Gladstone Institutional Advisory LLC
- SEC CIK
- 0001766530
- Latest filing
- Jul 27, 2026
Holdings in Q1 2024
Holdings as of Mar 31, 2024, filed May 14, 2024. Long positions only; changes compare share counts with Q4 2023.
- Positions
- 641
- −24 vs. Q4 2023
- Portfolio value
- $1.82B
- +$39.7M (+2.2%) vs. Q4 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | 94,986 | $49.7M | 2.7% | −10,387−9.9% | Reduced | History |
| Vanguard S&P 500 ETF922908363 | ETF | 96,317 | $46.3M | 2.5% | +2,212+2.4% | Added | – |
| WisdomTree Tr97717Y527 | FLOATNG RAT TREA | 826,377 | $41.6M | 2.3% | −45,689−5.2% | Reduced | – |
| iShares Core S&P 500 ETF464287200 | ETF | 78,944 | $41.5M | 2.3% | −3,564−4.3% | Reduced | – |
| State Street SPDR Portfolio S&P 500 ETF78464A854 | ETF | 621,873 | $38.3M | 2.1% | −26,679−4.1% | Reduced | – |
| AAPLApple Inc. | Stock | 212,651 | $36.5M | 2.0% | −39,568−15.7% | Reduced | History |
| MSFTMicrosoft Corp | Stock | 83,822 | $35.3M | 1.9% | −10,314−11.0% | Reduced | History |
| NVDANVIDIA Corp | Stock | 32,112 | $29.0M | 1.6% | −3,837−10.7% | Reduced | History |
| Invesco Actively Managed Exc46090A887 | ULTRA SHRT DUR | 559,369 | $27.9M | 1.5% | −229,712−29.1% | Reduced | – |
| First Tr Exchng Traded FD VI33740F755 | FT LADD BUFF ETF | 976,511 | $27.3M | 1.5% | −84,177−7.9% | Reduced | – |
| AMZNAmazon Com Inc | Stock | 147,516 | $26.6M | 1.5% | −20,710−12.3% | Reduced | History |
| JPMJPMorgan Chase & Co | Stock | 116,023 | $23.2M | 1.3% | −14,558−11.1% | Reduced | History |
| First Tr Exchange-Traded FD33738D606 | LNG DUR OPRTUN | 1,002,087 | $21.4M | 1.2% | −50,475−4.8% | Reduced | – |
| PCTPureCycle Technologies, Inc. | COM | 3,319,777 | $20.6M | 1.1% | +1,201,829+56.7% | Added | History |
| Invesco Nasdaq 100 ETF46138G649 | ETF | 106,606 | $19.5M | 1.1% | +5,474+5.4% | Added | – |
| METAMeta Platforms, Inc. | Stock | 38,067 | $18.5M | 1.0% | −5,985−13.6% | Reduced | History |
| iShares S&P 500 Value ETF464287408 | ETF | 93,780 | $17.5M | 1.0% | +2,291+2.5% | Added | – |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 100,633 | $17.0M | 0.9% | −9,109−8.3% | Reduced | – |
| iShares S&P 500 Growth ETF464287309 | ETF | 193,360 | $16.3M | 0.9% | −4,206−2.1% | Reduced | – |
| Goldman Sachs ETF Tr381430503 | ACTIVEBETA US LG | 156,503 | $16.2M | 0.9% | −3,691−2.3% | Reduced | – |
| Simplify Exchange Traded Fun82889N772 | HEALTH CARE ETF | 519,927 | $16.1M | 0.9% | +408,879+368.2% | Added | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 140,502 | $15.5M | 0.9% | +15,531+12.4% | Added | – |
| GOOGLAlphabet Inc. | Stock | 93,909 | $14.2M | 0.8% | −1,470−1.5% | Reduced | History |
| Vanguard World FD921910709 | EXTENDED DUR | 171,562 | $13.1M | 0.7% | −15,265−8.2% | Reduced | – |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 215,886 | $13.1M | 0.7% | −3,784−1.7% | ReducedConverted for a 5-for-1 split | – |
| Vanguard World FD921910816 | MEGA GRWTH IND | 43,271 | $12.4M | 0.7% | −10,873−20.1% | Reduced | – |
| First Tr Exchng Traded FD VI33740U752 | FT VEST NASD ETF | 420,164 | $11.9M | 0.7% | −8,277−1.9% | Reduced | – |
| Invesco Exch TRD SLF Idx FD46138J619 | RUSL 1000 DYNM | 210,628 | $11.6M | 0.6% | −6,882−3.2% | Reduced | – |
| Columbia ETF Tr I19761L706 | RESH ENHNC COR | 374,752 | $11.6M | 0.6% | −32,639−8.0% | Reduced | – |
| First Trust Rising Dividend Achievers ETF33738R506 | ETF | 205,058 | $11.5M | 0.6% | −7,972−3.7% | Reduced | – |
| BRK.BBerkshire Hathaway Inc | Stock | 26,793 | $11.3M | 0.6% | −2,839−9.6% | Reduced | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 25,042 | $11.1M | 0.6% | −1,017−3.9% | Reduced | – |
| First Tr Exchange-Traded FD33739Q408 | FIRST TR ENH NEW | 179,660 | $10.7M | 0.6% | −14,866−7.6% | Reduced | – |
| First Tr Exchng Traded FD VI33740F805 | SMITH OPPORT FXD | 235,186 | $10.3M | 0.6% | −2,735−1.1% | Reduced | – |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 60,575 | $9.96M | 0.5% | −686−1.1% | Reduced | – |
| MRKMerck & Co., Inc. | Stock | 75,132 | $9.91M | 0.5% | −19,510−20.6% | Reduced | History |
| XOMExxonMobil Holdings Corp | COM | 84,559 | $9.83M | 0.5% | +11,929+16.4% | Added | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 99,997 | $9.44M | 0.5% | −8,703−8.0% | Reduced | – |
| Goldman Sachs ETF Tr381430107 | ACTIVEBETA INT | 271,923 | $9.32M | 0.5% | +11,720+4.5% | Added | – |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 124,260 | $9.22M | 0.5% | −15,392−11.0% | Reduced | – |
| LLYEli Lilly & Co | Stock | 11,352 | $8.83M | 0.5% | −899−7.3% | Reduced | History |
| Janus Detroit STR Tr47103U886 | HENDRSN SHRT ETF | 182,043 | $8.83M | 0.5% | +1,135+0.6% | Added | – |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 139,203 | $8.64M | 0.5% | +8,887+6.8% | Added | – |
| iShares MSCI USA Min Vol Factor ETF46429B697 | ETF | 101,381 | $8.47M | 0.5% | −2,956−2.8% | Reduced | – |
| iShares Core Dividend Growth ETF46434V621 | ETF | 144,846 | $8.41M | 0.5% | −1,553−1.1% | Reduced | – |
| JNJJohnson & Johnson | Stock | 51,965 | $8.22M | 0.5% | +6,267+13.7% | Added | History |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 55,599 | $8.21M | 0.5% | +17,576+46.2% | Added | – |
| CDNSCadence Design Systems Inc | Stock | 26,022 | $8.10M | 0.4% | −1,182−4.3% | Reduced | History |
| iShares Tr464287432 | 20 YR TR BD ETF | 84,973 | $8.04M | 0.4% | +14,676+20.9% | Added | – |
| COSTCostco Wholesale Corp | Stock | 10,852 | $7.95M | 0.4% | −2,574−19.2% | Reduced | History |
| iShares U S ETF Tr46431W507 | SHOR DURA BD ETF | 153,785 | $7.76M | 0.4% | −37,447−19.6% | Reduced | – |
| CSXCSX Corp | Stock | 208,279 | $7.72M | 0.4% | −1,139−0.5% | Reduced | History |
| HDHome Depot, Inc. | Stock | 19,960 | $7.66M | 0.4% | −3,933−16.5% | Reduced | History |
| AVGOBroadcom Inc. | Stock | 5,740 | $7.61M | 0.4% | −1,623−22.0% | Reduced | History |
| iShares Russell 2000 ETF464287655 | ETF | 35,547 | $7.48M | 0.4% | +5,629+18.8% | Added | – |
| Cambria ETF Tr132061201 | SHSHLD YIELD ETF | 101,877 | $7.46M | 0.4% | +32,572+47.0% | Added | – |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 174,502 | $7.35M | 0.4% | −10,661−5.8% | Reduced | – |
| SRPTSarepta Therapeutics, Inc. | COM | 56,360 | $7.30M | 0.4% | +56,360 | New | History |
| UNHUnitedHealth Group Inc | Stock | 14,628 | $7.24M | 0.4% | +1,834+14.3% | Added | History |
| ETF Ser Solutions26922A321 | DISTILLATE US | 130,337 | $7.03M | 0.4% | −1,635−1.2% | Reduced | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 20,770 | $7.00M | 0.4% | −1,558−7.0% | Reduced | – |
| SPDR Series Trust78468R101 | ST SHO TREAS ETF | 239,971 | $6.94M | 0.4% | −37,385−13.5% | Reduced | – |
| New York Life Investments Et45409B560 | FTSE INTL EQTY C | 256,354 | $6.88M | 0.4% | −3,472−1.3% | Reduced | – |
| iShares Tr464287127 | MORNINGSTR US EQ | 94,419 | $6.84M | 0.4% | −2,015−2.1% | Reduced | – |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 17,059 | $6.79M | 0.4% | +464+2.8% | Added | History |
| CVXChevron Corp | Stock | 42,542 | $6.71M | 0.4% | +10,315+32.0% | Added | History |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 87,767 | $6.67M | 0.4% | −1,526−1.7% | Reduced | – |
| CMCSAComcast Corp | Stock | 150,971 | $6.54M | 0.4% | −67,589−30.9% | Reduced | History |
| TSLATesla, Inc. | Stock | 37,002 | $6.50M | 0.4% | +2,276+6.6% | Added | History |
| PANWPalo Alto Networks Inc | Stock | 22,792 | $6.48M | 0.4% | −231−1.0% | Reduced | History |
| Vanguard Morningstar Value ETF922908744 | ETF | 38,498 | $6.27M | 0.3% | −5,433−12.4% | Reduced | – |
| GOOGAlphabet Inc. | Stock | 39,642 | $6.04M | 0.3% | −996−2.5% | Reduced | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 17,498 | $6.02M | 0.3% | +334+1.9% | Added | – |
| Simplify Exchange Traded Fun82889N657 | SHORT TERM TREA | 271,600 | $5.94M | 0.3% | +147,985+119.7% | Added | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 28,131 | $5.86M | 0.3% | −51,819−64.8% | Reduced | – |
| IBMInternational Business Machines Corp | Stock | 30,414 | $5.81M | 0.3% | −15,106−33.2% | Reduced | History |
| State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853 | ETF | 134,727 | $5.80M | 0.3% | +9,216+7.3% | Added | – |
| CRMSalesforce, Inc. | Stock | 18,749 | $5.65M | 0.3% | −741−3.8% | Reduced | History |
| First Tr Exch Traded FD III33739E108 | PFD SECS INC ETF | 325,347 | $5.64M | 0.3% | −32,813−9.2% | Reduced | – |
| Vanguard Information Technology ETF92204A702 | ETF | 10,635 | $5.58M | 0.3% | −920−8.0% | Reduced | – |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 22,277 | $5.57M | 0.3% | −236−1.0% | Reduced | – |
| iShares Tr464288208 | MRGSTR MD CP ETF | 76,411 | $5.57M | 0.3% | −2,361−3.0% | Reduced | – |
| Global X FDS37954Y731 | CONSCIOUS COS | 153,193 | $5.55M | 0.3% | −63,587−29.3% | Reduced | – |
| BMYBristol Myers Squibb Co | Stock | 101,119 | $5.48M | 0.3% | +38,333+61.1% | Added | History |
| Davis Fundamental ETF Tr23908L207 | SELECT US EQTY | 135,829 | $5.48M | 0.3% | −2,272−1.6% | Reduced | – |
| GLDSPDR Gold Trust | ETF | 26,500 | $5.45M | 0.3% | −3,523−11.7% | Reduced | History |
| WisdomTree Tr97717X669 | US QTLY DIV GRT | 70,690 | $5.39M | 0.3% | +348+0.5% | Added | – |
| First Trust Dow Jones Internet Index Fund33733E302 | ETF | 26,062 | $5.35M | 0.3% | −1,029−3.8% | Reduced | – |
| VVisa Inc. | Stock | 19,055 | $5.32M | 0.3% | −6,339−25.0% | Reduced | History |
| iShares Russell 1000 Value ETF464287598 | ETF | 29,421 | $5.27M | 0.3% | −375−1.3% | Reduced | – |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 41,819 | $5.27M | 0.3% | +3,642+9.5% | Added | – |
| Goldman Sachs ETF Tr38149W820 | INNOVAT EQ ETF | 93,789 | $5.26M | 0.3% | +325+0.3% | Added | – |
| WMTWalmart Inc. | Stock | 86,265 | $5.19M | 0.3% | +2,796+3.3% | AddedConverted for a 3-for-1 split | History |
| PGProcter & Gamble Co | Stock | 31,768 | $5.15M | 0.3% | −4,164−11.6% | Reduced | History |
| MCDMcDonalds Corp | Stock | 18,271 | $5.15M | 0.3% | −6,153−25.2% | Reduced | History |
| Global X FDS37954Y673 | US INFR DEV ETF | 126,397 | $5.03M | 0.3% | +120,188+1,935.7% | Added | – |
| GLTRabrdn Precious Metals Basket ETF Trust | PHYSCL PRECS MET | 51,458 | $4.91M | 0.3% | +5,671+12.4% | Added | History |
| State Street Utilities Select Sector SPDR ETF81369Y886 | ETF | 74,783 | $4.91M | 0.3% | +34,039+83.5% | Added | – |
| Global X FDS37954Y269 | NASDQ 100 CVRDGW | 158,260 | $4.85M | 0.3% | +7,916+5.3% | Added | – |
| CSCOCisco Systems, Inc. | Stock | 96,529 | $4.82M | 0.3% | −35,800−27.1% | Reduced | History |
Sold out since Q4 2023 (84)
Positions held at the end of Q4 2023 that are gone from this filing.
| Security | Class | Shares in Q4 2023 | Value in Q4 2023 | % of portfolio in Q4 2023 | History |
|---|---|---|---|---|---|
| iShares Tr464288752 | US HOME CONS ETF | 28,507 | $2.90M | 0.2% | – |
| SPDR Series Trust78464A789 | ST STR SP INS | 61,942 | $2.80M | 0.2% | – |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | 19,683 | $2.69M | 0.2% | – |
| MARMarriott International Inc | Stock | 7,034 | $1.59M | 0.1% | History |
| SPDR Series Trust78468R549 | SP O&G EQP SERV | 18,445 | $1.56M | 0.1% | – |
| CCICrown Castle Inc. | REIT | 12,208 | $1.41M | 0.1% | History |
| RCMR1 RCM Inc. | COM | 125,900 | $1.33M | 0.1% | History |
| First Tr Exch Traded FD III33739P855 | INSTL PFD SECS | 57,322 | $1.02M | 0.1% | – |
| Invesco Exch Traded FD Tr II46138E115 | S&P SMLCP INFO | 20,635 | $995.6K | 0.1% | – |
| CMECME Group Inc. | COM | 3,945 | $830.9K | <0.1% | History |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | 17,475 | $732.7K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138E149 | S&P SMLCP HELT | 16,518 | $707.0K | <0.1% | – |
| HSYHershey Co | COM | 3,749 | $699.1K | <0.1% | History |
| SPLKSplunk Inc | COM | 4,491 | $684.2K | <0.1% | History |
| AJGArthur J. Gallagher & Co. | COM | 2,812 | $632.4K | <0.1% | History |
| iShares Tr464287275 | GBL COMM SVC ETF | 8,172 | $609.8K | <0.1% | – |
| First Tr Exchng Traded FD VI33740F862 | FT VEST US EQT | 14,235 | $578.4K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138G409 | S&P SMLCP UTIL | 9,314 | $504.0K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138E180 | S&P SMLCP DISC | 4,717 | $489.0K | <0.1% | – |
| BDXBecton Dickinson & Co | Stock | 1,529 | $372.9K | <0.1% | History |
| Global X FDS37954Y814 | FINTECH ETF | 13,249 | $338.8K | <0.1% | – |
| DFSDiscover Financial Services | COM | 2,987 | $335.7K | <0.1% | History |
| First Tr Exchange-Traded FD33737A108 | NASDQ CLN EDGE | 3,176 | $332.5K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138G656 | S&P ULTRA DIVIDE | 7,579 | $331.2K | <0.1% | – |
| iShares Tr46435G425 | ESG AWR MSCI USA | 3,128 | $328.2K | <0.1% | – |
| iShares Tr46434V860 | TRS FLT RT BD | 6,280 | $317.0K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138E172 | S&P SMLCP STAP | 8,232 | $316.2K | <0.1% | – |
| MHOM/I Homes, Inc. | COM | 2,277 | $313.6K | <0.1% | History |
| Lattice Strategies Tr518416102 | HARTFORD MLT ETF | 11,398 | $312.5K | <0.1% | – |
| iShares Tr46435U135 | CYBERSECURITY | 6,591 | $299.4K | <0.1% | – |
| TRGPTarga Resources Corp. | COM | 3,433 | $298.2K | <0.1% | History |
| RSGRepublic Services, Inc. | COM | 1,785 | $294.4K | <0.1% | History |
| ETF Managers Tr26924G201 | PRIME CYBR SCRTY | 4,755 | $287.3K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138G706 | SOLAR ETF | 5,286 | $282.0K | <0.1% | – |
| LEALear Corp | COM NEW | 1,983 | $280.0K | <0.1% | History |
| Fidelity Merrimack STR Tr316188408 | LOW DURTIN ETF | 5,555 | $277.2K | <0.1% | – |
| BNY Mellon Concentrated International ETF09661T834 | ETP | 5,625 | $276.3K | <0.1% | – |
| PSAPublic Storage | COM | 889 | $271.0K | <0.1% | History |
| DJTTrump Media & Technology Group Corp. | Stock | 15,300 | $267.8K | <0.1% | History |
| ANETArista Networks, Inc. | COM | 1,135 | $267.3K | <0.1% | History |
| NETCloudflare, Inc. | CL A COM | 3,153 | $262.5K | <0.1% | History |
| JBSSSanfilippo John B & Son Inc | COM | 2,471 | $254.6K | <0.1% | History |
| NXPINXP Semiconductors N.V. | COM | 1,103 | $253.3K | <0.1% | History |
| BIIBBiogen Inc. | COM | 961 | $248.7K | <0.1% | History |
| ZSZscaler, Inc. | Stock | 1,104 | $244.6K | <0.1% | History |
| MPCMarathon Petroleum Corp | Stock | 1,642 | $243.6K | <0.1% | History |
| VFCV F Corp | Stock | 12,814 | $240.9K | <0.1% | History |
| PAYXPaychex Inc | Stock | 1,992 | $237.3K | <0.1% | History |
| First Tr Exchng Traded FD VI33740F557 | FT VEST NAS | 9,844 | $237.1K | <0.1% | – |
| EDConsolidated Edison Inc | Stock | 2,601 | $236.6K | <0.1% | History |
| First Tr Exchange Traded FD33738R704 | RBA INDL ETF | 3,999 | $231.3K | <0.1% | – |
| Global X FDS37960A651 | SUPERDVDND REIT | 10,441 | $231.0K | <0.1% | – |
| NICENICE Ltd. | SPONSORED ADR | 1,155 | $230.4K | <0.1% | History |
| KKellanova | Stock | 4,104 | $229.5K | <0.1% | History |
| CHKPCheck Point Software Technologies Ltd | ORD | 1,493 | $228.1K | <0.1% | History |
| SHELShell plc | ADR | 3,441 | $226.4K | <0.1% | History |
| HESHess Corp | Stock | 1,558 | $224.6K | <0.1% | History |
| iShares Tr464287457 | 1 3 YR TREAS BD | 2,721 | $223.2K | <0.1% | – |
| Tidal Trust I886364702 | SP DWJNS SUKUK | 12,316 | $220.9K | <0.1% | – |
| CIBGrupo Cibest S.A. | SPON ADR PREF | 7,083 | $217.9K | <0.1% | History |
| CTRACoterra Energy Inc. | Stock | 8,509 | $217.2K | <0.1% | History |
| iShares Inc464286400 | MSCI BRAZIL ETF | 6,109 | $213.6K | <0.1% | – |
| ZZillow Group, Inc. | CL C CAP STK | 3,685 | $213.2K | <0.1% | History |
| EQIXEquinix Inc | COM | 264 | $212.6K | <0.1% | History |
| OKTAOkta, Inc. | CL A | 2,332 | $211.1K | <0.1% | History |
| iShares Tr464287549 | EXPND TEC SC ETF | 470 | $210.6K | <0.1% | – |
| RIVNRivian Automotive, Inc. | Stock | 8,973 | $210.5K | <0.1% | History |
| MPWRMonolithic Power Systems, Inc. | COM | 331 | $208.8K | <0.1% | History |
| TJXTJX Companies Inc | Stock | 2,225 | $208.7K | <0.1% | History |
| SPDR Series Trust78464A144 | ST STR CORPO ETF | 7,093 | $208.6K | <0.1% | – |
| WisdomTree Tr97717X594 | ITL HDG QTLY DIV | 4,936 | $207.2K | <0.1% | – |
| AEHRAehr Test Systems | COM | 7,556 | $200.5K | <0.1% | History |
| iShares Global Clean Energy ETF464288224 | ETF | 11,676 | $181.8K | <0.1% | – |
| MUABlackRock Muniassets Fund, Inc. | COM | 15,244 | $161.4K | <0.1% | History |
| VanEck ETF Trust92189F452 | MORTGAGE REIT | 13,320 | $157.4K | <0.1% | – |
| HBANHuntington Bancshares Inc | COM | 10,819 | $137.6K | <0.1% | History |
| DDD3D Systems Corp | COM NEW | 20,997 | $133.3K | <0.1% | History |
| RXRXRecursion Pharmaceuticals, Inc. | CL A | 13,492 | $133.0K | <0.1% | History |
| SBDSSolo Brands, Inc. | COM CL A | 15,733 | $96.9K | <0.1% | History |
| PHKPIMCO High Income Fund | COM SHS | 15,017 | $74.9K | <0.1% | History |
| SVRASavara Inc | COM | 14,000 | $65.8K | <0.1% | History |
| Western Digital Corp958102AP0 | NOTE 1.500% 2/0 | 50,000 | $49.8K | <0.1% | – |
| ETF Managers Tr26924G508 | ETFMG ALTR HRVST | 10,737 | $34.7K | <0.1% | – |
| CKPTCheckpoint Therapeutics, Inc. | COM NEW | 10,000 | $22.9K | <0.1% | History |