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Livermore
Livermore
ZHEN

Retirement Group, LLC

SEC CIK
0001740491
Latest filing
Apr 30, 2024

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Aug 15, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
808
+50 vs. Q1 2023
Portfolio value
$240.2M
+$21.0M (+9.6%) vs. Q1 2023
Filed
Aug 15, 2023
SEC
Holdings of Retirement Group, LLC in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
PECOPhillips Edison & Company, Inc.COMMON STOCK647$22.1K<0.1%00.0%UnchangedHistory
iShares Russell 2000 Growth ETF464287648ETF91$22.1K<0.1%00.0%Unchanged–
LMTLockheed Martin CorpStock49$22.6K<0.1%00.0%UnchangedHistory
Global X FDS37954Y475S&P 500 COVERED550$22.6K<0.1%00.0%Unchanged–
VanEck ETF Trust92189F429PREFERRED SECURT1,305$23.1K<0.1%00.0%Unchanged–
NVSNovartis AGADR232$23.4K<0.1%+19+8.9%AddedHistory
iShares Tr464287630RUS 2000 VAL ETF168$23.6K<0.1%+1+0.6%Added–
CSCOCisco Systems, Inc.Stock461$23.8K<0.1%−48−9.4%ReducedHistory
SPDR Index Shs FDS78463X749ST DOW GLOBA ETF583$23.9K<0.1%+6+1.0%Added–
ADSKAutodesk, Inc.COM117$23.9K<0.1%+6+5.4%AddedHistory
BECNQxo Building Products, Inc.COM292$24.2K<0.1%+18+6.6%AddedHistory
DISWalt Disney CoStock272$24.3K<0.1%+1+0.4%AddedHistory
EDConsolidated Edison IncStock271$24.5K<0.1%00.0%UnchangedHistory
OKEONEOK IncCOM400$24.7K<0.1%−300−42.9%ReducedHistory
WMBWilliams Companies, Inc.COM760$24.8K<0.1%00.0%UnchangedHistory
VanEck ETF Trust92189H805RARE EARTH AND S300$24.9K<0.1%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138G631NASDAQNXTGEN100960$25.1K<0.1%00.0%Unchanged–
DEDeere & CoStock62$25.1K<0.1%+45+264.7%AddedHistory
DBX ETF Tr233051762XTRACK MSCI CHNA918$25.1K<0.1%00.0%Unchanged–
iShares Russell 1000 Value ETF464287598ETF160$25.3K<0.1%00.0%Unchanged–
Nushares ETF Tr67092P409NUVEEN ESG MIDCP650$25.4K<0.1%00.0%Unchanged–
State Street Health Care Select Sector SPDR ETF81369Y209ETF192$25.5K<0.1%00.0%Unchanged–
CRWDCrowdStrike Holdings, Inc.Stock374$25.6K<0.1%+51+15.8%AddedHistory
iShares Tr46432F370MSCI USA SZE FT212$26.0K<0.1%+1+0.5%Added–
EMNEastman Chemical CoStock315$26.4K<0.1%00.0%UnchangedHistory
LLYEli Lilly & CoStock57$26.7K<0.1%+35+159.1%AddedHistory
FCXFreeport-McMoran IncStock670$26.8K<0.1%+330+97.1%AddedHistory
Vanguard Ftse Emerging Markets ETF922042858ETF662$26.9K<0.1%00.0%Unchanged–
iShares Inc464286178US INTL HGH YLD640$27.2K<0.1%00.0%Unchanged–
GOLFAcushnet Holdings Corp.COM500$27.3K<0.1%00.0%UnchangedHistory
VICIVici Properties Inc.COM890$28.0K<0.1%00.0%UnchangedHistory
VVisa Inc.Stock121$28.7K<0.1%−12−9.0%ReducedHistory
Vanguard Mortgage-Backed Securities ETF92206C771ETF625$28.7K<0.1%00.0%Unchanged–
iShares Tr464287341GLOBAL ENERG ETF775$28.8K<0.1%00.0%Unchanged–
iShares Tr464288877EAFE VALUE ETF591$28.9K<0.1%−92−13.5%Reduced–
SPDR Series Trust78464A201ST STR SP600GRWO376$28.9K<0.1%00.0%Unchanged–
RNLXYRenalytix plcADS10,000$29.2K<0.1%+10,000NewHistory
WESWestern Midstream Partners, LPCOM UNIT LP INT1,105$29.3K<0.1%+380+52.4%AddedHistory
NTAPNetApp, Inc.Stock387$29.6K<0.1%−273−41.4%ReducedHistory
State Street Financial Select Sector SPDR ETF81369Y605ETF880$29.7K<0.1%+1+0.1%Added–
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF500$30.5K<0.1%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138G508SR LN ETF1,452$30.6K<0.1%00.0%Unchanged–
MDLZMondelez International, Inc.Stock423$30.9K<0.1%−5−1.2%ReducedHistory
WisdomTree Tr97717X669US QTLY DIV GRT464$30.9K<0.1%+27+6.2%Added–
PGProcter & Gamble CoStock205$31.1K<0.1%+4+2.0%AddedHistory
New York Life Investments Et45409B800MERGE ARBIT ETF1,000$31.2K<0.1%00.0%Unchanged–
iShares Core MSCI Emerging Markets ETF46434G103ETF634$31.3K<0.1%+124+24.3%Added–
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR2,140$31.9K<0.1%00.0%UnchangedHistory
SPDR Series Trust78468R804ST STR R1K LOWV229$32.2K<0.1%−191−45.5%Reduced–
NEENextera Energy IncStock434$32.2K<0.1%−84−16.2%ReducedHistory
CMCSAComcast CorpStock783$32.5K<0.1%+2+0.3%AddedHistory
USBUS Bancorp DECOM NEW1,005$33.2K<0.1%−8,250−89.1%ReducedHistory
KOCoca Cola CoStock553$33.3K<0.1%+3+0.5%AddedHistory
Vanguard Malvern FDS922020805STRM INFPROIDX705$33.4K<0.1%00.0%Unchanged–
Schwab U.S. Small-Cap ETF808524607ETF766$33.6K<0.1%00.0%Unchanged–
BABoeing CoStock159$33.6K<0.1%−2−1.2%ReducedHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR334$33.7K<0.1%+151+82.5%AddedHistory
Vanguard Ftse All-World Ex-US Index Fund922042775ETF625$34.0K<0.1%+625New–
VKTXViking Therapeutics, Inc.COM2,100$34.0K<0.1%+900+75.0%AddedHistory
iShares Tr46429B655FLTG RATE NT ETF682$34.7K<0.1%+375+122.1%Added–
Invesco Exch Traded FD Tr II46138E198S&P MIDCP LOW670$34.7K<0.1%−200−23.0%Reduced–
Vanguard Scottsdale FDS92206C813LG-TERM COR BD455$35.7K<0.1%00.0%Unchanged–
FFord Motor CoStock2,389$36.1K<0.1%−202−7.8%ReducedHistory
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF485$36.4K<0.1%+50+11.5%Added–
PIMCO Active Bond Exchange-Traded Fund72201R775ETF400$36.6K<0.1%00.0%Unchanged–
MMM3M CoStock367$36.7K<0.1%00.0%UnchangedHistory
iShares Tr464287275GBL COMM SVC ETF538$36.8K<0.1%−104−16.2%Reduced–
iShares MSCI Eafe ETF464287465ETF510$37.0K<0.1%+430+537.5%Added–
KEYKeycorpCOM4,050$37.4K<0.1%00.0%UnchangedHistory
LVSLas Vegas Sands CorpCOM655$38.0K<0.1%00.0%UnchangedHistory
NFLXNetflix IncStock87$38.3K<0.1%00.0%UnchangedHistory
MCDMcDonalds CorpStock133$39.7K<0.1%00.0%UnchangedHistory
iShares Tr464288513IBOXX HI YD ETF534$40.1K<0.1%00.0%Unchanged–
GWWW.W. Grainger, Inc.Stock51$40.5K<0.1%00.0%UnchangedHistory
Legg Mason ETF Invt52468L505FRANKLIN INTL LW1,525$41.5K<0.1%+675+79.4%Added–
Invesco Exchange Traded FD T46137V621FINL PFD ETF2,937$42.1K<0.1%−582−16.5%Reduced–
Strategy Shares Nasdaq 7HANDL Index ETF86280R506ETF2,075$42.2K<0.1%00.0%Unchanged–
FSKFS KKR Capital CorpCOM2,201$42.2K<0.1%00.0%UnchangedHistory
SPDR Index Shs FDS78463X459ST STR SP GLBDIV737$42.3K<0.1%−278−27.4%Reduced–
iShares Core S&P Small Cap ETF464287804ETF426$42.4K<0.1%−1,431−77.1%Reduced–
BSTBlackRock Science & Technology TrustSHS1,247$42.9K<0.1%00.0%UnchangedHistory
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 1125$43.0K<0.1%+58+86.6%AddedHistory
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF547$43.2K<0.1%+4+0.7%Added–
WPCW. P. Carey Inc.COM640$43.2K<0.1%00.0%UnchangedHistory
CAHCardinal Health IncStock459$43.4K<0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137Y401ZACKS MID CAP488$43.6K<0.1%00.0%Unchanged–
State Street SPDR S&P Homebuilders ETF78464A888ETF545$43.8K<0.1%−28−4.9%Reduced–
Capital Group GBL Growth EQT14020X104SHS CREAT UNIT1,816$44.1K<0.1%00.0%Unchanged–
NHINational Health Investors IncCOM850$44.6K<0.1%00.0%UnchangedHistory
ASMLASML Holding NVADR62$44.9K<0.1%+40+181.8%AddedHistory
USLUnited States 12 Month Oil Fund, LPUNIT BEN INT1,420$46.3K<0.1%00.0%UnchangedHistory
Vanguard Whitehall FDS921946794INTL HIGH ETF735$46.5K<0.1%00.0%Unchanged–
FTNTFortinet, Inc.Stock615$46.5K<0.1%00.0%UnchangedHistory
WisdomTree Tr97717W315EMER MKT HIGH FD1,216$46.5K<0.1%00.0%Unchanged–
iShares Tr464287150CORE S&P TTL STK478$46.8K<0.1%00.0%Unchanged–
Amplify ETF Tr032108847CEF HIGH INCOME4,075$47.6K<0.1%00.0%Unchanged–
PNWPinnacle West Capital CorpCOM600$48.9K<0.1%00.0%UnchangedHistory
Nushares ETF Tr67092P607NUVEEN ESG SMLCP1,327$49.1K<0.1%00.0%Unchanged–
Fidelity Merrimack STR Tr316188309TOTAL BD ETF1,100$50.0K<0.1%+1,100New–
Fidelity MSCI Materials Index ETF316092881ETF1,046$50.2K<0.1%+8+0.8%Added–

Sold out since Q1 2023 (15)

Positions held at the end of Q1 2023 that are gone from this filing.

Positions of Retirement Group, LLC sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
GLDMWorld Gold TrustSPDR GLD MINIS735$29.0K<0.1%History
WisdomTree Tr97717W570US MIDCAP FUND483$24.0K<0.1%–
LNGCheniere Energy, Inc.COM NEW100$16.0K<0.1%History
TVTXTravere Therapeutics, Inc.COM700$16.0K<0.1%History
IRTIndependence Realty Trust, Inc.COM905$15.0K<0.1%History
Invesco Exchange Traded FD T46137V332S&P500 EQL HLT32$9.00K<0.1%–
EGLEEagle Bulk Shipping Inc.COM175$8.00K<0.1%History
MOSMosaic CoCOM50$2.00K<0.1%History
COTYCoty Inc.COM CL A150$2.00K<0.1%History
Invesco Actively Managed ETF46090C305EMGRING MKTS5031$1.00K<0.1%–
DBCInvesco DB Commodity Index Tracking FundUNIT19$00.0%History
FWRGFirst Watch Restaurant Group, Inc.COM18$00.0%History
DBEInvesco DB Energy FundENERGY FD10$00.0%History
GSGiShares S&P GSCI Commodity-Indexed TrustUNIT BEN INT10$00.0%History
KOLDProShares Trust IIULSHT BLOOMB GAS50$00.0%History