SeaCrest Wealth Management, LLC
- SEC CIK
- 0001728121
- Latest filing
- Jul 9, 2026
Holdings in Q4 2022
Holdings as of Dec 31, 2022, filed Feb 14, 2023. Long positions only; changes compare share counts with Q3 2022.
- Positions
- 634
- +13 vs. Q3 2022
- Portfolio value
- $697.2M
- +$38.3M (+5.8%) vs. Q3 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| AAPLApple Inc. | Stock | 423,978 | $55.1M | 7.9% | −14,853−3.4% | Reduced | History |
| MSFTMicrosoft Corp | Stock | 88,679 | $21.3M | 3.1% | +217+0.2% | Added | History |
| GOOGLAlphabet Inc. | Stock | 171,192 | $15.1M | 2.2% | −5,004−2.8% | Reduced | History |
| CVXChevron Corp | Stock | 58,869 | $10.6M | 1.5% | +321+0.5% | Added | History |
| GOOGAlphabet Inc. | Stock | 117,849 | $10.5M | 1.5% | −22,365−16.0% | Reduced | History |
| JNJJohnson & Johnson | Stock | 55,821 | $9.86M | 1.4% | −62−0.1% | Reduced | History |
| AMZNAmazon Com Inc | Stock | 99,841 | $8.39M | 1.2% | −11,516−10.3% | Reduced | History |
| Schwab US Tips ETF808524870 | ETF | 143,498 | $7.43M | 1.1% | +20,719+16.9% | Added | – |
| PEPPepsiCo Inc | Stock | 40,033 | $7.23M | 1.0% | −226−0.6% | Reduced | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 26,880 | $7.16M | 1.0% | +718+2.7% | Added | – |
| XOMExxonMobil Holdings Corp | COM | 62,085 | $6.85M | 1.0% | +7,436+13.6% | Added | History |
| PFEPfizer Inc | Stock | 131,244 | $6.72M | 1.0% | −1,547−1.2% | Reduced | History |
| LLYEli Lilly & Co | Stock | 18,318 | $6.70M | 1.0% | +2,956+19.2% | Added | History |
| MRKMerck & Co., Inc. | Stock | 59,464 | $6.60M | 0.9% | −4,078−6.4% | Reduced | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 15,909 | $6.08M | 0.9% | −1,009−6.0% | Reduced | History |
| First Trust Dow Jones Internet Index Fund33733E302 | ETF | 49,000 | $6.03M | 0.9% | +1,150+2.4% | Added | – |
| ABBVAbbVie Inc. | Stock | 36,327 | $5.87M | 0.8% | −2,747−7.0% | Reduced | History |
| NVDANVIDIA Corp | Stock | 39,055 | $5.71M | 0.8% | −1,103−2.7% | Reduced | History |
| COSTCostco Wholesale Corp | Stock | 12,348 | $5.64M | 0.8% | −32−0.3% | Reduced | History |
| CVSCVS Health Corp | Stock | 60,187 | $5.61M | 0.8% | −1,272−2.1% | Reduced | History |
| IBMInternational Business Machines Corp | Stock | 39,671 | $5.59M | 0.8% | +812+2.1% | Added | History |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 99,386 | $5.52M | 0.8% | −53−0.1% | Reduced | – |
| QCOMQualcomm Inc | Stock | 47,243 | $5.19M | 0.7% | +1,031+2.2% | Added | History |
| HDHome Depot, Inc. | Stock | 15,936 | $5.03M | 0.7% | −142−0.9% | Reduced | History |
| SFSTSouthern First Bancshares Inc | COM | 104,504 | $4.78M | 0.7% | −2,425−2.3% | Reduced | History |
| PGProcter & Gamble Co | Stock | 30,682 | $4.65M | 0.7% | +556+1.8% | Added | History |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 69,739 | $4.60M | 0.7% | −1,914−2.7% | Reduced | – |
| AMGNAmgen Inc | Stock | 17,522 | $4.60M | 0.7% | −62−0.4% | Reduced | History |
| JPMJPMorgan Chase & Co | Stock | 33,794 | $4.53M | 0.6% | +692+2.1% | Added | History |
| TAT&T Inc. | Stock | 236,209 | $4.35M | 0.6% | +39,897+20.3% | Added | History |
| LRCXLam Research Corp | COM | 10,194 | $4.28M | 0.6% | +41+0.4% | Added | History |
| Schwab Intermediate-Term US Treasury ETF808524854 | ETF | 84,253 | $4.15M | 0.6% | −3,535−4.0% | Reduced | – |
| AVGOBroadcom Inc. | Stock | 7,298 | $4.08M | 0.6% | +15+0.2% | Added | History |
| Schwab U.S. Broad Market ETF808524102 | ETF | 89,281 | $4.00M | 0.6% | +1,842+2.1% | Added | – |
| VVisa Inc. | Stock | 18,508 | $3.85M | 0.6% | −142−0.8% | Reduced | History |
| VZVerizon Communications Inc | Stock | 94,819 | $3.74M | 0.5% | +3,957+4.4% | Added | History |
| Schwab International Equity ETF808524805 | ETF | 109,995 | $3.54M | 0.5% | +359+0.3% | Added | – |
| Vanguard Energy ETF92204A306 | ETF | 28,368 | $3.44M | 0.5% | +13,270+87.9% | Added | – |
| HUBBHubbell Inc | COM | 14,553 | $3.42M | 0.5% | −253−1.7% | Reduced | History |
| Schwab US Dividend Equity ETF808524797 | ETF | 40,383 | $3.05M | 0.4% | −3,748−8.5% | Reduced | – |
| BMYBristol Myers Squibb Co | Stock | 42,382 | $3.05M | 0.4% | −6,266−12.9% | Reduced | History |
| Schwab US Aggregate Bond ETF808524839 | ETF | 64,653 | $2.95M | 0.4% | −698−1.1% | Reduced | – |
| WMWaste Management Inc | Stock | 18,334 | $2.88M | 0.4% | +128+0.7% | Added | History |
| SHELShell plc | ADR | 49,463 | $2.82M | 0.4% | −2,039−4.0% | Reduced | History |
| KOCoca Cola Co | Stock | 43,575 | $2.77M | 0.4% | +1,744+4.2% | Added | History |
| MOAltria Group, Inc. | Stock | 57,356 | $2.62M | 0.4% | +2,749+5.0% | Added | History |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 76,138 | $2.60M | 0.4% | +51,064+203.7% | Added | – |
| Vanguard Health Care ETF92204A504 | ETF | 10,398 | $2.58M | 0.4% | +8,567+467.9% | Added | – |
| CSCOCisco Systems, Inc. | Stock | 53,282 | $2.54M | 0.4% | +517+1.0% | Added | History |
| ProShares Tr74348A467 | S&P 500 DV ARIST | 27,744 | $2.50M | 0.4% | −172−0.6% | Reduced | – |
| LMTLockheed Martin Corp | Stock | 5,088 | $2.48M | 0.4% | −9−0.2% | Reduced | History |
| PMPhilip Morris International Inc. | Stock | 24,151 | $2.44M | 0.4% | +21+0.1% | Added | History |
| DISWalt Disney Co | Stock | 28,071 | $2.44M | 0.3% | −813−2.8% | Reduced | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 12,745 | $2.44M | 0.3% | −2,133−14.3% | Reduced | – |
| Vanguard S&P 500 ETF922908363 | ETF | 6,906 | $2.43M | 0.3% | +653+10.4% | Added | – |
| DVNDevon Energy Corp | Stock | 38,809 | $2.39M | 0.3% | +11,447+41.8% | Added | History |
| iShares Tr464288760 | US AER DEF ETF | 21,184 | $2.37M | 0.3% | +5,984+39.4% | Added | – |
| BKHBlack Hills Corp | COM | 31,458 | $2.21M | 0.3% | −502−1.6% | Reduced | History |
| Schwab U.S. Small-Cap ETF808524607 | ETF | 54,617 | $2.21M | 0.3% | −1,675−3.0% | Reduced | – |
| GLDSPDR Gold Trust | ETF | 12,929 | $2.19M | 0.3% | −424−3.2% | Reduced | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 14,357 | $2.18M | 0.3% | +77+0.5% | Added | – |
| BABoeing Co | Stock | 11,298 | $2.15M | 0.3% | +2,182+23.9% | Added | History |
| RTXRTX Corp | Stock | 21,201 | $2.14M | 0.3% | +5,200+32.5% | Added | History |
| GEGeneral Electric Co | Stock | 25,072 | $2.10M | 0.3% | −1,104−4.2% | Reduced | History |
| BACBank of America Corp | Stock | 63,132 | $2.09M | 0.3% | −2,398−3.7% | Reduced | History |
| AMDAdvanced Micro Devices Inc | Stock | 31,839 | $2.06M | 0.3% | −4,226−11.7% | Reduced | History |
| ELEstee Lauder Companies Inc | CL A | 8,094 | $2.01M | 0.3% | −167−2.0% | Reduced | History |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 18,958 | $2.00M | 0.3% | +967+5.4% | Added | – |
| TXNTexas Instruments Inc | Stock | 11,965 | $1.98M | 0.3% | −264−2.2% | Reduced | History |
| HONHoneywell International Inc | COM | 9,170 | $1.97M | 0.3% | −154−1.7% | Reduced | History |
| CATCaterpillar Inc | Stock | 8,164 | $1.96M | 0.3% | −150−1.8% | Reduced | History |
| Schwab U.S. Mid-Cap ETF808524508 | ETF | 29,531 | $1.94M | 0.3% | −210−0.7% | Reduced | – |
| EBCEastern Bankshares, Inc. | COM | 112,011 | $1.93M | 0.3% | 00.0% | Unchanged | History |
| KKellanova | Stock | 27,058 | $1.93M | 0.3% | +886+3.4% | Added | History |
| MCDMcDonalds Corp | Stock | 7,281 | $1.92M | 0.3% | −94−1.3% | Reduced | History |
| Global X FDS37954Y293 | GLB X MLP ENRG I | 45,718 | $1.86M | 0.3% | −10,531−18.7% | Reduced | – |
| VLOValero Energy Corp | Stock | 14,582 | $1.85M | 0.3% | −4,176−22.3% | Reduced | History |
| DOWDow Inc. | Stock | 35,828 | $1.81M | 0.3% | +10,862+43.5% | Added | History |
| MMM3M Co | Stock | 14,797 | $1.77M | 0.3% | +1,746+13.4% | Added | History |
| TSLATesla, Inc. | Stock | 14,393 | $1.77M | 0.3% | −221−1.5% | Reduced | History |
| UNHUnitedHealth Group Inc | Stock | 3,252 | $1.72M | 0.2% | −38−1.2% | Reduced | History |
| Schwab Strategic Tr808524862 | SHT TM US TRES | 35,320 | $1.70M | 0.2% | +145+0.4% | Added | – |
| WMTWalmart Inc. | Stock | 12,003 | $1.70M | 0.2% | +65+0.5% | Added | History |
| ABTAbbott Laboratories | Stock | 15,469 | $1.70M | 0.2% | −582−3.6% | Reduced | History |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 30,524 | $1.66M | 0.2% | +18,427+152.3% | Added | – |
| WFCWells Fargo & Company | Stock | 40,062 | $1.65M | 0.2% | +7,454+22.9% | Added | History |
| iShares Tr464287556 | ISHARES BIOTECH | 12,580 | $1.65M | 0.2% | +143+1.1% | Added | – |
| AMTAmerican Tower Corp | REIT | 7,543 | $1.60M | 0.2% | +1,884+33.3% | Added | History |
| NOCNorthrop Grumman Corp | Stock | 2,903 | $1.58M | 0.2% | +65+2.3% | Added | History |
| Vanguard Information Technology ETF92204A702 | ETF | 4,923 | $1.57M | 0.2% | +982+24.9% | Added | – |
| Invesco Exch Traded FD Tr II46138E354 | S&P500 LOW VOL | 24,452 | $1.56M | 0.2% | −2,561−9.5% | Reduced | – |
| AZOAutoZone Inc | COM | 627 | $1.55M | 0.2% | −10−1.6% | Reduced | History |
| KLACKLA Corp | COM NEW | 4,063 | $1.53M | 0.2% | +7+0.2% | Added | History |
| GDGeneral Dynamics Corp | Stock | 6,166 | $1.53M | 0.2% | −83−1.3% | Reduced | History |
| Invesco Exchange Traded FD T46137V142 | WATER RES ETF | 29,464 | $1.52M | 0.2% | +165+0.6% | Added | – |
| VXXBarclays Bank PLC | ETF | 106,982 | $1.51M | 0.2% | −20,439−16.0% | Reduced | History |
| State Street SPDR S&P Aerospace & Defense ETF78464A631 | ETF | 13,683 | $1.51M | 0.2% | +13,683 | New | – |
| RVTRoyce Small-Cap Trust, Inc. | COM | 113,529 | $1.51M | 0.2% | +24,384+27.4% | Added | History |
| COPConocoPhillips | Stock | 12,747 | $1.50M | 0.2% | +60.0% | Added | History |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 33,056 | $1.49M | 0.2% | −2,681−7.5% | Reduced | – |
Sold out since Q3 2022 (37)
Positions held at the end of Q3 2022 that are gone from this filing.
| Security | Class | Shares in Q3 2022 | Value in Q3 2022 | % of portfolio in Q3 2022 | History |
|---|---|---|---|---|---|
| Direxion Shs ETF Tr25460E265 | DLY S&P500 BR 3X | 202,440 | $5.98M | 0.9% | – |
| ProShares Tr74347X849 | SHRT 20+YR TRE | 61,747 | $1.38M | 0.2% | – |
| UNGUnited States Natural Gas Fund, LP | UNIT PAR | 30,849 | $721.0K | 0.1% | History |
| PBRPetrobras - Petroleo Brasileiro SA | SPONSORED ADR | 50,875 | $628.0K | 0.1% | History |
| BBYBest Buy Co Inc | Stock | 9,413 | $596.0K | 0.1% | History |
| CORNTeucrium Commodity Trust | CORN FD SHS | 21,521 | $582.0K | 0.1% | History |
| ITCIIntra-Cellular Therapies, Inc. | COM | 9,090 | $423.0K | 0.1% | History |
| iShares Inc464286400 | MSCI BRAZIL ETF | 13,642 | $404.0K | 0.1% | – |
| ARLPAlliance Resource Partners LP | Stock | 17,041 | $390.0K | 0.1% | History |
| Goldman Sachs ETF Tr381430206 | ACTIVEBETA EME | 14,817 | $383.0K | 0.1% | – |
| GLNGGolar LNG Ltd | SHS | 12,269 | $306.0K | <0.1% | History |
| SITCSITE Centers Corp. | COM | 27,000 | $289.0K | <0.1% | History |
| UMCUnited Microelectronics Corp | SPON ADR NEW | 51,316 | $286.0K | <0.1% | History |
| Goldman Sachs ETF Tr381430479 | ACCESS INVT GR | 6,142 | $265.0K | <0.1% | – |
| PLUGPlug Power Inc | Stock | 11,897 | $250.0K | <0.1% | History |
| BUIBlackRock Utilities, Infrastructure & Power Opportunities Trust | COM | 12,221 | $245.0K | <0.1% | History |
| VanEck ETF Trust92189F700 | AGRIBUSINESS ETF | 3,023 | $244.0K | <0.1% | – |
| First Tr Exchange-Traded FD33739Q200 | FST LOW OPPT EFT | 4,973 | $235.0K | <0.1% | – |
| IRTCiRhythm Holdings, Inc. | COM | 1,830 | $229.0K | <0.1% | History |
| AQNAlgonquin Power & Utilities Corp. | COM | 20,960 | $229.0K | <0.1% | History |
| GSGiShares S&P GSCI Commodity-Indexed Trust | UNIT BEN INT | 11,103 | $228.0K | <0.1% | History |
| iShares Tr464288851 | US OIL GS EX ETF | 2,685 | $224.0K | <0.1% | – |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 1,548 | $220.0K | <0.1% | – |
| ZIMZIM Integrated Shipping Services Ltd. | SHS | 8,759 | $206.0K | <0.1% | History |
| CMECME Group Inc. | COM | 1,144 | $203.0K | <0.1% | History |
| iShares Tr464287515 | EXPANDED TECH | 802 | $201.0K | <0.1% | – |
| RBARB Global Inc. | COM | 3,195 | $200.0K | <0.1% | History |
| AZEKAZEK Co Inc. | CL A | 10,543 | $175.0K | <0.1% | History |
| CSQCalamos Strategic Total Return Fund | COM SH BEN INT | 11,533 | $144.0K | <0.1% | History |
| ORANYOrange | SPONSORED ADR | 14,189 | $128.0K | <0.1% | History |
| CHYCalamos Convertible & High Income Fund | COM SHS | 12,478 | $126.0K | <0.1% | History |
| ASTLAlgoma Steel Group Inc. | COM | 17,549 | $113.0K | <0.1% | History |
| LICYLi-Cycle Holdings Corp. | COMMON SHARES | 13,578 | $72.0K | <0.1% | History |
| HLNHaleon plc | ADR | 10,890 | $66.0K | <0.1% | History |
| TVGrupo Televisa, S.A.B. | SPON ADR REP ORD | 10,531 | $57.0K | <0.1% | History |
| VVOSVivos Therapeutics, Inc. | COM | 40,000 | $26.0K | <0.1% | History |
| EVgo Inc.30052F118 | *W EXP 09/15/202 | 10,350 | $19.0K | <0.1% | – |