Retirement Group, LLC
- SEC CIK
- 0001740491
- Latest filing
- Apr 30, 2024
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Feb 9, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 751
- +88 vs. Q3 2021
- Portfolio value
- $228.7M
- +$12.2M (+5.6%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| EWEdwards Lifesciences Corp | Stock | 1 | $0 | 0.0% | +1 | New | History |
| DXCDXC Technology Co | Stock | 12 | $0 | 0.0% | 00.0% | Unchanged | History |
| ARCCAres Capital Corp | CEF | 11 | $0 | 0.0% | 00.0% | Unchanged | History |
| Global X Lithium & Battery Tech ETF37954Y855 | ETF | 2 | $0 | 0.0% | +2 | New | – |
| LLYEli Lilly & Co | Stock | 8 | $0 | 0.0% | 00.0% | Unchanged | History |
| RBLXRoblox Corp | Stock | 1 | $0 | 0.0% | +1 | New | History |
| PATHUiPath, Inc. | Stock | 2 | $0 | 0.0% | +2 | New | History |
| OGNOrganon & Co. | Stock | 15 | $0 | 0.0% | 00.0% | Unchanged | History |
| WFCWells Fargo & Company | Stock | 10 | $0 | 0.0% | 00.0% | Unchanged | History |
| ACLSAxcelis Technologies Inc | Stock | 1 | $0 | 0.0% | +1 | New | History |
| CCChemours Co | Stock | 11 | $0 | 0.0% | 00.0% | Unchanged | History |
| AGNCAGNC Investment Corp. | REIT | 5 | $0 | 0.0% | 00.0% | Unchanged | History |
| DBCInvesco DB Commodity Index Tracking Fund | UNIT | 5 | $0 | 0.0% | +5 | New | History |
| Kraneshares Trust500767678 | GLOBAL CARB STRA | 2 | $0 | 0.0% | +2 | New | – |
| DNOWDNOW Inc. | COM | 50 | $0 | 0.0% | 00.0% | Unchanged | History |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | 2 | $0 | 0.0% | 00.0% | Unchanged | – |
| TEVATeva Pharmaceutical Industries Ltd | SPONSORED ADS | 31 | $0 | 0.0% | 00.0% | Unchanged | History |
| MPMP Materials Corp. | COM CL A | 3 | $0 | 0.0% | +3 | New | History |
| FIVNFive9, Inc. | COM | 1 | $0 | 0.0% | +1 | New | History |
| WDAYWorkday, Inc. | CL A | 1 | $0 | 0.0% | +1 | New | History |
| FWRGFirst Watch Restaurant Group, Inc. | COM | 18 | $0 | 0.0% | +18 | New | History |
| GDDYGoDaddy Inc. | CL A | 3 | $0 | 0.0% | 00.0% | Unchanged | History |
| RIOTRiot Platforms, Inc. | COM | 22 | $0 | 0.0% | 00.0% | Unchanged | History |
| CPRICapri Holdings Ltd | SHS | 4 | $0 | 0.0% | +4 | New | History |
| DNNDenison Mines Corp. | COM | 50 | $0 | 0.0% | 00.0% | Unchanged | History |
| SANBanco Santander, S.A. | ADR | 129 | $0 | 0.0% | 00.0% | Unchanged | History |
| SPDR Series Trust78464A664 | ST LON TREAS ETF | 2 | $0 | 0.0% | 00.0% | Unchanged | – |
| JDJD.com, Inc. | SPON ADS CL A | 6 | $0 | 0.0% | 00.0% | Unchanged | History |
| SITMSITIME Corp | COM | 1 | $0 | 0.0% | +1 | New | History |
| NCLHNorwegian Cruise Line Holdings Ltd. | SHS | 19 | $0 | 0.0% | +5+35.7% | Added | History |
| PJTPJT Partners Inc. | COM CL A | 2 | $0 | 0.0% | 00.0% | Unchanged | History |
| AFRMAffirm Holdings, Inc. | COM CL A | 1 | $0 | 0.0% | +1 | New | History |
| ABEVAmbev S.A. | SPONSORED ADR | 158 | $0 | 0.0% | 00.0% | Unchanged | History |
| VVXV2X, Inc. | COM | 2 | $0 | 0.0% | 00.0% | Unchanged | History |
| NXHNeighborhood Intelligence, Inc. | COM | 3 | $0 | 0.0% | 00.0% | Unchanged | History |
| CNTXContext Therapeutics Inc. | COM | 155 | $0 | 0.0% | +155 | New | History |
| ACRACRES Commercial Realty Corp. | COM NEW | 1 | $0 | 0.0% | 00.0% | Unchanged | History |
| SHAKShake Shack Inc. | CL A | 2 | $0 | 0.0% | +2 | New | History |
| Camber Energy Inc13200M508 | COM | 1 | $0 | 0.0% | 00.0% | Unchanged | – |
| CONECyrusOne Holdco LLC | COM | 35 | $0 | 0.0% | 00.0% | Unchanged | History |
| WBDWarner Bros. Discovery, Inc. | COM SER A | 13 | $0 | 0.0% | +13 | New | History |
| WATTEnergous Corp | COM | 70 | $0 | 0.0% | +70 | New | History |
| GTBPGT Biopharma, Inc. | COM NEW | 44 | $0 | 0.0% | 00.0% | Unchanged | History |
| HRHealthcare Realty Trust Inc | COM | 1 | $0 | 0.0% | 00.0% | Unchanged | History |
| NSPRInspireMD, Inc. | COM | 4 | $0 | 0.0% | 00.0% | Unchanged | History |
| Micro Focus Intl PLC594837403 | SPON ADR NEW | 15 | $0 | 0.0% | 00.0% | Unchanged | – |
| Orphazyme A S687305102 | ADS | 50 | $0 | 0.0% | 00.0% | Unchanged | – |
| TYMETyme Technologies, Inc. | COM | 300 | $0 | 0.0% | 00.0% | Unchanged | History |
| UNITUniti Group Inc. | COM | 14 | $0 | 0.0% | 00.0% | Unchanged | History |
| SPCEVirgin Galactic Holdings, Inc | COM | 25 | $0 | 0.0% | +25 | New | History |
| MTTRMatterport, Inc. | COM CL A | 13 | $0 | 0.0% | 00.0% | Unchanged | History |
| PRUPrudential Financial Inc | Stock | 10 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| VRTXVertex Pharmaceuticals Inc | Stock | 4 | $1.00K | <0.1% | +1+33.3% | Added | History |
| VLOValero Energy Corp | Stock | 12 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| iShares U.S. Healthcare Providers ETF464288828 | ETF | 5 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| RGRSturm Ruger & Co Inc | Stock | 13 | $1.00K | <0.1% | +3+30.0% | Added | History |
| SYYSysco Corp | Stock | 19 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| VTRSViatris Inc | Stock | 43 | $1.00K | <0.1% | −2−4.4% | Reduced | History |
| PANWPalo Alto Networks Inc | Stock | 1 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| CMICummins Inc | Stock | 6 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| ZBHZimmer Biomet Holdings, Inc. | Stock | 4 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| ALBAlbemarle Corp | Stock | 11 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| TSNTyson Foods, Inc. | Stock | 14 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| EMEEMCOR Group, Inc. | Stock | 11 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| SAPSAP SE | ADR | 8 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| FISVFiserv Inc | Stock | 9 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| MELIMercadolibre Inc | COM | 1 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| TTWOTake Two Interactive Software Inc | COM | 3 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| FICOFair Isaac Corp | COM | 2 | $1.00K | <0.1% | +1+100.0% | Added | History |
| BTIBritish American Tobacco p.l.c. | SPONSORED ADR | 24 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| SMFGSumitomo Mitsui Financial Group, Inc. | SPONSORED ADR | 210 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| First Tr Exch TRD Alphdx FD33737J158 | JAPAN ALPHADEX | 15 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| Kraneshares Trust500767306 | CSI CHI INTERNET | 34 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| AERAerCap Holdings N.V. | SHS | 22 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr464287556 | ISHARES BIOTECH | 9 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| SNNSmith & Nephew PLC | SPDN ADR NEW | 27 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| PPLPPL Corp | COM | 34 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr464288836 | U.S. PHARMA ETF | 4 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| CNPCenterpoint Energy Inc | COM | 37 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| Exchange Traded Concepts Tru301505889 | EMQQ EME MAR ETF | 20 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| HUNHuntsman CORP | COM | 37 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| LYGLloyds Banking Group plc | SPONSORED ADR | 290 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| Invesco Exch Traded FD Tr II46138G664 | S&P SMALLCAP 600 | 10 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| iShares Tr46429B408 | MSCI PHILIPS ETF | 38 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| CNQCanadian Natural Resources Ltd | COM | 32 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| First Tr Exchange-Traded Alp33737M409 | SML CAP VAL ALPH | 25 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| HSBCHSBC Holdings PLC | SPON ADR NEW | 25 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr46435G342 | MORTGE REL ETF | 31 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| DARDarling Ingredients Inc. | COM | 14 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| DALDelta Air Lines, Inc. | COM NEW | 19 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr464287838 | U.S. BAS MTL ETF | 6 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| CFGCitizens Financial Group Inc | COM | 22 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| LNCLincoln National Corp | COM | 14 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| AITApplied Industrial Technologies Inc | COM | 13 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| MTArcelorMittal | NY REGISTRY SH | 25 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| BLNKBlink Charging Co. | COM | 25 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| SWAGStran & Company, Inc. | COMMON STOCK | 180 | $1.00K | <0.1% | +180 | New | History |
| YEXTYext, Inc. | COM | 100 | $1.00K | <0.1% | +100 | New | History |
| AZNAstraZeneca PLC | SPONSORED ADR | 10 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| BHP Group Ltd05545E209 | SPONSORED ADR | 20 | $1.00K | <0.1% | 00.0% | Unchanged | – |
Sold out since Q3 2021 (29)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| Invesco Exch Traded FD Tr II46138E511 | PFD ETF | 104,941 | $1.58M | 0.7% | – |
| PCIPIMCO Dynamic Credit & Mortgage Income Fund | COM SHS | 41,571 | $878.0K | 0.4% | History |
| VERVEREIT, Inc. | COM | 4,243 | $192.0K | 0.1% | History |
| Vanguard Total International Bond ETF92203J407 | ETF | 710 | $40.0K | <0.1% | – |
| RPAIRetail Properties of America, Inc. | CL A | 2,580 | $33.0K | <0.1% | History |
| Schwab Fundamental U.S. Large Company ETF808524771 | ETF | 427 | $23.0K | <0.1% | – |
| BSXBoston Scientific Corp | Stock | 413 | $18.0K | <0.1% | History |
| iShares Tr464289875 | CORE 40 MODE ETF | 400 | $18.0K | <0.1% | – |
| DDominion Energy, Inc | Stock | 116 | $8.00K | <0.1% | History |
| VanEck Vectors ETF Tr92189F403 | RUSSIA ETF | 225 | $7.00K | <0.1% | – |
| ORCLOracle Corp | Stock | 69 | $6.00K | <0.1% | History |
| BSCLBILI Social International, Inc. | BULSHS 2021 CB | 211 | $4.00K | <0.1% | History |
| iShares Tr46435G102 | CONV BD ETF | 65 | $3.00K | <0.1% | – |
| ZGZillow Group, Inc. | CL A | 33 | $3.00K | <0.1% | History |
| ZTSZoetis Inc. | Stock | 7 | $2.00K | <0.1% | History |
| KSUKansas City Southern | COM NEW | 7 | $2.00K | <0.1% | History |
| NAVNavistar International Corp | COM | 3,750 | $2.00K | <0.1% | History |
| EGLXFEnthusiast Gaming Holdings Inc. / Canada | COM | 465 | $2.00K | <0.1% | History |
| BKDBrookdale Senior Living Inc. | COM | 100 | $1.00K | <0.1% | History |
| XPOXPO, Inc. | COM | 15 | $1.00K | <0.1% | History |
| VALEVale S.A. | SPONSORED ADS | 103 | $1.00K | <0.1% | History |
| ERICEricsson LM Telephone Co | ADR B SEK 10 | 131 | $1.00K | <0.1% | History |
| DKNGDraftKings Inc. | COM CL A | 20 | $1.00K | <0.1% | History |
| ELANElanco Animal Health Inc | COM | 2 | $0 | 0.0% | History |
| FHTXFoghorn Therapeutics Inc. | COM | 29 | $0 | 0.0% | History |
| RLMDRelmada Therapeutics, Inc. | COM | 5 | $0 | 0.0% | History |
| DMDesktop Metal, Inc. | COM CL A | 55 | $0 | 0.0% | History |
| PSFEPaysafe Ltd | ORD | 31 | $0 | 0.0% | History |
| UPWheels Up Experience Inc. | COMMON STOCK | 31 | $0 | 0.0% | History |