.83M | 2.0% | −327−2.8% | Reduced | History |
| AMZNAmazon Com Inc | Stock | 1,320 | $4.34M | 1.8% | −421−24.2% | Reduced | History |
| BRK.BBerkshire Hathaway Inc | Stock | 15,499 | $4.23M | 1.7% | −7,446−32.5% | Reduced | History |
| Dimensional U.S. Core Equity 2 ETF25434V708 | ETF | 130,013 | $3.45M | 1.4% | −7,122−5.2% | Reduced | – |
| MRNAModerna, Inc. | Stock | 8,656 | $3.33M | 1.4% | +188+2.2% | Added | History |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 22,672 | $3.02M | 1.2% | +633+2.9% | Added | – |
| Schwab Strategic Tr808524862 | SHT TM US TRES | 57,118 | $2.92M | 1.2% | +119+0.2% | Added | – |
| MSFTMicrosoft Corp | Stock | 9,387 | $2.65M | 1.1% | −4,361−31.7% | Reduced | History |
| Schwab US Tips ETF808524870 | ETF | 41,602 | $2.60M | 1.1% | +4,104+10.9% | Added | – |
| Invesco Exchange Traded FD T46137V233 | S&P 500 TOP 50 | 6,702 | $2.21M | 0.9% | +197+3.0% | Added | – |
| SPDR Series Trust78468R606 | ST PORT HIGH ETF | 81,093 | $2.17M | 0.9% | +6,404+8.6% | Added | – |
| MAINMain Street Capital CORP | CEF | 48,797 | $2.01M | 0.8% | 00.0% | Unchanged | History |
| iShares Tr464287812 | US CONSM STAPLES | 10,699 | $1.92M | 0.8% | +643+6.4% | Added | – |
| Invesco Exchange Traded FD T46137V332 | S&P500 EQL HLT | 6,303 | $1.88M | 0.8% | +289+4.8% | Added | – |
| TAT&T Inc. | Stock | 69,147 | $1.87M | 0.8% | −4,446−6.0% | Reduced | History |
| GAINGladstone Investment Corporationde | CEF | 132,473 | $1.84M | 0.7% | 00.0% | Unchanged | History |
| JNJJohnson & Johnson | Stock | 10,865 | $1.75M | 0.7% | +12+0.1% | Added | History |
| BACBank of America Corp | Stock | 37,562 | $1.59M | 0.6% | −28,160−42.8% | Reduced | History |
| AVGOBroadcom Inc. | Stock | 3,153 | $1.53M | 0.6% | +140+4.6% | Added | History |
| CSCOCisco Systems, Inc. | Stock | 27,331 | $1.49M | 0.6% | −2,585−8.6% | Reduced | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 4,819 | $1.40M | 0.6% | +4,819 | New | – |
| PGProcter & Gamble Co | Stock | 9,926 | $1.39M | 0.6% | −155−1.5% | Reduced | History |
| Vanguard Utilities ETF92204A876 | ETF | 9,703 | $1.35M | 0.5% | +9,703 | New | – |
| iShares Core Dividend Growth ETF46434V621 | ETF | 26,156 | $1.31M | 0.5% | +30+0.1% | Added | – |
| HDHome Depot, Inc. | Stock | 3,993 | $1.31M | 0.5% | +104+2.7% | Added | History |
| BMYBristol Myers Squibb Co | Stock | 22,110 | $1.31M | 0.5% | −1,497−6.3% | Reduced | History |
| PFEPfizer Inc | Stock | 29,679 | $1.28M | 0.5% | +51+0.2% | Added | History |
| PTYPIMCO Corporate & Income Opportunity Fund | COM | 69,763 | $1.28M | 0.5% | +1,976+2.9% | Added | History |
| XOMExxonMobil Holdings Corp | COM | 21,537 | $1.27M | 0.5% | −12,565−36.8% | Reduced | History |
| BDJBlackRock Enhanced Equity Dividend Trust | COM | 126,168 | $1.24M | 0.5% | +150.0% | Added | History |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 18,291 | $1.23M | 0.5% | −1,787−8.9% | Reduced | – |
| CVSCVS Health Corp | Stock | 14,146 | $1.20M | 0.5% | +22+0.2% | Added | History |
| iShares Russell 2000 ETF464287655 | ETF | 5,346 | $1.17M | 0.5% | −834−13.5% | Reduced | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 22,349 | $1.16M | 0.5% | +193+0.9% | Added | – |
| CATCaterpillar Inc | Stock | 6,024 | $1.16M | 0.5% | −138−2.2% | Reduced | History |
| AXPAmerican Express Co | Stock | 6,752 | $1.13M | 0.5% | +390+6.1% | Added | History |
| MCDMcDonalds Corp | Stock | 4,615 | $1.11M | 0.5% | +18+0.4% | Added | History |
| Vanguard Morningstar Value ETF922908744 | ETF | 8,004 | $1.08M | 0.4% | +8,004 | New | – |
| CLColgate Palmolive Co | Stock | 14,282 | $1.08M | 0.4% | +49+0.3% | Added | History |
| MRKMerck & Co., Inc. | Stock | 13,686 | $1.03M | 0.4% | −123−0.9% | Reduced | History |
| METAMeta Platforms, Inc. | Stock | 3,010 | $1.02M | 0.4% | −1,216−28.8% | Reduced | History |
| WPCW. P. Carey Inc. | COM | 13,959 | $1.02M | 0.4% | +13,959 | New | History |
| VZVerizon Communications Inc | Stock | 18,787 | $1.01M | 0.4% | +18,787 | New | History |
| PEGPublic Service Enterprise Group Inc | COM | 16,239 | $989.0K | 0.4% | −1,304−7.4% | Reduced | History |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 9,459 | $984.0K | 0.4% | +140+1.5% | Added | – |
| NSCNorfolk Southern Corp | Stock | 3,993 | $955.0K | 0.4% | 00.0% | Unchanged | History |
| GOOGAlphabet Inc. | Stock | 355 | $946.0K | 0.4% | −181−33.8% | Reduced | History |
| TSLATesla, Inc. | Stock | 1,185 | $919.0K | 0.4% | −205−14.7% | Reduced | History |
| JPMJPMorgan Chase & Co | Stock | 5,532 | $906.0K | 0.4% | +334+6.4% | Added | History |
| iShares S&P 500 Growth ETF464287309 | ETF | 12,239 | $905.0K | 0.4% | −84−0.7% | Reduced | – |
| SPDR Series Trust78464A201 | ST STR SP600GRWO | 10,142 | $884.0K | 0.4% | 00.0% | Unchanged | – |
| Dimensional World Ex U.S. Core Equity 2 ETF25434V880 | ETF | 33,546 | $868.0K | 0.4% | +33,546 | New | – |
| GLADGladstone Capital Corp | COM | 72,875 | $823.0K | 0.3% | 00.0% | Unchanged | History |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 2,405 | $814.0K | 0.3% | +25+1.1% | Added | History |
| Vanguard S&P 500 ETF922908363 | ETF | 2,033 | $802.0K | 0.3% | +2,033 | New | – |
| First Trust Rising Dividend Achievers ETF33738R506 | ETF | 16,178 | $768.0K | 0.3% | +4,594+39.7% | Added | – |
| State Street Real Estate Select Sector SPDR ETF81369Y860 | ETF | 17,222 | $766.0K | 0.3% | +1,471+9.3% | Added | – |
| FPFFirst Trust Intermediate Duration Preferred & Income Fund | COM | 30,551 | $764.0K | 0.3% | +950+3.2% | Added | History |
| NVDANVIDIA Corp | Stock | 3,657 | $758.0K | 0.3% | −1,687−31.6% | ReducedConverted for a 4-for-1 split | History |
| Fidelity MSCI Utilities Index ETF316092865 | ETF | 18,418 | $758.0K | 0.3% | +43+0.2% | Added | – |
| iShares Core S&P 500 ETF464287200 | ETF | 1,718 | $740.0K | 0.3% | −157−8.4% | Reduced | – |
| CMCSAComcast Corp | Stock | 12,763 | $714.0K | 0.3% | +29+0.2% | Added | History |
| First Tr Exchng Traded FD VI33740U208 | FT VEST US EQT | 19,609 | $679.0K | 0.3% | +19,609 | New | – |
| First Tr Exchng Traded FD VI33740U885 | FT VEST US EQT | 21,980 | $678.0K | 0.3% | 00.0% | Unchanged | – |
| DISWalt Disney Co | Stock | 3,925 | $664.0K | 0.3% | +81+2.1% | Added | History |
| iShares MSCI USA Min Vol Factor ETF46429B697 | ETF | 8,912 | $655.0K | 0.3% | −1,790−16.7% | Reduced | – |
| PSECProspect Capital Corp | COM | 84,178 | $648.0K | 0.3% | +70.0% | Added | History |
| iShares Tr464287721 | U.S. TECH ETF | 6,368 | $645.0K | 0.3% | +6,368 | New | – |
| INTCIntel Corp | Stock | 12,068 | $643.0K | 0.3% | −94−0.8% | Reduced | History |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 12,456 | $629.0K | 0.3% | +12,456 | New | – |
| ADPAutomatic Data Processing Inc | Stock | 3,102 | $620.0K | 0.3% | −3,000−49.2% | Reduced | History |
| WMWaste Management Inc | Stock | 4,065 | $607.0K | 0.2% | +4,065 | New | History |
| ProShares Tr74347R107 | PSHS ULT S&P 500 | 5,035 | $603.0K | 0.2% | −530−9.5% | Reduced | – |
| WisdomTree Tr97717W570 | US MIDCAP FUND | 11,566 | $602.0K | 0.2% | +11,566 | New | – |
| HONHoneywell International Inc | COM | 2,806 | $596.0K | 0.2% | +87+3.2% | Added | History |
| Invesco S&P 500 Equal Weight Technology ETF46137V282 | ETF | 2,050 | $591.0K | 0.2% | +2+0.1% | Added | – |
| Schwab U.S. Small-Cap ETF808524607 | ETF | 5,873 | $588.0K | 0.2% | +13+0.2% | Added | – |
| Exchange Listed FDS Tr30151E814 | HIGH YIELD ETF | 18,350 | $588.0K | 0.2% | 00.0% | Unchanged | – |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 15,243 | $572.0K | 0.2% | +5,420+55.2% | Added | – |
| MMM3M Co | Stock | 3,191 | $560.0K | 0.2% | +994+45.2% | Added | History |
| FST Tr New Opport MLP & Ene33739M100 | COM | 98,278 | $558.0K | 0.2% | 00.0% | Unchanged | – |
| American Centy ETF Tr025072810 | FOCUSED DYNAMIC | 6,742 | $552.0K | 0.2% | +139+2.1% | Added | – |
| Graniteshares ETF Tr38747R306 | HIPS US HIGH INC | 35,966 | $551.0K | 0.2% | +4,735+15.2% | Added | – |
| Global X FDS37954Y780 | INTERNET OF THNG | 15,135 | $549.0K | 0.2% | 00.0% | Unchanged | – |
| Etfis Ser Tr I26923G772 | INFRAC ACT MLP | 20,750 | $541.0K | 0.2% | +300+1.5% | Added | – |
| iShares MSCI Eafe ETF464287465 | ETF | 6,671 | $520.0K | 0.2% | −2,163−24.5% | Reduced | – |
| iShares Select Dividend ETF464287168 | ETF | 4,421 | $507.0K | 0.2% | +1,575+55.3% | Added | – |
| GOOGLAlphabet Inc. | Stock | 189 | $505.0K | 0.2% | −68−26.5% | Reduced | History |
| UPSUnited Parcel Service Inc | Stock | 2,755 | $502.0K | 0.2% | 00.0% | Unchanged | History |
| COSTCostco Wholesale Corp | Stock | 1,103 | $495.0K | 0.2% | −800−42.0% | Reduced | History |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 3,264 | $487.0K | 0.2% | −76−2.3% | Reduced | – |
Sold out since Q2 2021 (30)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| Pgim ETF Tr69344A107 | PGIM ULTRA SH BD | 63,821 | $3.17M | 1.3% | – |
| iShares S&P Small-Cap 600 Value ETF464287879 | ETF | 15,928 | $1.68M | 0.7% | – |
| UBERUber Technologies, Inc | Stock | 31,774 | $1.59M | 0.6% | History |
| EVRIEveri Holdings Inc. | COM | 43,587 | $1.09M | 0.4% | History |
| MAMastercard Inc | Stock | 2,717 | $992.0K | 0.4% | History |
| Starboard Invt Tr85521B742 | ADAPTIVE ALPHA | 36,443 | $955.0K | 0.4% | – |
| CHDChurch & Dwight Co Inc | COM | 9,640 | $822.0K | 0.3% | History |
| JBLUJetBlue Airways Corp | COM | 48,671 | $817.0K | 0.3% | History |
| DKNGDraftKings Inc. | COM CL A | 15,126 | $789.0K | 0.3% | History |
| J P Morgan Exchange Traded F46641Q308 | DIV RTN EM EQT | 11,320 | $671.0K | 0.3% | – |
| WOLFWolfspeed, Inc. | COM | 6,473 | $634.0K | 0.3% | History |
| First Tr Exchange-Traded Alp33734K109 | COM SHS | 7,203 | $618.0K | 0.2% | – |
| SHOPShopify Inc. | Stock | 356 | $520.0K | 0.2% | History |
| XYZBlock, Inc. | CL A | 1,711 | $417.0K | 0.2% | History |
| HXLHexcel Corp | COM | 5,428 | $339.0K | 0.1% | History |
| BCBPBCB Bancorp Inc | COM | 23,596 | $317.0K | 0.1% | History |
| RIOTRiot Platforms, Inc. | COM | 7,907 | $298.0K | 0.1% | History |
| BABAAlibaba Group Holding Ltd | ADR | 1,292 | $293.0K | 0.1% | History |
| SPDR Series Trust78468R101 | ST SHO TREAS ETF | 8,140 | $249.0K | 0.1% | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 2,193 | $248.0K | 0.1% | – |
| PDIPIMCO Dynamic Income Fund | SHS | 8,353 | $241.0K | 0.1% | History |
| RTXRTX Corp | Stock | 2,712 | $231.0K | 0.1% | History |
| Invesco Exch Traded FD Tr II46138E354 | S&P500 LOW VOL | 3,722 | $227.0K | 0.1% | – |
| TGTTarget Corp | Stock | 894 | $216.0K | 0.1% | History |
| PEPPepsiCo Inc | Stock | 1,452 | $215.0K | 0.1% | History |
| SCCOSouthern Copper Corp | Stock | 3,335 | $215.0K | 0.1% | History |
| RCLRoyal Caribbean Cruises Ltd | COM | 2,471 | $211.0K | 0.1% | History |
| NEANuveen AMT-Free Quality Municipal Income Fund | COM | 11,319 | $178.0K | 0.1% | History |
| DMDesktop Metal, Inc. | COM CL A | 15,073 | $173.0K | 0.1% | History |
| GEGeneral Electric Co | COM | 11,005 | $148.0K | 0.1% | History |