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Livermore
Livermore
ZHEN

Retirement Group, LLC

SEC CIK
0001740491
Latest filing
Apr 30, 2024

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 6, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
778
−30 vs. Q2 2023
Portfolio value
$239.6M
−$511.6K (−0.2%) vs. Q2 2023
Filed
Nov 6, 2023
SEC
Holdings of Retirement Group, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
PYPLPayPal Holdings, Inc.Stock224$13.1K<0.1%−1−0.4%ReducedHistory
iShares Russell Mid-Cap Value ETF464287473ETF126$13.1K<0.1%00.0%Unchanged–
WisdomTree Tr97717W430HEDGED HI YLD BD625$13.2K<0.1%−225−26.5%Reduced–
Schwab Strategic Tr8085246985 10YR CORP BD320$13.5K<0.1%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138E594KBW PREM YIELD277$13.5K<0.1%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138G615INVESCO PHLX SM501$13.6K<0.1%+501New–
PANWPalo Alto Networks IncStock58$13.6K<0.1%00.0%UnchangedHistory
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF286$13.7K<0.1%00.0%Unchanged–
ARCCAres Capital CorpCEF711$13.8K<0.1%00.0%UnchangedHistory
ZTSZoetis Inc.Stock80$13.9K<0.1%−20−20.0%ReducedHistory
ABTAbbott LaboratoriesStock145$14.0K<0.1%−46−24.1%ReducedHistory
KHCKraft Heinz CoStock429$14.4K<0.1%+429NewHistory
iShares Tr464288703MRNING SM CP ETF279$14.4K<0.1%00.0%Unchanged–
GILDGilead Sciences, Inc.Stock193$14.5K<0.1%−28−12.7%ReducedHistory
BARGraniteShares Gold TrustSHS BEN INT800$14.6K<0.1%00.0%UnchangedHistory
CRWDCrowdStrike Holdings, Inc.Stock323$14.7K<0.1%−51−13.6%ReducedHistory
PNWPinnacle West Capital CorpCOM200$14.7K<0.1%−400−66.7%ReducedHistory
DALDelta Air Lines, Inc.COM NEW400$14.8K<0.1%00.0%UnchangedHistory
WMTWalmart Inc.Stock93$14.8K<0.1%−32−25.6%ReducedHistory
REGNRegeneron Pharmaceuticals, Inc.COM18$14.8K<0.1%00.0%UnchangedHistory
SYKStryker CorpStock54$14.8K<0.1%00.0%UnchangedHistory
Fidelity MSCI Materials Index ETF316092881ETF314$15.0K<0.1%−732−70.0%Reduced–
BIIBBiogen Inc.COM59$15.2K<0.1%−5−7.8%ReducedHistory
Neos ETF Trust78433H303NEOS S&P 500 HI325$15.3K<0.1%00.0%Unchanged–
EOGEOG Resources IncStock122$15.5K<0.1%−27−18.1%ReducedHistory
SPDR Series Trust78468R812ST STR MSCI USAQ130$15.7K<0.1%00.0%Unchanged–
NTRSNorthern Trust CorpCOM500$15.8K<0.1%00.0%UnchangedHistory
Vanguard Morningstar Large-Cap ETF922908637ETF81$15.9K<0.1%00.0%Unchanged–
RNLXYRenalytix plcADS10,000$16.0K<0.1%00.0%UnchangedHistory
Harbor ETF Trust41151J505COMM ALL WEA ETF700$16.1K<0.1%00.0%Unchanged–
BSTZBlackRock Science & Technology Term TrustSHS BEN INT982$16.2K<0.1%00.0%UnchangedHistory
iShares Tr464288687PFD AND INCM SEC540$16.3K<0.1%−66−10.9%Reduced–
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF465$16.3K<0.1%00.0%Unchanged–
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR1,140$16.3K<0.1%−1,000−46.7%ReducedHistory
STAGSTAG Industrial, Inc.COM476$16.4K<0.1%+3+0.6%AddedHistory
FCXFreeport-McMoran IncStock441$16.4K<0.1%−229−34.2%ReducedHistory
PECOPhillips Edison & Company, Inc.COMMON STOCK497$16.7K<0.1%−150−23.2%ReducedHistory
SLBSLB LimitedStock286$16.7K<0.1%−86−23.1%ReducedHistory
DOVDOVER CorpCOM121$16.8K<0.1%+1+0.8%AddedHistory
iShares Tr464288406MRGSTR MD CP VAL282$17.1K<0.1%00.0%Unchanged–
iShares Tr46435U135CYBERSECURITY450$17.3K<0.1%+450New–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD231$17.4K<0.1%−34−12.8%Reduced–
iShares Tr4642874407-10 YR TRSY BD191$17.5K<0.1%−6,780−97.3%Reduced–
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR352$17.5K<0.1%−16−4.3%Reduced–
LMTLockheed Martin CorpStock43$17.6K<0.1%−6−12.2%ReducedHistory
Investment Managers Ser Tr I46144X628AXS SHORT INNOV454$18.0K<0.1%00.0%Unchanged–
iShares Tr464287515EXPANDED TECH53$18.1K<0.1%+40+307.7%Added–
ANAutonation, Inc.COM120$18.2K<0.1%00.0%UnchangedHistory
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF400$18.2K<0.1%+400New–
MUMicron Technology IncStock268$18.2K<0.1%00.0%UnchangedHistory
Schwab Fundamental Emerging Markets Equity ETF808524730ETF698$18.3K<0.1%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138E396S&P 500 CONC ETF457$18.5K<0.1%00.0%Unchanged–
DBX ETF Tr233051739XTRCK BLOMBRG BA1,061$18.5K<0.1%+9+0.9%Added–
PEPPepsiCo IncStock111$18.8K<0.1%+1+0.9%AddedHistory
NFLXNetflix IncStock51$19.3K<0.1%−36−41.4%ReducedHistory
iShares Tr464287846DOW JONES US ETF185$19.3K<0.1%00.0%Unchanged–
Schwab Fundamental International Equity ETF808524755ETF614$19.4K<0.1%00.0%Unchanged–
CVSCVS Health CorpStock284$19.8K<0.1%−21−6.9%ReducedHistory
VanEck ETF Trust92189H805RARE EARTH AND S300$19.9K<0.1%00.0%Unchanged–
DISWalt Disney CoStock247$20.0K<0.1%−25−9.2%ReducedHistory
JXNJackson Financial Inc.COM CL A525$20.1K<0.1%00.0%UnchangedHistory
Nushares ETF Tr67092P508NUVEEN ESG MIDVL709$20.2K<0.1%00.0%Unchanged–
iShares Russell 2000 Growth ETF464287648ETF91$20.4K<0.1%00.0%Unchanged–
VVisa Inc.Stock90$20.7K<0.1%−31−25.6%ReducedHistory
INTCIntel CorpStock586$20.8K<0.1%+75+14.7%AddedHistory
GLTRabrdn Precious Metals Basket ETF TrustPHYSCL PRECS MET250$21.0K<0.1%00.0%UnchangedHistory
SOSouthern CoStock187$21.1K<0.1%+104+125.3%AddedHistory
Global X FDS37954Y475S&P 500 COVERED550$21.4K<0.1%00.0%Unchanged–
SPLKSplunk IncCOM844$21.6K<0.1%+839+16,780.0%AddedHistory
iShares Core S&P Small Cap ETF464287804ETF230$21.7K<0.1%−196−46.0%Reduced–
ETF Ser Solutions26922A594AAM S&P 500800$21.8K<0.1%−1,800−69.2%Reduced–
BSTBlackRock Science & Technology TrustSHS697$21.9K<0.1%−550−44.1%ReducedHistory
VanEck ETF Trust92189F429PREFERRED SECURT1,305$21.9K<0.1%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138G631NASDAQNXTGEN100910$22.4K<0.1%−50−5.2%Reduced–
SPDR Index Shs FDS78463X749ST DOW GLOBA ETF589$22.5K<0.1%+6+1.0%Added–
BECNQxo Building Products, Inc.COM292$22.5K<0.1%00.0%UnchangedHistory
iShares Tr464287630RUS 2000 VAL ETF168$22.7K<0.1%00.0%Unchanged–
NEENextera Energy IncStock399$22.9K<0.1%−35−8.1%ReducedHistory
EDConsolidated Edison IncStock271$23.2K<0.1%00.0%UnchangedHistory
NVSNovartis AGADR232$23.6K<0.1%00.0%UnchangedHistory
Nushares ETF Tr67092P409NUVEEN ESG MIDCP650$23.8K<0.1%00.0%Unchanged–
Invesco Nasdaq 100 ETF46138G649ETF162$23.9K<0.1%+35+27.6%Added–
ASMLASML Holding NVADR41$24.1K<0.1%−21−33.9%ReducedHistory
EMNEastman Chemical CoStock315$24.2K<0.1%00.0%UnchangedHistory
iShares Russell 1000 Value ETF464287598ETF160$24.3K<0.1%00.0%Unchanged–
DBX ETF Tr233051762XTRACK MSCI CHNA918$24.3K<0.1%00.0%Unchanged–
iShares Core MSCI Emerging Markets ETF46434G103ETF512$24.4K<0.1%−122−19.2%Reduced–
ADSKAutodesk, Inc.COM119$24.6K<0.1%+2+1.7%AddedHistory
State Street Health Care Select Sector SPDR ETF81369Y209ETF192$24.7K<0.1%00.0%Unchanged–
ETF Ser Solutions26922A198AAM LW DUR PFD1,195$24.9K<0.1%+1,195New–
iShares Tr46432F370MSCI USA SZE FT212$24.9K<0.1%00.0%Unchanged–
FFord Motor CoStock2,027$25.2K<0.1%−362−15.2%ReducedHistory
USOUnited States Oil Fund, LPUNITS312$25.2K<0.1%00.0%UnchangedHistory
WMBWilliams Companies, Inc.COM760$25.6K<0.1%00.0%UnchangedHistory
VICIVici Properties Inc.COM890$25.9K<0.1%00.0%UnchangedHistory
Vanguard Ftse Emerging Markets ETF922042858ETF662$26.0K<0.1%00.0%Unchanged–
MPCMarathon Petroleum CorpStock175$26.4K<0.1%00.0%UnchangedHistory
GOLFAcushnet Holdings Corp.COM500$26.5K<0.1%00.0%UnchangedHistory
iShares Inc464286178US INTL HGH YLD640$26.6K<0.1%00.0%Unchanged–
GLDMWorld Gold TrustSPDR GLD MINIS735$26.9K<0.1%+735NewHistory

Sold out since Q2 2023 (66)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Retirement Group, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
RTLNecessity Retail REIT, Inc.COM CLASS A52,500$354.9K0.1%History
Vanguard S&P 500 ETF922908363ETF191$77.8K<0.1%–
USALiberty All Star Equity FundSH BEN INT8,250$53.4K<0.1%History
Fidelity Merrimack STR Tr316188309TOTAL BD ETF1,100$50.0K<0.1%–
Vanguard Whitehall FDS921946794INTL HIGH ETF735$46.5K<0.1%–
VKTXViking Therapeutics, Inc.COM2,100$34.0K<0.1%History
SPDR Series Trust78464A656ST STR TIPS ETF839$21.7K<0.1%–
SNOWSnowflake Inc.Stock103$18.1K<0.1%History
VMWVmware LLCCL A COM116$16.7K<0.1%History
KALAKALA BIO, Inc.COMM STK1,100$16.0K<0.1%History
COFCapital One Financial CorpStock122$13.3K<0.1%History
GSGoldman Sachs Group IncStock36$11.6K<0.1%History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP169$10.6K<0.1%History
ORCLOracle CorpStock86$10.2K<0.1%History
AVAVAeroVironment IncCOM100$10.2K<0.1%History
INTUIntuit Inc.Stock21$9.62K<0.1%History
Global X FDS37960A651SUPERDVDND REIT437$9.39K<0.1%–
MPTMedical Properties Trust IncCOM950$8.80K<0.1%History
UMHUmh Properties, Inc.COM500$7.99K<0.1%History
SANBanco Santander, S.A.ADR1,989$7.38K<0.1%History
IOVAIovance Biotherapeutics, Inc.COM1,000$7.04K<0.1%History
ABBNYABB LtdSPONSORED ADR179$7.03K<0.1%History
iShares Tr46434V449MSCI INTL MOMENT210$6.97K<0.1%–
Chiron Real Estate Inc.37954A204COM NEW730$6.67K<0.1%–
DYDycom Industries IncCOM57$6.48K<0.1%History
HESHess CorpStock43$5.85K<0.1%History
BHPBHP Group LtdADR92$5.49K<0.1%History
iShares Tr464288885EAFE GRWTH ETF57$5.47K<0.1%–
OCGNOcugen, Inc.COM9,910$5.38K<0.1%History
ITWIllinois Tool Works IncStock20$5.00K<0.1%History
MSMorgan StanleyStock58$4.95K<0.1%History
INGING Groep NVSPONSORED ADR366$4.93K<0.1%History
BLKBlackRock, Inc.COM7$4.84K<0.1%History
DBX ETF Tr233051135XTRACKERS MSCI135$4.78K<0.1%–
TTETotalEnergies SESPONSORED ADS82$4.73K<0.1%History
iShares Inc46434G863ESG AWR MSCI EM149$4.71K<0.1%–
RIORio Tinto PLCADR72$4.60K<0.1%History
AZNAstraZeneca PLCSPONSORED ADR60$4.29K<0.1%History
iShares Tr464287697U.S. UTILITS ETF49$4.01K<0.1%–
Monster Beverage Corp New61174X909CALL56$3.22K<0.1%–
TAPMolson Coors Beverage CoCL B45$2.96K<0.1%History
CSXCSX CorpStock86$2.93K<0.1%History
Global X FDS37954Y715RBTCS ARTFL INTE100$2.87K<0.1%–
VLOValero Energy CorpStock22$2.58K<0.1%History
BUDAnheuser-Busch InBev SA/NVADR44$2.50K<0.1%History
SONYSony Group CorpSPONSORED ADR22$1.98K<0.1%History
IPGInterpublic Group of Companies, Inc.COM48$1.85K<0.1%History
BDXBecton Dickinson & CoStock7$1.85K<0.1%History
HBANHuntington Bancshares IncCOM145$1.56K<0.1%History
ProShares Tr74347R107PSHS ULT S&P 50025$1.45K<0.1%–
METMetlife IncStock24$1.36K<0.1%History
PRUPrudential Financial IncStock15$1.32K<0.1%History
IPInternational Paper CoCOM39$1.24K<0.1%History
TSNTyson Foods, Inc.Stock23$1.17K<0.1%History
IVZInvesco Ltd.Stock60$1.01K<0.1%History
DOCUDocuSign, Inc.Stock19$971<0.1%History
NAKNorthern Dynasty Minerals LtdCOM NEW3,750$900<0.1%History
WBAWalgreens Boots Alliance, Inc.COM31$883<0.1%History
WDSWoodside Energy Group LtdADR33$765<0.1%History
JPMorgan Nasdaq Equity Premium Income ETF46654Q203ETF15$726<0.1%–
WWEWorld Wrestling Entertainment, LLCCL A6$651<0.1%History
Qualigen Therapeutics Inc74754R202COM NEW350$319<0.1%–
IBIOiBio, Inc.COM285$174<0.1%History
LUMNLumen Technologies, Inc.Stock28$63<0.1%History
Meten Holding Group LtdG6055H148SHS NEW67$12<0.1%–
iShares Tr464289479CORE LT USDB ETF78–––