SeaCrest Wealth Management, LLC
- SEC CIK
- 0001728121
- Latest filing
- Jul 9, 2026
Holdings in Q1 2023
Holdings as of Mar 31, 2023, filed May 12, 2023. Long positions only; changes compare share counts with Q4 2022.
- Positions
- 630
- −4 vs. Q4 2022
- Portfolio value
- $738.3M
- +$41.1M (+5.9%) vs. Q4 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| AAPLApple Inc. | Stock | 418,062 | $68.9M | 9.3% | −5,916−1.4% | Reduced | History |
| MSFTMicrosoft Corp | Stock | 90,989 | $26.2M | 3.6% | +2,310+2.6% | Added | History |
| GOOGLAlphabet Inc. | Stock | 185,326 | $19.2M | 2.6% | +14,134+8.3% | Added | History |
| GOOGAlphabet Inc. | Stock | 119,493 | $12.4M | 1.7% | +1,644+1.4% | Added | History |
| NVDANVIDIA Corp | Stock | 44,242 | $12.3M | 1.7% | +5,187+13.3% | Added | History |
| AMZNAmazon Com Inc | Stock | 103,716 | $10.7M | 1.5% | +3,875+3.9% | Added | History |
| CVXChevron Corp | Stock | 60,029 | $9.79M | 1.3% | +1,160+2.0% | Added | History |
| JNJJohnson & Johnson | Stock | 55,377 | $8.58M | 1.2% | −444−0.8% | Reduced | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 24,419 | $7.84M | 1.1% | −2,461−9.2% | Reduced | – |
| First Trust Dow Jones Internet Index Fund33733E302 | ETF | 49,711 | $7.35M | 1.0% | +711+1.5% | Added | – |
| PEPPepsiCo Inc | Stock | 40,129 | $7.32M | 1.0% | +96+0.2% | Added | History |
| XOMExxonMobil Holdings Corp | COM | 62,414 | $6.84M | 0.9% | +329+0.5% | Added | History |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 102,518 | $6.68M | 0.9% | +3,132+3.2% | Added | – |
| LLYEli Lilly & Co | Stock | 19,004 | $6.53M | 0.9% | +686+3.7% | Added | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 15,835 | $6.48M | 0.9% | −74−0.5% | Reduced | History |
| MRKMerck & Co., Inc. | Stock | 60,537 | $6.44M | 0.9% | +1,073+1.8% | Added | History |
| COSTCostco Wholesale Corp | Stock | 12,276 | $6.10M | 0.8% | −72−0.6% | Reduced | History |
| QCOMQualcomm Inc | Stock | 46,110 | $5.88M | 0.8% | −1,133−2.4% | Reduced | History |
| ABBVAbbVie Inc. | Stock | 34,796 | $5.55M | 0.8% | −1,531−4.2% | Reduced | History |
| LRCXLam Research Corp | COM | 10,149 | $5.38M | 0.7% | −45−0.4% | Reduced | History |
| IBMInternational Business Machines Corp | Stock | 39,999 | $5.24M | 0.7% | +328+0.8% | Added | History |
| PFEPfizer Inc | Stock | 123,040 | $5.02M | 0.7% | −8,204−6.3% | Reduced | History |
| AVGOBroadcom Inc. | Stock | 7,164 | $4.60M | 0.6% | −134−1.8% | Reduced | History |
| PGProcter & Gamble Co | Stock | 30,723 | $4.57M | 0.6% | +41+0.1% | Added | History |
| HDHome Depot, Inc. | Stock | 15,391 | $4.54M | 0.6% | −545−3.4% | Reduced | History |
| TAT&T Inc. | Stock | 233,953 | $4.50M | 0.6% | −2,256−1.0% | Reduced | History |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 67,907 | $4.45M | 0.6% | −1,832−2.6% | Reduced | – |
| Schwab U.S. Broad Market ETF808524102 | ETF | 92,453 | $4.42M | 0.6% | +3,172+3.6% | Added | – |
| JPMJPMorgan Chase & Co | Stock | 33,343 | $4.34M | 0.6% | −451−1.3% | Reduced | History |
| AMGNAmgen Inc | Stock | 17,768 | $4.30M | 0.6% | +246+1.4% | Added | History |
| Schwab Intermediate-Term US Treasury ETF808524854 | ETF | 83,894 | $4.23M | 0.6% | −359−0.4% | Reduced | – |
| VVisa Inc. | Stock | 17,965 | $4.05M | 0.5% | −543−2.9% | Reduced | History |
| CVSCVS Health Corp | Stock | 52,709 | $3.92M | 0.5% | −7,478−12.4% | Reduced | History |
| Schwab International Equity ETF808524805 | ETF | 109,994 | $3.83M | 0.5% | −10.0% | Reduced | – |
| VZVerizon Communications Inc | Stock | 95,686 | $3.72M | 0.5% | +867+0.9% | Added | History |
| HUBBHubbell Inc | COM | 14,595 | $3.55M | 0.5% | +42+0.3% | Added | History |
| TSLATesla, Inc. | Stock | 16,553 | $3.43M | 0.5% | +2,160+15.0% | Added | History |
| Vanguard Energy ETF92204A306 | ETF | 29,481 | $3.37M | 0.5% | +1,113+3.9% | Added | – |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 61,667 | $3.37M | 0.5% | +31,143+102.0% | Added | – |
| CSCOCisco Systems, Inc. | Stock | 63,224 | $3.31M | 0.4% | +9,942+18.7% | Added | History |
| BABoeing Co | Stock | 15,511 | $3.30M | 0.4% | +4,213+37.3% | Added | History |
| SFSTSouthern First Bancshares Inc | COM | 105,204 | $3.23M | 0.4% | +700+0.7% | Added | History |
| AMDAdvanced Micro Devices Inc | Stock | 32,822 | $3.22M | 0.4% | +983+3.1% | Added | History |
| Schwab US Aggregate Bond ETF808524839 | ETF | 63,950 | $3.00M | 0.4% | −703−1.1% | Reduced | – |
| WMWaste Management Inc | Stock | 18,115 | $2.96M | 0.4% | −219−1.2% | Reduced | History |
| BMYBristol Myers Squibb Co | Stock | 42,395 | $2.94M | 0.4% | +130.0% | Added | History |
| DISWalt Disney Co | Stock | 28,718 | $2.88M | 0.4% | +647+2.3% | Added | History |
| Vanguard S&P 500 ETF922908363 | ETF | 7,379 | $2.77M | 0.4% | +473+6.8% | Added | – |
| Schwab US Dividend Equity ETF808524797 | ETF | 37,728 | $2.76M | 0.4% | −2,655−6.6% | Reduced | – |
| KOCoca Cola Co | Stock | 44,292 | $2.75M | 0.4% | +717+1.6% | Added | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 12,812 | $2.61M | 0.4% | +67+0.5% | Added | – |
| MOAltria Group, Inc. | Stock | 56,679 | $2.53M | 0.3% | −677−1.2% | Reduced | History |
| ProShares Tr74348A467 | S&P 500 DV ARIST | 27,706 | $2.53M | 0.3% | −38−0.1% | Reduced | – |
| Vanguard Health Care ETF92204A504 | ETF | 10,289 | $2.45M | 0.3% | −109−1.0% | Reduced | – |
| LMTLockheed Martin Corp | Stock | 5,137 | $2.43M | 0.3% | +49+1.0% | Added | History |
| SHELShell plc | ADR | 41,437 | $2.38M | 0.3% | −8,026−16.2% | Reduced | History |
| METAMeta Platforms, Inc. | Stock | 11,072 | $2.35M | 0.3% | −365−3.2% | Reduced | History |
| GEGeneral Electric Co | Stock | 24,274 | $2.32M | 0.3% | −798−3.2% | Reduced | History |
| iShares Tr464288760 | US AER DEF ETF | 20,162 | $2.32M | 0.3% | −1,022−4.8% | Reduced | – |
| PHYSSprott Physical Gold Trust | PHYSICAL GOLD TR | 149,253 | $2.31M | 0.3% | +74,729+100.3% | Added | History |
| PMPhilip Morris International Inc. | Stock | 23,595 | $2.29M | 0.3% | −556−2.3% | Reduced | History |
| GLDSPDR Gold Trust | ETF | 12,408 | $2.27M | 0.3% | −521−4.0% | Reduced | History |
| Schwab U.S. Small-Cap ETF808524607 | ETF | 54,036 | $2.27M | 0.3% | −581−1.1% | Reduced | – |
| TXNTexas Instruments Inc | Stock | 11,977 | $2.23M | 0.3% | +12+0.1% | Added | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 14,318 | $2.21M | 0.3% | −39−0.3% | Reduced | – |
| VLOValero Energy Corp | Stock | 15,674 | $2.19M | 0.3% | +1,092+7.5% | Added | History |
| RTXRTX Corp | Stock | 21,956 | $2.15M | 0.3% | +755+3.6% | Added | History |
| Schwab US Tips ETF808524870 | ETF | 39,108 | $2.10M | 0.3% | −104,390−72.7% | Reduced | – |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 18,964 | $2.08M | 0.3% | +60.0% | Added | – |
| BKHBlack Hills Corp | COM | 32,421 | $2.05M | 0.3% | +963+3.1% | Added | History |
| MCDMcDonalds Corp | Stock | 7,316 | $2.05M | 0.3% | +35+0.5% | Added | History |
| CRMSalesforce, Inc. | Stock | 10,155 | $2.03M | 0.3% | −266−2.6% | Reduced | History |
| ELEstee Lauder Companies Inc | CL A | 8,154 | $2.01M | 0.3% | +60+0.7% | Added | History |
| Schwab U.S. Mid-Cap ETF808524508 | ETF | 29,334 | $1.99M | 0.3% | −197−0.7% | Reduced | – |
| PSLVSprott Physical Silver Trust | PHYSICAL SILVER | 234,332 | $1.95M | 0.3% | +110,140+88.7% | Added | History |
| RVTRoyce Small-Cap Trust, Inc. | COM | 143,806 | $1.95M | 0.3% | +30,277+26.7% | Added | History |
| DOWDow Inc. | Stock | 35,568 | $1.95M | 0.3% | −260−0.7% | Reduced | History |
| Vanguard Information Technology ETF92204A702 | ETF | 4,917 | $1.90M | 0.3% | −6−0.1% | Reduced | – |
| BACBank of America Corp | Stock | 65,966 | $1.89M | 0.3% | +2,834+4.5% | Added | History |
| CATCaterpillar Inc | Stock | 8,215 | $1.88M | 0.3% | +51+0.6% | Added | History |
| KKellanova | Stock | 27,345 | $1.83M | 0.2% | +287+1.1% | Added | History |
| VanEck ETF Trust92189F700 | AGRIBUSINESS ETF | 20,476 | $1.78M | 0.2% | +20,476 | New | – |
| HONHoneywell International Inc | COM | 9,187 | $1.76M | 0.2% | +17+0.2% | Added | History |
| WMTWalmart Inc. | Stock | 11,885 | $1.75M | 0.2% | −118−1.0% | Reduced | History |
| Schwab Strategic Tr808524862 | SHT TM US TRES | 35,529 | $1.73M | 0.2% | +209+0.6% | Added | – |
| MMM3M Co | Stock | 16,073 | $1.69M | 0.2% | +1,276+8.6% | Added | History |
| FDXFedEx Corp | Stock | 7,181 | $1.64M | 0.2% | −229−3.1% | Reduced | History |
| State Street SPDR S&P Aerospace & Defense ETF78464A631 | ETF | 13,856 | $1.62M | 0.2% | +173+1.3% | Added | – |
| ABTAbbott Laboratories | Stock | 15,707 | $1.59M | 0.2% | +238+1.5% | Added | History |
| Global X FDS37954Y293 | GLB X MLP ENRG I | 39,479 | $1.58M | 0.2% | −6,239−13.6% | Reduced | – |
| AMTAmerican Tower Corp | REIT | 7,704 | $1.57M | 0.2% | +161+2.1% | Added | History |
| INTCIntel Corp | Stock | 48,003 | $1.57M | 0.2% | −1,220−2.5% | Reduced | History |
| Invesco Exch Traded FD Tr II46138E354 | S&P500 LOW VOL | 25,079 | $1.56M | 0.2% | +627+2.6% | Added | – |
| ADBEAdobe Inc. | Stock | 4,050 | $1.56M | 0.2% | +426+11.8% | Added | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 6,223 | $1.55M | 0.2% | +1,619+35.2% | Added | – |
| ORCLOracle Corp | Stock | 16,645 | $1.55M | 0.2% | +3,156+23.4% | Added | History |
| KLACKLA Corp | COM NEW | 3,866 | $1.54M | 0.2% | −197−4.8% | Reduced | History |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 31,836 | $1.54M | 0.2% | −1,220−3.7% | Reduced | – |
| AZOAutoZone Inc | COM | 625 | $1.54M | 0.2% | −2−0.3% | Reduced | History |
| UNHUnitedHealth Group Inc | Stock | 3,239 | $1.53M | 0.2% | −13−0.4% | Reduced | History |
Sold out since Q4 2022 (47)
Positions held at the end of Q4 2022 that are gone from this filing.
| Security | Class | Shares in Q4 2022 | Value in Q4 2022 | % of portfolio in Q4 2022 | History |
|---|---|---|---|---|---|
| VXXBarclays Bank PLC | ETF | 106,982 | $1.51M | 0.2% | History |
| MOSMosaic Co | COM | 24,177 | $1.06M | 0.2% | History |
| First Tr Exchange-Traded FD33733E807 | NAT GAS ETF | 31,230 | $765.4K | 0.1% | – |
| iShares Russell 2000 ETF464287655 | ETF | 3,053 | $532.2K | 0.1% | – |
| SPHSuburban Propane Partners LP | UNIT LTD PARTN | 32,000 | $485.8K | 0.1% | History |
| VanEck Vectors ETF Tr92189F403 | RUSSIA ETF | 83,098 | $469.5K | 0.1% | – |
| RABrookfield Real Assets Income Fund Inc. | SHS BEN INT | 23,061 | $372.4K | 0.1% | History |
| WSFSWSFS Financial Corp | COM | 6,933 | $314.3K | <0.1% | History |
| SBLKStar Bulk Carriers Corp. | SHS PAR | 15,653 | $301.0K | <0.1% | History |
| iShares Tr464288448 | INTL SEL DIV ETF | 10,420 | $283.0K | <0.1% | – |
| ACPabrdn Income Credit Strategies Fund | COM | 41,081 | $278.5K | <0.1% | History |
| iShares Tr464288885 | EAFE GRWTH ETF | 3,162 | $264.8K | <0.1% | – |
| KEYKeycorp | COM | 14,971 | $260.8K | <0.1% | History |
| CPCanadian Pacific Kansas City Ltd | COM | 3,033 | $226.2K | <0.1% | History |
| SICPSilvergate Capital Corp | CL A | 12,722 | $221.4K | <0.1% | History |
| FCNCAFirst Citizens Bancshares Inc | CL A | 291 | $220.7K | <0.1% | History |
| RPMRPM International Inc | COM | 2,260 | $220.2K | <0.1% | History |
| BTIBritish American Tobacco p.l.c. | SPONSORED ADR | 5,472 | $218.8K | <0.1% | History |
| WOLFWolfspeed, Inc. | Stock | 3,137 | $216.6K | <0.1% | History |
| COHRCoherent Corp. | COM | 6,139 | $215.5K | <0.1% | History |
| THWabrdn World Healthcare Fund | BEN INT SHS | 14,320 | $209.8K | <0.1% | History |
| AIGAmerican International Group, Inc. | Stock | 3,297 | $208.5K | <0.1% | History |
| TEITempleton Emerging Markets Income Fund | COM | 37,972 | $208.5K | <0.1% | History |
| PFGPrincipal Financial Group Inc | COM | 2,453 | $205.9K | <0.1% | History |
| CEGConstellation Energy Corp | Stock | 2,357 | $203.2K | <0.1% | History |
| SMCISuper Micro Computer, Inc. | COM | 2,457 | $201.7K | <0.1% | History |
| VTRVentas, Inc. | REIT | 4,461 | $201.0K | <0.1% | History |
| Strategy Shares Nasdaq 7HANDL Index ETF86280R506 | ETF | 10,174 | $199.2K | <0.1% | – |
| HNWPioneer Diversified High Income Fund, Inc. | COM | 19,758 | $199.2K | <0.1% | History |
| DSLDoubleLine Income Solutions Fund | COM | 17,866 | $198.1K | <0.1% | History |
| PCSBPCSB Financial Corp | COM | 10,000 | $190.4K | <0.1% | History |
| CCIFCarlyle Credit Income Fund | SHS BEN INT | 20,956 | $182.5K | <0.1% | History |
| HBANHuntington Bancshares Inc | COM | 12,879 | $181.6K | <0.1% | History |
| BLFYBlue Foundry Bancorp | COM | 13,408 | $172.3K | <0.1% | History |
| EVGEaton Vance Short Duration Diversified Income Fund | COM | 16,212 | $165.2K | <0.1% | History |
| KDKyndryl Holdings, Inc. | Stock | 14,606 | $162.4K | <0.1% | History |
| BHKBlackRock Core Bond Trust | SHS BEN INT | 15,626 | $162.2K | <0.1% | History |
| ERCAllspring Multi-Sector Income Fund | COM | 13,006 | $127.5K | <0.1% | History |
| FAMFirst Trust/Abrdn Global Opportunity Income Fund | COM SHS | 20,996 | $126.0K | <0.1% | History |
| GLOClough Global Opportunities Fund | SH BEN INT | 24,787 | $125.7K | <0.1% | History |
| ARIApollo Commercial Real Estate Finance, Inc. | COM | 11,400 | $122.7K | <0.1% | History |
| IGRCbre Global Real Estate Income Fund | COM | 16,920 | $97.0K | <0.1% | History |
| EADAllspring Income Opportunities Fund | INC OPPTY FD | 14,893 | $95.2K | <0.1% | History |
| CHWCalamos Global Dynamic Income Fund | COM | 10,913 | $60.9K | <0.1% | History |
| CLNEClean Energy Fuels Corp. | COM | 11,500 | $59.8K | <0.1% | History |
| CIKUBS Asset Management Income Fund, Inc. | COM | 12,207 | $30.8K | <0.1% | History |
| DHYUBS Asset Management High Yield Credit Fund | SH BEN INT | 14,414 | $25.4K | <0.1% | History |