Aurora Private Wealth, Inc.
- SEC CIK
- 0001802132
- Latest filing
- Jul 21, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Feb 2, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 207
- −4 vs. Q3 2021
- Portfolio value
- $230.6M
- −$15.8M (−6.4%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Schwab US Dividend Equity ETF808524797 | ETF | 406,210 | $32.8M | 14.2% | +8,144+2.0% | Added | – |
| SPDR Series Trust78468R200 | ST STR RATE ETF | 567,836 | $17.4M | 7.5% | +111,579+24.5% | Added | – |
| Schwab U.S. Broad Market ETF808524102 | ETF | 96,462 | $10.9M | 4.7% | +2,045+2.2% | Added | – |
| Schwab U.S. Mid-Cap ETF808524508 | ETF | 117,796 | $9.47M | 4.1% | +3,884+3.4% | Added | – |
| AAPLApple Inc. | Stock | 42,185 | $7.49M | 3.2% | −33,881−44.5% | Reduced | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 16,641 | $6.62M | 2.9% | −480−2.8% | Reduced | – |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 80,736 | $6.56M | 2.8% | +2,632+3.4% | Added | – |
| Schwab US Tips ETF808524870 | ETF | 90,664 | $5.70M | 2.5% | +49,062+117.9% | Added | – |
| Vanguard Morningstar Small-Cap Growth ETF922908595 | ETF | 19,835 | $5.59M | 2.4% | +629+3.3% | Added | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 10,987 | $5.22M | 2.3% | −275−2.4% | Reduced | History |
| BRK.BBerkshire Hathaway Inc | Stock | 13,758 | $4.11M | 1.8% | −1,741−11.2% | Reduced | History |
| Dimensional U.S. Core Equity 2 ETF25434V708 | ETF | 129,346 | $3.75M | 1.6% | −667−0.5% | Reduced | – |
| Schwab Strategic Tr808524862 | SHT TM US TRES | 68,245 | $3.47M | 1.5% | +11,127+19.5% | Added | – |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 22,534 | $2.99M | 1.3% | −138−0.6% | Reduced | – |
| SPDR Series Trust78464A656 | ST STR TIPS ETF | 91,330 | $2.88M | 1.2% | +91,330 | New | – |
| AMZNAmazon Com Inc | Stock | 778 | $2.59M | 1.1% | −542−41.1% | Reduced | History |
| Invesco Exchange Traded FD T46137V233 | S&P 500 TOP 50 | 6,574 | $2.43M | 1.1% | −128−1.9% | Reduced | – |
| iShares Tr464287812 | US CONSM STAPLES | 11,352 | $2.27M | 1.0% | +653+6.1% | Added | – |
| SPDR Series Trust78468R606 | ST PORT HIGH ETF | 84,334 | $2.24M | 1.0% | +3,241+4.0% | Added | – |
| Invesco Exchange Traded FD T46137V332 | S&P500 EQL HLT | 6,695 | $2.15M | 0.9% | +392+6.2% | Added | – |
| MSFTMicrosoft Corp | Stock | 5,083 | $1.71M | 0.7% | −4,304−45.9% | Reduced | History |
| NVDANVIDIA Corp | Stock | 5,737 | $1.69M | 0.7% | +2,080+56.9% | Added | History |
| BACBank of America Corp | Stock | 37,767 | $1.68M | 0.7% | +205+0.5% | Added | History |
| Vanguard Utilities ETF92204A876 | ETF | 10,109 | $1.58M | 0.7% | +406+4.2% | Added | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 4,904 | $1.57M | 0.7% | +85+1.8% | Added | – |
| PGProcter & Gamble Co | Stock | 8,979 | $1.47M | 0.6% | −947−9.5% | Reduced | History |
| iShares Core Dividend Growth ETF46434V621 | ETF | 25,758 | $1.43M | 0.6% | −398−1.5% | Reduced | – |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 18,548 | $1.36M | 0.6% | +257+1.4% | Added | – |
| METAMeta Platforms, Inc. | Stock | 3,736 | $1.26M | 0.5% | +726+24.1% | Added | History |
| MCDMcDonalds Corp | Stock | 4,585 | $1.23M | 0.5% | −30−0.7% | Reduced | History |
| JNJJohnson & Johnson | Stock | 7,108 | $1.22M | 0.5% | −3,757−34.6% | Reduced | History |
| Vanguard Morningstar Value ETF922908744 | ETF | 8,013 | $1.18M | 0.5% | +9+0.1% | Added | – |
| PEGPublic Service Enterprise Group Inc | COM | 17,480 | $1.17M | 0.5% | +1,241+7.6% | Added | History |
| NSCNorfolk Southern Corp | Stock | 3,888 | $1.16M | 0.5% | −105−2.6% | Reduced | History |
| WPCW. P. Carey Inc. | COM | 14,029 | $1.15M | 0.5% | +70+0.5% | Added | History |
| CLColgate Palmolive Co | Stock | 13,147 | $1.12M | 0.5% | −1,135−7.9% | Reduced | History |
| XOMExxonMobil Holdings Corp | COM | 17,925 | $1.10M | 0.5% | −3,612−16.8% | Reduced | History |
| PFEPfizer Inc | Stock | 18,439 | $1.09M | 0.5% | −11,240−37.9% | Reduced | History |
| AXPAmerican Express Co | Stock | 6,659 | $1.09M | 0.5% | −93−1.4% | Reduced | History |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 9,520 | $1.08M | 0.5% | +61+0.6% | Added | – |
| iShares Russell 2000 ETF464287655 | ETF | 4,829 | $1.07M | 0.5% | −517−9.7% | Reduced | – |
| First Tr Exchng Traded FD VI33740F847 | FT VEST US EQT | 26,963 | $1.05M | 0.5% | +26,963 | New | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 18,213 | $1.01M | 0.4% | −4,136−18.5% | Reduced | – |
| iShares S&P 500 Growth ETF464287309 | ETF | 11,941 | $999.0K | 0.4% | −298−2.4% | Reduced | – |
| First Trust Rising Dividend Achievers ETF33738R506 | ETF | 19,293 | $999.0K | 0.4% | +3,115+19.3% | Added | – |
| MRKMerck & Co., Inc. | Stock | 12,935 | $991.0K | 0.4% | −751−5.5% | Reduced | History |
| GOOGAlphabet Inc. | Stock | 328 | $949.0K | 0.4% | −27−7.6% | Reduced | History |
| SPDR Series Trust78464A201 | ST STR SP600GRWO | 10,142 | $941.0K | 0.4% | 00.0% | Unchanged | – |
| State Street Real Estate Select Sector SPDR ETF81369Y860 | ETF | 17,332 | $898.0K | 0.4% | +110+0.6% | Added | – |
| JPMJPMorgan Chase & Co | Stock | 5,654 | $895.0K | 0.4% | +122+2.2% | Added | History |
| Dimensional World Ex U.S. Core Equity 2 ETF25434V880 | ETF | 33,808 | $883.0K | 0.4% | +262+0.8% | Added | – |
| Vanguard S&P 500 ETF922908363 | ETF | 1,970 | $860.0K | 0.4% | −63−3.1% | Reduced | – |
| Fidelity MSCI Utilities Index ETF316092865 | ETF | 18,098 | $838.0K | 0.4% | −320−1.7% | Reduced | – |
| iShares Core S&P 500 ETF464287200 | ETF | 1,722 | $821.0K | 0.4% | +4+0.2% | Added | – |
| ADPAutomatic Data Processing Inc | Stock | 3,102 | $765.0K | 0.3% | 00.0% | Unchanged | History |
| TSLATesla, Inc. | Stock | 690 | $729.0K | 0.3% | −495−41.8% | Reduced | History |
| ProShares Tr74347R107 | PSHS ULT S&P 500 | 4,946 | $724.0K | 0.3% | −89−1.8% | Reduced | – |
| First Tr Exchng Traded FD VI33740U885 | FT VEST US EQT | 21,980 | $717.0K | 0.3% | 00.0% | Unchanged | – |
| First Tr Exchng Traded FD VI33740U208 | FT VEST US EQT | 19,609 | $717.0K | 0.3% | 00.0% | Unchanged | – |
| iShares Tr464287721 | U.S. TECH ETF | 6,128 | $704.0K | 0.3% | −240−3.8% | Reduced | – |
| iShares MSCI USA Min Vol Factor ETF46429B697 | ETF | 8,641 | $699.0K | 0.3% | −271−3.0% | Reduced | – |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 13,616 | $695.0K | 0.3% | +1,160+9.3% | Added | – |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 1,876 | $682.0K | 0.3% | −529−22.0% | Reduced | History |
| Invesco S&P 500 Equal Weight Technology ETF46137V282 | ETF | 2,052 | $665.0K | 0.3% | +2+0.1% | Added | – |
| WisdomTree Tr97717W570 | US MIDCAP FUND | 11,696 | $658.0K | 0.3% | +130+1.1% | Added | – |
| AVGOBroadcom Inc. | Stock | 929 | $618.0K | 0.3% | −2,224−70.5% | Reduced | History |
| Graniteshares ETF Tr38747R306 | HIPS US HIGH INC | 39,440 | $603.0K | 0.3% | +3,474+9.7% | Added | – |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 2,913 | $596.0K | 0.3% | +742+34.2% | Added | – |
| Global X FDS37954Y780 | INTERNET OF THNG | 15,135 | $592.0K | 0.3% | 00.0% | Unchanged | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 3,398 | $591.0K | 0.3% | +134+4.1% | Added | – |
| First Tr Exchng Traded FD VI33740F664 | FT VEST US EQT | 16,451 | $588.0K | 0.3% | +16,451 | New | – |
| HONHoneywell International Inc | COM | 2,793 | $582.0K | 0.3% | −13−0.5% | Reduced | History |
| American Centy ETF Tr025072810 | FOCUSED DYNAMIC | 7,042 | $569.0K | 0.2% | +300+4.4% | Added | – |
| Schwab U.S. Small-Cap ETF808524607 | ETF | 5,461 | $559.0K | 0.2% | −412−7.0% | Reduced | – |
| INTCIntel Corp | Stock | 10,692 | $551.0K | 0.2% | −1,376−11.4% | Reduced | History |
| CMCSAComcast Corp | Stock | 10,871 | $547.0K | 0.2% | −1,892−14.8% | Reduced | History |
| ETEnergy Transfer LP | COM UT LTD PTN | 64,348 | $530.0K | 0.2% | +27,110+72.8% | Added | History |
| ABBVAbbVie Inc. | Stock | 3,898 | $528.0K | 0.2% | +699+21.9% | Added | History |
| iShares Tr464288570 | ESG MSCI KLD ETF | 5,664 | $526.0K | 0.2% | +35+0.6% | Added | – |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 13,442 | $525.0K | 0.2% | −1,801−11.8% | Reduced | – |
| DISWalt Disney Co | Stock | 3,359 | $520.0K | 0.2% | −566−14.4% | Reduced | History |
| Invesco Nasdaq 100 ETF46138G649 | ETF | 3,167 | $518.0K | 0.2% | −127−3.9% | Reduced | – |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 3,624 | $511.0K | 0.2% | −32−0.9% | Reduced | – |
| iShares Select Dividend ETF464287168 | ETF | 4,168 | $511.0K | 0.2% | −253−5.7% | Reduced | – |
| iShares S&P 500 Value ETF464287408 | ETF | 3,244 | $508.0K | 0.2% | +9+0.3% | Added | – |
| TAT&T Inc. | Stock | 20,227 | $498.0K | 0.2% | −48,920−70.7% | Reduced | History |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 3,003 | $492.0K | 0.2% | −17−0.6% | Reduced | – |
| VZVerizon Communications Inc | Stock | 9,361 | $486.0K | 0.2% | −9,426−50.2% | Reduced | History |
| Alps ETF Tr00162Q452 | ALERIAN MLP | 14,610 | $478.0K | 0.2% | +200+1.4% | Added | – |
| Vanguard Health Care ETF92204A504 | ETF | 1,788 | $476.0K | 0.2% | +51+2.9% | Added | – |
| GOOGLAlphabet Inc. | Stock | 161 | $466.0K | 0.2% | −28−14.8% | Reduced | History |
| First Tr Exchng Traded FD VI33740U836 | FT VEST NAS | 22,065 | $461.0K | 0.2% | +22,065 | New | – |
| First Tr Exchange-Traded FD33734X168 | MATERIALS ALPH | 7,314 | $455.0K | 0.2% | −304−4.0% | Reduced | – |
| ARCCAres Capital Corp | CEF | 21,348 | $452.0K | 0.2% | −703−3.2% | Reduced | History |
| First Tr Exchng Traded FD VI33740F748 | FT VEST US EQT | 11,585 | $443.0K | 0.2% | 00.0% | Unchanged | – |
| iShares S&P Mid-Cap 400 Growth ETF464287606 | ETF | 5,163 | $440.0K | 0.2% | +5+0.1% | Added | – |
| WisdomTree Tr97717W109 | US TOTAL DIVIDND | 6,696 | $433.0K | 0.2% | +34+0.5% | AddedConverted for a 2-for-1 split | – |
| INMDInMode Ltd. | SHS | 6,110 | $431.0K | 0.2% | +390+6.8% | AddedConverted for a 2-for-1 split | History |
| BABoeing Co | Stock | 2,134 | $430.0K | 0.2% | −76−3.4% | Reduced | History |
| NEUENeueHealth, Inc. | COM | 123,450 | $425.0K | 0.2% | +98,300+390.9% | Added | History |
Sold out since Q3 2021 (31)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| MRNAModerna, Inc. | Stock | 8,656 | $3.33M | 1.4% | History |
| MAINMain Street Capital CORP | CEF | 48,797 | $2.01M | 0.8% | History |
| GAINGladstone Investment Corporationde | CEF | 132,473 | $1.84M | 0.7% | History |
| PTYPIMCO Corporate & Income Opportunity Fund | COM | 69,763 | $1.28M | 0.5% | History |
| CATCaterpillar Inc | Stock | 6,024 | $1.16M | 0.5% | History |
| GLADGladstone Capital Corp | COM | 72,875 | $823.0K | 0.3% | History |
| FPFFirst Trust Intermediate Duration Preferred & Income Fund | COM | 30,551 | $764.0K | 0.3% | History |
| PSECProspect Capital Corp | COM | 84,178 | $648.0K | 0.3% | History |
| WMWaste Management Inc | Stock | 4,065 | $607.0K | 0.2% | History |
| FST Tr New Opport MLP & Ene33739M100 | COM | 98,278 | $558.0K | 0.2% | – |
| Etfis Ser Tr I26923G772 | INFRAC ACT MLP | 20,750 | $541.0K | 0.2% | – |
| ROLRollins Inc | COM | 13,389 | $473.0K | 0.2% | History |
| ETSYEtsy Inc | COM | 2,205 | $459.0K | 0.2% | History |
| VanEck ETF Trust92189F411 | BDC INCOME ETF | 25,435 | $436.0K | 0.2% | – |
| PDTJohn Hancock Premium Dividend Fund | COM SH BEN INT | 26,108 | $434.0K | 0.2% | History |
| GUTGabelli Utility Trust | COM | 54,080 | $425.0K | 0.2% | History |
| First Tr Exchange-Traded FD33734X846 | NASDAQ CYB ETF | 7,907 | $385.0K | 0.2% | – |
| Invesco Exch Traded FD Tr II46138E511 | PFD ETF | 25,004 | $376.0K | 0.2% | – |
| THWabrdn World Healthcare Fund | BEN INT SHS | 21,635 | $356.0K | 0.1% | History |
| Innovator ETFs Tr II45783G201 | S&P INVSTMNT GRD | 14,328 | $345.0K | 0.1% | – |
| Global X FDS37950E549 | GLB X SUPERDIV | 23,575 | $312.0K | 0.1% | – |
| METMetlife Inc | Stock | 4,796 | $296.0K | 0.1% | History |
| SMHBUBS AG | ETRACS MNTHLY B | 23,235 | $275.0K | 0.1% | History |
| PYPLPayPal Holdings, Inc. | Stock | 971 | $253.0K | 0.1% | History |
| iShares Tr464287234 | MSCI EMG MKT ETF | 5,017 | $253.0K | 0.1% | – |
| First Tr Exchange-Traded FD336917109 | SHS | 7,300 | $239.0K | 0.1% | – |
| LMTLockheed Martin Corp | Stock | 595 | $205.0K | 0.1% | History |
| ORCOrchid Island Capital, Inc. | COM | 30,784 | $151.0K | 0.1% | History |
| RITMRithm Capital Corp. | REIT | 12,376 | $136.0K | 0.1% | History |
| OXSQOxford Square Capital Corp. | COM | 17,777 | $72.0K | <0.1% | History |
| Two Harbors Investment Corp.90187B408 | COM NEW | 10,400 | $66.0K | <0.1% | – |