Retirement Group, LLC
- SEC CIK
- 0001740491
- Latest filing
- Apr 30, 2024
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Feb 9, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 751
- +88 vs. Q3 2021
- Portfolio value
- $228.7M
- +$12.2M (+5.6%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| BRK.BBerkshire Hathaway Inc | Stock | 109,316 | $32.7M | 14.3% | +10,481+10.6% | Added | History |
| Invesco Exchange Traded FD T46137V233 | S&P 500 TOP 50 | 59,254 | $21.9M | 9.6% | +6,000+11.3% | Added | – |
| State Street SPDR S&P 400 Mid Cap Value ETF78464A839 | ETF | 156,508 | $11.1M | 4.9% | +12,726+8.9% | Added | – |
| State Street SPDR S&P 600 Small Cap Value ETF78464A300 | ETF | 130,849 | $11.1M | 4.8% | +9,531+7.9% | Added | – |
| Schwab US Dividend Equity ETF808524797 | ETF | 125,341 | $10.1M | 4.4% | +18,179+17.0% | Added | – |
| XOMExxonMobil Holdings Corp | COM | 137,372 | $8.46M | 3.7% | +12,202+9.7% | Added | History |
| CVXChevron Corp | Stock | 71,212 | $8.36M | 3.7% | −12,346−14.8% | Reduced | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 13,034 | $5.19M | 2.3% | −3,578−21.5% | Reduced | – |
| Vanguard Morningstar Value ETF922908744 | ETF | 32,330 | $4.76M | 2.1% | +6,887+27.1% | Added | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 13,689 | $4.39M | 1.9% | −269−1.9% | Reduced | – |
| CATCaterpillar Inc | Stock | 19,929 | $4.12M | 1.8% | +356+1.8% | Added | History |
| JEFJefferies Financial Group Inc. | COM | 100,135 | $3.88M | 1.7% | +14,862+17.4% | Added | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 7,310 | $3.47M | 1.5% | +392+5.7% | Added | History |
| BAMBrookfield Asset Management Ltd. | CL A LTD VT SH | 55,114 | $3.33M | 1.5% | +4,412+8.7% | Added | History |
| iShares Core S&P 500 ETF464287200 | ETF | 6,635 | $3.17M | 1.4% | −2,915−30.5% | Reduced | – |
| First Tr Exch Traded FD III33739E108 | PFD SECS INC ETF | 146,743 | $2.98M | 1.3% | −78,721−34.9% | Reduced | – |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 15,090 | $2.59M | 1.1% | +116+0.8% | Added | – |
| TAT&T Inc. | Stock | 103,836 | $2.55M | 1.1% | −9,012−8.0% | Reduced | History |
| iShares Russell 2000 ETF464287655 | ETF | 11,253 | $2.50M | 1.1% | +6,342+129.1% | Added | – |
| BABAAlibaba Group Holding Ltd | ADR | 20,694 | $2.46M | 1.1% | +9,804+90.0% | Added | History |
| Schwab US Aggregate Bond ETF808524839 | ETF | 40,796 | $2.20M | 1.0% | −1,183−2.8% | Reduced | – |
| AMZNAmazon Com Inc | Stock | 622 | $2.07M | 0.9% | +89+16.7% | Added | History |
| Invesco Exch Traded FD Tr II46138G870 | VAR RATE PFD | 71,300 | $1.85M | 0.8% | +27,981+64.6% | Added | – |
| GLDSPDR Gold Trust | ETF | 10,549 | $1.80M | 0.8% | +908+9.4% | Added | History |
| Schwab U.S. Broad Market ETF808524102 | ETF | 15,889 | $1.80M | 0.8% | −956−5.7% | Reduced | – |
| iShares Core Dividend Growth ETF46434V621 | ETF | 32,235 | $1.79M | 0.8% | +1,100+3.5% | Added | – |
| MSFTMicrosoft Corp | Stock | 4,611 | $1.55M | 0.7% | +860+22.9% | Added | History |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 44,357 | $1.42M | 0.6% | −37,016−45.5% | Reduced | – |
| AAPLApple Inc. | Stock | 7,974 | $1.42M | 0.6% | +1,533+23.8% | Added | History |
| NVDANVIDIA Corp | Stock | 4,718 | $1.39M | 0.6% | +10.0% | Added | History |
| iShares Tr46432F388 | MSCI USA VALUE | 12,064 | $1.32M | 0.6% | +859+7.7% | Added | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 5,313 | $1.28M | 0.6% | 00.0% | Unchanged | – |
| COPConocoPhillips | Stock | 17,717 | $1.28M | 0.6% | +2,391+15.6% | Added | History |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 22,440 | $1.15M | 0.5% | −1,116−4.7% | Reduced | – |
| iShares Tr464288646 | ISHS 1-5YR INVS | 21,062 | $1.14M | 0.5% | −7,402−26.0% | Reduced | – |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 14,372 | $1.05M | 0.5% | +550+4.0% | Added | – |
| First Tr Exchange-Traded FD33738D309 | SENIOR LN FD | 21,308 | $1.02M | 0.4% | −30,923−59.2% | Reduced | – |
| iShares Tr46434V100 | 0-5YR INVT GR CP | 19,713 | $1.01M | 0.4% | −2,590−11.6% | Reduced | – |
| ADBEAdobe Inc. | Stock | 1,750 | $992.0K | 0.4% | +4+0.2% | Added | History |
| Vanguard High Dividend Yield Index ETF921946406 | ETF | 8,850 | $992.0K | 0.4% | +125+1.4% | Added | – |
| ORealty Income Corp | REIT | 13,490 | $966.0K | 0.4% | +3,272+32.0% | Added | History |
| Schwab US Tips ETF808524870 | ETF | 14,966 | $941.0K | 0.4% | +112+0.8% | Added | – |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | 20,527 | $937.0K | 0.4% | −20,597−50.1% | Reduced | – |
| Invesco Actively Managed Exc46090A804 | TOTAL RETURN | 16,562 | $933.0K | 0.4% | −2,143−11.5% | Reduced | – |
| PDIPIMCO Dynamic Income Fund | SHS | 35,929 | $931.0K | 0.4% | +35,929 | New | History |
| ProShares Tr74348A467 | S&P 500 DV ARIST | 9,037 | $887.0K | 0.4% | +3,749+70.9% | Added | – |
| iShares MSCI USA Momentum Factor ETF46432F396 | ETF | 4,839 | $880.0K | 0.4% | −184−3.7% | Reduced | – |
| SGOLabrdn Gold ETF Trust | ETF | 49,815 | $875.0K | 0.4% | −1,305−2.6% | Reduced | History |
| Schwab Fundamental U.S. Small Company ETF808524763 | ETF | 15,310 | $851.0K | 0.4% | +577+3.9% | Added | – |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 7,353 | $839.0K | 0.4% | +4,871+196.3% | Added | – |
| Vanguard Morningstar Small-Cap Value ETF922908611 | ETF | 4,527 | $810.0K | 0.4% | +890+24.5% | Added | – |
| FDXFedEx Corp | Stock | 2,841 | $735.0K | 0.3% | +201+7.6% | Added | History |
| SIVRabrdn Silver ETF Trust | PHYSCL SILVR SHS | 32,122 | $720.0K | 0.3% | −859−2.6% | Reduced | History |
| TSLATesla, Inc. | Stock | 671 | $709.0K | 0.3% | +81+13.7% | Added | History |
| Osi ETF Tr67110P704 | OSHS GBL INTER | 21,529 | $680.0K | 0.3% | +807+3.9% | Added | – |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 2,354 | $666.0K | 0.3% | −110−4.5% | Reduced | – |
| Global X FDS37954Y657 | US PFD ETF | 22,988 | $592.0K | 0.3% | −40,010−63.5% | Reduced | – |
| BWBabcock & Wilcox Enterprises, Inc. | COM | 22,514 | $592.0K | 0.3% | +925+4.3% | Added | History |
| Schwab International Equity ETF808524805 | ETF | 14,780 | $575.0K | 0.3% | −38−0.3% | Reduced | – |
| RTLNecessity Retail REIT, Inc. | COM CLASS A | 60,780 | $555.0K | 0.2% | 00.0% | Unchanged | History |
| State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474 | ETF | 17,694 | $548.0K | 0.2% | −3,993−18.4% | Reduced | – |
| iShares Tr46435G409 | MSCI INTL VLU FT | 20,369 | $518.0K | 0.2% | +665+3.4% | Added | – |
| ETVEaton Vance Tax-Managed Buy-Write Opportunities Fund | COM | 30,430 | $509.0K | 0.2% | −7,142−19.0% | Reduced | History |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 3,775 | $500.0K | 0.2% | −166−4.2% | Reduced | – |
| PSXPhillips 66 | Stock | 6,684 | $484.0K | 0.2% | +607+10.0% | Added | History |
| Schwab U.S. REIT ETF808524847 | ETF | 9,133 | $481.0K | 0.2% | +30.0% | Added | – |
| HONHoneywell International Inc | COM | 2,308 | $481.0K | 0.2% | +37+1.6% | Added | History |
| Invesco Exchange Traded FD T46137V621 | FINL PFD ETF | 24,626 | $463.0K | 0.2% | −35,848−59.3% | Reduced | – |
| iShares MSCI Eafe Min Vol Factor ETF46429B689 | ETF | 6,015 | $462.0K | 0.2% | −350−5.5% | Reduced | – |
| BXBlackstone Inc. | COM | 3,488 | $451.0K | 0.2% | −80−2.2% | Reduced | History |
| iShares Tr464287457 | 1 3 YR TREAS BD | 5,100 | $436.0K | 0.2% | 00.0% | Unchanged | – |
| WMWaste Management Inc | Stock | 2,581 | $431.0K | 0.2% | 00.0% | Unchanged | History |
| VanEck ETF Trust92189F429 | PREFERRED SECURT | 18,902 | $414.0K | 0.2% | −21,330−53.0% | Reduced | – |
| GOOGLAlphabet Inc. | Stock | 133 | $385.0K | 0.2% | +40+43.0% | Added | History |
| IBMInternational Business Machines Corp | Stock | 9,923 | $377.0K | 0.2% | +41+0.4% | Added | History |
| Schwab Strategic Tr808524862 | SHT TM US TRES | 7,399 | $376.0K | 0.2% | −819−10.0% | Reduced | – |
| GOOGAlphabet Inc. | Stock | 129 | $373.0K | 0.2% | +30+30.3% | Added | History |
| iShares Tr46432F875 | MRNGSTR INC ETF | 15,180 | $365.0K | 0.2% | +5,580+58.1% | Added | – |
| Fidelity MSCI Materials Index ETF316092881 | ETF | 6,866 | $354.0K | 0.2% | −4,774−41.0% | Reduced | – |
| Invesco Exch Traded FD Tr II46138E669 | GLOBAL EX US HGH | 16,585 | $354.0K | 0.2% | −4,405−21.0% | Reduced | – |
| APTSPreferred Apartment Communities Inc | COM | 19,104 | $345.0K | 0.2% | +6,453+51.0% | Added | History |
| Invesco Exchange Traded FD T46137V472 | S&P MDCP QUALITY | 4,253 | $341.0K | 0.1% | +1,487+53.8% | Added | – |
| NOCNorthrop Grumman Corp | Stock | 876 | $339.0K | 0.1% | 00.0% | Unchanged | History |
| Invesco Exch Traded FD Tr II46138G656 | S&P ULTRA DIVIDE | 7,660 | $323.0K | 0.1% | −600−7.3% | Reduced | – |
| WisdomTree Tr97717X511 | YIELD ENHANCD US | 6,169 | $319.0K | 0.1% | −3,252−34.5% | Reduced | – |
| INTCIntel Corp | Stock | 6,180 | $318.0K | 0.1% | −13,136−68.0% | Reduced | History |
| iShares Tr46434V407 | 0-5YR HI YL CP | 7,008 | $317.0K | 0.1% | −722−9.3% | Reduced | – |
| Vanguard Energy ETF92204A306 | ETF | 3,931 | $305.0K | 0.1% | +2,594+194.0% | Added | – |
| Schwab Emerging Markets Equity ETF808524706 | ETF | 10,212 | $302.0K | 0.1% | +422+4.3% | Added | – |
| Schwab U.S. Mid-Cap ETF808524508 | ETF | 3,617 | $291.0K | 0.1% | +3+0.1% | Added | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 1,637 | $285.0K | 0.1% | +2+0.1% | Added | – |
| PCGPG&E Corp | Stock | 23,469 | $285.0K | 0.1% | −3,971−14.5% | Reduced | History |
| Schwab U.S. Small-Cap ETF808524607 | ETF | 2,717 | $278.0K | 0.1% | 00.0% | Unchanged | – |
| Vanguard Total World Stock ETF922042742 | ETF | 2,570 | $276.0K | 0.1% | 00.0% | Unchanged | – |
| BACBank of America Corp | Stock | 6,180 | $275.0K | 0.1% | −1,650−21.1% | Reduced | History |
| WPMWheaton Precious Metals Corp. | COM | 6,417 | $275.0K | 0.1% | −30−0.5% | Reduced | History |
| VZVerizon Communications Inc | Stock | 5,281 | $274.0K | 0.1% | +1,418+36.7% | Added | History |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | ETF | 3,217 | $267.0K | 0.1% | −394−10.9% | Reduced | – |
| iShares Tr464288877 | EAFE VALUE ETF | 4,433 | $263.0K | 0.1% | +482+12.2% | Added | – |
| MOAltria Group, Inc. | Stock | 5,527 | $262.0K | 0.1% | +12+0.2% | Added | History |
Sold out since Q3 2021 (29)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| Invesco Exch Traded FD Tr II46138E511 | PFD ETF | 104,941 | $1.58M | 0.7% | – |
| PCIPIMCO Dynamic Credit & Mortgage Income Fund | COM SHS | 41,571 | $878.0K | 0.4% | History |
| VERVEREIT, Inc. | COM | 4,243 | $192.0K | 0.1% | History |
| Vanguard Total International Bond ETF92203J407 | ETF | 710 | $40.0K | <0.1% | – |
| RPAIRetail Properties of America, Inc. | CL A | 2,580 | $33.0K | <0.1% | History |
| Schwab Fundamental U.S. Large Company ETF808524771 | ETF | 427 | $23.0K | <0.1% | – |
| BSXBoston Scientific Corp | Stock | 413 | $18.0K | <0.1% | History |
| iShares Tr464289875 | CORE 40 MODE ETF | 400 | $18.0K | <0.1% | – |
| DDominion Energy, Inc | Stock | 116 | $8.00K | <0.1% | History |
| VanEck Vectors ETF Tr92189F403 | RUSSIA ETF | 225 | $7.00K | <0.1% | – |
| ORCLOracle Corp | Stock | 69 | $6.00K | <0.1% | History |
| BSCLBILI Social International, Inc. | BULSHS 2021 CB | 211 | $4.00K | <0.1% | History |
| iShares Tr46435G102 | CONV BD ETF | 65 | $3.00K | <0.1% | – |
| ZGZillow Group, Inc. | CL A | 33 | $3.00K | <0.1% | History |
| ZTSZoetis Inc. | Stock | 7 | $2.00K | <0.1% | History |
| KSUKansas City Southern | COM NEW | 7 | $2.00K | <0.1% | History |
| NAVNavistar International Corp | COM | 3,750 | $2.00K | <0.1% | History |
| EGLXFEnthusiast Gaming Holdings Inc. / Canada | COM | 465 | $2.00K | <0.1% | History |
| BKDBrookdale Senior Living Inc. | COM | 100 | $1.00K | <0.1% | History |
| XPOXPO, Inc. | COM | 15 | $1.00K | <0.1% | History |
| VALEVale S.A. | SPONSORED ADS | 103 | $1.00K | <0.1% | History |
| ERICEricsson LM Telephone Co | ADR B SEK 10 | 131 | $1.00K | <0.1% | History |
| DKNGDraftKings Inc. | COM CL A | 20 | $1.00K | <0.1% | History |
| ELANElanco Animal Health Inc | COM | 2 | $0 | 0.0% | History |
| FHTXFoghorn Therapeutics Inc. | COM | 29 | $0 | 0.0% | History |
| RLMDRelmada Therapeutics, Inc. | COM | 5 | $0 | 0.0% | History |
| DMDesktop Metal, Inc. | COM CL A | 55 | $0 | 0.0% | History |
| PSFEPaysafe Ltd | ORD | 31 | $0 | 0.0% | History |
| UPWheels Up Experience Inc. | COMMON STOCK | 31 | $0 | 0.0% | History |