Gladstone Institutional Advisory LLC
- SEC CIK
- 0001766530
- Latest filing
- Jul 27, 2026
Holdings in Q3 2023
Holdings as of Sep 30, 2023, filed Nov 13, 2023. Long positions only; changes compare share counts with Q2 2023.
- Positions
- 619
- −10 vs. Q2 2023
- Portfolio value
- $1.54B
- −$96.2M (−5.9%) vs. Q2 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | 94,677 | $40.5M | 2.6% | −6,589−6.5% | Reduced | History |
| AAPLApple Inc. | Stock | 232,016 | $39.7M | 2.6% | −1,636−0.7% | Reduced | History |
| WisdomTree Tr97717Y527 | FLOATNG RAT TREA | 779,082 | $39.2M | 2.5% | +83,394+12.0% | Added | – |
| Invesco Nasdaq 100 ETF46138G649 | ETF | 263,487 | $38.8M | 2.5% | −1,728−0.7% | Reduced | – |
| Vanguard S&P 500 ETF922908363 | ETF | 91,277 | $35.8M | 2.3% | +3,173+3.6% | Added | – |
| State Street SPDR Portfolio S&P 500 ETF78464A854 | ETF | 693,345 | $34.8M | 2.3% | −287,171−29.3% | Reduced | – |
| iShares Core S&P 500 ETF464287200 | ETF | 77,800 | $33.4M | 2.2% | +3,626+4.9% | Added | – |
| Invesco Actively Managed Exc46090A887 | ULTRA SHRT DUR | 649,529 | $32.3M | 2.1% | +126,232+24.1% | Added | – |
| First Tr Exchng Traded FD VI33740F755 | FT LADD BUFF ETF | 1,083,721 | $26.5M | 1.7% | +1,083,721 | New | – |
| MSFTMicrosoft Corp | Stock | 75,795 | $23.9M | 1.5% | −2,396−3.1% | Reduced | History |
| First Tr Exchange-Traded FD33738D606 | LNG DUR OPRTUN | 1,101,805 | $22.3M | 1.4% | +23,149+2.1% | Added | – |
| AMZNAmazon Com Inc | Stock | 157,220 | $20.0M | 1.3% | −7,725−4.7% | Reduced | History |
| JPMJPMorgan Chase & Co | Stock | 119,330 | $17.3M | 1.1% | +39,561+49.6% | Added | History |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 113,245 | $16.0M | 1.0% | −47,076−29.4% | Reduced | – |
| NVDANVIDIA Corp | Stock | 34,459 | $15.0M | 1.0% | −1,270−3.6% | Reduced | History |
| Goldman Sachs ETF Tr381430503 | ACTIVEBETA US LG | 174,977 | $14.7M | 1.0% | −2,170−1.2% | Reduced | – |
| Vanguard World FD921910709 | EXTENDED DUR | 208,635 | $14.6M | 0.9% | +3,046+1.5% | Added | – |
| iShares S&P 500 Growth ETF464287309 | ETF | 209,620 | $14.3M | 0.9% | +3,980+1.9% | Added | – |
| iShares S&P 500 Value ETF464287408 | ETF | 92,441 | $14.2M | 0.9% | +2,683+3.0% | Added | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 144,301 | $13.0M | 0.8% | +77,000+114.4% | Added | – |
| First Tr Exchange-Traded FD33739Q408 | FIRST TR ENH NEW | 207,607 | $12.3M | 0.8% | +22,083+11.9% | Added | – |
| Pacer US Cash Cows 100 ETF69374H881 | ETF | 247,272 | $12.2M | 0.8% | +218,623+763.1% | Added | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 121,559 | $11.5M | 0.7% | +5,929+5.1% | Added | – |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 44,508 | $11.1M | 0.7% | +2,441+5.8% | Added | – |
| GOOGLAlphabet Inc. | Stock | 81,720 | $10.7M | 0.7% | −23,689−22.5% | Reduced | History |
| PCTPureCycle Technologies, Inc. | COM | 1,804,020 | $10.1M | 0.7% | +543,898+43.2% | Added | History |
| Invesco Exch TRD SLF Idx FD46138J619 | RUSL 1000 DYNM | 216,616 | $9.93M | 0.6% | +10,780+5.2% | Added | – |
| TSLATesla, Inc. | Stock | 39,258 | $9.82M | 0.6% | −794−2.0% | Reduced | History |
| Columbia ETF Tr I19761L706 | RESH ENHNC COR | 386,461 | $9.71M | 0.6% | +386,461 | New | – |
| First Tr Exchng Traded FD VI33740F805 | SMITH OPPORT FXD | 228,189 | $9.60M | 0.6% | −8,506−3.6% | Reduced | – |
| CMCSAComcast Corp | Stock | 206,896 | $9.17M | 0.6% | +10,271+5.2% | Added | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 25,329 | $9.07M | 0.6% | +562+2.3% | Added | – |
| METAMeta Platforms, Inc. | Stock | 29,654 | $8.90M | 0.6% | −3,809−11.4% | Reduced | History |
| Janus Detroit STR Tr47103U886 | HENDRSN SHRT ETF | 183,738 | $8.81M | 0.6% | +2,957+1.6% | Added | – |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 135,263 | $8.70M | 0.6% | +6,655+5.2% | Added | – |
| SPDR Series Trust78468R101 | ST SHO TREAS ETF | 297,819 | $8.55M | 0.6% | −9,951−3.2% | Reduced | – |
| ORCLOracle Corp | Stock | 77,355 | $8.19M | 0.5% | +7,193+10.3% | Added | History |
| First Tr Exchng Traded FD VI33740U752 | FT VEST NASD ETF | 323,768 | $8.15M | 0.5% | +323,768 | New | – |
| MRKMerck & Co., Inc. | Stock | 75,963 | $7.82M | 0.5% | +4,883+6.9% | Added | History |
| COSTCostco Wholesale Corp | Stock | 13,821 | $7.81M | 0.5% | −24−0.2% | Reduced | History |
| iShares Core Dividend Growth ETF46434V621 | ETF | 156,852 | $7.77M | 0.5% | +7,266+4.9% | Added | – |
| Goldman Sachs ETF Tr381430107 | ACTIVEBETA INT | 257,661 | $7.74M | 0.5% | −1,684−0.6% | Reduced | – |
| iShares MSCI USA Min Vol Factor ETF46429B697 | ETF | 104,470 | $7.56M | 0.5% | +2,969+2.9% | Added | – |
| XOMExxonMobil Holdings Corp | COM | 63,469 | $7.46M | 0.5% | +3,968+6.7% | Added | History |
| BRK.BBerkshire Hathaway Inc | Stock | 21,133 | $7.40M | 0.5% | +850+4.2% | Added | History |
| Global X FDS37954Y673 | US INFR DEV ETF | 242,332 | $7.36M | 0.5% | +24,398+11.2% | Added | – |
| iShares U S ETF Tr46431W507 | SHOR DURA BD ETF | 147,086 | $7.34M | 0.5% | −14,124−8.8% | Reduced | – |
| JNJJohnson & Johnson | Stock | 46,421 | $7.23M | 0.5% | −5,677−10.9% | Reduced | History |
| HDHome Depot, Inc. | Stock | 23,899 | $7.22M | 0.5% | +353+1.5% | Added | History |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 54,461 | $7.18M | 0.5% | +4,437+8.9% | Added | – |
| LLYEli Lilly & Co | Stock | 12,299 | $6.61M | 0.4% | +286+2.4% | Added | History |
| CSCOCisco Systems, Inc. | Stock | 122,740 | $6.60M | 0.4% | +4,958+4.2% | Added | History |
| IBMInternational Business Machines Corp | Stock | 46,285 | $6.49M | 0.4% | +2,360+5.4% | Added | History |
| Global X FDS37954Y731 | CONSCIOUS COS | 215,337 | $6.43M | 0.4% | −1,621−0.7% | Reduced | – |
| CSXCSX Corp | Stock | 205,995 | $6.33M | 0.4% | +950.0% | Added | History |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 124,880 | $6.32M | 0.4% | +11,284+9.9% | Added | – |
| First Tr Exch Traded FD III33739E108 | PFD SECS INC ETF | 389,959 | $6.23M | 0.4% | +37,851+10.7% | Added | – |
| CDNSCadence Design Systems Inc | Stock | 25,979 | $6.09M | 0.4% | +10,144+64.1% | Added | History |
| VVisa Inc. | Stock | 26,347 | $6.06M | 0.4% | +945+3.7% | Added | History |
| MCDMcDonalds Corp | Stock | 22,900 | $6.03M | 0.4% | +1,655+7.8% | Added | History |
| New York Life Investments Et45409B560 | FTSE INTL EQTY C | 260,263 | $6.02M | 0.4% | −12,862−4.7% | Reduced | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 22,423 | $5.96M | 0.4% | −107−0.5% | Reduced | – |
| COPConocoPhillips | Stock | 49,213 | $5.90M | 0.4% | +33,782+218.9% | Added | History |
| ETF Ser Solutions26922A321 | DISTILLATE US | 131,849 | $5.89M | 0.4% | +5,585+4.4% | Added | – |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 90,524 | $5.84M | 0.4% | −19,529−17.7% | Reduced | – |
| UNHUnitedHealth Group Inc | Stock | 11,535 | $5.82M | 0.4% | +15+0.1% | Added | History |
| PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833 | ETF | 57,952 | $5.80M | 0.4% | −3,391−5.5% | Reduced | – |
| Vanguard Morningstar Value ETF922908744 | ETF | 41,888 | $5.78M | 0.4% | −534−1.3% | Reduced | – |
| AVGOBroadcom Inc. | Stock | 6,882 | $5.72M | 0.4% | −573−7.7% | Reduced | History |
| iShares Tr464287127 | MORNINGSTR US EQ | 96,564 | $5.69M | 0.4% | −2,555−2.6% | Reduced | – |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 43,695 | $5.63M | 0.4% | +978+2.3% | Added | – |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 16,407 | $5.50M | 0.4% | −651−3.8% | Reduced | History |
| CVXChevron Corp | Stock | 32,109 | $5.41M | 0.4% | −2,793−8.0% | Reduced | History |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 51,939 | $5.27M | 0.3% | +10,018+23.9% | Added | – |
| GOOGAlphabet Inc. | Stock | 38,074 | $5.02M | 0.3% | −2,061−5.1% | Reduced | History |
| Vanguard Information Technology ETF92204A702 | ETF | 11,838 | $4.91M | 0.3% | −2,061−14.8% | Reduced | – |
| iShares Tr464288208 | MRGSTR MD CP ETF | 78,628 | $4.70M | 0.3% | −7,980−9.2% | Reduced | – |
| PGProcter & Gamble Co | Stock | 32,146 | $4.69M | 0.3% | −990−3.0% | Reduced | History |
| HELEHelen of Troy Ltd | Stock | 40,143 | $4.68M | 0.3% | +12,655+46.0% | Added | History |
| NEENextera Energy Inc | Stock | 81,538 | $4.67M | 0.3% | −43,668−34.9% | Reduced | History |
| iShares Russell 2000 ETF464287655 | ETF | 26,298 | $4.65M | 0.3% | −24,643−48.4% | Reduced | – |
| State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853 | ETF | 124,283 | $4.59M | 0.3% | −1,087−0.9% | Reduced | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 16,789 | $4.57M | 0.3% | −8,310−33.1% | Reduced | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 27,833 | $4.56M | 0.3% | −112,165−80.1% | Reduced | – |
| WisdomTree Tr97717X669 | US QTLY DIV GRT | 70,924 | $4.50M | 0.3% | −464−0.6% | Reduced | – |
| ACNAccenture plc | Stock | 14,540 | $4.47M | 0.3% | +484+3.4% | Added | History |
| GLDSPDR Gold Trust | ETF | 25,988 | $4.46M | 0.3% | −10,055−27.9% | Reduced | History |
| Davis Fundamental ETF Tr23908L207 | SELECT US EQTY | 140,850 | $4.45M | 0.3% | −7,319−4.9% | Reduced | – |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 21,135 | $4.40M | 0.3% | +2,373+12.6% | Added | – |
| ADBEAdobe Inc. | Stock | 8,619 | $4.39M | 0.3% | −730−7.8% | Reduced | History |
| WMTWalmart Inc. | Stock | 27,471 | $4.39M | 0.3% | +929+3.5% | Added | History |
| Cambria ETF Tr132061201 | SHSHLD YIELD ETF | 70,507 | $4.36M | 0.3% | +1,984+2.9% | Added | – |
| SPDR Series Trust78464A664 | ST LON TREAS ETF | 166,562 | $4.36M | 0.3% | +1,376+0.8% | Added | – |
| iShares Russell 1000 Value ETF464287598 | ETF | 28,350 | $4.30M | 0.3% | +28+0.1% | Added | – |
| Goldman Sachs ETF Tr38149W820 | INNOVAT EQ ETF | 91,749 | $4.29M | 0.3% | −2,815−3.0% | Reduced | – |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 89,506 | $4.26M | 0.3% | +3,519+4.1% | Added | – |
| MAMastercard Inc | Stock | 10,575 | $4.19M | 0.3% | −1,043−9.0% | Reduced | History |
| CRMSalesforce, Inc. | Stock | 20,144 | $4.08M | 0.3% | +1,036+5.4% | Added | History |
| State Street Utilities Select Sector SPDR ETF81369Y886 | ETF | 68,832 | $4.06M | 0.3% | −74,542−52.0% | Reduced | – |
| State Street SPDR S&P 400 Mid Cap Value ETF78464A839 | ETF | 61,492 | $3.99M | 0.3% | −1,727−2.7% | Reduced | – |
Sold out since Q2 2023 (69)
Positions held at the end of Q2 2023 that are gone from this filing.
| Security | Class | Shares in Q2 2023 | Value in Q2 2023 | % of portfolio in Q2 2023 | History |
|---|---|---|---|---|---|
| iShares Tr464288752 | US HOME CONS ETF | 96,319 | $8.23M | 0.5% | – |
| TOLToll Brothers, Inc. | COM | 103,195 | $8.16M | 0.5% | History |
| iShares Tr464287515 | EXPANDED TECH | 19,979 | $6.91M | 0.4% | – |
| WDAYWorkday, Inc. | CL A | 24,823 | $5.61M | 0.3% | History |
| iShares Tr464287549 | EXPND TEC SC ETF | 11,152 | $4.38M | 0.3% | – |
| MARMarriott International Inc | Stock | 22,118 | $4.06M | 0.2% | History |
| iShares Tr464287838 | U.S. BAS MTL ETF | 24,284 | $3.23M | 0.2% | – |
| SPDR Ser Tr78464A532 | S&P TRANSN ETF | 35,772 | $3.00M | 0.2% | – |
| Exchange Traded Concepts Tru301505889 | EMQQ EME MAR ETF | 90,987 | $2.67M | 0.2% | – |
| Listed FD Tr53656F847 | CORE ALT FD | 89,149 | $2.49M | 0.2% | – |
| DBX ETF Tr233051432 | XTRACK USD HIGH | 52,191 | $1.80M | 0.1% | – |
| WisdomTree Tr97717X578 | EM EX ST-OWNED | 51,366 | $1.44M | 0.1% | – |
| MUMicron Technology Inc | Stock | 18,050 | $1.14M | 0.1% | History |
| First Tr Exchange Traded FD33738R605 | DORSEY WRT 5 ETF | 23,555 | $1.10M | 0.1% | – |
| Invesco Exch Traded FD Tr II46138E115 | S&P SMLCP INFO | 6,659 | $981.3K | 0.1% | – |
| ANETArista Networks, Inc. | COM | 4,998 | $810.0K | <0.1% | History |
| iShares Tr46435G425 | ESG AWR MSCI USA | 8,066 | $786.1K | <0.1% | – |
| PLTRPalantir Technologies Inc. | Stock | 37,710 | $578.1K | <0.1% | History |
| KLACKLA Corp | COM NEW | 959 | $465.1K | <0.1% | History |
| ETF Ser Solutions26922A719 | US GBL GLD PRE | 27,255 | $449.3K | <0.1% | – |
| JRONuveen Floating Rate Income Opportunity Fund | COM SHS | 57,320 | $447.1K | <0.1% | History |
| Amplify Blockchain Technology ETF032108607 | ETF | 17,177 | $390.8K | <0.1% | – |
| First Trust Indxx Innovative Transaction & Process ETF33741X201 | ETF | 9,522 | $366.0K | <0.1% | – |
| PHMPultegroup Inc | COM | 4,707 | $365.6K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E180 | S&P SMLCP DISC | 3,979 | $364.8K | <0.1% | – |
| XYZBlock, Inc. | CL A | 5,464 | $363.8K | <0.1% | History |
| COINCoinbase Global, Inc. | COM CL A | 5,038 | $360.5K | <0.1% | History |
| ZZillow Group, Inc. | CL C CAP STK | 7,113 | $357.5K | <0.1% | History |
| AAPAdvance Auto Parts Inc | COM | 5,061 | $355.8K | <0.1% | History |
| VanEck Digital Native Economy ETF92189F882 | ETF | 7,813 | $349.6K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138E123 | S&P SMLCP INDL | 3,317 | $345.3K | <0.1% | – |
| Invesco Exchange Traded FD T46137V720 | LEISU ENTMT ETF | 8,250 | $345.0K | <0.1% | – |
| PAYXPaychex Inc | Stock | 3,068 | $343.2K | <0.1% | History |
| SPDR Ser Tr78468R697 | S&P KENSHO INTLG | 9,334 | $335.7K | <0.1% | – |
| Global X FDS37954Y376 | RATE PREFERRED | 14,955 | $333.9K | <0.1% | – |
| DOCUDocuSign, Inc. | Stock | 6,359 | $324.9K | <0.1% | History |
| iShares Tr464288745 | GLB CNS DISC ETF | 2,020 | $316.6K | <0.1% | – |
| DEODiageo PLC | SPON ADR NEW | 1,795 | $311.5K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E164 | S&P SMLCP ENGY | 32,395 | $307.1K | <0.1% | – |
| NOCNorthrop Grumman Corp | Stock | 642 | $292.4K | <0.1% | History |
| MSIMotorola Solutions, Inc. | Stock | 932 | $273.3K | <0.1% | History |
| Vanguard Mortgage-Backed Securities ETF92206C771 | ETF | 5,820 | $267.7K | <0.1% | – |
| Victory Portfolios II92647N782 | VCSHS US 500 ENH | 4,336 | $267.1K | <0.1% | – |
| First Tr Exch TRD Alphdx FD33737J117 | EUROPE ALPHADEX | 7,677 | $264.2K | <0.1% | – |
| CMECME Group Inc. | COM | 1,387 | $257.1K | <0.1% | History |
| BIDUBaidu, Inc. | ADR | 1,836 | $251.4K | <0.1% | History |
| SPDR Series Trust78464A284 | ST NUVE HIGH ETF | 9,909 | $247.8K | <0.1% | – |
| WLDNWilldan Group, Inc. | COM | 12,626 | $241.9K | <0.1% | History |
| WBAWalgreens Boots Alliance, Inc. | COM | 8,453 | $240.8K | <0.1% | History |
| First Tr Exchange-Traded FD33734X168 | MATERIALS ALPH | 3,729 | $239.4K | <0.1% | – |
| STMSTMicroelectronics N.V. | NY REGISTRY | 4,785 | $239.2K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E156 | S&P SMLCP FINL | 5,697 | $239.0K | <0.1% | – |
| Alps ETF Tr00162Q361 | OSHS GBL INTER | 7,229 | $231.3K | <0.1% | – |
| GPCGenuine Parts Co | Stock | 1,356 | $229.4K | <0.1% | History |
| ELEstee Lauder Companies Inc | CL A | 1,153 | $226.4K | <0.1% | History |
| HCAHCA Healthcare, Inc. | COM | 739 | $224.2K | <0.1% | History |
| Exchange Traded Concepts Tr301505723 | ROBO GBL HLTCR | 7,418 | $223.1K | <0.1% | – |
| BF.ABrown Forman Corp | CL A | 3,265 | $222.2K | <0.1% | History |
| Invesco S&P 500 Equal Weight Technology ETF46137V282 | ETF | 745 | $219.1K | <0.1% | – |
| Direxion Shs ETF Tr25459W458 | DLY SCOND 3XBU | 8,800 | $218.5K | <0.1% | – |
| DGDollar General Corp | COM | 1,280 | $217.3K | <0.1% | History |
| Global X FDS37954Y780 | INTERNET OF THNG | 5,936 | $205.3K | <0.1% | – |
| STZConstellation Brands, Inc. | Stock | 831 | $204.6K | <0.1% | History |
| RFRegions Financial Corp | COM | 10,157 | $181.0K | <0.1% | History |
| AVXLAnavex Life Sciences Corp. | COM NEW | 18,000 | $146.3K | <0.1% | History |
| SBDSSolo Brands, Inc. | COM CL A | 16,495 | $93.4K | <0.1% | History |
| FRBKRepublic First Bancorp Inc | COM | 30,725 | $27.7K | <0.1% | History |
| Redfin Corp75737FAA6 | NOTE 1.750% 7/1 | – | $10.9K | <0.1% | – |
| Redwood Tr Inc758075AC9 | NOTE 4.750% 8/1 | – | $9.89K | <0.1% | – |