Cooper Financial Group
- SEC CIK
- 0001751581
- Latest filing
- Jul 8, 2026
Holdings in Q1 2023
Holdings as of Mar 31, 2023, filed May 11, 2023. Long positions only; changes compare share counts with Q4 2022.
- Positions
- 298
- +5 vs. Q4 2022
- Portfolio value
- $371.1M
- +$43.6M (+13.3%) vs. Q4 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| WTERAlkaline Water Co Inc | COM NEW | 15,000 | $2.40K | <0.1% | 00.0% | Unchanged | History |
| OPTTOcean Power Technologies, Inc. | COM NEW | 10,000 | $5.30K | <0.1% | 00.0% | Unchanged | History |
| Cbre GBL Real Estate Inc FD12504G118 | RIGHT 04/06/2023 | 175,690 | $5.43K | <0.1% | +175,690 | New | – |
| MTNBMatinas BioPharma Holdings, Inc. | COM | 13,903 | $6.53K | <0.1% | 00.0% | Unchanged | History |
| FSCOFS Credit Opportunities Corp. | COMMON STOCK | 14,196 | $63.0K | <0.1% | +3,342+30.8% | Added | History |
| NWLNewell Brands Inc. | Stock | 10,230 | $127.3K | <0.1% | +10,230 | New | History |
| AGNCAGNC Investment Corp. | REIT | 14,231 | $143.4K | <0.1% | +2,265+18.9% | Added | History |
| KYNKayne Anderson Energy Infrastructure Fund, Inc. | COM | 17,091 | $147.7K | <0.1% | 00.0% | Unchanged | History |
| FFord Motor Co | Stock | 12,068 | $152.1K | <0.1% | −3,956−24.7% | Reduced | History |
| IFNAberdeen India Fund, Inc. | COM | 11,335 | $171.5K | <0.1% | +11,335 | New | History |
| PHParker-Hannifin Corp | Stock | 599 | $201.3K | 0.1% | +599 | New | History |
| JEFJefferies Financial Group Inc. | COM | 6,354 | $201.7K | 0.1% | +51+0.8% | Added | History |
| EXGEaton Vance Tax-Managed Global Diversified Equity Income Fund | COM | 25,875 | $202.1K | 0.1% | +6,281+32.1% | Added | History |
| MUMicron Technology Inc | Stock | 3,400 | $205.2K | 0.1% | +3,400 | New | History |
| FICOFair Isaac Corp | COM | 296 | $208.0K | 0.1% | +296 | New | History |
| Vanguard Health Care ETF92204A504 | ETF | 877 | $209.2K | 0.1% | −39−4.3% | Reduced | – |
| PLTRPalantir Technologies Inc. | Stock | 24,933 | $210.7K | 0.1% | 00.0% | Unchanged | History |
| NSITInsight Enterprises Inc | COM | 1,484 | $212.2K | 0.1% | +1,484 | New | History |
| PFDFlaherty & Crumrine Preferred & Income Fund Inc | COM | 20,102 | $213.3K | 0.1% | +3,620+22.0% | Added | History |
| MTTRMatterport, Inc. | COM CL A | 79,187 | $216.2K | 0.1% | 00.0% | Unchanged | History |
| ADPAutomatic Data Processing Inc | Stock | 975 | $217.2K | 0.1% | +29+3.1% | Added | History |
| BLKBlackRock, Inc. | COM | 326 | $217.8K | 0.1% | +326 | New | History |
| Vanguard Morningstar Value ETF922908744 | ETF | 1,581 | $218.4K | 0.1% | +1,581 | New | – |
| BIOBio-Rad Laboratories, Inc. | CL A | 457 | $218.9K | 0.1% | +457 | New | History |
| CLHClean Harbors Inc | COM | 1,540 | $219.5K | 0.1% | +1,540 | New | History |
| J P Morgan Exchange Traded F46641Q159 | INCOME ETF | 5,000 | $228.9K | 0.1% | +5,000 | New | – |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 1,087 | $229.4K | 0.1% | −38−3.4% | Reduced | – |
| SHELShell plc | ADR | 3,986 | $229.4K | 0.1% | +319+8.7% | Added | History |
| EBAYeBay Inc | COM | 5,211 | $231.2K | 0.1% | +342+7.0% | Added | History |
| GDGeneral Dynamics Corp | Stock | 1,014 | $231.4K | 0.1% | 00.0% | Unchanged | History |
| GGenpact LTD | SHS | 5,222 | $241.4K | 0.1% | +5,222 | New | History |
| GILDGilead Sciences, Inc. | Stock | 2,915 | $241.9K | 0.1% | +543+22.9% | Added | History |
| U.S. Global Jets ETF26922A842 | ETF | 13,057 | $243.3K | 0.1% | 00.0% | Unchanged | – |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 1,295 | $245.4K | 0.1% | +1,295 | New | – |
| ARK Innovation ETF00214Q104 | ETF | 6,128 | $247.2K | 0.1% | +6,128 | New | – |
| USBUS Bancorp DE | COM NEW | 6,865 | $247.5K | 0.1% | +118+1.7% | Added | History |
| Invesco Exchange Traded FD T46137V407 | INVESCO MSCI | 5,313 | $260.9K | 0.1% | +191+3.7% | Added | – |
| SPDR Series Trust78464A755 | ST STR SP METAL | 4,962 | $263.8K | 0.1% | +9+0.2% | Added | – |
| ALBAlbemarle Corp | Stock | 1,206 | $266.6K | 0.1% | +1,206 | New | History |
| RIORio Tinto PLC | ADR | 3,903 | $267.8K | 0.1% | +527+15.6% | Added | History |
| GLDSPDR Gold Trust | ETF | 1,464 | $268.2K | 0.1% | +117+8.7% | Added | History |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 6,695 | $270.5K | 0.1% | +6,695 | New | – |
| NOCNorthrop Grumman Corp | Stock | 589 | $272.0K | 0.1% | +2+0.3% | Added | History |
| SNPSSynopsys Inc | COM | 705 | $272.3K | 0.1% | +705 | New | History |
| First Tr Exchng Traded FD VI33740U703 | FT VEST DEEP ETF | 13,432 | $274.4K | 0.1% | +2,766+25.9% | Added | – |
| First Tr Exchng Traded FD VI33740F755 | FT LADD BUFF ETF | 11,866 | $278.5K | 0.1% | +1,426+13.7% | Added | – |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 6,194 | $279.8K | 0.1% | +600+10.7% | Added | – |
| ABTAbbott Laboratories | Stock | 2,835 | $287.0K | 0.1% | +399+16.4% | Added | History |
| TWLOTwilio Inc | CL A | 4,323 | $288.0K | 0.1% | −421−8.9% | Reduced | History |
| ADSKAutodesk, Inc. | COM | 1,398 | $291.0K | 0.1% | +166+13.5% | Added | History |
| QCOMQualcomm Inc | Stock | 2,329 | $297.1K | 0.1% | −486−17.3% | Reduced | History |
| CTVACorteva, Inc. | Stock | 4,947 | $298.4K | 0.1% | +369+8.1% | Added | History |
| WSMWilliams Sonoma Inc | COM | 2,469 | $300.3K | 0.1% | +256+11.6% | Added | History |
| SPDR Series Trust78468R721 | STATE STREET SPD | 6,452 | $302.1K | 0.1% | −421−6.1% | Reduced | – |
| Global X Uranium ETF37954Y871 | ETF | 15,299 | $304.9K | 0.1% | −43−0.3% | Reduced | – |
| EWEdwards Lifesciences Corp | Stock | 3,690 | $305.3K | 0.1% | 00.0% | Unchanged | History |
| RTLNecessity Retail REIT, Inc. | COM CLASS A | 48,872 | $306.9K | 0.1% | −4,539−8.5% | Reduced | History |
| DBXDropbox, Inc. | CL A | 14,326 | $309.7K | 0.1% | +1,574+12.3% | Added | History |
| VRSNVerisign Inc | COM | 1,487 | $314.2K | 0.1% | +1,487 | New | History |
| MAAMid America Apartment Communities Inc. | COM | 2,101 | $317.3K | 0.1% | +2,101 | New | History |
| Pacer US Small Cap Cash Cows ETF69374H857 | ETF | 8,350 | $317.8K | 0.1% | +1,941+30.3% | Added | – |
| FULFuller H B Co | Stock | 4,652 | $318.4K | 0.1% | +394+9.3% | Added | History |
| SFMSprouts Farmers Market, Inc. | COM | 9,175 | $321.4K | 0.1% | −1,655−15.3% | Reduced | History |
| PPLPPL Corp | COM | 11,641 | $323.5K | 0.1% | +1,716+17.3% | Added | History |
| NVONovo Nordisk A S | ADR | 2,042 | $325.0K | 0.1% | +2,042 | New | History |
| ProShares Tr74347B680 | S&P MDCP 400 DIV | 4,607 | $325.9K | 0.1% | +28+0.6% | Added | – |
| WBAWalgreens Boots Alliance, Inc. | COM | 9,447 | $326.7K | 0.1% | +1,370+17.0% | Added | History |
| BHPBHP Group Ltd | ADR | 5,160 | $327.2K | 0.1% | +5,160 | New | History |
| ORCLOracle Corp | Stock | 3,545 | $329.4K | 0.1% | +1,018+40.3% | Added | History |
| KEYSKeysight Technologies, Inc. | Stock | 2,042 | $329.7K | 0.1% | +2,042 | New | History |
| KRKroger Co | Stock | 6,688 | $330.2K | 0.1% | +108+1.6% | Added | History |
| STZConstellation Brands, Inc. | Stock | 1,468 | $331.6K | 0.1% | +1,468 | New | History |
| First Tr Exchng Traded FD VI33740F748 | FT VEST US EQT | 9,040 | $332.9K | 0.1% | −46−0.5% | Reduced | – |
| BENFranklin Templeton Inc | COM | 12,381 | $333.5K | 0.1% | +1,820+17.2% | Added | History |
| iShares Trust iShares 0-1 Year Treasury Bond ETF464288679 | ETF | 3,021 | $333.8K | 0.1% | −4−0.1% | Reduced | – |
| EXELExelixis, Inc. | COM | 17,267 | $335.2K | 0.1% | +1,581+10.1% | Added | History |
| CPRICapri Holdings Ltd | SHS | 7,144 | $335.8K | 0.1% | +1,051+17.2% | Added | History |
| LLYEli Lilly & Co | Stock | 980 | $336.6K | 0.1% | +301+44.3% | Added | History |
| STLDSteel Dynamics Inc | COM | 3,012 | $340.5K | 0.1% | +388+14.8% | Added | History |
| GPCGenuine Parts Co | Stock | 2,047 | $342.6K | 0.1% | +217+11.9% | Added | History |
| iShares Tr46435G474 | FALN ANGLS USD | 13,622 | $344.2K | 0.1% | −1,932−12.4% | Reduced | – |
| IPInternational Paper Co | COM | 9,610 | $346.5K | 0.1% | +1,349+16.3% | Added | History |
| EAElectronic Arts Inc. | COM | 2,920 | $351.8K | 0.1% | +313+12.0% | Added | History |
| DEDeere & Co | Stock | 856 | $353.3K | 0.1% | +110+14.7% | Added | History |
| HSBCHSBC Holdings PLC | SPON ADR NEW | 10,448 | $356.6K | 0.1% | +1,037+11.0% | Added | History |
| Vanguard Total World Stock ETF922042742 | ETF | 3,888 | $358.0K | 0.1% | +3,888 | New | – |
| IEXIdex Corp | COM | 1,552 | $358.5K | 0.1% | +221+16.6% | Added | History |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 1,088 | $361.8K | 0.1% | +3+0.3% | Added | History |
| CUBECubeSmart | REIT | 7,853 | $362.9K | 0.1% | +1,173+17.6% | Added | History |
| EMREmerson Electric Co | Stock | 4,171 | $363.5K | 0.1% | +607+17.0% | Added | History |
| iShares MSCI USA Momentum Factor ETF46432F396 | ETF | 2,715 | $377.6K | 0.1% | −2,511−48.0% | Reduced | – |
| MCHPMicrochip Technology Inc | Stock | 4,521 | $378.7K | 0.1% | +4,521 | New | History |
| CPTCamden Property Trust | REIT | 3,637 | $381.3K | 0.1% | +1,474+68.1% | Added | History |
| PAYXPaychex Inc | Stock | 3,358 | $384.8K | 0.1% | +438+15.0% | Added | History |
| iShares Core MSCI Total International Stock ETF46432F834 | ETF | 6,220 | $385.3K | 0.1% | 00.0% | Unchanged | – |
| CICigna Group | Stock | 1,537 | $392.7K | 0.1% | −111−6.7% | Reduced | History |
| SLABSilicon Laboratories Inc. | Stock | 2,269 | $397.3K | 0.1% | +146+6.9% | Added | History |
| SPLKSplunk Inc | COM | 4,157 | $398.6K | 0.1% | +1,157+38.6% | Added | History |
| AAgilent Technologies, Inc. | COM | 2,891 | $399.9K | 0.1% | +2,891 | New | History |
| J P Morgan Exchange Traded F46641Q761 | US QUALTY FCTR | 9,780 | $403.2K | 0.1% | +1,030+11.8% | Added | – |
Sold out since Q4 2022 (27)
Positions held at the end of Q4 2022 that are gone from this filing.
| Security | Class | Shares in Q4 2022 | Value in Q4 2022 | % of portfolio in Q4 2022 | History |
|---|---|---|---|---|---|
| iShares Tips Bond ETF464287176 | ETF | 9,109 | $969.5K | 0.3% | – |
| iShares Tr46434V407 | 0-5YR HI YL CP | 18,163 | $742.7K | 0.2% | – |
| iShares Inc464286533 | MSCI EMERG MRKT | 13,528 | $717.6K | 0.2% | – |
| Invesco Exch Traded FD Tr II46138E404 | CEF INM COMPSI | 23,527 | $426.3K | 0.1% | – |
| HALOHalozyme Therapeutics, Inc. | COM | 7,378 | $419.8K | 0.1% | History |
| First Rep BK San Francisco C33616C100 | COM | 2,902 | $353.7K | 0.1% | – |
| UNPUnion Pacific Corp | Stock | 1,695 | $351.0K | 0.1% | History |
| PWRQuanta Services, Inc. | COM | 2,459 | $350.5K | 0.1% | History |
| Amplify ETF Tr032108888 | BLACKSWAN GRWT | 13,673 | $334.3K | 0.1% | – |
| Invesco Exch Traded FD Tr II46138E297 | S&P EMRNG MKTS | 14,368 | $330.6K | 0.1% | – |
| iShares S&P 500 Growth ETF464287309 | ETF | 5,436 | $318.0K | 0.1% | – |
| Invesco Exch Traded FD Tr II46138E610 | KBW HIG DV YLD | 20,366 | $302.6K | 0.1% | – |
| iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853 | ETF | 10,724 | $302.3K | 0.1% | – |
| BDCZUBS AG | ETRACS WF BUS DE | 16,658 | $278.5K | 0.1% | History |
| MMacy's, Inc. | COM | 12,487 | $257.9K | 0.1% | History |
| iShares Tr46435G102 | CONV BD ETF | 3,663 | $254.4K | 0.1% | – |
| COPConocoPhillips | Stock | 2,127 | $251.0K | 0.1% | History |
| PSXPhillips 66 | Stock | 2,302 | $239.6K | 0.1% | History |
| IIPRInnovative Industrial Properties Inc | COM | 2,303 | $233.5K | 0.1% | History |
| Schwab US Tips ETF808524870 | ETF | 4,505 | $233.3K | 0.1% | – |
| FFWMFirst Foundation Inc. | COM | 15,852 | $227.2K | 0.1% | History |
| FISFidelity National Information Services, Inc. | Stock | 3,320 | $225.2K | 0.1% | History |
| SSNCSS&C Technologies Holdings Inc | COM | 4,248 | $221.1K | 0.1% | History |
| BACBank of America Corp | Stock | 6,306 | $208.9K | 0.1% | History |
| iShares Tr46435U713 | US INFRASTRUC | 5,705 | $206.8K | 0.1% | – |
| CFCF Industries Holdings, Inc. | COM | 2,386 | $203.3K | 0.1% | History |
| PSLVSprott Physical Silver Trust | PHYSICAL SILVER | 10,093 | $83.2K | <0.1% | History |