Retirement Group, LLC
- SEC CIK
- 0001740491
- Latest filing
- Apr 30, 2024
Holdings in Q1 2022
Holdings as of Mar 31, 2022, filed May 6, 2022. Long positions only; changes compare share counts with Q4 2021.
- Positions
- 820
- +69 vs. Q4 2021
- Portfolio value
- $258.0M
- +$29.3M (+12.8%) vs. Q4 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| BRK.BBerkshire Hathaway Inc | Stock | 126,919 | $44.8M | 17.4% | +17,603+16.1% | Added | History |
| Invesco Exchange Traded FD T46137V233 | S&P 500 TOP 50 | 66,862 | $23.5M | 9.1% | +7,608+12.8% | Added | – |
| State Street SPDR S&P 400 Mid Cap Value ETF78464A839 | ETF | 179,650 | $12.6M | 4.9% | +23,142+14.8% | Added | – |
| State Street SPDR S&P 600 Small Cap Value ETF78464A300 | ETF | 150,218 | $12.5M | 4.9% | +19,369+14.8% | Added | – |
| XOMExxonMobil Holdings Corp | COM | 139,702 | $11.6M | 4.5% | +2,330+1.7% | Added | History |
| Schwab US Dividend Equity ETF808524797 | ETF | 137,546 | $10.9M | 4.2% | +12,205+9.7% | Added | – |
| CVXChevron Corp | Stock | 65,349 | $10.6M | 4.1% | −5,863−8.2% | Reduced | History |
| iShares Tr464287432 | 20 YR TR BD ETF | 44,863 | $5.93M | 2.3% | +44,687+25,390.3% | Added | – |
| Vanguard Morningstar Value ETF922908744 | ETF | 38,469 | $5.68M | 2.2% | +6,139+19.0% | Added | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 17,107 | $4.93M | 1.9% | +4,073+31.2% | Added | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 10,344 | $4.67M | 1.8% | +3,034+41.5% | Added | History |
| CATCaterpillar Inc | Stock | 20,023 | $4.46M | 1.7% | +94+0.5% | Added | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 14,925 | $4.29M | 1.7% | +1,236+9.0% | Added | – |
| JEFJefferies Financial Group Inc. | COM | 120,149 | $3.95M | 1.5% | +20,014+20.0% | Added | History |
| BAMBrookfield Asset Management Ltd. | CL A LTD VT SH | 66,472 | $3.76M | 1.5% | +11,358+20.6% | Added | History |
| iShares Tr464287457 | 1 3 YR TREAS BD | 43,538 | $3.63M | 1.4% | +38,438+753.7% | Added | – |
| TAT&T Inc. | Stock | 131,740 | $3.11M | 1.2% | +27,904+26.9% | Added | History |
| iShares Core S&P 500 ETF464287200 | ETF | 6,686 | $3.03M | 1.2% | +51+0.8% | Added | – |
| BABAAlibaba Group Holding Ltd | ADR | 24,897 | $2.71M | 1.1% | +4,203+20.3% | Added | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 15,338 | $2.49M | 1.0% | +248+1.6% | Added | – |
| First Tr Exch Traded FD III33739E108 | PFD SECS INC ETF | 127,725 | $2.43M | 0.9% | −19,018−13.0% | Reduced | – |
| Schwab US Aggregate Bond ETF808524839 | ETF | 43,964 | $2.22M | 0.9% | +3,168+7.8% | Added | – |
| AMZNAmazon Com Inc | Stock | 638 | $2.08M | 0.8% | +16+2.6% | Added | History |
| Schwab U.S. Broad Market ETF808524102 | ETF | 32,822 | $1.75M | 0.7% | +1,044+3.3% | AddedConverted for a 2-for-1 split | – |
| iShares Core Dividend Growth ETF46434V621 | ETF | 32,277 | $1.72M | 0.7% | +42+0.1% | Added | – |
| COPConocoPhillips | Stock | 14,990 | $1.50M | 0.6% | −2,727−15.4% | Reduced | History |
| UUPInvesco DB US Dollar Index Bullish Fund | BULLISH FD | 55,876 | $1.47M | 0.6% | +55,876 | New | History |
| AAPLApple Inc. | Stock | 8,155 | $1.42M | 0.6% | +181+2.3% | Added | History |
| MSFTMicrosoft Corp | Stock | 4,607 | $1.42M | 0.5% | −4−0.1% | Reduced | History |
| iShares Tr46432F388 | MSCI USA VALUE | 13,256 | $1.39M | 0.5% | +1,192+9.9% | Added | – |
| ETVEaton Vance Tax-Managed Buy-Write Opportunities Fund | COM | 83,657 | $1.31M | 0.5% | +53,227+174.9% | Added | History |
| NVDANVIDIA Corp | Stock | 4,761 | $1.30M | 0.5% | +43+0.9% | Added | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 5,213 | $1.19M | 0.5% | −100−1.9% | Reduced | – |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 15,821 | $1.13M | 0.4% | +1,449+10.1% | Added | – |
| ProShares Tr74348A467 | S&P 500 DV ARIST | 11,790 | $1.12M | 0.4% | +2,753+30.5% | Added | – |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | 23,930 | $1.08M | 0.4% | +3,403+16.6% | Added | – |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 22,322 | $1.07M | 0.4% | −118−0.5% | Reduced | – |
| Vanguard High Dividend Yield Index ETF921946406 | ETF | 9,280 | $1.04M | 0.4% | +430+4.9% | Added | – |
| SGOLabrdn Gold ETF Trust | ETF | 53,315 | $991.0K | 0.4% | +3,500+7.0% | Added | History |
| Schwab US Tips ETF808524870 | ETF | 16,250 | $987.0K | 0.4% | +1,284+8.6% | Added | – |
| iShares Russell 2000 ETF464287655 | ETF | 4,692 | $963.0K | 0.4% | −6,561−58.3% | Reduced | – |
| Vanguard Morningstar Small-Cap Value ETF922908611 | ETF | 5,426 | $955.0K | 0.4% | +899+19.9% | Added | – |
| Invesco Exch Traded FD Tr II46138G870 | VAR RATE PFD | 38,996 | $953.0K | 0.4% | −32,304−45.3% | Reduced | – |
| ORealty Income Corp | REIT | 13,742 | $952.0K | 0.4% | +252+1.9% | Added | History |
| First Tr Exchange-Traded FD33738D309 | SENIOR LN FD | 19,993 | $941.0K | 0.4% | −1,315−6.2% | Reduced | – |
| PDIPIMCO Dynamic Income Fund | SHS | 38,249 | $932.0K | 0.4% | +2,320+6.5% | Added | History |
| Schwab Fundamental U.S. Small Company ETF808524763 | ETF | 16,665 | $891.0K | 0.3% | +1,355+8.9% | Added | – |
| ADBEAdobe Inc. | Stock | 1,779 | $811.0K | 0.3% | +29+1.7% | Added | History |
| Vanguard Energy ETF92204A306 | ETF | 7,285 | $780.0K | 0.3% | +3,354+85.3% | Added | – |
| iShares Tr464287234 | MSCI EMG MKT ETF | 17,035 | $769.0K | 0.3% | +17,035 | New | – |
| SIVRabrdn Silver ETF Trust | PHYSCL SILVR SHS | 32,122 | $766.0K | 0.3% | 00.0% | Unchanged | History |
| iShares MSCI USA Momentum Factor ETF46432F396 | ETF | 4,381 | $737.0K | 0.3% | −458−9.5% | Reduced | – |
| TSLATesla, Inc. | Stock | 682 | $735.0K | 0.3% | +11+1.6% | Added | History |
| IBMInternational Business Machines Corp | Stock | 12,537 | $705.0K | 0.3% | +2,614+26.3% | Added | History |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 2,370 | $636.0K | 0.2% | +16+0.7% | Added | – |
| Schwab International Equity ETF808524805 | ETF | 17,158 | $630.0K | 0.2% | +2,378+16.1% | Added | – |
| PSXPhillips 66 | Stock | 7,289 | $630.0K | 0.2% | +605+9.1% | Added | History |
| Invesco Actively Managed Exc46090A804 | TOTAL RETURN | 11,509 | $604.0K | 0.2% | −5,053−30.5% | Reduced | – |
| Osi ETF Tr67110P704 | OSHS GBL INTER | 22,876 | $555.0K | 0.2% | +1,347+6.3% | Added | – |
| iShares Tr46434V100 | 0-5YR INVT GR CP | 11,174 | $552.0K | 0.2% | −8,539−43.3% | Reduced | – |
| iShares Tr46435G409 | MSCI INTL VLU FT | 20,489 | $521.0K | 0.2% | +120+0.6% | Added | – |
| RTLNecessity Retail REIT, Inc. | COM CLASS A | 60,780 | $481.0K | 0.2% | 00.0% | Unchanged | History |
| Schwab U.S. REIT ETF808524847 | ETF | 18,442 | $459.0K | 0.2% | +176+1.0% | AddedConverted for a 2-for-1 split | – |
| HONHoneywell International Inc | COM | 2,330 | $453.0K | 0.2% | +22+1.0% | Added | History |
| APTSPreferred Apartment Communities Inc | COM | 18,099 | $451.0K | 0.2% | −1,005−5.3% | Reduced | History |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 3,681 | $445.0K | 0.2% | −94−2.5% | Reduced | – |
| BXBlackstone Inc. | COM | 3,468 | $440.0K | 0.2% | −20−0.6% | Reduced | History |
| State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474 | ETF | 14,479 | $436.0K | 0.2% | −3,215−18.2% | Reduced | – |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 4,006 | $429.0K | 0.2% | −3,347−45.5% | Reduced | – |
| iShares Tr464288646 | ISHS 1-5YR INVS | 8,255 | $427.0K | 0.2% | −12,807−60.8% | Reduced | – |
| Schwab Strategic Tr808524862 | SHT TM US TRES | 8,544 | $423.0K | 0.2% | +1,145+15.5% | Added | – |
| iShares MSCI Eafe Min Vol Factor ETF46429B689 | ETF | 5,555 | $401.0K | 0.2% | −460−7.6% | Reduced | – |
| GOOGLAlphabet Inc. | Stock | 139 | $387.0K | 0.2% | +6+4.5% | Added | History |
| NOCNorthrop Grumman Corp | Stock | 841 | $376.0K | 0.1% | −35−4.0% | Reduced | History |
| GOOGAlphabet Inc. | Stock | 134 | $374.0K | 0.1% | +5+3.9% | Added | History |
| PCGPG&E Corp | Stock | 30,815 | $368.0K | 0.1% | +7,346+31.3% | Added | History |
| iShares S&P 500 Value ETF464287408 | ETF | 2,305 | $359.0K | 0.1% | +824+55.6% | Added | – |
| Invesco Exch Traded FD Tr II46138G656 | S&P ULTRA DIVIDE | 7,660 | $336.0K | 0.1% | 00.0% | Unchanged | – |
| Invesco Exchange Traded FD T46137V472 | S&P MDCP QUALITY | 4,404 | $333.0K | 0.1% | +151+3.6% | Added | – |
| iShares Tr46432F875 | MRNGSTR INC ETF | 14,850 | $332.0K | 0.1% | −330−2.2% | Reduced | – |
| Invesco Exch Traded FD Tr II46138E669 | GLOBAL EX US HGH | 16,585 | $331.0K | 0.1% | 00.0% | Unchanged | – |
| BABoeing Co | Stock | 1,715 | $328.0K | 0.1% | +660+62.6% | Added | History |
| GEGeneral Electric Co | COM | 3,356 | $307.0K | 0.1% | +1,926+134.7% | Added | History |
| WPMWheaton Precious Metals Corp. | COM | 6,417 | $305.0K | 0.1% | 00.0% | Unchanged | History |
| Aim ETF Products Trust00888H703 | ALLIANZIM US EQT | 11,000 | $302.0K | 0.1% | +11,000 | New | – |
| INTCIntel Corp | Stock | 6,037 | $299.0K | 0.1% | −143−2.3% | Reduced | History |
| VZVerizon Communications Inc | Stock | 5,759 | $293.0K | 0.1% | +478+9.1% | Added | History |
| MOAltria Group, Inc. | Stock | 5,562 | $291.0K | 0.1% | +35+0.6% | Added | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 3,764 | $288.0K | 0.1% | +74+2.0% | Added | – |
| Schwab U.S. Small-Cap ETF808524607 | ETF | 5,946 | $282.0K | 0.1% | +512+9.4% | AddedConverted for a 2-for-1 split | – |
| BACBank of America Corp | Stock | 6,784 | $280.0K | 0.1% | +604+9.8% | Added | History |
| iShares Tr464288877 | EAFE VALUE ETF | 4,908 | $278.0K | 0.1% | +475+10.7% | Added | – |
| Schwab Intermediate-Term US Treasury ETF808524854 | ETF | 5,180 | $276.0K | 0.1% | +920+21.6% | Added | – |
| VanEck ETF Trust92189F429 | PREFERRED SECURT | 13,220 | $272.0K | 0.1% | −5,682−30.1% | Reduced | – |
| SPDR Index Shs FDS78463X459 | ST STR SP GLBDIV | 4,023 | $271.0K | 0.1% | +320+8.6% | Added | – |
| Schwab U.S. Mid-Cap ETF808524508 | ETF | 3,469 | $263.0K | 0.1% | −148−4.1% | Reduced | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 1,639 | $260.0K | 0.1% | +2+0.1% | Added | – |
| Schwab Emerging Markets Equity ETF808524706 | ETF | 9,357 | $260.0K | 0.1% | −855−8.4% | Reduced | – |
| Vanguard Total World Stock ETF922042742 | ETF | 2,570 | $260.0K | 0.1% | 00.0% | Unchanged | – |
| ABBVAbbVie Inc. | Stock | 1,586 | $257.0K | 0.1% | +17+1.1% | Added | History |
Sold out since Q4 2021 (46)
Positions held at the end of Q4 2021 that are gone from this filing.
| Security | Class | Shares in Q4 2021 | Value in Q4 2021 | % of portfolio in Q4 2021 | History |
|---|---|---|---|---|---|
| FDXFedEx Corp | Stock | 2,841 | $735.0K | 0.3% | History |
| Vanguard BD Index FDS92203C303 | VANGUARD ULTRA | 3,012 | $150.0K | 0.1% | – |
| Vanguard Consumer Discretionary ETF92204A108 | ETF | 350 | $119.0K | 0.1% | – |
| John Hancock Exchange Traded47804J305 | MULTIFACTOR CO | 1,800 | $101.0K | <0.1% | – |
| ProShares Tr74347R206 | PSHS ULTRA QQQ | 500 | $45.0K | <0.1% | – |
| ProShares Tr74347R107 | PSHS ULT S&P 500 | 300 | $44.0K | <0.1% | – |
| Columbia ETF Tr I19761L508 | DIVERSIFID FXD | 1,638 | $35.0K | <0.1% | – |
| PBIPitney Bowes Inc | COM | 5,000 | $33.0K | <0.1% | History |
| REGIRenewable Energy Group, Inc. | COM NEW | 650 | $28.0K | <0.1% | History |
| iShares Future AI & Tech ETF46435U556 | ETF | 580 | $24.0K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138G706 | SOLAR ETF | 250 | $19.0K | <0.1% | – |
| First Tr Exchange-Traded FD33734X853 | INTL EQUITY OPP | 325 | $19.0K | <0.1% | – |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 35 | $18.0K | <0.1% | History |
| ChemoCentryx, Inc.16383L106 | COM | 500 | $18.0K | <0.1% | – |
| DDTDillard's, Inc. | CL A | 600 | $17.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E388 | S&P 500 EX RAT | 325 | $17.0K | <0.1% | – |
| First Tr Exchange Traded FD33734X770 | DJ INTL INTRNT | 400 | $14.0K | <0.1% | – |
| Renaissance Cap Greenwich FD759937204 | IPO ETF | 215 | $12.0K | <0.1% | – |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | 100 | $11.0K | <0.1% | – |
| iShares Tr464288414 | NATIONAL MUN ETF | 94 | $11.0K | <0.1% | – |
| BMOBank of Montreal | COM | 95 | $10.0K | <0.1% | History |
| Etfis Ser Tr I26923G301 | VIRT BI TRIA ETF | 250 | $10.0K | <0.1% | – |
| Pacer Trendpilot US Bond ETF69374H642 | ETF | 350 | $9.00K | <0.1% | – |
| iShares Tr464288448 | INTL SEL DIV ETF | 300 | $9.00K | <0.1% | – |
| BF.ABrown Forman Corp | CL A | 127 | $9.00K | <0.1% | History |
| Royal Dutch Shell PLC780259206 | SPONS ADR A | 197 | $9.00K | <0.1% | – |
| WisdomTree Tr97717X701 | EUROPE HEDGED EQ | 100 | $8.00K | <0.1% | – |
| Invesco Exchange Traded FD T46137V506 | DIVID ACHIEVEV | 210 | $8.00K | <0.1% | – |
| AIXCFF EAI Robotics Ecosystem Inc. | COM | 3,500 | $4.00K | <0.1% | History |
| Yrc Worldwide Inc984249607 | COM | 313 | $4.00K | <0.1% | – |
| Highland FDS I430101774 | HI LD IBOXX SRLN | 198 | $3.00K | <0.1% | – |
| RNLXYRenalytix plc | ADS | 200 | $3.00K | <0.1% | History |
| Invesco Exch TRD SLF Idx FD46138J866 | BULSHS 2023 CB | 96 | $2.00K | <0.1% | – |
| VSTMVerastem, Inc. | COM | 1,000 | $2.00K | <0.1% | History |
| Athene Holding Ltd.G0684D107 | CL A | 27 | $2.00K | <0.1% | – |
| Kraneshares Trust500767306 | CSI CHI INTERNET | 34 | $1.00K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138G664 | S&P SMALLCAP 600 | 10 | $1.00K | <0.1% | – |
| BLNKBlink Charging Co. | COM | 25 | $1.00K | <0.1% | History |
| BHP Group Ltd05545E209 | SPONSORED ADR | 20 | $1.00K | <0.1% | – |
| WRKWestRock Co | COM | 13 | $1.00K | <0.1% | History |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | 2 | $0 | 0.0% | – |
| TEVATeva Pharmaceutical Industries Ltd | SPONSORED ADS | 31 | $0 | 0.0% | History |
| FIVNFive9, Inc. | COM | 1 | $0 | 0.0% | History |
| FWRGFirst Watch Restaurant Group, Inc. | COM | 18 | $0 | 0.0% | History |
| RIOTRiot Platforms, Inc. | COM | 22 | $0 | 0.0% | History |
| Camber Energy Inc13200M508 | COM | 1 | $0 | 0.0% | – |