Skip to main content

XML Financial, LLC

SEC CIK
0001800465
Latest filing
Jul 24, 2026

Holdings in Q4 2024

Holdings as of Dec 31, 2024, filed Jan 17, 2025. Long positions only; changes compare share counts with Q3 2024.

Institution overview
Positions
356
+8 vs. Q3 2024
Portfolio value
$1.09B
+$12.8M (+1.2%) vs. Q3 2024
Filed
Jan 17, 2025
SEC
Holdings of XML Financial, LLC in Q4 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
Vanguard Real Estate ETF922908553ETF4,442$395.7K<0.1%00.0%Unchanged–
WMBWilliams Companies, Inc.COM7,363$398.5K<0.1%+513+7.5%AddedHistory
SPDR Series Trust78468R739ST NUVE TERM ETF8,466$401.2K<0.1%00.0%Unchanged–
iShares Tr464288281JPMORGAN USD EMG4,521$402.5K<0.1%−184−3.9%Reduced–
iShares Core S&P US Value ETF464287663ETF4,386$406.1K<0.1%+592+15.6%Added–
TGTTarget CorpStock3,026$409.1K<0.1%+523+20.9%AddedHistory
AZNAstraZeneca PLCSPONSORED ADR6,398$419.2K<0.1%+650+11.3%AddedHistory
Invesco Exchange Traded FD T46137V100AEROSPACE DEFN3,664$420.4K<0.1%+459+14.3%Added–
LIILennox International IncCOM693$422.2K<0.1%+693NewHistory
Vanguard Morningstar Growth ETF922908736ETF1,029$422.3K<0.1%−637−38.2%Reduced–
ROKRockwell Automation, IncStock1,507$430.7K<0.1%00.0%UnchangedHistory
MSTRStrategy IncStock1,500$434.4K<0.1%+1,500NewHistory
CSLCarlisle Companies IncCOM1,180$435.2K<0.1%00.0%UnchangedHistory
GEVGE Vernova Inc.Stock1,327$436.5K<0.1%00.0%UnchangedHistory
SCDLMP Capital & Income Fund Inc.COM25,468$438.1K<0.1%00.0%UnchangedHistory
OMCOmnicom Group Inc.COM5,094$438.3K<0.1%+20+0.4%AddedHistory
CSQCalamos Strategic Total Return FundCOM SH BEN INT24,928$441.5K<0.1%00.0%UnchangedHistory
RSGRepublic Services, Inc.COM2,200$442.6K<0.1%00.0%UnchangedHistory
First Tr Exchange-Traded FD336917109SHS11,077$446.0K<0.1%−1,947−14.9%Reduced–
TMOThermo Fisher Scientific Inc.Stock863$448.8K<0.1%+286+49.6%AddedHistory
SBUXStarbucks CorpStock5,025$458.5K<0.1%−1,807−26.4%ReducedHistory
iShares Tr464288414NATIONAL MUN ETF4,306$458.8K<0.1%−4,030−48.3%Reduced–
IAUiShares Gold TrustETF9,302$460.5K<0.1%+3,600+63.1%AddedHistory
WPMWheaton Precious Metals Corp.COM8,197$461.0K<0.1%+8,197NewHistory
ROPRoper Technologies IncStock911$473.8K<0.1%−50−5.2%ReducedHistory
Innovator U.S. Equity Buffer ETF - October45782C771ETF11,134$481.3K<0.1%+541+5.1%Added–
COFCapital One Financial CorpStock2,738$488.3K<0.1%+2+0.1%AddedHistory
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT2,883$505.2K<0.1%−1,483−34.0%Reduced–
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM24,324$508.4K<0.1%+3,347+16.0%AddedHistory
Townebank Portsmouth Va89214P109COM15,055$512.8K<0.1%00.0%Unchanged–
AXPAmerican Express CoStock1,748$518.8K<0.1%+621+55.1%AddedHistory
CINFCincinnati Financial CorpCOM3,641$523.2K<0.1%+22+0.6%AddedHistory
DUKDuke Energy CORPStock4,870$524.7K<0.1%−94−1.9%ReducedHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR2,660$525.3K<0.1%+53+2.0%AddedHistory
State Street SPDR S&P Regional Banking ETF78464A698ETF8,814$531.9K<0.1%+55+0.6%Added–
BLKBlackRock, Inc.Stock520$532.6K<0.1%+26+5.3%AddedHistory
iShares Tr464287374NORTH AMERN NAT12,554$536.5K<0.1%+121+1.0%Added–
PLTRPalantir Technologies Inc.Stock7,097$536.7K<0.1%+500+7.6%AddedHistory
KMBKimberly Clark CorpStock4,167$546.1K0.1%+18+0.4%AddedHistory
ECLEcolab Inc.Stock2,378$557.3K0.1%+120+5.3%AddedHistory
SUNSunoco LPCOM UT REP LP10,848$558.0K0.1%−3,525−24.5%ReducedHistory
WYNNWynn Resorts LtdCOM6,522$561.9K0.1%−706−9.8%ReducedHistory
Vanguard Whitehall FDS921946794INTL HIGH ETF8,454$573.9K0.1%+2,704+47.0%Added–
KVUEKenvue Inc.Stock27,300$582.9K0.1%−350−1.3%ReducedHistory
MPWRMonolithic Power Systems, Inc.COM991$586.4K0.1%+36+3.8%AddedHistory
TXNTexas Instruments IncStock3,133$587.4K0.1%+43+1.4%AddedHistory
KKRKKR & Co. Inc.COM4,007$592.7K0.1%+228+6.0%AddedHistory
GPKGraphic Packaging Holding CoCOM21,910$595.1K0.1%+1,500+7.3%AddedHistory
OXYOccidental Petroleum CorpStock12,102$597.9K0.1%−10,645−46.8%ReducedHistory
BHPBHP Group LtdADR12,290$600.1K0.1%−297−2.4%ReducedHistory
MAMastercard IncStock1,142$601.5K0.1%+149+15.0%AddedHistory
LPLALPL Financial Holdings Inc.COM1,873$611.4K0.1%−405−17.8%ReducedHistory
First Trust Rising Dividend Achievers ETF33738R506ETF10,525$622.4K0.1%00.0%Unchanged–
CPRXCatalyst Pharmaceuticals, Inc.COM30,000$626.1K0.1%00.0%UnchangedHistory
iShares Tr46435G425ESG AWR MSCI USA4,990$642.8K0.1%−4−0.1%Reduced–
iShares Tr464287150CORE S&P TTL STK5,107$656.9K0.1%+242+5.0%Added–
NSCNorfolk Southern CorpStock2,933$688.3K0.1%−21−0.7%ReducedHistory
ENBEnbridge IncStock16,451$698.0K0.1%+306+1.9%AddedHistory
iShares Tr464287721U.S. TECH ETF4,396$701.3K0.1%+73+1.7%Added–
MMDNYLI MacKay DefinedTerm Muni Opportunities FundCOM47,546$709.9K0.1%−86,526−64.5%ReducedHistory
RCLRoyal Caribbean Cruises LtdCOM3,061$711.1K0.1%−475−13.4%ReducedHistory
Innovator ETFs Trust45782C888US EQT BUFR APR16,220$718.7K0.1%00.0%Unchanged–
BKNGBooking Holdings Inc.Stock145$720.4K0.1%+4+2.8%AddedHistory
MTBM&T Bank CorpCOM3,926$738.1K0.1%+14+0.4%AddedHistory
REGNRegeneron Pharmaceuticals, Inc.COM1,044$743.7K0.1%−63−5.7%ReducedHistory
Vanguard Morningstar Mid-Cap Growth ETF922908538ETF2,961$751.4K0.1%+91+3.2%Added–
CSXCSX CorpStock23,703$764.9K0.1%−252−1.1%ReducedHistory
Innovator ETFs Trust45782C813US EQTY PWR BUF18,849$776.0K0.1%−40.0%Reduced–
Barrick Gold Corp067901108COM50,744$786.5K0.1%−348−0.7%Reduced–
Schwab U.S. Large-Cap ETF808524201ETF34,224$793.3K0.1%00.0%UnchangedConverted for a 3-for-1 split–
GSKGSK plcADR23,548$796.4K0.1%−1,386−5.6%ReducedHistory
Pacer Trendpilot 100 ETF69374H303ETF10,911$807.7K0.1%−601−5.2%Reduced–
MDLZMondelez International, Inc.Stock14,900$890.0K0.1%−204−1.4%ReducedHistory
iShares Core S&P U.S. Growth ETF464287671ETF6,408$892.9K0.1%−1,662−20.6%Reduced–
ETEnergy Transfer LPCOM UT LTD PTN46,033$901.8K0.1%+8,386+22.3%AddedHistory
MMM3M CoStock7,002$903.9K0.1%−499−6.7%ReducedHistory
RFRegions Financial CorpCOM38,500$905.5K0.1%−250−0.6%ReducedHistory
ITWIllinois Tool Works IncStock3,657$927.3K0.1%−11−0.3%ReducedHistory
iShares Tr464287234MSCI EMG MKT ETF22,353$934.8K0.1%−2,449−9.9%Reduced–
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 12,203$937.4K0.1%−198−8.2%ReducedHistory
UALUnited Airlines Holdings, Inc.COM9,670$942.4K0.1%−512−5.0%ReducedHistory
Vanguard Morningstar Small-Cap ETF922908751ETF3,928$943.9K0.1%+547+16.2%Added–
GEGeneral Electric CoStock5,737$956.8K0.1%+226+4.1%AddedHistory
BFSSaul Centers, Inc.COM24,786$961.7K0.1%−333−1.3%ReducedHistory
METAMeta Platforms, Inc.Stock1,701$995.9K0.1%+16+0.9%AddedHistory
AGCOAGCO CorpCOM10,864$1.02M0.1%+32+0.3%AddedHistory
NVSNovartis AGADR10,455$1.02M0.1%+656+6.7%AddedHistory
WMWaste Management IncStock5,076$1.02M0.1%+239+4.9%AddedHistory
MGMMGM Resorts InternationalStock30,479$1.06M0.1%00.0%UnchangedHistory
SPDR Series Trust78464A292ST STR PFD ETF32,641$1.08M0.1%+6,602+25.4%Added–
MDTMedtronic plcStock13,490$1.08M0.1%+954+7.6%AddedHistory
iShares Tr464287689RUSSELL 3000 ETF3,245$1.08M0.1%−47−1.4%Reduced–
COPConocoPhillipsStock10,981$1.09M0.1%+4,614+72.5%AddedHistory
UNMUnum GroupStock14,915$1.09M0.1%−4,415−22.8%ReducedHistory
Vanguard Dividend Appreciation ETF921908844ETF5,599$1.10M0.1%−314−5.3%Reduced–
DHRDanaher CorpStock4,899$1.12M0.1%−20.0%ReducedHistory
CORCencora, Inc.Stock5,018$1.13M0.1%+10.0%AddedHistory
WFCWells Fargo & CompanyStock16,230$1.14M0.1%−2,444−13.1%ReducedHistory
CRMSalesforce, Inc.Stock3,486$1.17M0.1%−3−0.1%ReducedHistory
GMGeneral Motors CoCOM22,580$1.20M0.1%−2,586−10.3%ReducedHistory

Options (2)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of XML Financial, LLC in Q4 2024
SecurityClassPutsCalls
Invesco QQQ Trust Series I46090E103ETF$1.02M–
SPYSPDR S&P 500 ETF TrustETF$996.3K–

Sold out since Q3 2024 (15)

Positions held at the end of Q3 2024 that are gone from this filing.

Positions of XML Financial, LLC sold out since Q3 2024
SecurityClassShares in Q3 2024Value in Q3 2024% of portfolio in Q3 2024History
Pacer Developed Markets International Cash Cows 100 ETF69374H873ETF148,465$4.70M0.4%–
CECelanese CorpStock4,040$549.3K0.1%History
iShares Tr464287556ISHARES BIOTECH2,447$356.3K<0.1%–
GWWW.W. Grainger, Inc.Stock218$226.1K<0.1%History
CAGConagra Brands Inc.Stock6,883$223.8K<0.1%History
URIUnited Rentals, Inc.COM269$217.9K<0.1%History
MCHPMicrochip Technology IncStock2,667$214.2K<0.1%History
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF2,556$212.1K<0.1%–
AFLAflac IncStock1,855$207.4K<0.1%History
CBChubb LtdStock710$204.8K<0.1%History
LVSLas Vegas Sands CorpCOM4,020$202.3K<0.1%History
DKNGDraftKings Inc.Stock5,148$201.8K<0.1%History
ADBEAdobe Inc.Stock389$201.4K<0.1%History
GHIGreystone Housing Impact Investors LPBEN UNIT CTF14,208$199.3K<0.1%History
ATAIAtai Beckley N.V.SHS27,457$31.9K<0.1%History