XML Financial, LLC
- SEC CIK
- 0001800465
- Latest filing
- Jul 24, 2026
Holdings in Q3 2023
Holdings as of Sep 30, 2023, filed Nov 6, 2023. Long positions only; changes compare share counts with Q2 2023.
- Positions
- 316
- −25 vs. Q2 2023
- Portfolio value
- $834.4M
- −$30.1M (−3.5%) vs. Q2 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Alps ETF Tr00162Q676 | ALERIAN ENERGY | 74,971 | $1.66M | 0.2% | +3,065+4.3% | Added | – |
| UNHUnitedHealth Group Inc | Stock | 3,297 | $1.66M | 0.2% | +442+15.5% | Added | History |
| LHXL3HARRIS Technologies, Inc. | Stock | 9,564 | $1.67M | 0.2% | +4,890+104.6% | Added | History |
| NADNuveen Quality Municipal Income Fund | COM | 168,137 | $1.70M | 0.2% | −28,535−14.5% | Reduced | History |
| BCEBce Inc | COM NEW | 44,967 | $1.72M | 0.2% | +3,175+7.6% | Added | History |
| iShares Core MSCI Total International Stock ETF46432F834 | ETF | 28,825 | $1.73M | 0.2% | −18,795−39.5% | Reduced | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 4,090 | $1.75M | 0.2% | +428+11.7% | Added | History |
| Invesco Exchange Traded FD T46137V266 | S&P500 PUR GWT | 57,997 | $1.75M | 0.2% | +447+0.8% | AddedConverted for a 5-for-1 split | – |
| VVisa Inc. | Stock | 7,722 | $1.78M | 0.2% | −191−2.4% | Reduced | History |
| iShares Tr464288687 | PFD AND INCM SEC | 59,286 | $1.79M | 0.2% | +6,382+12.1% | Added | – |
| Vanguard Morningstar Value ETF922908744 | ETF | 13,424 | $1.85M | 0.2% | +1,634+13.9% | Added | – |
| CATCaterpillar Inc | Stock | 6,805 | $1.86M | 0.2% | +7+0.1% | Added | History |
| MCDMcDonalds Corp | Stock | 7,087 | $1.87M | 0.2% | +93+1.3% | Added | History |
| ORCLOracle Corp | Stock | 18,120 | $1.92M | 0.2% | +59+0.3% | Added | History |
| PGProcter & Gamble Co | Stock | 13,253 | $1.93M | 0.2% | +274+2.1% | Added | History |
| BXBlackstone Inc. | COM | 18,844 | $2.02M | 0.2% | −469−2.4% | Reduced | History |
| GISGeneral Mills Inc | Stock | 32,105 | $2.05M | 0.2% | +1,110+3.6% | Added | History |
| Vanguard High Dividend Yield Index ETF921946406 | ETF | 20,522 | $2.12M | 0.3% | −64,302−75.8% | Reduced | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 5,997 | $2.15M | 0.3% | +132+2.3% | Added | – |
| First Tr Exch Traded FD III33739N108 | MANAGD MUN ETF | 46,137 | $2.26M | 0.3% | +46,137 | New | – |
| UNPUnion Pacific Corp | Stock | 11,112 | $2.26M | 0.3% | +178+1.6% | Added | History |
| NVDANVIDIA Corp | Stock | 5,237 | $2.28M | 0.3% | +857+19.6% | Added | History |
| PEPPepsiCo Inc | Stock | 13,714 | $2.32M | 0.3% | +450+3.4% | Added | History |
| GDGeneral Dynamics Corp | Stock | 10,647 | $2.35M | 0.3% | −14−0.1% | Reduced | History |
| USBUS Bancorp DE | COM NEW | 74,770 | $2.47M | 0.3% | +62+0.1% | Added | History |
| NSANational Storage Affiliates Trust | COM SHS BEN IN | 78,175 | $2.48M | 0.3% | +22,050+39.3% | Added | History |
| ABBVAbbVie Inc. | Stock | 16,683 | $2.49M | 0.3% | −263−1.6% | Reduced | History |
| PSXPhillips 66 | Stock | 20,965 | $2.52M | 0.3% | −355−1.7% | Reduced | History |
| AMDAdvanced Micro Devices Inc | Stock | 24,597 | $2.53M | 0.3% | +427+1.8% | Added | History |
| WPCW. P. Carey Inc. | COM | 47,202 | $2.55M | 0.3% | −3,202−6.4% | Reduced | History |
| SPDR Series Trust78468R721 | STATE STREET SPD | 58,541 | $2.56M | 0.3% | +45,557+350.9% | Added | – |
| GOOGLAlphabet Inc. | Stock | 19,560 | $2.56M | 0.3% | −42−0.2% | Reduced | History |
| HDHome Depot, Inc. | Stock | 8,539 | $2.58M | 0.3% | +465+5.8% | Added | History |
| NEMNEWMONT Corp | Stock | 70,393 | $2.60M | 0.3% | −1,385−1.9% | Reduced | History |
| TAT&T Inc. | Stock | 176,192 | $2.65M | 0.3% | −16,604−8.6% | Reduced | History |
| Managed Portfolio Series56167N720 | TORTOISE NRAM PI | 108,929 | $2.66M | 0.3% | −2,802−2.5% | Reduced | – |
| COSTCostco Wholesale Corp | Stock | 5,016 | $2.83M | 0.3% | +82+1.7% | Added | History |
| iShares MSCI Eafe ETF464287465 | ETF | 41,655 | $2.87M | 0.3% | −2,279−5.2% | Reduced | – |
| EPDEnterprise Products Partners L.P. | Stock | 111,939 | $3.06M | 0.4% | +58+0.1% | Added | History |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 32,973 | $3.10M | 0.4% | −4,010−10.8% | Reduced | – |
| IPInternational Paper Co | COM | 87,859 | $3.12M | 0.4% | +312+0.4% | Added | History |
| PRUPrudential Financial Inc | Stock | 33,237 | $3.15M | 0.4% | +89+0.3% | Added | History |
| ABTAbbott Laboratories | Stock | 32,616 | $3.16M | 0.4% | −740−2.2% | Reduced | History |
| DDominion Energy, Inc | Stock | 77,764 | $3.47M | 0.4% | +20.0% | Added | History |
| First Tr Exchange-Traded FD33733E856 | FT VEST GOLD | 194,432 | $3.52M | 0.4% | +65,912+51.3% | Added | – |
| TFCTruist Financial Corp | COM | 126,047 | $3.61M | 0.4% | −3,516−2.7% | Reduced | History |
| WisdomTree Tr97717X651 | US S CAP QTY DIV | 88,167 | $3.63M | 0.4% | +18,571+26.7% | Added | – |
| EMREmerson Electric Co | Stock | 37,644 | $3.64M | 0.4% | +690+1.9% | Added | History |
| CMICummins Inc | Stock | 16,112 | $3.68M | 0.4% | −100−0.6% | Reduced | History |
| iShares S&P 500 Growth ETF464287309 | ETF | 54,092 | $3.70M | 0.4% | −3,442−6.0% | Reduced | – |
| iShares Russell 2000 Growth ETF464287648 | ETF | 17,259 | $3.87M | 0.5% | +175+1.0% | Added | – |
| LMTLockheed Martin Corp | Stock | 9,752 | $3.99M | 0.5% | +209+2.2% | Added | History |
| iShares Tr464287630 | RUS 2000 VAL ETF | 29,653 | $4.02M | 0.5% | +88+0.3% | Added | – |
| BEPCBrookfield Renewable Corp | CL A SUB VTG | 174,524 | $4.18M | 0.5% | +17,231+11.0% | Added | History |
| SPDR Index Shs FDS78463X749 | ST DOW GLOBA ETF | 110,068 | $4.20M | 0.5% | −553−0.5% | Reduced | – |
| INTCIntel Corp | Stock | 120,649 | $4.29M | 0.5% | −4,099−3.3% | Reduced | History |
| Invesco Exch Traded FD Tr II46138E354 | S&P500 LOW VOL | 73,771 | $4.34M | 0.5% | +26,453+55.9% | Added | – |
| FDXFedEx Corp | Stock | 16,444 | $4.36M | 0.5% | −96−0.6% | Reduced | History |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 144,352 | $4.48M | 0.5% | +52,665+57.4% | Added | – |
| SPDR Series Trust78464A805 | ST STR PR SP1500 | 91,203 | $4.79M | 0.6% | −3,526−3.7% | Reduced | – |
| WisdomTree Tr97717X578 | EM EX ST-OWNED | 182,365 | $4.86M | 0.6% | +54,762+42.9% | Added | – |
| XOMExxonMobil Holdings Corp | COM | 42,118 | $4.95M | 0.6% | +149+0.4% | Added | History |
| Global X FDS37954Y475 | S&P 500 COVERED | 130,218 | $5.06M | 0.6% | +130,218 | New | – |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 25,099 | $5.23M | 0.6% | +5,456+27.8% | Added | – |
| RTXRTX Corp | Stock | 72,711 | $5.23M | 0.6% | −2,252−3.0% | Reduced | History |
| Global X FDS37960A859 | DOW 30 CO CA ETF | 245,454 | $5.24M | 0.6% | +144,690+143.6% | Added | – |
| OHIOmega Healthcare Investors Inc | COM | 164,830 | $5.47M | 0.7% | −3,289−2.0% | Reduced | History |
| MMDNYLI MacKay DefinedTerm Muni Opportunities Fund | COM | 346,933 | $5.53M | 0.7% | −4,975−1.4% | Reduced | History |
| GLDSPDR Gold Trust | ETF | 32,384 | $5.55M | 0.7% | +535+1.7% | Added | History |
| AMZNAmazon Com Inc | Stock | 45,391 | $5.77M | 0.7% | +2,217+5.1% | Added | History |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 63,993 | $5.85M | 0.7% | +317+0.5% | Added | – |
| IBMInternational Business Machines Corp | Stock | 41,930 | $5.88M | 0.7% | −725−1.7% | Reduced | History |
| KMIKinder Morgan, Inc. | Stock | 355,109 | $5.89M | 0.7% | +6,668+1.9% | Added | History |
| DOWDow Inc. | Stock | 114,743 | $5.92M | 0.7% | −867−0.7% | Reduced | History |
| BMYBristol Myers Squibb Co | Stock | 102,410 | $5.94M | 0.7% | +274+0.3% | Added | History |
| PFEPfizer Inc | Stock | 187,469 | $6.22M | 0.7% | +925+0.5% | Added | History |
| iShares Russell 2000 ETF464287655 | ETF | 37,366 | $6.60M | 0.8% | −4,720−11.2% | Reduced | – |
| Innovator ETFs Tr45783Y590 | PREM INCM 40 BAR | 271,346 | $6.64M | 0.8% | +271,346 | New | – |
| First Tr Exchng Traded FD VI33740F888 | SMIT UNCO BD ETF | 278,998 | $6.67M | 0.8% | +84,866+43.7% | Added | – |
| AMGNAmgen Inc | Stock | 24,953 | $6.71M | 0.8% | −19−0.1% | Reduced | History |
| VZVerizon Communications Inc | Stock | 208,421 | $6.75M | 0.8% | −1,500−0.7% | Reduced | History |
| GOODGladstone Commercial Corp | COM | 565,638 | $6.88M | 0.8% | −1,797−0.3% | Reduced | History |
| PIMCO ETF Tr72201R866 | INTER MUN BD ACT | 140,516 | $7.04M | 0.8% | +135,118+2,503.1% | Added | – |
| Vanguard Mun BD FDS922907746 | TAX EXEMPT BD | 147,997 | $7.12M | 0.9% | −39,365−21.0% | Reduced | – |
| CVXChevron Corp | Stock | 42,838 | $7.22M | 0.9% | +2,616+6.5% | Added | History |
| UPSUnited Parcel Service Inc | Stock | 46,801 | $7.29M | 0.9% | −330−0.7% | Reduced | History |
| iShares Tr464287788 | U.S. FINLS ETF | 98,852 | $7.39M | 0.9% | −1,377−1.4% | Reduced | – |
| MRKMerck & Co., Inc. | Stock | 72,525 | $7.47M | 0.9% | +591+0.8% | Added | History |
| Schwab US Dividend Equity ETF808524797 | ETF | 107,786 | $7.63M | 0.9% | +55,409+105.8% | Added | – |
| CVSCVS Health Corp | Stock | 109,506 | $7.65M | 0.9% | +2,625+2.5% | Added | History |
| PSECProspect Capital Corp | COM | 1,384,395 | $8.38M | 1.0% | +59,551+4.5% | Added | History |
| BACBank of America Corp | Stock | 316,297 | $8.66M | 1.0% | −8,423−2.6% | Reduced | History |
| JPMJPMorgan Chase & Co | Stock | 60,223 | $8.73M | 1.0% | +251+0.4% | Added | History |
| iShares Russell Mid-Cap Value ETF464287473 | ETF | 83,944 | $8.76M | 1.0% | −1,608−1.9% | Reduced | – |
| Goldman Sachs ETF Tr381430503 | ACTIVEBETA US LG | 104,234 | $8.78M | 1.1% | +13,461+14.8% | Added | – |
| Invesco Exch Traded FD Tr II46138E362 | S&P500 HDL VOL | 234,944 | $9.21M | 1.1% | +159,354+210.8% | Added | – |
| iShares Core S&P 500 ETF464287200 | ETF | 21,770 | $9.35M | 1.1% | +863+4.1% | Added | – |
| ULUnilever PLC | SPON ADR NEW | 192,644 | $9.52M | 1.1% | −397−0.2% | Reduced | History |
| iShares Russell 1000 Value ETF464287598 | ETF | 64,325 | $9.77M | 1.2% | +1,767+2.8% | Added | – |
| CSCOCisco Systems, Inc. | Stock | 199,882 | $10.7M | 1.3% | −1,602−0.8% | Reduced | History |
Sold out since Q2 2023 (32)
Positions held at the end of Q2 2023 that are gone from this filing.
| Security | Class | Shares in Q2 2023 | Value in Q2 2023 | % of portfolio in Q2 2023 | History |
|---|---|---|---|---|---|
| iShares Core High Dividend ETF46429B663 | ETF | 61,747 | $6.22M | 0.7% | – |
| iShares Tr464288158 | SHRT NAT MUN ETF | 6,891 | $716.9K | 0.1% | – |
| FOCSFocus Financial Partners Inc. | COM CL A | 11,781 | $618.6K | 0.1% | History |
| LUVSouthwest Airlines Co | COM | 16,766 | $607.1K | 0.1% | History |
| SYYSysco Corp | Stock | 5,215 | $386.9K | <0.1% | History |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 5,212 | $386.6K | <0.1% | – |
| ADBEAdobe Inc. | Stock | 705 | $344.7K | <0.1% | History |
| SPDR Series Trust78468R739 | ST NUVE TERM ETF | 6,699 | $315.2K | <0.1% | – |
| iShares Global Clean Energy ETF464288224 | ETF | 16,631 | $306.0K | <0.1% | – |
| Schwab US Aggregate Bond ETF808524839 | ETF | 6,164 | $284.5K | <0.1% | – |
| State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375 | ETF | 8,494 | $272.7K | <0.1% | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 3,254 | $264.1K | <0.1% | – |
| Vanguard Malvern FDS922020805 | STRM INFPROIDX | 5,358 | $254.1K | <0.1% | – |
| IRMIron Mountain Inc | COM | 4,468 | $253.9K | <0.1% | History |
| NIEVirtus Equity & Convertible Income Fund | COM | 11,641 | $246.2K | <0.1% | History |
| VanEck ETF Trust92189F528 | VANECK SHRT MUNI | 14,608 | $245.9K | <0.1% | – |
| Vanguard World FD921910816 | MEGA GRWTH IND | 1,034 | $243.4K | <0.1% | – |
| CHHChoice Hotels International Inc | COM | 2,000 | $235.0K | <0.1% | History |
| LVSLas Vegas Sands Corp | COM | 3,976 | $230.6K | <0.1% | History |
| BTTBlackRock Municipal 2030 Target Term Trust | COM SHS BEN IN | 11,033 | $229.3K | <0.1% | History |
| DTEDte Energy Co | COM | 2,000 | $220.0K | <0.1% | History |
| KMBKimberly Clark Corp | Stock | 1,585 | $218.9K | <0.1% | History |
| RNPCohen & Steers REIT & Preferred & Income Fund Inc | COM | 11,329 | $215.1K | <0.1% | History |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 2,761 | $208.9K | <0.1% | – |
| ABNBAirbnb, Inc. | Stock | 1,622 | $207.9K | <0.1% | History |
| NKENIKE, Inc. | Stock | 1,854 | $204.6K | <0.1% | History |
| AMTAmerican Tower Corp | REIT | 1,053 | $204.3K | <0.1% | History |
| GWWW.W. Grainger, Inc. | Stock | 259 | $204.2K | <0.1% | History |
| NBHNeuberger Municipal Fund Inc. | COM | 12,250 | $125.9K | <0.1% | History |
| VKQInvesco Municipal Trust | COM | 11,880 | $112.0K | <0.1% | History |
| NMTNuveen Massachusetts Quality Municipal Income Fund | COM | 10,000 | $104.4K | <0.1% | History |
| Berkshire Grey I084656115 | EQUITY WRT | 20,000 | $6.70K | <0.1% | – |