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SeaCrest Wealth Management, LLC

SEC CIK
0001728121
Latest filing
Jul 9, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 15, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
621
−1,004 vs. Q2 2022
Portfolio value
$658.9M
−$135.6M (−17.1%) vs. Q2 2022
Filed
Nov 15, 2022
SEC
Holdings of SeaCrest Wealth Management, LLC in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock438,831$60.6M9.2%−14,061−3.1%ReducedHistory
MSFTMicrosoft CorpStock88,462$20.6M3.1%−4,614−5.0%ReducedHistory
GOOGLAlphabet Inc.Stock176,196$16.9M2.6%−2,264−1.3%ReducedConverted for a 20-for-1 splitHistory
GOOGAlphabet Inc.Stock140,214$13.5M2.0%−4,886−3.4%ReducedConverted for a 20-for-1 splitHistory
AMZNAmazon Com IncStock111,357$12.6M1.9%−7,177−6.1%ReducedHistory
JNJJohnson & JohnsonStock55,883$9.13M1.4%−1,644−2.9%ReducedHistory
CVXChevron CorpStock58,548$8.41M1.3%−1,708−2.8%ReducedHistory
Invesco QQQ Trust Series I46090E103ETF26,162$6.99M1.1%+1,421+5.7%Added–
PEPPepsiCo IncStock40,259$6.57M1.0%+4,359+12.1%AddedHistory
Schwab US Tips ETF808524870ETF122,779$6.36M1.0%+77,442+170.8%Added–
SPYSPDR S&P 500 ETF TrustETF16,918$6.04M0.9%+2,139+14.5%AddedHistory
First Trust Dow Jones Internet Index Fund33733E302ETF47,850$6.04M0.9%+1,325+2.8%Added–
Direxion Shs ETF Tr25460E265DLY S&P500 BR 3X202,440$5.98M0.9%+175,151+641.8%Added–
CVSCVS Health CorpStock61,459$5.86M0.9%−738−1.2%ReducedHistory
COSTCostco Wholesale CorpStock12,380$5.85M0.9%+1,325+12.0%AddedHistory
PFEPfizer IncStock132,791$5.81M0.9%−7,735−5.5%ReducedHistory
Schwab U.S. Large-Cap Growth ETF808524300ETF99,439$5.55M0.8%+5,916+6.3%Added–
MRKMerck & Co., Inc.Stock63,542$5.47M0.8%−1,063−1.6%ReducedHistory
ABBVAbbVie Inc.Stock39,074$5.24M0.8%−12,715−24.6%ReducedHistory
QCOMQualcomm IncStock46,212$5.22M0.8%+1,697+3.8%AddedHistory
LLYEli Lilly & CoStock15,362$4.97M0.8%−1,420−8.5%ReducedHistory
NVDANVIDIA CorpStock40,158$4.88M0.7%−6,407−13.8%ReducedHistory
XOMExxonMobil Holdings CorpCOM54,649$4.77M0.7%−7,239−11.7%ReducedHistory
IBMInternational Business Machines CorpStock38,859$4.62M0.7%−7,860−16.8%ReducedHistory
SFSTSouthern First Bancshares IncCOM106,929$4.46M0.7%+643+0.6%AddedHistory
HDHome Depot, Inc.Stock16,078$4.44M0.7%−1,043−6.1%ReducedHistory
Schwab Intermediate-Term US Treasury ETF808524854ETF87,788$4.31M0.7%+26,139+42.4%Added–
Schwab U.S. Large-Cap Value ETF808524409ETF71,653$4.19M0.6%+623+0.9%Added–
AMGNAmgen IncStock17,584$3.96M0.6%+357+2.1%AddedHistory
TSLATesla, Inc.Stock14,614$3.88M0.6%−218−1.5%ReducedConverted for a 3-for-1 splitHistory
PGProcter & Gamble CoStock30,126$3.80M0.6%−853−2.8%ReducedHistory
LRCXLam Research CorpCOM10,153$3.72M0.6%+41+0.4%AddedHistory
Schwab U.S. Broad Market ETF808524102ETF87,439$3.67M0.6%−5,471−5.9%Reduced–
JPMJPMorgan Chase & CoStock33,102$3.46M0.5%−110.0%ReducedHistory
BMYBristol Myers Squibb CoStock48,648$3.46M0.5%−1,473−2.9%ReducedHistory
VZVerizon Communications IncStock90,862$3.45M0.5%−50,816−35.9%ReducedHistory
VVisa Inc.Stock18,650$3.31M0.5%−225−1.2%ReducedHistory
HUBBHubbell IncCOM14,806$3.30M0.5%+2,327+18.6%AddedHistory
AVGOBroadcom Inc.Stock7,283$3.23M0.5%+66+0.9%AddedHistory
Schwab International Equity ETF808524805ETF109,636$3.08M0.5%+2,175+2.0%Added–
TAT&T Inc.Stock196,312$3.01M0.5%−64,948−24.9%ReducedHistory
Schwab US Aggregate Bond ETF808524839ETF65,351$2.96M0.4%+6,499+11.0%Added–
Schwab US Dividend Equity ETF808524797ETF44,131$2.93M0.4%−358−0.8%Reduced–
WMWaste Management IncStock18,206$2.92M0.4%+2,605+16.7%AddedHistory
DISWalt Disney CoStock28,884$2.73M0.4%+3,491+13.7%AddedHistory
VXXBarclays Bank PLCETF127,421$2.70M0.4%+100,914+380.7%AddedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF14,878$2.67M0.4%+846+6.0%Added–
SHELShell plcADR51,502$2.56M0.4%−6,608−11.4%ReducedHistory
KOCoca Cola CoStock41,831$2.34M0.4%+4,574+12.3%AddedHistory
AMDAdvanced Micro Devices IncStock36,065$2.29M0.3%+1,146+3.3%AddedHistory
ProShares Tr74348A467S&P 500 DV ARIST27,916$2.23M0.3%+4,479+19.1%Added–
MOAltria Group, Inc.Stock54,607$2.21M0.3%−849−1.5%ReducedHistory
EBCEastern Bankshares, Inc.COM112,011$2.20M0.3%−4,200−3.6%ReducedHistory
BKHBlack Hills CorpCOM31,960$2.17M0.3%+132+0.4%AddedHistory
Schwab U.S. Small-Cap ETF808524607ETF56,292$2.13M0.3%+1,026+1.9%Added–
CSCOCisco Systems, Inc.Stock52,765$2.11M0.3%−5,073−8.8%ReducedHistory
Global X FDS37954Y293GLB X MLP ENRG I56,249$2.11M0.3%+16,789+42.5%Added–
GLDSPDR Gold TrustETF13,353$2.06M0.3%+1,613+13.7%AddedHistory
Vanguard S&P 500 ETF922908363ETF6,253$2.05M0.3%+222+3.7%Added–
VLOValero Energy CorpStock18,758$2.00M0.3%+1,049+5.9%AddedHistory
PMPhilip Morris International Inc.Stock24,130$2.00M0.3%−386−1.6%ReducedHistory
BACBank of America CorpStock65,530$1.98M0.3%+2,236+3.5%AddedHistory
LMTLockheed Martin CorpStock5,097$1.97M0.3%−52−1.0%ReducedHistory
Vanguard Dividend Appreciation ETF921908844ETF14,280$1.93M0.3%−11,527−44.7%Reduced–
TXNTexas Instruments IncStock12,229$1.89M0.3%−4,665−27.6%ReducedHistory
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF17,991$1.84M0.3%−448−2.4%Reduced–
KKellanovaStock26,172$1.82M0.3%+5,778+28.3%AddedHistory
Schwab U.S. Mid-Cap ETF808524508ETF29,741$1.80M0.3%+173+0.6%Added–
ELEstee Lauder Companies IncCL A8,261$1.78M0.3%+333+4.2%AddedHistory
CRMSalesforce, Inc.Stock12,078$1.74M0.3%−345−2.8%ReducedHistory
MCDMcDonalds CorpStock7,375$1.70M0.3%+736+11.1%AddedHistory
Schwab Strategic Tr808524862SHT TM US TRES35,175$1.70M0.3%+16,395+87.3%Added–
UNHUnitedHealth Group IncStock3,290$1.66M0.3%−3−0.1%ReducedHistory
SNOWSnowflake Inc.Stock9,693$1.65M0.2%+323+3.4%AddedHistory
DVNDevon Energy CorpStock27,362$1.65M0.2%+6,059+28.4%AddedHistory
GEGeneral Electric CoStock26,176$1.62M0.2%+9,645+58.3%AddedHistory
METAMeta Platforms, Inc.Stock11,834$1.61M0.2%−4,489−27.5%ReducedHistory
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL27,013$1.56M0.2%+380+1.4%Added–
HONHoneywell International IncCOM9,324$1.56M0.2%−1,116−10.7%ReducedHistory
ABTAbbott LaboratoriesStock16,051$1.55M0.2%−7,494−31.8%ReducedHistory
WMTWalmart Inc.Stock11,938$1.55M0.2%−1,344−10.1%ReducedHistory
Vanguard Energy ETF92204A306ETF15,098$1.53M0.2%−16,183−51.7%Reduced–
KRKroger CoStock34,689$1.52M0.2%−586−1.7%ReducedHistory
Vanguard Short-Term Bond ETF921937827ETF20,251$1.51M0.2%−1,608−7.4%Reduced–
Schwab U.S. Large-Cap ETF808524201ETF35,737$1.51M0.2%−814−2.2%Reduced–
FFord Motor CoStock133,416$1.49M0.2%+2,023+1.5%AddedHistory
MOSMosaic CoCOM30,794$1.49M0.2%+338+1.1%AddedHistory
WBSWebster Financial CorpCOM32,805$1.48M0.2%+80.0%AddedHistory
SOSouthern CoStock21,511$1.46M0.2%+526+2.5%AddedHistory
iShares Tr464287556ISHARES BIOTECH12,437$1.46M0.2%+8,539+219.1%Added–
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF49,372$1.44M0.2%−13,753−21.8%Reduced–
MMM3M CoStock13,051$1.44M0.2%+96+0.7%AddedHistory
SRESempraStock9,518$1.43M0.2%+6,005+170.9%AddedHistory
PYPLPayPal Holdings, Inc.Stock16,498$1.42M0.2%−536−3.1%ReducedHistory
TFCTruist Financial CorpCOM32,471$1.41M0.2%−676−2.0%ReducedHistory
GILDGilead Sciences, Inc.Stock22,838$1.41M0.2%+5,024+28.2%AddedHistory
iShares Tr464288760US AER DEF ETF15,200$1.39M0.2%−4,798−24.0%Reduced–
ProShares Tr74347X849SHRT 20+YR TRE61,747$1.38M0.2%+53,222+624.3%Added–
CATCaterpillar IncStock8,314$1.36M0.2%−291−3.4%ReducedHistory
AZOAutoZone IncCOM637$1.36M0.2%−66−9.4%ReducedHistory

Sold out since Q2 2022 (1,021)

Positions held at the end of Q2 2022 that are gone from this filing.

The largest 100 of 1,021 by value last quarter.

Positions of SeaCrest Wealth Management, LLC sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
iShares Tr46435G219INVT GRAD SY ETF20,464$913.0K0.1%–
EXEExpand Energy CorpCOM10,688$867.0K0.1%History
ETF Managers Tr26924G102PRIME JUNIR SLVR82,700$786.0K0.1%–
ETF Managers Tr26924G201PRIME CYBR SCRTY16,520$757.0K0.1%–
BGSB&G Foods, Inc.COM31,446$748.0K0.1%History
First Trust Rising Dividend Achievers ETF33738R506ETF17,737$726.0K0.1%–
Vanguard Mun BD FDS922907746TAX EXEMPT BD13,532$676.0K0.1%–
First Tr Exchange-Traded FD336917109SHS17,311$610.0K0.1%–
EQNREquinor ASASPONSORED ADR16,339$568.0K0.1%History
BRBroadridge Financial Solutions, Inc.Stock3,974$566.0K0.1%History
Victory Portfolios II92647N527CORE BD ETF11,161$528.0K0.1%–
GLDMWorld Gold TrustSPDR GLD MINIS14,011$503.0K0.1%History
Flexshares Tr33939L746US QUALITY CAP11,154$468.0K0.1%–
CLRContinental Resources, IncCOM7,017$459.0K0.1%History
American Centy ETF Tr025072752LARG CA EQUI ETF9,866$458.0K0.1%–
KIMKimco Realty CorpCOM22,930$453.0K0.1%History
MROMarathon Oil CorpCOM19,320$434.0K0.1%History
DELLDell Technologies Inc.Stock9,302$430.0K0.1%History
Vanguard Materials ETF92204A801ETF2,609$418.0K0.1%–
iShares Tr464288208MRGSTR MD CP ETF7,401$417.0K0.1%–
FNFFidelity National Financial, Inc.COM SHS10,999$407.0K0.1%History
PAASPan American Silver CorpStock20,088$395.0K<0.1%History
iShares Tr464288281JPMORGAN USD EMG4,542$388.0K<0.1%–
AROCArchrock, Inc.COM46,116$381.0K<0.1%History
GRMNGarmin LtdSHS3,867$380.0K<0.1%History
Invesco Exch Traded FD Tr II46138E263S&P GBL WATER8,280$365.0K<0.1%–
STXSeagate Technology Holdings plcORD SHS4,907$351.0K<0.1%History
ARK ETF Tr00214Q302GENOMIC REV ETF11,036$348.0K<0.1%–
First Tr Exchange-Traded FD33734X101CONSUMR DISCRE7,694$344.0K<0.1%–
iShares S&P Small-Cap 600 Value ETF464287879ETF3,586$319.0K<0.1%–
iShares Tr464288752US HOME CONS ETF6,028$316.0K<0.1%–
BCXBlackRock Resources & Commodities Strategy TrustSHS34,048$306.0K<0.1%History
SHOPShopify Inc.Stock9,710$303.0K<0.1%History
Exchange Traded Concepts Tru301505707ROBO GLB ETF6,749$303.0K<0.1%–
Invesco Exchange Traded FD T46137V720LEISU ENTMT ETF8,283$300.0K<0.1%–
BIIBBiogen Inc.COM1,430$292.0K<0.1%History
Invesco Exch Traded FD Tr II46138E198S&P MIDCP LOW5,470$281.0K<0.1%–
SPLKSplunk IncCOM3,149$279.0K<0.1%History
Global X FDS37954Y673US INFR DEV ETF12,119$276.0K<0.1%–
STWDStarwood Property Trust, Inc.COM13,095$274.0K<0.1%History
SNVSynovus Financial CorpCOM NEW7,600$274.0K<0.1%History
Paramount Global92556H206CL B11,008$272.0K<0.1%–
VLYValley National BancorpCOM25,841$269.0K<0.1%History
BHVNBiohaven Ltd.COM1,825$266.0K<0.1%History
ABAlliancebernstein Holding L.P.UNIT LTD PARTN6,075$253.0K<0.1%History
BABAAlibaba Group Holding LtdADR2,206$251.0K<0.1%History
Kraneshares Tr500767736QUADRTC INT RT9,800$248.0K<0.1%–
SFIXStitch Fix, Inc.Stock49,974$247.0K<0.1%History
First Tr Exchng Traded FD VI33740F664FT VEST US EQT7,777$245.0K<0.1%–
RBCRBC Bearings INCCOM1,320$244.0K<0.1%History
TSNTyson Foods, Inc.Stock2,794$240.0K<0.1%History
SPOTSpotify Technology S.A.Stock2,557$240.0K<0.1%History
DLRDigital Realty Trust, Inc.COM1,832$238.0K<0.1%History
Healthcare Realty Trust Inc42225P501CL A NEW8,342$233.0K<0.1%–
FTNTFortinet, Inc.Stock4,105$232.0K<0.1%History
FISFidelity National Information Services, Inc.Stock2,459$225.0K<0.1%History
AGFirst Majestic Silver CorpCOM31,200$224.0K<0.1%History
NGGNational Grid PLCSPONSORED ADR NE3,447$223.0K<0.1%History
OLNOLIN CorpStock4,721$218.0K<0.1%History
CPBCAMPBELL'S CoCOM4,518$217.0K<0.1%History
VTRVentas, Inc.REIT4,169$214.0K<0.1%History
TREXTrex Co IncCOM3,910$213.0K<0.1%History
CDKCDK Global, Inc.COM3,871$212.0K<0.1%History
American Elec PWR Co Inc02557T307UNIT 08/15/20253,875$210.0K<0.1%–
ETF Ser Solutions26922A289DEFIANCE CONNECT6,628$209.0K<0.1%–
DBCInvesco DB Commodity Index Tracking FundUNIT7,835$209.0K<0.1%History
iShares Tr464287762US HLTHCARE ETF776$209.0K<0.1%–
HPQHP IncStock6,324$207.0K<0.1%History
State Street Real Estate Select Sector SPDR ETF81369Y860ETF5,050$206.0K<0.1%–
iShares MSCI USA Min Vol Factor ETF46429B697ETF2,903$204.0K<0.1%–
Invesco Exch Traded FD Tr II46138G508SR LN ETF10,064$204.0K<0.1%–
BTIBritish American Tobacco p.l.c.SPONSORED ADR4,731$203.0K<0.1%History
WisdomTree Tr97717W570US MIDCAP FUND4,419$203.0K<0.1%–
IAUiShares Gold TrustETF5,857$201.0K<0.1%History
iShares Russell 2000 Growth ETF464287648ETF973$201.0K<0.1%–
ARK ETF Tr00214Q203AUTNMUS TECHNLGY4,011$201.0K<0.1%–
IFFInternational Flavors & Fragrances IncCOM1,691$201.0K<0.1%History
MSIMotorola Solutions, Inc.Stock952$200.0K<0.1%History
COFCapital One Financial CorpStock1,906$199.0K<0.1%History
State Street SPDR S&P Aerospace & Defense ETF78464A631ETF1,944$196.0K<0.1%–
HALHalliburton CoStock6,221$195.0K<0.1%History
BROSDutch Bros Inc.CL A6,148$195.0K<0.1%History
CHDNChurchill Downs IncCOM1,018$195.0K<0.1%History
iShares Tr46428951110+ YR INVST GRD3,626$193.0K<0.1%–
BCPCBalchem CorpCOM1,472$191.0K<0.1%History
MUJBlackRock Muniholdings New Jersey Quality Fund, Inc.COM14,444$191.0K<0.1%History
NVSNovartis AGADR2,212$187.0K<0.1%History
VSTVistra Corp.Stock8,178$187.0K<0.1%History
GPNGlobal Payments IncStock1,686$187.0K<0.1%History
HXLHexcel CorpCOM3,582$187.0K<0.1%History
YUMCYum China Holdings, Inc.COM3,823$185.0K<0.1%History
XIFRXPLR Infrastructure, LPCOM UNIT PART IN2,491$185.0K<0.1%History
WDAYWorkday, Inc.CL A1,319$184.0K<0.1%History
DTEDte Energy CoCOM1,455$184.0K<0.1%History
CWTCalifornia Water Service GroupCOM3,309$184.0K<0.1%History
SEESealed Air CorpCOM3,171$183.0K<0.1%History
Invesco Exch Traded FD Tr II46138E115S&P SMLCP INFO1,581$183.0K<0.1%–
NRIMNorthrim Bancorp IncCOM4,551$183.0K<0.1%History
RIORio Tinto PLCADR2,979$182.0K<0.1%History
CRWDCrowdStrike Holdings, Inc.Stock1,082$182.0K<0.1%History