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Livermore
Livermore
ZHEN

Retirement Group, LLC

SEC CIK
0001740491
Latest filing
Apr 30, 2024

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 6, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
778
−30 vs. Q2 2023
Portfolio value
$239.6M
−$511.6K (−0.2%) vs. Q2 2023
Filed
Nov 6, 2023
SEC
Holdings of Retirement Group, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
BROSDutch Bros Inc.CL A23$535<0.1%00.0%UnchangedHistory
XUnited States Steel CorpCOM17$552<0.1%00.0%UnchangedHistory
KDKyndryl Holdings, Inc.Stock39$589<0.1%00.0%UnchangedHistory
Exchange Traded Concepts Tru301505889EMQQ EME MAR ETF20$589<0.1%00.0%Unchanged–
DNOWDNOW Inc.COM50$594<0.1%00.0%UnchangedHistory
CZRCaesars Entertainment, Inc.COM13$603<0.1%00.0%UnchangedHistory
LRCXLam Research CorpCOM1$627<0.1%−14−93.3%ReducedHistory
Brookfield Business PartnersG16234109UNIT LTD L P42$638<0.1%00.0%Unchanged–
Invesco Exchange Traded FD T46137V431S&P 500 GARP ETF7$639<0.1%00.0%Unchanged–
ETNEaton Corp plcStock3$640<0.1%00.0%UnchangedHistory
ITGartner IncCOM2$687<0.1%00.0%UnchangedHistory
JCIJohnson Controls International plcStock13$692<0.1%−41−75.9%ReducedHistory
iShares Tr46435G342MORTGE REL ETF31$693<0.1%00.0%Unchanged–
LHXL3HARRIS Technologies, Inc.Stock4$696<0.1%00.0%UnchangedHistory
Ea Series Trust02072L839ARGENT MID CAP27$701<0.1%00.0%Unchanged–
iShares Tr464288836U.S. PHARMA ETF4$708<0.1%00.0%Unchanged–
CVICVR Energy IncCOM21$715<0.1%00.0%UnchangedHistory
PKXPosco Holdings Inc.SPONSORED ADR7$718<0.1%00.0%UnchangedHistory
RBLXRoblox CorpStock25$724<0.1%00.0%UnchangedHistory
STXSeagate Technology Holdings plcORD SHS11$725<0.1%−31−73.8%ReducedHistory
EQIXEquinix IncCOM1$726<0.1%00.0%UnchangedHistory
First Tr Exch TRD Alphdx FD33737J158JAPAN ALPHADEX15$746<0.1%00.0%Unchanged–
iShares Tr464287838U.S. BAS MTL ETF6$758<0.1%00.0%Unchanged–
RHRHCOM3$793<0.1%00.0%UnchangedHistory
PPLPPL CorpCOM34$801<0.1%00.0%UnchangedHistory
VRSNVerisign IncCOM4$810<0.1%00.0%UnchangedHistory
JPMorgan Chase & Co46625H365ALERIAN ML ETN33$815<0.1%00.0%Unchanged–
TELTE Connectivity plcREG SHS7$865<0.1%00.0%UnchangedHistory
RHIRobert Half Inc.COM12$879<0.1%00.0%UnchangedHistory
SITCSITE Centers Corp.COM75$925<0.1%00.0%UnchangedHistory
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX13$929<0.1%00.0%Unchanged–
WFGWest Fraser Timber Co., LtdCOM13$943<0.1%00.0%UnchangedHistory
iShares Tr46429B408MSCI PHILIPS ETF38$947<0.1%00.0%Unchanged–
DBDeutsche Bank AktiengesellschaftNAMEN AKT87$956<0.1%00.0%UnchangedHistory
ZVRAZevra Therapeutics, Inc.COM NEW200$964<0.1%00.0%UnchangedHistory
CNQCanadian Natural Resources LtdCOM15$970<0.1%00.0%UnchangedHistory
Innoviz Technologies Ltd.M5R635116*W EXP 04/05/202500$975<0.1%+500New–
ORIOld Republic International CorpCOM37$997<0.1%+37NewHistory
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS100$1.02K<0.1%00.0%UnchangedHistory
EPAMEPAM Systems, Inc.COM4$1.02K<0.1%+1+33.3%AddedHistory
AGRAvangrid, Inc.COM34$1.03K<0.1%00.0%UnchangedHistory
FOXAFox CorpCL A COM34$1.06K<0.1%00.0%UnchangedHistory
CHKPCheck Point Software Technologies LtdORD8$1.07K<0.1%+8NewHistory
WDAYWorkday, Inc.CL A5$1.07K<0.1%00.0%UnchangedHistory
SPOTSpotify Technology S.A.Stock7$1.08K<0.1%00.0%UnchangedHistory
AALAmerican Airlines Group Inc.Stock87$1.11K<0.1%00.0%UnchangedHistory
NOWServiceNow, Inc.Stock2$1.12K<0.1%+2NewHistory
SFMSprouts Farmers Market, Inc.COM27$1.16K<0.1%00.0%UnchangedHistory
SPDR Series Trust78464A607ST STR DOW REIT14$1.16K<0.1%00.0%Unchanged–
First Tr Exchange-Traded Alp33737M409SML CAP VAL ALPH25$1.17K<0.1%00.0%Unchanged–
iShares Tr464288521CRE U S REIT ETF25$1.18K<0.1%00.0%Unchanged–
NEMNEWMONT CorpStock32$1.18K<0.1%−40−55.6%ReducedHistory
DDOGDatadog, Inc.CL A COM13$1.18K<0.1%00.0%UnchangedHistory
FLICFirst of Long Island CorpCOM103$1.19K<0.1%+2+2.0%AddedHistory
TGNATegna IncCOM82$1.20K<0.1%00.0%UnchangedHistory
ACADAcadia Pharmaceuticals IncCOM600$1.22K<0.1%00.0%UnchangedHistory
NAVNavistar International CorpCOM3,750$1.22K<0.1%+3,750NewHistory
iShares U.S. Healthcare Providers ETF464288828ETF5$1.23K<0.1%00.0%Unchanged–
NRGNRG Energy, Inc.Stock33$1.27K<0.1%00.0%UnchangedHistory
EWEdwards Lifesciences CorpStock19$1.32K<0.1%−20−51.3%ReducedHistory
STEMStem, Inc.CL A312$1.32K<0.1%00.0%UnchangedHistory
DARDarling Ingredients Inc.COM26$1.36K<0.1%00.0%UnchangedHistory
ARK ETF Tr00214Q302GENOMIC REV ETF50$1.39K<0.1%00.0%Unchanged–
TTWOTake Two Interactive Software IncCOM10$1.40K<0.1%00.0%UnchangedHistory
NZFNuveen Municipal Credit Income FundCOM SH BEN INT137$1.43K<0.1%00.0%UnchangedHistory
GSKGSK plcSPONSORED ADR40$1.45K<0.1%00.0%UnchangedHistory
ISRGIntuitive Surgical IncCOM NEW5$1.46K<0.1%−9−64.3%ReducedHistory
CCICrown Castle Inc.REIT16$1.47K<0.1%−38−70.4%ReducedHistory
DKNGDraftKings Inc.COM CL A50$1.47K<0.1%00.0%UnchangedHistory
BSXBoston Scientific CorpStock28$1.48K<0.1%00.0%UnchangedHistory
NINisource Inc.COM60$1.48K<0.1%00.0%UnchangedHistory
CPCanadian Pacific Kansas City LtdCOM20$1.49K<0.1%00.0%UnchangedHistory
LYVLive Nation Entertainment, Inc.COM18$1.50K<0.1%00.0%UnchangedHistory
GPNGlobal Payments IncStock13$1.50K<0.1%00.0%UnchangedHistory
TMOThermo Fisher Scientific Inc.Stock3$1.52K<0.1%−13−81.3%ReducedHistory
EAElectronic Arts Inc.COM13$1.56K<0.1%−10−43.5%ReducedHistory
VFCV F CorpStock89$1.57K<0.1%00.0%UnchangedHistory
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF15$1.59K<0.1%00.0%Unchanged–
DJTTrump Media & Technology Group Corp.Stock100$1.64K<0.1%00.0%UnchangedHistory
UBERUber Technologies, IncStock36$1.66K<0.1%−114−76.0%ReducedHistory
SHAKShake Shack Inc.CL A29$1.68K<0.1%+4+16.0%AddedHistory
NIONIO Inc.ADR188$1.70K<0.1%00.0%UnchangedHistory
iShares Inc464286285JP MRGN EM HI BD50$1.70K<0.1%+50New–
EVRGEvergy, Inc.Stock34$1.72K<0.1%00.0%UnchangedHistory
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG21$1.77K<0.1%00.0%Unchanged–
CVMCel Sci CorpCOM PAR NEW1,420$1.77K<0.1%+1,420NewHistory
UTHRUnited Therapeutics CorpCOM8$1.81K<0.1%00.0%UnchangedHistory
NNNNNN REIT, Inc.REIT51$1.81K<0.1%00.0%UnchangedHistory
PBFPBF Energy Inc.CL A34$1.82K<0.1%00.0%UnchangedHistory
DNPDNP Select Income Fund IncCOM195$1.86K<0.1%00.0%UnchangedHistory
WHRWhirlpool CorpStock14$1.87K<0.1%00.0%UnchangedHistory
OZKBank OZKCOM51$1.89K<0.1%+1+2.0%AddedHistory
PRPOPrecipio, Inc.COM340$1.91K<0.1%00.0%UnchangedConverted for a 1-for-20 splitHistory
iShares Tr464287713US TELECOM ETF90$1.92K<0.1%00.0%Unchanged–
WisdomTree Tr97717W182CHINESE YUAN FD80$1.96K<0.1%00.0%Unchanged–
EVGOEVgo Inc.CL A COM600$2.03K<0.1%00.0%UnchangedHistory
INDOIndonesia Energy Corp LtdORD SHS550$2.04K<0.1%00.0%UnchangedHistory
SWKSSkyworks Solutions, Inc.Stock21$2.07K<0.1%00.0%UnchangedHistory
iShares Core S&P US Value ETF464287663ETF28$2.09K<0.1%00.0%Unchanged–
Golden Ocean Group LtdG39637205SHS NEW275$2.17K<0.1%00.0%Unchanged–

Sold out since Q2 2023 (66)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Retirement Group, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
RTLNecessity Retail REIT, Inc.COM CLASS A52,500$354.9K0.1%History
Vanguard S&P 500 ETF922908363ETF191$77.8K<0.1%–
USALiberty All Star Equity FundSH BEN INT8,250$53.4K<0.1%History
Fidelity Merrimack STR Tr316188309TOTAL BD ETF1,100$50.0K<0.1%–
Vanguard Whitehall FDS921946794INTL HIGH ETF735$46.5K<0.1%–
VKTXViking Therapeutics, Inc.COM2,100$34.0K<0.1%History
SPDR Series Trust78464A656ST STR TIPS ETF839$21.7K<0.1%–
SNOWSnowflake Inc.Stock103$18.1K<0.1%History
VMWVmware LLCCL A COM116$16.7K<0.1%History
KALAKALA BIO, Inc.COMM STK1,100$16.0K<0.1%History
COFCapital One Financial CorpStock122$13.3K<0.1%History
GSGoldman Sachs Group IncStock36$11.6K<0.1%History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP169$10.6K<0.1%History
ORCLOracle CorpStock86$10.2K<0.1%History
AVAVAeroVironment IncCOM100$10.2K<0.1%History
INTUIntuit Inc.Stock21$9.62K<0.1%History
Global X FDS37960A651SUPERDVDND REIT437$9.39K<0.1%–
MPTMedical Properties Trust IncCOM950$8.80K<0.1%History
UMHUmh Properties, Inc.COM500$7.99K<0.1%History
SANBanco Santander, S.A.ADR1,989$7.38K<0.1%History
IOVAIovance Biotherapeutics, Inc.COM1,000$7.04K<0.1%History
ABBNYABB LtdSPONSORED ADR179$7.03K<0.1%History
iShares Tr46434V449MSCI INTL MOMENT210$6.97K<0.1%–
Chiron Real Estate Inc.37954A204COM NEW730$6.67K<0.1%–
DYDycom Industries IncCOM57$6.48K<0.1%History
HESHess CorpStock43$5.85K<0.1%History
BHPBHP Group LtdADR92$5.49K<0.1%History
iShares Tr464288885EAFE GRWTH ETF57$5.47K<0.1%–
OCGNOcugen, Inc.COM9,910$5.38K<0.1%History
ITWIllinois Tool Works IncStock20$5.00K<0.1%History
MSMorgan StanleyStock58$4.95K<0.1%History
INGING Groep NVSPONSORED ADR366$4.93K<0.1%History
BLKBlackRock, Inc.COM7$4.84K<0.1%History
DBX ETF Tr233051135XTRACKERS MSCI135$4.78K<0.1%–
TTETotalEnergies SESPONSORED ADS82$4.73K<0.1%History
iShares Inc46434G863ESG AWR MSCI EM149$4.71K<0.1%–
RIORio Tinto PLCADR72$4.60K<0.1%History
AZNAstraZeneca PLCSPONSORED ADR60$4.29K<0.1%History
iShares Tr464287697U.S. UTILITS ETF49$4.01K<0.1%–
Monster Beverage Corp New61174X909CALL56$3.22K<0.1%–
TAPMolson Coors Beverage CoCL B45$2.96K<0.1%History
CSXCSX CorpStock86$2.93K<0.1%History
Global X FDS37954Y715RBTCS ARTFL INTE100$2.87K<0.1%–
VLOValero Energy CorpStock22$2.58K<0.1%History
BUDAnheuser-Busch InBev SA/NVADR44$2.50K<0.1%History
SONYSony Group CorpSPONSORED ADR22$1.98K<0.1%History
IPGInterpublic Group of Companies, Inc.COM48$1.85K<0.1%History
BDXBecton Dickinson & CoStock7$1.85K<0.1%History
HBANHuntington Bancshares IncCOM145$1.56K<0.1%History
ProShares Tr74347R107PSHS ULT S&P 50025$1.45K<0.1%–
METMetlife IncStock24$1.36K<0.1%History
PRUPrudential Financial IncStock15$1.32K<0.1%History
IPInternational Paper CoCOM39$1.24K<0.1%History
TSNTyson Foods, Inc.Stock23$1.17K<0.1%History
IVZInvesco Ltd.Stock60$1.01K<0.1%History
DOCUDocuSign, Inc.Stock19$971<0.1%History
NAKNorthern Dynasty Minerals LtdCOM NEW3,750$900<0.1%History
WBAWalgreens Boots Alliance, Inc.COM31$883<0.1%History
WDSWoodside Energy Group LtdADR33$765<0.1%History
JPMorgan Nasdaq Equity Premium Income ETF46654Q203ETF15$726<0.1%–
WWEWorld Wrestling Entertainment, LLCCL A6$651<0.1%History
Qualigen Therapeutics Inc74754R202COM NEW350$319<0.1%–
IBIOiBio, Inc.COM285$174<0.1%History
LUMNLumen Technologies, Inc.Stock28$63<0.1%History
Meten Holding Group LtdG6055H148SHS NEW67$12<0.1%–
iShares Tr464289479CORE LT USDB ETF78–––