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Livermore
Livermore
ZHEN

Aurora Private Wealth, Inc.

SEC CIK
0001802132
Latest filing
Jul 21, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Jul 13, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
203
−7 vs. Q1 2021
Portfolio value
$249.6M
+$8.53M (+3.5%) vs. Q1 2021
Filed
Jul 13, 2021
SEC
Holdings of Aurora Private Wealth, Inc. in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Schwab US Dividend Equity ETF808524797ETF380,853$28.8M11.5%+11,612+3.1%Added–
AAPLApple Inc.Stock100,804$13.8M5.5%−521−0.5%ReducedHistory
SPDR Series Trust78468R200ST STR RATE ETF427,985$13.1M5.3%+427,985New–
Schwab U.S. Broad Market ETF808524102ETF88,791$9.26M3.7%+8,264+10.3%Added–
SPDR Series Trust78468R739ST NUVE TERM ETF174,481$8.65M3.5%+174,481New–
Schwab U.S. Mid-Cap ETF808524508ETF109,616$8.58M3.4%+6,920+6.7%Added–
BRK.BBerkshire Hathaway IncStock22,945$6.38M2.6%+1,800+8.5%AddedHistory
Invesco QQQ Trust Series I46090E103ETF17,227$6.11M2.4%−2,610−13.2%Reduced–
AMZNAmazon Com IncStock1,741$5.99M2.4%−112−6.0%ReducedHistory
SPYSPDR S&P 500 ETF TrustETF11,589$4.96M2.0%−284−2.4%ReducedHistory
MSFTMicrosoft CorpStock13,748$3.72M1.5%+1,389+11.2%AddedHistory
Dimensional U.S. Core Equity 2 ETF25434V708ETF137,135$3.70M1.5%+137,135New–
PENNPENN Entertainment, Inc.COM44,617$3.41M1.4%−1,553−3.4%ReducedHistory
Pgim ETF Tr69344A107PGIM ULTRA SH BD63,821$3.17M1.3%+39,340+160.7%Added–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF22,039$2.96M1.2%+15,608+242.7%Added–
Schwab Strategic Tr808524862SHT TM US TRES56,999$2.92M1.2%−159,173−73.6%Reduced–
BACBank of America CorpStock65,722$2.71M1.1%−120−0.2%ReducedHistory
Schwab US Tips ETF808524870ETF37,498$2.34M0.9%+37,498New–
XOMExxonMobil Holdings CorpCOM34,102$2.15M0.9%+463+1.4%AddedHistory
TAT&T Inc.Stock73,593$2.12M0.8%+9,038+14.0%AddedHistory
Invesco Exchange Traded FD T46137V233S&P 500 TOP 506,505$2.12M0.8%+130+2.0%Added–
SPDR Series Trust78468R606ST PORT HIGH ETF74,689$2.01M0.8%+74,689New–
MAINMain Street Capital CORPCEF48,797$2.00M0.8%+1,999+4.3%AddedHistory
MRNAModerna, Inc.Stock8,468$1.99M0.8%+137+1.6%AddedHistory
GAINGladstone Investment CorporationdeCEF132,473$1.91M0.8%+1,700+1.3%AddedHistory
iShares Tr464287812US CONSM STAPLES10,056$1.85M0.7%+1,001+11.1%Added–
JNJJohnson & JohnsonStock10,853$1.79M0.7%−708−6.1%ReducedHistory
Invesco Exchange Traded FD T46137V332S&P500 EQL HLT6,014$1.76M0.7%+580+10.7%Added–
iShares S&P Small-Cap 600 Value ETF464287879ETF15,928$1.68M0.7%+2,267+16.6%Added–
UBERUber Technologies, IncStock31,774$1.59M0.6%−62−0.2%ReducedHistory
CSCOCisco Systems, Inc.Stock29,916$1.59M0.6%+186+0.6%AddedHistory
BMYBristol Myers Squibb CoStock23,607$1.58M0.6%+1,332+6.0%AddedHistory
METAMeta Platforms, Inc.Stock4,226$1.47M0.6%+21+0.5%AddedHistory
AVGOBroadcom Inc.Stock3,013$1.44M0.6%+180+6.4%AddedHistory
iShares Russell 2000 ETF464287655ETF6,180$1.42M0.6%+3,565+136.3%Added–
Schwab U.S. Large-Cap Value ETF808524409ETF20,078$1.37M0.6%+1,064+5.6%Added–
PGProcter & Gamble CoStock10,081$1.36M0.5%+300+3.1%AddedHistory
GOOGAlphabet Inc.Stock536$1.34M0.5%−3−0.6%ReducedHistory
PTYPIMCO Corporate & Income Opportunity FundCOM67,787$1.34M0.5%+3,936+6.2%AddedHistory
CATCaterpillar IncStock6,162$1.34M0.5%+71+1.2%AddedHistory
iShares Core Dividend Growth ETF46434V621ETF26,126$1.32M0.5%+1,232+4.9%Added–
BDJBlackRock Enhanced Equity Dividend TrustCOM126,153$1.28M0.5%+1,980+1.6%AddedHistory
HDHome Depot, Inc.Stock3,889$1.24M0.5%+51+1.3%AddedHistory
ADPAutomatic Data Processing IncStock6,102$1.21M0.5%00.0%UnchangedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF22,156$1.19M0.5%+2,771+14.3%Added–
CVSCVS Health CorpStock14,124$1.18M0.5%+565+4.2%AddedHistory
PFEPfizer IncStock29,628$1.16M0.5%+1,211+4.3%AddedHistory
CLColgate Palmolive CoStock14,233$1.16M0.5%+46+0.3%AddedHistory
EVRIEveri Holdings Inc.COM43,587$1.09M0.4%+358+0.8%AddedHistory
MRKMerck & Co., Inc.Stock13,809$1.07M0.4%+576+4.4%AddedHistory
NVDANVIDIA CorpStock1,336$1.07M0.4%+27+2.1%AddedHistory
MCDMcDonalds CorpStock4,597$1.06M0.4%+12+0.3%AddedHistory
NSCNorfolk Southern CorpStock3,993$1.06M0.4%00.0%UnchangedHistory
AXPAmerican Express CoStock6,362$1.05M0.4%+210+3.4%AddedHistory
PEGPublic Service Enterprise Group IncCOM17,543$1.05M0.4%+2,432+16.1%AddedHistory
BABoeing CoStock4,350$1.04M0.4%+149+3.5%AddedHistory
iShares S&P 500 Value ETF464287408ETF6,773$1.00M0.4%+2,124+45.7%Added–
MAMastercard IncStock2,717$992.0K0.4%+10.0%AddedHistory
Schwab U.S. Large-Cap ETF808524201ETF9,319$969.0K0.4%−244−2.6%Reduced–
Starboard Invt Tr85521B742ADAPTIVE ALPHA36,443$955.0K0.4%+36,443New–
TSLATesla, Inc.Stock1,390$945.0K0.4%+87+6.7%AddedHistory
SPDR Series Trust78464A201ST STR SP600GRWO10,142$900.0K0.4%−121−1.2%Reduced–
iShares S&P 500 Growth ETF464287309ETF12,323$896.0K0.4%+4,928+66.6%Added–
MDYSPDR S&P Midcap 400 ETF TrustETF1,790$879.0K0.4%+1,790NewHistory
GLADGladstone Capital CorpCOM72,875$833.0K0.3%+500+0.7%AddedHistory
CHDChurch & Dwight Co IncCOM9,640$822.0K0.3%−24−0.2%ReducedHistory
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 12,380$821.0K0.3%+150+6.7%AddedHistory
JBLUJetBlue Airways CorpCOM48,671$817.0K0.3%−5,120−9.5%ReducedHistory
JPMJPMorgan Chase & CoStock5,198$809.0K0.3%+26+0.5%AddedHistory
iShares Core S&P 500 ETF464287200ETF1,875$806.0K0.3%+159+9.3%Added–
DKNGDraftKings Inc.COM CL A15,126$789.0K0.3%+3,716+32.6%AddedHistory
iShares MSCI USA Min Vol Factor ETF46429B697ETF10,702$788.0K0.3%+500+4.9%Added–
TDOCTeladoc Health, Inc.COM4,543$755.0K0.3%+1,265+38.6%AddedHistory
Fidelity MSCI Utilities Index ETF316092865ETF18,375$754.0K0.3%+558+3.1%Added–
COSTCostco Wholesale CorpStock1,903$753.0K0.3%+250+15.1%AddedHistory
FPFFirst Trust Intermediate Duration Preferred & Income FundCOM29,601$743.0K0.3%+1,100+3.9%AddedHistory
CMCSAComcast CorpStock12,734$726.0K0.3%+1,158+10.0%AddedHistory
PSECProspect Capital CorpCOM84,171$706.0K0.3%+3,708+4.6%AddedHistory
State Street Real Estate Select Sector SPDR ETF81369Y860ETF15,751$698.0K0.3%+1,002+6.8%Added–
iShares MSCI Eafe ETF464287465ETF8,834$697.0K0.3%+8,834New–
INTCIntel CorpStock12,162$683.0K0.3%+811+7.1%AddedHistory
First Tr Exchng Traded FD VI33740U885FT VEST US EQT21,980$677.0K0.3%+21,980New–
DISWalt Disney CoStock3,844$676.0K0.3%−139−3.5%ReducedHistory
J P Morgan Exchange Traded F46641Q308DIV RTN EM EQT11,320$671.0K0.3%+637+6.0%Added–
ProShares Tr74347R107PSHS ULT S&P 5005,565$664.0K0.3%+10.0%Added–
WOLFWolfspeed, Inc.COM6,473$634.0K0.3%+2,404+59.1%AddedHistory
GOOGLAlphabet Inc.Stock257$628.0K0.3%−3−1.2%ReducedHistory
First Tr Exchange-Traded Alp33734K109COM SHS7,203$618.0K0.2%−257−3.4%Reduced–
Schwab U.S. Small-Cap ETF808524607ETF5,860$610.0K0.2%+732+14.3%Added–
Etfis Ser Tr I26923G772INFRAC ACT MLP20,450$602.0K0.2%+3,920+23.7%Added–
HONHoneywell International IncCOM2,719$597.0K0.2%+10.0%AddedHistory
Exchange Listed FDS Tr30151E814HIGH YIELD ETF18,350$597.0K0.2%+18,350New–
Invesco S&P 500 Equal Weight Technology ETF46137V282ETF2,048$594.0K0.2%−23−1.1%Reduced–
FST Tr New Opport MLP & Ene33739M100COM98,278$581.0K0.2%+3,700+3.9%Added–
UPSUnited Parcel Service IncStock2,755$573.0K0.2%−200−6.8%ReducedHistory
First Trust Rising Dividend Achievers ETF33738R506ETF11,584$556.0K0.2%+11,584New–
CCitigroup IncStock7,630$540.0K0.2%+65+0.9%AddedHistory
Global X FDS37954Y780INTERNET OF THNG15,135$540.0K0.2%+15,135New–
American Centy ETF Tr025072810FOCUSED DYNAMIC6,603$536.0K0.2%+400+6.4%Added–
NFLXNetflix IncStock1,013$535.0K0.2%00.0%UnchangedHistory

Sold out since Q1 2021 (39)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of Aurora Private Wealth, Inc. sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
WisdomTree Tr97717X628FLOATNG RAT TREA658,781$16.5M6.9%–
Vanguard Morningstar Small-Cap Growth ETF922908595ETF15,722$4.32M1.8%–
Vanguard Morningstar Growth ETF922908736ETF6,517$1.68M0.7%–
Vanguard Morningstar Value ETF922908744ETF8,071$1.06M0.4%–
WPCW. P. Carey Inc.COM14,967$1.06M0.4%History
ZTSZoetis Inc.Stock6,432$1.01M0.4%History
Vanguard Utilities ETF92204A876ETF7,112$999.0K0.4%–
Vanguard S&P 500 ETF922908363ETF2,472$901.0K0.4%–
VZVerizon Communications IncStock15,410$896.0K0.4%History
ARK Next Generation Technology ETF00214Q401ETF5,226$771.0K0.3%–
Vanguard Short-Term Bond ETF921937827ETF7,880$648.0K0.3%–
iShares Core U.S. Aggregate Bond ETF464287226ETF5,440$619.0K0.3%–
Vanguard Ftse Developed Markets ETF921943858ETF12,500$614.0K0.3%–
WisdomTree Tr97717W570US MIDCAP FUND11,272$574.0K0.2%–
WMWaste Management IncStock3,890$502.0K0.2%History
WisdomTree Tr97717W109US TOTAL DIVIDND4,409$498.0K0.2%–
Vanguard Health Care ETF92204A504ETF1,735$397.0K0.2%–
Vanguard S&P 500 Value ETF921932703ETF2,880$394.0K0.2%–
VVisa Inc.Stock1,820$385.0K0.2%History
Vanguard Ftse Emerging Markets ETF922042858ETF7,370$384.0K0.2%–
Vanguard Total Bond Market ETF921937835ETF4,294$364.0K0.2%–
Vanguard Dividend Appreciation ETF921908844ETF2,361$347.0K0.1%–
WMTWalmart Inc.Stock2,472$336.0K0.1%History
FS KKR Cap Corp II35952V303COM16,472$322.0K0.1%–
Schwab US Aggregate Bond ETF808524839ETF5,428$293.0K0.1%–
State Street Utilities Select Sector SPDR ETF81369Y886ETF4,466$286.0K0.1%–
Osi ETF Tr67110P704OSHS GBL INTER5,348$279.0K0.1%–
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF7,142$275.0K0.1%–
VanEck ETF Trust92189H409HIGH YLD MUNIETF4,019$250.0K0.1%–
iShares Tr464288513IBOXX HI YD ETF2,738$239.0K0.1%–
iShares Tr46435G102CONV BD ETF2,404$236.0K0.1%–
iShares Tr464287762US HLTHCARE ETF925$233.0K0.1%–
ZMZoom Communications, Inc.Stock655$210.0K0.1%History
AXSMAxsome Therapeutics, Inc.COM3,650$207.0K0.1%History
FDXFedEx CorpStock721$205.0K0.1%History
SIRISirius XM Holdings Inc.COM25,897$158.0K0.1%History
NXJNuveen New Jersey Quality Municipal Income FundCOM10,000$145.0K0.1%History
HYBNew America High Income Fund IncCOM NEW11,525$104.0K<0.1%History
HIXWestern Asset High Income Fund II Inc.COM11,822$82.0K<0.1%History