XML Financial, LLC
- SEC CIK
- 0001800465
- Latest filing
- Jul 24, 2026
Holdings in Q1 2023
Holdings as of Mar 31, 2023, filed May 15, 2023. Long positions only; changes compare share counts with Q4 2022.
- Positions
- 334
- +4 vs. Q4 2022
- Portfolio value
- $821.2M
- +$25.2M (+3.2%) vs. Q4 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Vanguard Mun BD FDS922907746 | TAX EXEMPT BD | 142,957 | $7.24M | 0.9% | −422−0.3% | Reduced | – |
| PFEPfizer Inc | Stock | 182,692 | $7.45M | 0.9% | +3,195+1.8% | Added | History |
| MRKMerck & Co., Inc. | Stock | 72,691 | $7.73M | 0.9% | −694−0.9% | Reduced | History |
| JPMJPMorgan Chase & Co | Stock | 59,388 | $7.74M | 0.9% | −823−1.4% | Reduced | History |
| CVSCVS Health Corp | Stock | 104,394 | $7.76M | 0.9% | +1,518+1.5% | Added | History |
| VZVerizon Communications Inc | Stock | 208,205 | $8.10M | 1.0% | +3,564+1.7% | Added | History |
| iShares Russell 2000 ETF464287655 | ETF | 45,434 | $8.11M | 1.0% | −1,739−3.7% | Reduced | – |
| Goldman Sachs ETF Tr381430503 | ACTIVEBETA US LG | 102,303 | $8.28M | 1.0% | −3,618−3.4% | Reduced | – |
| iShares Core S&P 500 ETF464287200 | ETF | 20,412 | $8.42M | 1.0% | +551+2.8% | Added | – |
| Vanguard High Dividend Yield Index ETF921946406 | ETF | 83,080 | $8.76M | 1.1% | +7,789+10.3% | Added | – |
| iShares Russell Mid-Cap Value ETF464287473 | ETF | 84,981 | $9.02M | 1.1% | +1,173+1.4% | Added | – |
| PSECProspect Capital Corp | COM | 1,286,115 | $9.06M | 1.1% | +352,121+37.7% | Added | History |
| UPSUnited Parcel Service Inc | Stock | 46,897 | $9.10M | 1.1% | +747+1.6% | Added | History |
| BACBank of America Corp | Stock | 323,778 | $9.26M | 1.1% | +1,001+0.3% | Added | History |
| iShares Russell 1000 Value ETF464287598 | ETF | 61,846 | $9.44M | 1.1% | −131−0.2% | Reduced | – |
| Vanguard Information Technology ETF92204A702 | ETF | 25,544 | $9.87M | 1.2% | +2,418+10.5% | Added | – |
| ULUnilever PLC | SPON ADR NEW | 193,755 | $10.1M | 1.2% | −101−0.1% | Reduced | History |
| CSCOCisco Systems, Inc. | Stock | 200,020 | $10.5M | 1.3% | −1,436−0.7% | Reduced | History |
| JNJJohnson & Johnson | Stock | 67,792 | $10.5M | 1.3% | +23,961+54.7% | Added | History |
| PTYPIMCO Corporate & Income Opportunity Fund | COM | 892,200 | $11.2M | 1.4% | +339,955+61.6% | Added | History |
| BRK.BBerkshire Hathaway Inc | Stock | 36,289 | $11.2M | 1.4% | +768+2.2% | Added | History |
| Legg Mason ETF Invt52468L406 | FRANKLIN US LOW | 310,643 | $11.6M | 1.4% | +16,928+5.8% | Added | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 121,224 | $11.7M | 1.4% | −467−0.4% | Reduced | – |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | ETF | 175,574 | $11.8M | 1.4% | +2,332+1.3% | Added | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 49,007 | $12.0M | 1.5% | +2,176+4.6% | Added | – |
| QCOMQualcomm Inc | Stock | 98,903 | $12.6M | 1.5% | +1,209+1.2% | Added | History |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 159,128 | $15.9M | 1.9% | +652+0.4% | Added | – |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 256,105 | $16.8M | 2.0% | −6,646−2.5% | Reduced | – |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 273,865 | $17.8M | 2.2% | −7,406−2.6% | Reduced | – |
| iShares Tr464287622 | RUS 1000 ETF | 80,071 | $18.0M | 2.2% | +946+1.2% | Added | – |
| iShares Russell Midcap ETF464287499 | ETF | 289,018 | $20.2M | 2.5% | −5,567−1.9% | Reduced | – |
| iShares Core Dividend Growth ETF46434V621 | ETF | 407,761 | $20.4M | 2.5% | +7,405+1.8% | Added | – |
| MSFTMicrosoft Corp | Stock | 74,559 | $21.5M | 2.6% | −2,271−3.0% | Reduced | History |
| AAPLApple Inc. | Stock | 151,708 | $25.0M | 3.0% | −4,328−2.8% | Reduced | History |
Sold out since Q4 2022 (13)
Positions held at the end of Q4 2022 that are gone from this filing.
| Security | Class | Shares in Q4 2022 | Value in Q4 2022 | % of portfolio in Q4 2022 | History |
|---|---|---|---|---|---|
| Listed FDS Tr53656F623 | HORI KI INFL ETF | 166,239 | $5.23M | 0.7% | – |
| iShares Tips Bond ETF464287176 | ETF | 45,482 | $4.84M | 0.6% | – |
| MPCMarathon Petroleum Corp | Stock | 31,300 | $3.64M | 0.5% | History |
| iShares Tr46434V803 | HDG MSCI EAFE | 92,792 | $2.51M | 0.3% | – |
| iShares Tr464288885 | EAFE GRWTH ETF | 6,135 | $513.9K | 0.1% | – |
| iShares Tr46436E536 | US SML CP VALUE | 14,859 | $418.1K | 0.1% | – |
| NIDNuveen Intermediate Duration Municipal Term Fund | COM | 29,086 | $381.6K | <0.1% | History |
| METMetlife Inc | Stock | 3,124 | $226.1K | <0.1% | History |
| CBChubb Ltd | Stock | 960 | $211.8K | <0.1% | History |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 4,800 | $201.5K | <0.1% | – |
| NPVNuveen Virginia Quality Municipal Income Fund | COM | 11,812 | $131.8K | <0.1% | History |
| ETJEaton Vance Risk-Managed Diversified Equity Income Fund | COM | 15,578 | $116.8K | <0.1% | History |
| MHFWestern Asset Municipal High Income Fund Inc. | COM | 14,799 | $94.4K | <0.1% | History |