Cooper Financial Group
- SEC CIK
- 0001751581
- Latest filing
- Jul 8, 2026
Holdings in Q1 2023
Holdings as of Mar 31, 2023, filed May 11, 2023. Long positions only; changes compare share counts with Q4 2022.
- Positions
- 298
- +5 vs. Q4 2022
- Portfolio value
- $371.1M
- +$43.6M (+13.3%) vs. Q4 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| AAPLApple Inc. | Stock | 141,645 | $23.4M | 6.3% | +5,087+3.7% | Added | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 41,471 | $17.0M | 4.6% | +3,257+8.5% | Added | History |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 236,710 | $11.9M | 3.2% | +20,112+9.3% | Added | – |
| MSFTMicrosoft Corp | Stock | 40,496 | $11.7M | 3.1% | −1,088−2.6% | Reduced | History |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 171,360 | $9.36M | 2.5% | +10,844+6.8% | Added | – |
| TSLATesla, Inc. | Stock | 42,566 | $8.83M | 2.4% | −738−1.7% | Reduced | History |
| DBX ETF Tr233051200 | XTRACK MSCI EAFE | 233,113 | $8.21M | 2.2% | +429+0.2% | Added | – |
| AMZNAmazon Com Inc | Stock | 75,476 | $7.80M | 2.1% | −1,296−1.7% | Reduced | History |
| Schwab US Dividend Equity ETF808524797 | ETF | 100,027 | $7.32M | 2.0% | +9,294+10.2% | Added | – |
| iShares Core S&P 500 ETF464287200 | ETF | 15,446 | $6.35M | 1.7% | −1,639−9.6% | Reduced | – |
| J P Morgan Exchange Traded F46641Q654 | ULTRA SHT MUNCPL | 112,523 | $5.72M | 1.5% | +8,757+8.4% | Added | – |
| Vanguard S&P 500 Growth ETF921932505 | ETF | 24,607 | $5.67M | 1.5% | +100.0% | Added | – |
| BRK.BBerkshire Hathaway Inc | Stock | 17,003 | $5.25M | 1.4% | +309+1.9% | Added | History |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 125,327 | $5.10M | 1.4% | +2,739+2.2% | Added | – |
| John Hancock Exchange Traded47804J107 | MLTFCTR LRG CAP | 94,888 | $4.91M | 1.3% | +3,430+3.8% | Added | – |
| GOOGLAlphabet Inc. | Stock | 42,651 | $4.42M | 1.2% | −388−0.9% | Reduced | History |
| iShares Core S&P Small Cap ETF464287804 | ETF | 44,582 | $4.31M | 1.2% | +629+1.4% | Added | – |
| iShares Tr46434V613 | CORE UNIVRSL USD | 92,843 | $4.28M | 1.2% | +867+0.9% | Added | – |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 74,706 | $4.14M | 1.1% | +2,310+3.2% | Added | – |
| State Street SPDR S&P 400 Mid Cap Value ETF78464A839 | ETF | 46,921 | $3.10M | 0.8% | +390+0.8% | Added | – |
| PGProcter & Gamble Co | Stock | 20,687 | $3.08M | 0.8% | +195+1.0% | Added | History |
| AVGOBroadcom Inc. | Stock | 4,467 | $2.87M | 0.8% | +258+6.1% | Added | History |
| BBNBlackRock Taxable Municipal Bond Trust | SHS | 158,460 | $2.84M | 0.8% | −5,390−3.3% | Reduced | History |
| NVDANVIDIA Corp | Stock | 9,582 | $2.66M | 0.7% | +46+0.5% | Added | History |
| Invesco Exchange Traded FD T46137V480 | S&P SMCP VLU MNT | 57,471 | $2.62M | 0.7% | −244−0.4% | Reduced | – |
| ProShares Tr74348A467 | S&P 500 DV ARIST | 27,770 | $2.53M | 0.7% | +1,588+6.1% | Added | – |
| Invesco Exchange Traded FD T46137V423 | S&P 500 VLU MOMN | 53,146 | $2.52M | 0.7% | +7,912+17.5% | Added | – |
| New York Life Investments Et45409B107 | HEDGE MULTI STRA | 86,012 | $2.51M | 0.7% | +3,058+3.7% | Added | – |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | 57,833 | $2.40M | 0.6% | +1,617+2.9% | Added | – |
| XOMExxonMobil Holdings Corp | COM | 21,080 | $2.31M | 0.6% | −286−1.3% | Reduced | History |
| iShares Russell 1000 Growth ETF464287614 | ETF | 8,966 | $2.19M | 0.6% | −141−1.5% | Reduced | – |
| GOOGAlphabet Inc. | Stock | 20,052 | $2.09M | 0.6% | +2,305+13.0% | Added | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 6,439 | $2.07M | 0.6% | +193+3.1% | Added | – |
| State Street SPDR Portfolio S&P 500 ETF78464A854 | ETF | 42,526 | $2.05M | 0.6% | −5,231−11.0% | Reduced | – |
| AMGNAmgen Inc | Stock | 8,169 | $1.97M | 0.5% | +362+4.6% | Added | History |
| CVXChevron Corp | Stock | 11,934 | $1.95M | 0.5% | +1,443+13.8% | Added | History |
| iShares U.S. Treasury Bond ETF46429B267 | ETF | 83,059 | $1.94M | 0.5% | +14,384+20.9% | Added | – |
| HDHome Depot, Inc. | Stock | 6,278 | $1.85M | 0.5% | −762−10.8% | Reduced | History |
| iShares Tr46435G425 | ESG AWR MSCI USA | 20,390 | $1.84M | 0.5% | −20,758−50.4% | Reduced | – |
| iShares Tr464288885 | EAFE GRWTH ETF | 19,654 | $1.84M | 0.5% | +2,440+14.2% | Added | – |
| State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474 | ETF | 61,248 | $1.81M | 0.5% | +2,155+3.6% | Added | – |
| iShares Tr464288653 | 10-20 YR TRS ETF | 15,783 | $1.81M | 0.5% | +9,942+170.2% | Added | – |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 14,541 | $1.80M | 0.5% | +14,541 | New | – |
| LMTLockheed Martin Corp | Stock | 3,745 | $1.77M | 0.5% | +409+12.3% | Added | History |
| COSTCostco Wholesale Corp | Stock | 3,558 | $1.77M | 0.5% | +62+1.8% | Added | History |
| iShares Tr464288588 | MBS ETF | 18,312 | $1.73M | 0.5% | +1,161+6.8% | Added | – |
| Ssga Active ETF Tr78467V848 | ST STR TOTAL ETF | 41,568 | $1.71M | 0.5% | +2,783+7.2% | Added | – |
| FTNTFortinet, Inc. | Stock | 25,608 | $1.70M | 0.5% | +2,579+11.2% | Added | History |
| Fidelity MSCI Information Technology Index ETF316092808 | ETF | 14,927 | $1.70M | 0.5% | −1,250−7.7% | Reduced | – |
| ABBVAbbVie Inc. | Stock | 10,396 | $1.66M | 0.4% | +722+7.5% | Added | History |
| SPDR Series Trust78464A821 | ST STR SP400GRW | 23,625 | $1.62M | 0.4% | +331+1.4% | Added | – |
| iShares Tr464288877 | EAFE VALUE ETF | 33,311 | $1.62M | 0.4% | −8,741−20.8% | Reduced | – |
| iShares Russell 1000 Value ETF464287598 | ETF | 10,610 | $1.62M | 0.4% | −516−4.6% | Reduced | – |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 6,317 | $1.58M | 0.4% | +184+3.0% | Added | – |
| JNJJohnson & Johnson | Stock | 9,958 | $1.54M | 0.4% | −28−0.3% | Reduced | History |
| IBMInternational Business Machines Corp | Stock | 11,442 | $1.50M | 0.4% | +817+7.7% | Added | History |
| PECOPhillips Edison & Company, Inc. | COMMON STOCK | 45,648 | $1.49M | 0.4% | −381−0.8% | Reduced | History |
| VVisa Inc. | Stock | 6,561 | $1.48M | 0.4% | +31+0.5% | Added | History |
| Vanguard Intermediate-Term Corporate Bond ETF92206C870 | ETF | 17,935 | $1.44M | 0.4% | −604−3.3% | Reduced | – |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 18,864 | $1.44M | 0.4% | +12+0.1% | Added | – |
| PIMCO ETF Tr72201R718 | ENHNCD LW DUR AC | 15,060 | $1.43M | 0.4% | +1,154+8.3% | Added | – |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 29,061 | $1.42M | 0.4% | +20,799+251.7% | Added | – |
| John Hancock Exchange Traded47804J859 | MULTI INTL ETF | 45,840 | $1.41M | 0.4% | −9,983−17.9% | Reduced | – |
| iShares Russell 2000 ETF464287655 | ETF | 7,853 | $1.40M | 0.4% | −39−0.5% | Reduced | – |
| VanEck ETF Trust92189F437 | FALLEN ANGEL HG | 48,832 | $1.37M | 0.4% | +4,378+9.8% | Added | – |
| ETNEaton Corp plc | Stock | 7,826 | $1.34M | 0.4% | +749+10.6% | Added | History |
| J P Morgan Exchange Traded F46641Q647 | MUNICIPAL ETF | 25,986 | $1.32M | 0.4% | +1,586+6.5% | Added | – |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 19,776 | $1.30M | 0.3% | −3,320−14.4% | Reduced | – |
| State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853 | ETF | 34,084 | $1.29M | 0.3% | +81+0.2% | Added | – |
| State Street SPDR Portfolio Aggregate Bond ETF78464A649 | ETF | 49,895 | $1.29M | 0.3% | +2,875+6.1% | Added | – |
| PMPhilip Morris International Inc. | Stock | 13,221 | $1.29M | 0.3% | +2,134+19.2% | Added | History |
| iShares Tr464287457 | 1 3 YR TREAS BD | 15,546 | $1.28M | 0.3% | −217−1.4% | Reduced | – |
| Schwab U.S. Small-Cap ETF808524607 | ETF | 29,892 | $1.25M | 0.3% | −27−0.1% | Reduced | – |
| CSCOCisco Systems, Inc. | Stock | 23,876 | $1.25M | 0.3% | +2,815+13.4% | Added | History |
| BABoeing Co | Stock | 5,855 | $1.24M | 0.3% | −22−0.4% | Reduced | History |
| CIONCION Investment Corp | COM | 123,727 | $1.22M | 0.3% | −11,633−8.6% | Reduced | History |
| Pacer US Cash Cows 100 ETF69374H881 | ETF | 25,445 | $1.19M | 0.3% | +3,257+14.7% | Added | – |
| LNGCheniere Energy, Inc. | COM NEW | 7,503 | $1.18M | 0.3% | +665+9.7% | Added | History |
| CDNSCadence Design Systems Inc | Stock | 5,600 | $1.18M | 0.3% | +753+15.5% | Added | History |
| J P Morgan Exchange Traded F46641Q167 | ACTIVE VALUE ETF | 22,665 | $1.17M | 0.3% | +3,630+19.1% | Added | – |
| UPSUnited Parcel Service Inc | Stock | 6,004 | $1.16M | 0.3% | −131−2.1% | Reduced | History |
| NFLXNetflix Inc | Stock | 3,158 | $1.09M | 0.3% | +61+2.0% | Added | History |
| BMYBristol Myers Squibb Co | Stock | 15,668 | $1.09M | 0.3% | +1,061+7.3% | Added | History |
| iShares Tr464287721 | U.S. TECH ETF | 11,665 | $1.08M | 0.3% | +302+2.7% | Added | – |
| First Tr Exch Traded FD III33739P103 | LNG/SHT EQUITY | 21,136 | $1.07M | 0.3% | +641+3.1% | Added | – |
| Vanguard Intermediate-Term Bond ETF921937819 | ETF | 13,964 | $1.07M | 0.3% | −566−3.9% | Reduced | – |
| Invesco Exch Traded FD Tr II46138G870 | VAR RATE PFD | 47,872 | $1.06M | 0.3% | +11,586+31.9% | Added | – |
| Dimensional ETF Trust25434V104 | US CORE EQT MKT | 36,793 | $1.06M | 0.3% | +54+0.1% | Added | – |
| First Tr Exch Traded FD III33739E108 | PFD SECS INC ETF | 64,910 | $1.04M | 0.3% | +54,470+521.7% | Added | – |
| DISWalt Disney Co | Stock | 10,329 | $1.03M | 0.3% | −883−7.9% | Reduced | History |
| PYPLPayPal Holdings, Inc. | Stock | 13,545 | $1.03M | 0.3% | +4,312+46.7% | Added | History |
| John Hancock Exchange Traded47804J834 | MULTFCTR EMRNG | 42,259 | $1.02M | 0.3% | −7,950−15.8% | Reduced | – |
| PFEPfizer Inc | Stock | 24,933 | $1.02M | 0.3% | +5,957+31.4% | Added | History |
| JPMJPMorgan Chase & Co | Stock | 7,733 | $1.01M | 0.3% | +1,479+23.6% | Added | History |
| IGRCbre Global Real Estate Income Fund | COM | 186,338 | $989.5K | 0.3% | +34,846+23.0% | Added | History |
| ADBEAdobe Inc. | Stock | 2,484 | $957.4K | 0.3% | +166+7.2% | Added | History |
| PEPPepsiCo Inc | Stock | 5,230 | $953.4K | 0.3% | +303+6.1% | Added | History |
| TGTTarget Corp | Stock | 5,653 | $936.2K | 0.3% | +415+7.9% | Added | History |
| MAMastercard Inc | Stock | 2,567 | $932.8K | 0.3% | +1,017+65.6% | Added | History |
| Agf Invts Tr00110G408 | US MARKET NETRL | 44,474 | $907.3K | 0.2% | +167+0.4% | Added | – |
Sold out since Q4 2022 (27)
Positions held at the end of Q4 2022 that are gone from this filing.
| Security | Class | Shares in Q4 2022 | Value in Q4 2022 | % of portfolio in Q4 2022 | History |
|---|---|---|---|---|---|
| iShares Tips Bond ETF464287176 | ETF | 9,109 | $969.5K | 0.3% | – |
| iShares Tr46434V407 | 0-5YR HI YL CP | 18,163 | $742.7K | 0.2% | – |
| iShares Inc464286533 | MSCI EMERG MRKT | 13,528 | $717.6K | 0.2% | – |
| Invesco Exch Traded FD Tr II46138E404 | CEF INM COMPSI | 23,527 | $426.3K | 0.1% | – |
| HALOHalozyme Therapeutics, Inc. | COM | 7,378 | $419.8K | 0.1% | History |
| First Rep BK San Francisco C33616C100 | COM | 2,902 | $353.7K | 0.1% | – |
| UNPUnion Pacific Corp | Stock | 1,695 | $351.0K | 0.1% | History |
| PWRQuanta Services, Inc. | COM | 2,459 | $350.5K | 0.1% | History |
| Amplify ETF Tr032108888 | BLACKSWAN GRWT | 13,673 | $334.3K | 0.1% | – |
| Invesco Exch Traded FD Tr II46138E297 | S&P EMRNG MKTS | 14,368 | $330.6K | 0.1% | – |
| iShares S&P 500 Growth ETF464287309 | ETF | 5,436 | $318.0K | 0.1% | – |
| Invesco Exch Traded FD Tr II46138E610 | KBW HIG DV YLD | 20,366 | $302.6K | 0.1% | – |
| iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853 | ETF | 10,724 | $302.3K | 0.1% | – |
| BDCZUBS AG | ETRACS WF BUS DE | 16,658 | $278.5K | 0.1% | History |
| MMacy's, Inc. | COM | 12,487 | $257.9K | 0.1% | History |
| iShares Tr46435G102 | CONV BD ETF | 3,663 | $254.4K | 0.1% | – |
| COPConocoPhillips | Stock | 2,127 | $251.0K | 0.1% | History |
| PSXPhillips 66 | Stock | 2,302 | $239.6K | 0.1% | History |
| IIPRInnovative Industrial Properties Inc | COM | 2,303 | $233.5K | 0.1% | History |
| Schwab US Tips ETF808524870 | ETF | 4,505 | $233.3K | 0.1% | – |
| FFWMFirst Foundation Inc. | COM | 15,852 | $227.2K | 0.1% | History |
| FISFidelity National Information Services, Inc. | Stock | 3,320 | $225.2K | 0.1% | History |
| SSNCSS&C Technologies Holdings Inc | COM | 4,248 | $221.1K | 0.1% | History |
| BACBank of America Corp | Stock | 6,306 | $208.9K | 0.1% | History |
| iShares Tr46435U713 | US INFRASTRUC | 5,705 | $206.8K | 0.1% | – |
| CFCF Industries Holdings, Inc. | COM | 2,386 | $203.3K | 0.1% | History |
| PSLVSprott Physical Silver Trust | PHYSICAL SILVER | 10,093 | $83.2K | <0.1% | History |