Gladstone Institutional Advisory LLC
- SEC CIK
- 0001766530
- Latest filing
- Jul 27, 2026
Holdings in Q4 2023
Holdings as of Dec 31, 2023, filed Feb 9, 2024. Long positions only; changes compare share counts with Q3 2023.
- Positions
- 665
- +46 vs. Q3 2023
- Portfolio value
- $1.78B
- +$238.6M (+15.4%) vs. Q3 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | 105,373 | $50.1M | 2.8% | +10,696+11.3% | Added | History |
| AAPLApple Inc. | Stock | 252,219 | $48.6M | 2.7% | +20,203+8.7% | Added | History |
| WisdomTree Tr97717Y527 | FLOATNG RAT TREA | 872,066 | $43.8M | 2.5% | +92,984+11.9% | Added | – |
| Vanguard S&P 500 ETF922908363 | ETF | 94,105 | $41.1M | 2.3% | +2,828+3.1% | Added | – |
| iShares Core S&P 500 ETF464287200 | ETF | 82,508 | $39.4M | 2.2% | +4,708+6.1% | Added | – |
| Invesco Actively Managed Exc46090A887 | ULTRA SHRT DUR | 789,081 | $39.4M | 2.2% | +139,552+21.5% | Added | – |
| State Street SPDR Portfolio S&P 500 ETF78464A854 | ETF | 648,552 | $36.3M | 2.0% | −44,793−6.5% | Reduced | – |
| MSFTMicrosoft Corp | Stock | 94,136 | $35.4M | 2.0% | +18,341+24.2% | Added | History |
| First Tr Exchng Traded FD VI33740F755 | FT LADD BUFF ETF | 1,060,688 | $28.2M | 1.6% | −23,033−2.1% | Reduced | – |
| AMZNAmazon Com Inc | Stock | 168,226 | $25.6M | 1.4% | +11,006+7.0% | Added | History |
| First Tr Exchange-Traded FD33738D606 | LNG DUR OPRTUN | 1,052,562 | $23.3M | 1.3% | −49,243−4.5% | Reduced | – |
| JPMJPMorgan Chase & Co | Stock | 130,581 | $22.2M | 1.2% | +11,251+9.4% | Added | History |
| NVDANVIDIA Corp | Stock | 35,949 | $17.8M | 1.0% | +1,490+4.3% | Added | History |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 109,742 | $17.3M | 1.0% | −3,503−3.1% | Reduced | – |
| Invesco Nasdaq 100 ETF46138G649 | ETF | 101,132 | $17.0M | 1.0% | −162,355−61.6% | Reduced | – |
| iShares S&P 500 Value ETF464287408 | ETF | 91,489 | $15.9M | 0.9% | −952−1.0% | Reduced | – |
| METAMeta Platforms, Inc. | Stock | 44,052 | $15.6M | 0.9% | +14,398+48.6% | Added | History |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 79,950 | $15.4M | 0.9% | +52,117+187.2% | Added | – |
| Vanguard World FD921910709 | EXTENDED DUR | 186,827 | $15.1M | 0.8% | −21,808−10.5% | Reduced | – |
| Goldman Sachs ETF Tr381430503 | ACTIVEBETA US LG | 160,194 | $15.0M | 0.8% | −14,783−8.4% | Reduced | – |
| iShares S&P 500 Growth ETF464287309 | ETF | 197,566 | $14.8M | 0.8% | −12,054−5.8% | Reduced | – |
| Vanguard World FD921910816 | MEGA GRWTH IND | 54,144 | $14.1M | 0.8% | +49,317+1,021.7% | Added | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 124,971 | $13.5M | 0.8% | +3,412+2.8% | Added | – |
| GOOGLAlphabet Inc. | Stock | 95,379 | $13.3M | 0.7% | +13,659+16.7% | Added | History |
| Pacer US Cash Cows 100 ETF69374H881 | ETF | 236,506 | $12.3M | 0.7% | −10,766−4.4% | Reduced | – |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 43,934 | $12.2M | 0.7% | −574−1.3% | Reduced | – |
| First Tr Exchange-Traded FD33739Q408 | FIRST TR ENH NEW | 194,526 | $11.6M | 0.7% | −13,081−6.3% | Reduced | – |
| First Tr Exchng Traded FD VI33740U752 | FT VEST NASD ETF | 428,441 | $11.6M | 0.6% | +104,673+32.3% | Added | – |
| Columbia ETF Tr I19761L706 | RESH ENHNC COR | 407,391 | $11.3M | 0.6% | +20,930+5.4% | Added | – |
| Invesco Exch TRD SLF Idx FD46138J619 | RUSL 1000 DYNM | 217,510 | $11.2M | 0.6% | +894+0.4% | Added | – |
| First Trust Rising Dividend Achievers ETF33738R506 | ETF | 213,030 | $11.0M | 0.6% | +190,390+840.9% | Added | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 26,059 | $10.7M | 0.6% | +730+2.9% | Added | – |
| First Tr Exchng Traded FD VI33740F805 | SMITH OPPORT FXD | 237,921 | $10.6M | 0.6% | +9,732+4.3% | Added | – |
| BRK.BBerkshire Hathaway Inc | Stock | 29,632 | $10.6M | 0.6% | +8,499+40.2% | Added | History |
| MRKMerck & Co., Inc. | Stock | 94,642 | $10.3M | 0.6% | +18,679+24.6% | Added | History |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 139,652 | $9.82M | 0.6% | +4,389+3.2% | Added | – |
| iShares U S ETF Tr46431W507 | SHOR DURA BD ETF | 191,232 | $9.66M | 0.5% | +44,146+30.0% | Added | – |
| CMCSAComcast Corp | Stock | 218,560 | $9.58M | 0.5% | +11,664+5.6% | Added | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 108,700 | $9.11M | 0.5% | −35,601−24.7% | Reduced | – |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 61,261 | $9.01M | 0.5% | +6,800+12.5% | Added | – |
| ALLAllstate Corp | Stock | 64,159 | $8.98M | 0.5% | +61,285+2,132.4% | Added | History |
| COSTCostco Wholesale Corp | Stock | 13,426 | $8.86M | 0.5% | −395−2.9% | Reduced | History |
| Janus Detroit STR Tr47103U886 | HENDRSN SHRT ETF | 180,908 | $8.74M | 0.5% | −2,830−1.5% | Reduced | – |
| TSLATesla, Inc. | Stock | 34,726 | $8.63M | 0.5% | −4,532−11.5% | Reduced | History |
| PCTPureCycle Technologies, Inc. | COM | 2,117,948 | $8.58M | 0.5% | +313,928+17.4% | Added | History |
| Goldman Sachs ETF Tr381430107 | ACTIVEBETA INT | 260,203 | $8.50M | 0.5% | +2,542+1.0% | Added | – |
| HDHome Depot, Inc. | Stock | 23,893 | $8.28M | 0.5% | −60.0% | Reduced | History |
| AVGOBroadcom Inc. | Stock | 7,363 | $8.22M | 0.5% | +481+7.0% | Added | History |
| iShares MSCI USA Min Vol Factor ETF46429B697 | ETF | 104,337 | $8.14M | 0.5% | −133−0.1% | Reduced | – |
| SPDR Series Trust78468R101 | ST SHO TREAS ETF | 277,356 | $8.06M | 0.5% | −20,463−6.9% | Reduced | – |
| iShares Core Dividend Growth ETF46434V621 | ETF | 146,399 | $7.88M | 0.4% | −10,453−6.7% | Reduced | – |
| IBMInternational Business Machines Corp | Stock | 45,520 | $7.44M | 0.4% | −765−1.7% | Reduced | History |
| CDNSCadence Design Systems Inc | Stock | 27,204 | $7.41M | 0.4% | +1,225+4.7% | Added | History |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 130,316 | $7.35M | 0.4% | +5,436+4.4% | Added | – |
| XOMExxonMobil Holdings Corp | COM | 72,630 | $7.26M | 0.4% | +9,161+14.4% | Added | History |
| CSXCSX Corp | Stock | 209,418 | $7.26M | 0.4% | +3,423+1.7% | Added | History |
| MCDMcDonalds Corp | Stock | 24,424 | $7.24M | 0.4% | +1,524+6.7% | Added | History |
| Global X FDS37954Y731 | CONSCIOUS COS | 216,780 | $7.24M | 0.4% | +1,443+0.7% | Added | – |
| JNJJohnson & Johnson | Stock | 45,698 | $7.16M | 0.4% | −723−1.6% | Reduced | History |
| LLYEli Lilly & Co | Stock | 12,251 | $7.14M | 0.4% | −48−0.4% | Reduced | History |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 185,163 | $6.96M | 0.4% | +87,789+90.2% | Added | – |
| iShares Tr464287432 | 20 YR TR BD ETF | 70,297 | $6.95M | 0.4% | +66,562+1,782.1% | Added | – |
| PANWPalo Alto Networks Inc | Stock | 23,023 | $6.79M | 0.4% | +10,729+87.3% | Added | History |
| iShares Russell 1000 Growth ETF464287614 | ETF | 22,328 | $6.77M | 0.4% | −95−0.4% | Reduced | – |
| UNHUnitedHealth Group Inc | Stock | 12,794 | $6.74M | 0.4% | +1,259+10.9% | Added | History |
| CSCOCisco Systems, Inc. | Stock | 132,329 | $6.69M | 0.4% | +9,589+7.8% | Added | History |
| VVisa Inc. | Stock | 25,394 | $6.61M | 0.4% | −953−3.6% | Reduced | History |
| Vanguard Morningstar Value ETF922908744 | ETF | 43,931 | $6.57M | 0.4% | +2,043+4.9% | Added | – |
| ETF Ser Solutions26922A321 | DISTILLATE US | 131,972 | $6.52M | 0.4% | +123+0.1% | Added | – |
| New York Life Investments Et45409B560 | FTSE INTL EQTY C | 259,826 | $6.46M | 0.4% | −437−0.2% | Reduced | – |
| iShares Tr464287127 | MORNINGSTR US EQ | 96,434 | $6.34M | 0.4% | −130−0.1% | Reduced | – |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 89,293 | $6.26M | 0.4% | −1,231−1.4% | Reduced | – |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 16,595 | $6.25M | 0.4% | +188+1.1% | Added | History |
| First Tr Exch Traded FD III33739E108 | PFD SECS INC ETF | 358,160 | $6.04M | 0.3% | −31,799−8.2% | Reduced | – |
| iShares Russell 2000 ETF464287655 | ETF | 29,918 | $6.00M | 0.3% | +3,620+13.8% | Added | – |
| COPConocoPhillips | Stock | 50,275 | $5.84M | 0.3% | +1,062+2.2% | Added | History |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 32,135 | $5.75M | 0.3% | +10,987+52.0% | Added | – |
| GLDSPDR Gold Trust | ETF | 30,023 | $5.74M | 0.3% | +4,035+15.5% | Added | History |
| GOOGAlphabet Inc. | Stock | 40,638 | $5.73M | 0.3% | +2,564+6.7% | Added | History |
| Vanguard Information Technology ETF92204A702 | ETF | 11,555 | $5.59M | 0.3% | −283−2.4% | Reduced | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 17,164 | $5.34M | 0.3% | +375+2.2% | Added | – |
| State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853 | ETF | 125,511 | $5.29M | 0.3% | +1,228+1.0% | Added | – |
| iShares Tr464288208 | MRGSTR MD CP ETF | 78,772 | $5.29M | 0.3% | +144+0.2% | Added | – |
| PGProcter & Gamble Co | Stock | 35,932 | $5.27M | 0.3% | +3,786+11.8% | Added | History |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 22,513 | $5.24M | 0.3% | +1,378+6.5% | Added | – |
| MSMorgan Stanley | Stock | 56,105 | $5.23M | 0.3% | +27,879+98.8% | Added | History |
| SPDR Series Trust78464A664 | ST LON TREAS ETF | 179,468 | $5.21M | 0.3% | +12,906+7.7% | Added | – |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 38,023 | $5.19M | 0.3% | −5,672−13.0% | Reduced | – |
| CRMSalesforce, Inc. | Stock | 19,490 | $5.13M | 0.3% | −654−3.2% | Reduced | History |
| ADBEAdobe Inc. | Stock | 8,544 | $5.10M | 0.3% | −75−0.9% | Reduced | History |
| ACNAccenture plc | Stock | 14,496 | $5.09M | 0.3% | −44−0.3% | Reduced | History |
| First Trust Dow Jones Internet Index Fund33733E302 | ETF | 27,091 | $5.05M | 0.3% | +16,483+155.4% | Added | – |
| UNPUnion Pacific Corp | Stock | 20,338 | $5.00M | 0.3% | +1,624+8.7% | Added | History |
| NEENextera Energy Inc | Stock | 81,713 | $4.96M | 0.3% | +175+0.2% | Added | History |
| WisdomTree Tr97717X669 | US QTLY DIV GRT | 70,342 | $4.94M | 0.3% | −582−0.8% | Reduced | – |
| iShares Russell 1000 Value ETF464287598 | ETF | 29,796 | $4.92M | 0.3% | +1,446+5.1% | Added | – |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 68,198 | $4.91M | 0.3% | +15,153+28.6% | Added | – |
| Goldman Sachs ETF Tr38149W820 | INNOVAT EQ ETF | 93,464 | $4.91M | 0.3% | +1,715+1.9% | Added | – |
| Davis Fundamental ETF Tr23908L207 | SELECT US EQTY | 138,101 | $4.87M | 0.3% | −2,749−2.0% | Reduced | – |
| CVXChevron Corp | Stock | 32,227 | $4.81M | 0.3% | +118+0.4% | Added | History |
Sold out since Q3 2023 (41)
Positions held at the end of Q3 2023 that are gone from this filing.
| Security | Class | Shares in Q3 2023 | Value in Q3 2023 | % of portfolio in Q3 2023 | History |
|---|---|---|---|---|---|
| Invesco Actvely MNGD Etc FD46090F100 | OPTIMUM YIELD | 203,705 | $3.05M | 0.2% | – |
| SPDR Series Trust78464A722 | ST STR SP PHARMA | 73,464 | $2.92M | 0.2% | – |
| First Tr Exchange-Traded FD33734X101 | CONSUMR DISCRE | 55,188 | $2.82M | 0.2% | – |
| Invesco Exch TRD SLF Idx FD46138J866 | BULSHS 2023 CB | 118,887 | $2.52M | 0.2% | – |
| ACGLArch Capital Group Ltd. | Stock | 22,026 | $1.76M | 0.1% | History |
| VRTVertiv Holdings Co | COM CL A | 30,038 | $1.12M | 0.1% | History |
| First Tr Exch Traded FD III33739P301 | MUNI HI INCM ETF | 20,725 | $934.1K | 0.1% | – |
| Invesco Exchange Traded FD T46137V480 | S&P SMCP VLU MNT | 16,906 | $814.0K | 0.1% | – |
| FISVFiserv Inc | Stock | 6,958 | $786.0K | 0.1% | History |
| REGNRegeneron Pharmaceuticals, Inc. | COM | 873 | $718.4K | <0.1% | History |
| First Tr Exch Traded FD III33740J104 | ULTRA SHT DUR MU | 34,382 | $684.9K | <0.1% | – |
| SGENSeagen Inc. | COM | 3,163 | $671.0K | <0.1% | History |
| ANSSAnsys Inc | COM | 2,046 | $608.8K | <0.1% | History |
| MNSTMonster Beverage Corp | COM | 11,157 | $590.8K | <0.1% | History |
| LPLALPL Financial Holdings Inc. | COM | 1,716 | $407.9K | <0.1% | History |
| MROMarathon Oil Corp | COM | 14,075 | $376.5K | <0.1% | History |
| Invesco Exchange Traded FD Tr46138G474 | COM | 6,531 | $372.6K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138G201 | S&P SMLCP MATL | 5,409 | $347.7K | <0.1% | – |
| SPDR Index Shs FDS78463X434 | ST STR MSCI EAFE | 4,397 | $294.8K | <0.1% | – |
| Alpha Architect ETF Tr02072L102 | US QUAN VALUE | 6,703 | $248.7K | <0.1% | – |
| Vanguard Total International Bond ETF92203J407 | ETF | 5,175 | $247.5K | <0.1% | – |
| PECOPhillips Edison & Company, Inc. | COMMON STOCK | 7,156 | $240.0K | <0.1% | History |
| CHRDChord Energy Corp | COM NEW | 1,473 | $238.7K | <0.1% | History |
| BNY Mellon ETF Trust09661T404 | INTERNATIONL EQT | 3,613 | $235.7K | <0.1% | – |
| DALDelta Air Lines, Inc. | COM NEW | 6,308 | $233.4K | <0.1% | History |
| OXYOccidental Petroleum Corp | Stock | 3,544 | $229.9K | <0.1% | History |
| ADMArcher-Daniels-Midland Co | Stock | 3,013 | $227.2K | <0.1% | History |
| MRNAModerna, Inc. | Stock | 2,176 | $224.8K | <0.1% | History |
| Sprott FDS Tr85208P303 | URANIUM MINERS E | 4,630 | $218.4K | <0.1% | – |
| PKSTPeakstone Realty Trust | Common Stock | 13,069 | $217.5K | <0.1% | History |
| SPDR Series Trust78468R739 | ST NUVE TERM ETF | 4,624 | $213.8K | <0.1% | – |
| DQDaqo New Energy Corp. | SPNSRD ADS NEW | 6,923 | $209.6K | <0.1% | History |
| Hartford FDS Exchange Traded41653L503 | MUN OPORTUNITE | 5,689 | $209.4K | <0.1% | – |
| PIMCO ETF Tr72201R866 | INTER MUN BD ACT | 4,122 | $206.4K | <0.1% | – |
| Global X FDS37954Y459 | RUSSELL 2000 | 11,378 | $194.1K | <0.1% | – |
| NINENine Energy Service, Inc. | COM | 43,000 | $177.2K | <0.1% | History |
| ETNB89bio, Inc. | COM | 10,000 | $154.4K | <0.1% | History |
| DPGDuff & Phelps Utility & Infrastructure Fund Inc. | COM | 12,574 | $108.4K | <0.1% | History |
| HUTHut 8 Corp. | Common Stock | 43,500 | $84.8K | <0.1% | History |
| PTONPeloton Interactive, Inc. | CL A COM | 12,407 | $62.7K | <0.1% | History |
| LBRA1847 Holdings LLC | COMMON SHARES | 19,200 | $18.6K | <0.1% | History |