Cooper Financial Group
- SEC CIK
- 0001751581
- Latest filing
- Jul 8, 2026
Holdings in Q4 2022
Holdings as of Dec 31, 2022, filed Jan 13, 2023. Long positions only; changes compare share counts with Q3 2022.
- Positions
- 293
- +32 vs. Q3 2022
- Portfolio value
- $327.5M
- +$49.6M (+17.8%) vs. Q3 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| AAPLApple Inc. | Stock | 136,558 | $17.7M | 5.4% | +848+0.6% | Added | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 38,214 | $14.6M | 4.5% | +35,178+1,158.7% | Added | History |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 216,598 | $10.9M | 3.3% | +151,147+230.9% | Added | – |
| MSFTMicrosoft Corp | Stock | 41,584 | $9.97M | 3.0% | +995+2.5% | Added | History |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 160,516 | $8.75M | 2.7% | +56,327+54.1% | Added | – |
| DBX ETF Tr233051200 | XTRACK MSCI EAFE | 232,684 | $7.50M | 2.3% | −13,965−5.7% | Reduced | – |
| Schwab US Dividend Equity ETF808524797 | ETF | 90,733 | $6.85M | 2.1% | +8,877+10.8% | Added | – |
| iShares Core S&P 500 ETF464287200 | ETF | 17,085 | $6.56M | 2.0% | −2,228−11.5% | Reduced | – |
| AMZNAmazon Com Inc | Stock | 76,772 | $6.45M | 2.0% | +1,752+2.3% | Added | History |
| TSLATesla, Inc. | Stock | 43,304 | $5.33M | 1.6% | −382−0.9% | Reduced | History |
| J P Morgan Exchange Traded F46641Q654 | ULTRA SHT MUNCPL | 103,766 | $5.24M | 1.6% | +66,738+180.2% | Added | – |
| Vanguard S&P 500 Growth ETF921932505 | ETF | 24,597 | $5.19M | 1.6% | −424−1.7% | Reduced | – |
| BRK.BBerkshire Hathaway Inc | Stock | 16,694 | $5.16M | 1.6% | −695−4.0% | Reduced | History |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 122,588 | $4.77M | 1.5% | +2,612+2.2% | Added | – |
| John Hancock Exchange Traded47804J107 | MLTFCTR LRG CAP | 91,458 | $4.50M | 1.4% | +3,212+3.6% | Added | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 43,953 | $4.16M | 1.3% | −1,053−2.3% | Reduced | – |
| iShares Tr46434V613 | CORE UNIVRSL USD | 91,976 | $4.13M | 1.3% | +19,482+26.9% | Added | – |
| GOOGLAlphabet Inc. | Stock | 43,039 | $3.80M | 1.2% | +1,379+3.3% | Added | History |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 72,396 | $3.67M | 1.1% | +2,437+3.5% | Added | – |
| iShares Tr46435G425 | ESG AWR MSCI USA | 41,148 | $3.49M | 1.1% | −3,146−7.1% | Reduced | – |
| PGProcter & Gamble Co | Stock | 20,492 | $3.11M | 0.9% | +239+1.2% | Added | History |
| State Street SPDR S&P 400 Mid Cap Value ETF78464A839 | ETF | 46,531 | $3.01M | 0.9% | +843+1.8% | Added | – |
| BBNBlackRock Taxable Municipal Bond Trust | SHS | 163,850 | $2.76M | 0.8% | −9,994−5.7% | Reduced | History |
| Invesco Exchange Traded FD T46137V480 | S&P SMCP VLU MNT | 57,715 | $2.64M | 0.8% | +973+1.7% | Added | – |
| New York Life Investments Et45409B107 | HEDGE MULTI STRA | 82,954 | $2.36M | 0.7% | +1,972+2.4% | Added | – |
| XOMExxonMobil Holdings Corp | COM | 21,366 | $2.36M | 0.7% | −740−3.3% | Reduced | History |
| ProShares Tr74348A467 | S&P 500 DV ARIST | 26,182 | $2.36M | 0.7% | +4,068+18.4% | Added | – |
| AVGOBroadcom Inc. | Stock | 4,209 | $2.35M | 0.7% | +112+2.7% | Added | History |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | 56,216 | $2.30M | 0.7% | +1,683+3.1% | Added | – |
| Invesco Exchange Traded FD T46137V423 | S&P 500 VLU MOMN | 45,234 | $2.23M | 0.7% | +14,120+45.4% | Added | – |
| HDHome Depot, Inc. | Stock | 7,040 | $2.22M | 0.7% | −1,382−16.4% | Reduced | History |
| State Street SPDR Portfolio S&P 500 ETF78464A854 | ETF | 47,757 | $2.15M | 0.7% | +2,324+5.1% | Added | – |
| AMGNAmgen Inc | Stock | 7,807 | $2.05M | 0.6% | +37+0.5% | Added | History |
| iShares Russell 1000 Growth ETF464287614 | ETF | 9,107 | $1.95M | 0.6% | −72−0.8% | Reduced | – |
| iShares Tr464288877 | EAFE VALUE ETF | 42,052 | $1.93M | 0.6% | +2,086+5.2% | Added | – |
| CVXChevron Corp | Stock | 10,491 | $1.88M | 0.6% | +875+9.1% | Added | History |
| JNJJohnson & Johnson | Stock | 9,986 | $1.76M | 0.5% | +291+3.0% | Added | History |
| State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474 | ETF | 59,093 | $1.74M | 0.5% | +1,729+3.0% | Added | – |
| iShares Russell 1000 Value ETF464287598 | ETF | 11,126 | $1.69M | 0.5% | −121−1.1% | Reduced | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 6,246 | $1.66M | 0.5% | +319+5.4% | Added | – |
| LMTLockheed Martin Corp | Stock | 3,336 | $1.62M | 0.5% | +106+3.3% | Added | History |
| COSTCostco Wholesale Corp | Stock | 3,496 | $1.60M | 0.5% | +224+6.8% | Added | History |
| iShares Tr464288588 | MBS ETF | 17,151 | $1.59M | 0.5% | +13,288+344.0% | Added | – |
| GOOGAlphabet Inc. | Stock | 17,747 | $1.57M | 0.5% | +1,392+8.5% | Added | History |
| John Hancock Exchange Traded47804J859 | MULTI INTL ETF | 55,823 | $1.57M | 0.5% | −17,303−23.7% | Reduced | – |
| ABBVAbbVie Inc. | Stock | 9,674 | $1.56M | 0.5% | +2,432+33.6% | Added | History |
| iShares U.S. Treasury Bond ETF46429B267 | ETF | 68,675 | $1.56M | 0.5% | −76,226−52.6% | Reduced | – |
| Ssga Active ETF Tr78467V848 | ST STR TOTAL ETF | 38,785 | $1.55M | 0.5% | +2,043+5.6% | Added | – |
| Fidelity MSCI Information Technology Index ETF316092808 | ETF | 16,177 | $1.53M | 0.5% | −1,561−8.8% | Reduced | – |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 23,096 | $1.52M | 0.5% | −10,670−31.6% | Reduced | – |
| SPDR Series Trust78464A821 | ST STR SP400GRW | 23,294 | $1.52M | 0.5% | +486+2.1% | Added | – |
| IBMInternational Business Machines Corp | Stock | 10,625 | $1.50M | 0.5% | −212−2.0% | Reduced | History |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 6,133 | $1.48M | 0.5% | −2,210−26.5% | Reduced | – |
| PECOPhillips Edison & Company, Inc. | COMMON STOCK | 46,029 | $1.47M | 0.4% | −40−0.1% | Reduced | History |
| iShares Tr464288885 | EAFE GRWTH ETF | 17,214 | $1.44M | 0.4% | −90−0.5% | Reduced | – |
| Vanguard Intermediate-Term Corporate Bond ETF92206C870 | ETF | 18,539 | $1.44M | 0.4% | −5,278−22.2% | Reduced | – |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 18,852 | $1.42M | 0.4% | −2,772−12.8% | Reduced | – |
| NVDANVIDIA Corp | Stock | 9,536 | $1.39M | 0.4% | +329+3.6% | Added | History |
| iShares Russell 2000 ETF464287655 | ETF | 7,892 | $1.38M | 0.4% | +95+1.2% | Added | – |
| VVisa Inc. | Stock | 6,530 | $1.36M | 0.4% | +83+1.3% | Added | History |
| CIONCION Investment Corp | COM | 135,360 | $1.32M | 0.4% | −6,988−4.9% | Reduced | History |
| PIMCO ETF Tr72201R718 | ENHNCD LW DUR AC | 13,906 | $1.31M | 0.4% | +2,999+27.5% | Added | – |
| iShares Tr464287457 | 1 3 YR TREAS BD | 15,763 | $1.28M | 0.4% | +15,763 | New | – |
| State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853 | ETF | 34,003 | $1.26M | 0.4% | +389+1.2% | Added | – |
| J P Morgan Exchange Traded F46641Q647 | MUNICIPAL ETF | 24,400 | $1.21M | 0.4% | +24,400 | New | – |
| Schwab U.S. Small-Cap ETF808524607 | ETF | 29,919 | $1.21M | 0.4% | +29,919 | New | – |
| VanEck ETF Trust92189F437 | FALLEN ANGEL HG | 44,454 | $1.20M | 0.4% | −31,831−41.7% | Reduced | – |
| State Street SPDR Portfolio Aggregate Bond ETF78464A649 | ETF | 47,020 | $1.18M | 0.4% | +2,000+4.4% | Added | – |
| John Hancock Exchange Traded47804J834 | MULTFCTR EMRNG | 50,209 | $1.16M | 0.4% | −6,987−12.2% | Reduced | – |
| FTNTFortinet, Inc. | Stock | 23,029 | $1.13M | 0.3% | +2,167+10.4% | Added | History |
| PMPhilip Morris International Inc. | Stock | 11,087 | $1.12M | 0.3% | +907+8.9% | Added | History |
| BABoeing Co | Stock | 5,877 | $1.12M | 0.3% | −6−0.1% | Reduced | History |
| ETNEaton Corp plc | Stock | 7,077 | $1.11M | 0.3% | +883+14.3% | Added | History |
| Vanguard Intermediate-Term Bond ETF921937819 | ETF | 14,530 | $1.08M | 0.3% | −1,878−11.4% | Reduced | – |
| UPSUnited Parcel Service Inc | Stock | 6,135 | $1.07M | 0.3% | +369+6.4% | Added | History |
| BMYBristol Myers Squibb Co | Stock | 14,607 | $1.05M | 0.3% | +1,423+10.8% | Added | History |
| Pacer US Cash Cows 100 ETF69374H881 | ETF | 22,188 | $1.03M | 0.3% | +4,258+23.7% | Added | – |
| LNGCheniere Energy, Inc. | COM NEW | 6,838 | $1.03M | 0.3% | +323+5.0% | Added | History |
| CSCOCisco Systems, Inc. | Stock | 21,061 | $1.00M | 0.3% | +2,462+13.2% | Added | History |
| First Tr Exch Traded FD III33739P103 | LNG/SHT EQUITY | 20,495 | $1.00M | 0.3% | −3,074−13.0% | Reduced | – |
| Dimensional ETF Trust25434V104 | US CORE EQT MKT | 36,739 | $992.7K | 0.3% | +99+0.3% | Added | – |
| J P Morgan Exchange Traded F46641Q167 | ACTIVE VALUE ETF | 19,035 | $975.2K | 0.3% | +19,035 | New | – |
| DISWalt Disney Co | Stock | 11,212 | $974.1K | 0.3% | −445−3.8% | Reduced | History |
| PFEPfizer Inc | Stock | 18,976 | $972.3K | 0.3% | +633+3.5% | Added | History |
| iShares Tips Bond ETF464287176 | ETF | 9,109 | $969.5K | 0.3% | −792−8.0% | Reduced | – |
| Agf Invts Tr00110G408 | US MARKET NETRL | 44,307 | $939.8K | 0.3% | +6,828+18.2% | Added | – |
| NFLXNetflix Inc | Stock | 3,097 | $913.2K | 0.3% | −368−10.6% | Reduced | History |
| PEPPepsiCo Inc | Stock | 4,927 | $890.1K | 0.3% | +547+12.5% | Added | History |
| WPCW. P. Carey Inc. | COM | 11,288 | $882.2K | 0.3% | −1,254−10.0% | Reduced | History |
| iShares Tr464287150 | CORE S&P TTL STK | 10,268 | $870.8K | 0.3% | −154−1.5% | Reduced | – |
| IGRCbre Global Real Estate Income Fund | COM | 151,492 | $868.0K | 0.3% | +10,606+7.5% | Added | History |
| UNHUnitedHealth Group Inc | Stock | 1,637 | $868.0K | 0.3% | +125+8.3% | Added | History |
| iShares Tr464287721 | U.S. TECH ETF | 11,363 | $846.4K | 0.3% | +11,363 | New | – |
| JPMJPMorgan Chase & Co | Stock | 6,254 | $838.6K | 0.3% | +395+6.7% | Added | History |
| First Tr Exch Traded FD III33739N108 | MANAGD MUN ETF | 16,420 | $822.8K | 0.3% | 00.0% | Unchanged | – |
| NEENextera Energy Inc | Stock | 9,794 | $818.8K | 0.3% | +722+8.0% | Added | History |
| RTXRTX Corp | Stock | 8,091 | $816.5K | 0.2% | +1,130+16.2% | Added | History |
| Invesco Exch Traded FD Tr II46138G870 | VAR RATE PFD | 36,286 | $812.4K | 0.2% | +755+2.1% | Added | – |
| CATCaterpillar Inc | Stock | 3,379 | $809.5K | 0.2% | −138−3.9% | Reduced | History |
| TGTTarget Corp | Stock | 5,238 | $780.7K | 0.2% | −55−1.0% | Reduced | History |
Sold out since Q3 2022 (15)
Positions held at the end of Q3 2022 that are gone from this filing.
| Security | Class | Shares in Q3 2022 | Value in Q3 2022 | % of portfolio in Q3 2022 | History |
|---|---|---|---|---|---|
| BLKBlackRock, Inc. | COM | 687 | $378.0K | 0.1% | History |
| BOKFBok Financial Corp | COM NEW | 3,880 | $345.0K | 0.1% | History |
| First Tr Exchange-Traded FD33739Q408 | FIRST TR ENH NEW | 5,700 | $338.0K | 0.1% | – |
| SPGIS&P Global Inc. | Stock | 1,104 | $337.0K | 0.1% | History |
| ZTSZoetis Inc. | Stock | 2,056 | $305.0K | 0.1% | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 1,662 | $298.0K | 0.1% | – |
| LULUlululemon athletica inc. | Stock | 984 | $275.0K | 0.1% | History |
| AMHAmerican Homes 4 Rent | CL A | 8,258 | $271.0K | 0.1% | History |
| First Tr Exchange-Traded FD33739Q705 | FT VEST S&P 500 | 5,620 | $256.0K | 0.1% | – |
| Franklin Templeton ETF Tr35473P553 | US CORE BOND ETF | 10,584 | $222.0K | 0.1% | – |
| MRVLMarvell Technology, Inc. | COM | 5,005 | $215.0K | 0.1% | History |
| KMIKinder Morgan, Inc. | Stock | 12,463 | $207.0K | 0.1% | History |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 1,956 | $203.0K | 0.1% | – |
| RSGRepublic Services, Inc. | COM | 1,471 | $200.0K | 0.1% | History |
| VCVInvesco California Value Municipal Income Trust | COM | 10,146 | $91.0K | <0.1% | History |