Retirement Group, LLC
- SEC CIK
- 0001740491
- Latest filing
- Apr 30, 2024
Holdings in Q4 2023
Holdings as of Dec 31, 2023, filed Feb 14, 2024. Long positions only; changes compare share counts with Q3 2023.
- Positions
- 837
- +59 vs. Q3 2023
- Portfolio value
- $247.4M
- +$7.75M (+3.2%) vs. Q3 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| iShares U.S. Treasury Bond ETF46429B267 | ETF | 463 | $10.7K | <0.1% | 00.0% | Unchanged | – |
| DUKDuke Energy CORP | Stock | 111 | $10.8K | <0.1% | 00.0% | Unchanged | History |
| HRBH&R Block Inc | COM | 223 | $10.8K | <0.1% | +2+0.9% | Added | History |
| CBRECbre Group, Inc. | CL A | 116 | $10.8K | <0.1% | 00.0% | Unchanged | History |
| State Street Communication Services Select Sector SPDR ETF81369Y852 | ETF | 150 | $10.9K | <0.1% | +150 | New | – |
| ARK Innovation ETF00214Q104 | ETF | 209 | $10.9K | <0.1% | 00.0% | Unchanged | – |
| Cambria ETF Tr132061300 | CAMBRIA FGN SHR | 425 | $11.0K | <0.1% | +425 | New | – |
| ZIONZions Bancorporation, National Association | COM | 250 | $11.0K | <0.1% | 00.0% | Unchanged | History |
| SPDR Index Shs FDS78463X756 | ST MARKE CAP ETF | 200 | $11.3K | <0.1% | +200 | New | – |
| ProShares Tr74347B607 | INVT INT RT HG | 150 | $11.3K | <0.1% | 00.0% | Unchanged | – |
| CPECallon Petroleum Co | COM | 350 | $11.3K | <0.1% | +350 | New | History |
| iShares Tr464288448 | INTL SEL DIV ETF | 406 | $11.4K | <0.1% | 00.0% | Unchanged | – |
| iShares Tr464288661 | 3 7 YR TREAS BD | 97 | $11.4K | <0.1% | +1+1.0% | Added | – |
| Global X FDS37954Y657 | US PFD ETF | 590 | $11.4K | <0.1% | +8+1.4% | Added | – |
| iShares Tr464288588 | MBS ETF | 122 | $11.5K | <0.1% | 00.0% | Unchanged | – |
| iShares Tr464288273 | EAFE SML CP ETF | 187 | $11.5K | <0.1% | +3+1.6% | Added | – |
| KKellanova | Stock | 207 | $11.6K | <0.1% | +207 | New | History |
| UTFCohen & Steers Infrastructure Fund Inc | COM | 545 | $11.6K | <0.1% | 00.0% | Unchanged | History |
| CHTRCharter Communications, Inc. | CL A | 30 | $11.7K | <0.1% | +10+50.0% | Added | History |
| BMYBristol Myers Squibb Co | Stock | 229 | $11.8K | <0.1% | +37+19.3% | Added | History |
| Investment Managers Ser Tr I46144X628 | AXS SHORT INNOV | 454 | $11.8K | <0.1% | 00.0% | Unchanged | – |
| SPDR Series Trust78468R101 | ST SHO TREAS ETF | 407 | $11.8K | <0.1% | +6+1.5% | Added | – |
| NENoble Corp plc | ORD SHS A | 250 | $12.0K | <0.1% | 00.0% | Unchanged | History |
| UTGReaves Utility Income Fund | COM SH BEN INT | 460 | $12.3K | <0.1% | 00.0% | Unchanged | History |
| VanEck ETF Trust92189F429 | PREFERRED SECURT | 730 | $12.5K | <0.1% | −575−44.1% | Reduced | – |
| INCYIncyte Corp | COM | 200 | $12.6K | <0.1% | +200 | New | History |
| AVAVAeroVironment Inc | COM | 100 | $12.6K | <0.1% | +100 | New | History |
| SPDR Series Trust78468R622 | ST BLOO HIGH ETF | 134 | $12.7K | <0.1% | 00.0% | Unchanged | – |
| TMToyota Motor Corp | ADS | 70 | $12.8K | <0.1% | 00.0% | Unchanged | History |
| TDToronto Dominion Bank | Stock | 205 | $13.2K | <0.1% | 00.0% | Unchanged | History |
| NRGDBank of Montreal | BIG OIL INDX 3X | 135 | $13.4K | <0.1% | 00.0% | Unchanged | History |
| WisdomTree Tr97717W430 | HEDGED HI YLD BD | 625 | $13.5K | <0.1% | 00.0% | Unchanged | – |
| Schwab Fundamental International Small Equity ETF808524748 | ETF | 392 | $13.7K | <0.1% | 00.0% | Unchanged | – |
| PYPLPayPal Holdings, Inc. | Stock | 224 | $13.8K | <0.1% | 00.0% | Unchanged | History |
| SPDR Series Trust78468R812 | ST STR MSCI USAQ | 107 | $14.1K | <0.1% | −23−17.7% | Reduced | – |
| iShares U S ETF Tr46431W812 | INT RT HD LONG | 587 | $14.2K | <0.1% | −488−45.4% | Reduced | – |
| BKNGBooking Holdings Inc. | Stock | 4 | $14.2K | <0.1% | 00.0% | Unchanged | History |
| PNWPinnacle West Capital Corp | COM | 200 | $14.4K | <0.1% | 00.0% | Unchanged | History |
| Schwab Strategic Tr808524698 | 5 10YR CORP BD | 320 | $14.4K | <0.1% | 00.0% | Unchanged | – |
| OBDCBlue Owl Capital Corp | COM | 980 | $14.5K | <0.1% | +980 | New | History |
| Vanguard Malvern FDS922020805 | STRM INFPROIDX | 305 | $14.5K | <0.1% | −400−56.7% | Reduced | – |
| DHRDanaher Corp | Stock | 63 | $14.6K | <0.1% | +13+26.0% | Added | History |
| WMTWalmart Inc. | Stock | 93 | $14.6K | <0.1% | 00.0% | Unchanged | History |
| iShares Russell Mid-Cap Value ETF464287473 | ETF | 126 | $14.7K | <0.1% | 00.0% | Unchanged | – |
| Harbor ETF Trust41151J505 | COMM ALL WEA ETF | 700 | $14.7K | <0.1% | 00.0% | Unchanged | – |
| iShares Broad Usd Investment Grade Corporate Bond ETF464288620 | ETF | 286 | $14.7K | <0.1% | 00.0% | Unchanged | – |
| EOGEOG Resources Inc | Stock | 122 | $14.8K | <0.1% | 00.0% | Unchanged | History |
| SLBSLB Limited | Stock | 286 | $14.9K | <0.1% | 00.0% | Unchanged | History |
| CNCCentene Corp | Stock | 204 | $15.1K | <0.1% | +52+34.2% | Added | History |
| Invesco Exch Traded FD Tr II46138E370 | S&P 500 HB ETF | 184 | $15.2K | <0.1% | 00.0% | Unchanged | – |
| Invesco Exchange Traded FD T46137V589 | GBL LISTED PVT | 245 | $15.2K | <0.1% | 00.0% | Unchanged | – |
| NTRSNorthern Trust Corp | COM | 500 | $15.2K | <0.1% | 00.0% | Unchanged | History |
| BIIBBiogen Inc. | COM | 59 | $15.3K | <0.1% | 00.0% | Unchanged | History |
| TGTTarget Corp | Stock | 107 | $15.3K | <0.1% | +1+0.9% | Added | History |
| ANAutonation, Inc. | COM | 102 | $15.3K | <0.1% | −18−15.0% | Reduced | History |
| DDTDillard's, Inc. | CL A | 600 | $15.4K | <0.1% | +600 | New | History |
| Fidelity MSCI Materials Index ETF316092881 | ETF | 317 | $15.6K | <0.1% | +3+1.0% | Added | – |
| FLNAFilana Therapeutics, Inc. | COM | 700 | $15.8K | <0.1% | +700 | New | History |
| ZTSZoetis Inc. | Stock | 80 | $15.8K | <0.1% | 00.0% | Unchanged | History |
| ABTAbbott Laboratories | Stock | 145 | $16.0K | <0.1% | 00.0% | Unchanged | History |
| DALDelta Air Lines, Inc. | COM NEW | 400 | $16.1K | <0.1% | 00.0% | Unchanged | History |
| SYKStryker Corp | Stock | 54 | $16.3K | <0.1% | 00.0% | Unchanged | History |
| BARGraniteShares Gold Trust | SHS BEN INT | 800 | $16.3K | <0.1% | 00.0% | Unchanged | History |
| BSTZBlackRock Science & Technology Term Trust | SHS BEN INT | 982 | $16.4K | <0.1% | 00.0% | Unchanged | History |
| Invesco Exch Traded FD Tr II46138G615 | INVESCO PHLX SM | 501 | $16.5K | <0.1% | 00.0% | Unchanged | – |
| iShares Tr464288703 | MRNING SM CP ETF | 279 | $16.5K | <0.1% | 00.0% | Unchanged | – |
| REGNRegeneron Pharmaceuticals, Inc. | COM | 19 | $16.7K | <0.1% | +1+5.6% | Added | History |
| Pacer US Cash Cows 100 ETF69374H881 | ETF | 350 | $16.8K | <0.1% | −1,500−81.1% | Reduced | – |
| iShares Tr464288687 | PFD AND INCM SEC | 540 | $16.8K | <0.1% | 00.0% | Unchanged | – |
| Capital Group Core Balanced14021D107 | SHS | 627 | $17.1K | <0.1% | +627 | New | – |
| Invesco Actively Managed Exc46090A887 | ULTRA SHRT DUR | 348 | $17.4K | <0.1% | −4−1.1% | Reduced | – |
| Vanguard Morningstar Large-Cap ETF922908637 | ETF | 81 | $17.7K | <0.1% | 00.0% | Unchanged | – |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 231 | $17.9K | <0.1% | 00.0% | Unchanged | – |
| RTXRTX Corp | Stock | 213 | $17.9K | <0.1% | +39+22.4% | Added | History |
| UNPUnion Pacific Corp | Stock | 73 | $17.9K | <0.1% | +60+461.5% | Added | History |
| GILDGilead Sciences, Inc. | Stock | 223 | $18.1K | <0.1% | +30+15.5% | Added | History |
| PECOPhillips Edison & Company, Inc. | COMMON STOCK | 497 | $18.1K | <0.1% | 00.0% | Unchanged | History |
| PHYSSprott Physical Gold Trust | PHYSICAL GOLD TR | 1,140 | $18.2K | <0.1% | 00.0% | Unchanged | History |
| State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788 | ETF | 465 | $18.2K | <0.1% | 00.0% | Unchanged | – |
| KHCKraft Heinz Co | Stock | 497 | $18.4K | <0.1% | +68+15.9% | Added | History |
| VanEck ETF Trust92189H805 | RARE EARTH AND S | 300 | $18.5K | <0.1% | 00.0% | Unchanged | – |
| DOVDOVER Corp | COM | 121 | $18.6K | <0.1% | 00.0% | Unchanged | History |
| CRWDCrowdStrike Holdings, Inc. | Stock | 73 | $18.6K | <0.1% | −250−77.4% | Reduced | History |
| FCXFreeport-McMoran Inc | Stock | 441 | $18.8K | <0.1% | 00.0% | Unchanged | History |
| STAGSTAG Industrial, Inc. | COM | 478 | $18.8K | <0.1% | +2+0.4% | Added | History |
| Schwab Fundamental Emerging Markets Equity ETF808524730 | ETF | 698 | $18.9K | <0.1% | 00.0% | Unchanged | – |
| PEPPepsiCo Inc | Stock | 112 | $19.0K | <0.1% | +1+0.9% | Added | History |
| iShares Tr464288406 | MRGSTR MD CP VAL | 282 | $19.1K | <0.1% | 00.0% | Unchanged | – |
| ARCCAres Capital Corp | CEF | 961 | $19.2K | <0.1% | +250+35.2% | Added | History |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 392 | $19.8K | <0.1% | −120−23.4% | Reduced | – |
| DBX ETF Tr233051739 | XTRCK BLOMBRG BA | 1,071 | $20.0K | <0.1% | +10+0.9% | Added | – |
| USAPUniversal Stainless & Alloy Products Inc | COM | 1,000 | $20.1K | <0.1% | +1,000 | New | History |
| MMacy's, Inc. | COM | 1,000 | $20.1K | <0.1% | 00.0% | Unchanged | History |
| Invesco Exch Traded FD Tr II46138E396 | S&P 500 CONC ETF | 457 | $20.2K | <0.1% | 00.0% | Unchanged | – |
| iShares Tr46435U135 | CYBERSECURITY | 450 | $20.4K | <0.1% | 00.0% | Unchanged | – |
| SNOWSnowflake Inc. | Stock | 103 | $20.5K | <0.1% | +103 | New | History |
| Schwab Fundamental International Equity ETF808524755 | ETF | 614 | $20.7K | <0.1% | 00.0% | Unchanged | – |
| JPMorgan Nasdaq Equity Premium Income ETF46654Q203 | ETF | 415 | $20.7K | <0.1% | +415 | New | – |
| MRNAModerna, Inc. | Stock | 209 | $20.8K | <0.1% | +209 | New | History |
| USOUnited States Oil Fund, LP | UNITS | 312 | $20.8K | <0.1% | 00.0% | Unchanged | History |
Sold out since Q3 2023 (26)
Positions held at the end of Q3 2023 that are gone from this filing.
| Security | Class | Shares in Q3 2023 | Value in Q3 2023 | % of portfolio in Q3 2023 | History |
|---|---|---|---|---|---|
| First Tr Exch Traded FD III33739E108 | PFD SECS INC ETF | 61,859 | $987.9K | 0.4% | – |
| Osi ETF Tr67110P704 | OSHS GBL INTER | 23,047 | $410.0K | 0.2% | – |
| ATVIActivision Blizzard, Inc. | COM | 825 | $77.2K | <0.1% | History |
| VanEck ETF Trust92189H607 | OIL SERVICES ETF | 150 | $51.8K | <0.1% | – |
| First Tr Exchange-Traded FD33733E104 | CAP STRENGTH ETF | 585 | $43.1K | <0.1% | – |
| Vanguard Scottsdale FDS92206C813 | LG-TERM COR BD | 455 | $32.6K | <0.1% | – |
| GLDMWorld Gold Trust | SPDR GLD MINIS | 735 | $26.9K | <0.1% | History |
| Nushares ETF Tr67092P409 | NUVEEN ESG MIDCP | 650 | $23.8K | <0.1% | – |
| RNLXYRenalytix plc | ADS | 10,000 | $16.0K | <0.1% | History |
| Neos ETF Trust78433H303 | NEOS S&P 500 HI | 325 | $15.3K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138E354 | S&P500 LOW VOL | 200 | $11.8K | <0.1% | – |
| Global X FDS37950E127 | REIT ETF | 445 | $8.95K | <0.1% | – |
| SYMSymbotic Inc. | Stock | 200 | $6.69K | <0.1% | History |
| GENIGenius Sports Ltd | SHARES CL A | 1,000 | $5.33K | <0.1% | History |
| First Tr Exch TRD Alphdx FD33737J224 | UNIT KING ALPH | 103 | $3.35K | <0.1% | – |
| WisdomTree Tr97717W182 | CHINESE YUAN FD | 80 | $1.96K | <0.1% | – |
| CVMCel Sci Corp | COM PAR NEW | 1,420 | $1.77K | <0.1% | History |
| DARDarling Ingredients Inc. | COM | 26 | $1.36K | <0.1% | History |
| NAVNavistar International Corp | COM | 3,750 | $1.22K | <0.1% | History |
| Innoviz Technologies Ltd.M5R635116 | *W EXP 04/05/202 | 500 | $975 | <0.1% | – |
| ETF Managers Tr26924G508 | ETFMG ALTR HRVST | 121 | $442 | <0.1% | – |
| INTZIntrusion Inc | COM NEW | 1,000 | $349 | <0.1% | History |
| IRDMIridium Communications Inc. | COM | 5 | $227 | <0.1% | History |
| PTLOPortillo's Inc. | COM CL A | 13 | $200 | <0.1% | History |
| CHPTChargePoint Holdings, Inc. | COM CL A | 31 | $154 | <0.1% | History |
| TDAYUSA TODAY Co., Inc. | COM | 15 | $0 | 0.0% | History |