Flaharty Asset Management, LLC
- SEC CIK
- 0001697882
- Latest filing
- Jul 8, 2026
Holdings in Q4 2022
Holdings as of Dec 31, 2022, filed Feb 14, 2023. Long positions only; changes compare share counts with Q3 2022.
- Positions
- 117
- +3 vs. Q3 2022
- Portfolio value
- $534.3M
- +$48.5M (+10.0%) vs. Q3 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| iShares Russell 1000 Value ETF464287598 | ETF | 230,640 | $35.0M | 6.5% | +7,673+3.4% | Added | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 156,725 | $33.6M | 6.3% | +1,524+1.0% | Added | – |
| First Tr Exchange-Traded FD33738D309 | SENIOR LN FD | 724,298 | $32.3M | 6.0% | +11,430+1.6% | Added | – |
| Global X FDS37954Y657 | US PFD ETF | 1,586,730 | $30.7M | 5.8% | +1,586,730 | New | – |
| PIMCO Active Bond Exchange-Traded Fund72201R775 | ETF | 288,956 | $26.1M | 4.9% | −4,701−1.6% | Reduced | – |
| Invesco Exchange Traded FD T46137V506 | DIVID ACHIEVEV | 669,341 | $24.4M | 4.6% | −874−0.1% | Reduced | – |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 309,441 | $23.1M | 4.3% | +18,938+6.5% | Added | – |
| iShares Tr464287630 | RUS 2000 VAL ETF | 159,131 | $22.1M | 4.1% | +11,622+7.9% | Added | – |
| First Tr Exchange Traded FD33738R100 | MULTI ASSET DI | 1,424,212 | $21.3M | 4.0% | +112,216+8.6% | Added | – |
| American Centy ETF Tr025072109 | DIVERSIFID CRP | 465,176 | $21.1M | 3.9% | +36,773+8.6% | Added | – |
| First Tr Exchange Traded FD33738R118 | NASD TECH DIV | 440,475 | $21.0M | 3.9% | +18,294+4.3% | Added | – |
| Invesco Exchange Traded FD T46137V316 | S&P500 EQL MAT | 116,320 | $18.5M | 3.5% | +3,963+3.5% | Added | – |
| iShares U.S. Medical Devices ETF464288810 | ETF | 344,242 | $18.1M | 3.4% | −34,471−9.1% | Reduced | – |
| SPDR Series Trust78464A763 | ST STR SP DIV | 144,192 | $18.0M | 3.4% | +8,802+6.5% | Added | – |
| SPDR Series Trust78464A144 | ST STR CORPO ETF | 625,180 | $17.7M | 3.3% | +31,894+5.4% | Added | – |
| Invesco Exchange Traded FD T46137V274 | S&P500 EQL UTL | 150,601 | $17.5M | 3.3% | +690.0% | Added | – |
| iShares S&P Mid-Cap 400 Value ETF464287705 | ETF | 168,279 | $17.0M | 3.2% | −1,274−0.8% | Reduced | – |
| First Tr Exchange Trad FD VI33739H101 | FST TR GLB FD | 603,394 | $14.8M | 2.8% | +505,734+517.9% | Added | – |
| State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375 | ETF | 460,250 | $14.6M | 2.7% | +23,072+5.3% | Added | – |
| iShares Russell 2000 Growth ETF464287648 | ETF | 56,779 | $12.2M | 2.3% | +3,744+7.1% | Added | – |
| PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833 | ETF | 75,149 | $7.41M | 1.4% | +71,142+1,775.4% | Added | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 25,580 | $6.81M | 1.3% | −1,194−4.5% | Reduced | – |
| iShares Select Dividend ETF464287168 | ETF | 38,222 | $4.61M | 0.9% | −4,471−10.5% | Reduced | – |
| First Tr Exchange-Traded FD33739Q200 | FST LOW OPPT EFT | 88,761 | $4.21M | 0.8% | −25,119−22.1% | Reduced | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 10,527 | $4.03M | 0.8% | +894+9.3% | Added | History |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 30,219 | $2.97M | 0.6% | −5,274−14.9% | Reduced | – |
| Global X FDS37954Y475 | S&P 500 COVERED | 71,083 | $2.80M | 0.5% | +41,528+140.5% | Added | – |
| American Centy ETF Tr025072877 | US SML CP VALU | 37,094 | $2.76M | 0.5% | +37,094 | New | – |
| First Trust Rising Dividend Achievers ETF33738R506 | ETF | 62,557 | $2.75M | 0.5% | +18,525+42.1% | Added | – |
| MSFTMicrosoft Corp | Stock | 10,230 | $2.45M | 0.5% | −214−2.0% | Reduced | History |
| First Trust Dow Jones Internet Index Fund33733E302 | ETF | 18,375 | $2.26M | 0.4% | −2,239−10.9% | Reduced | – |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 21,137 | $2.23M | 0.4% | +21,137 | New | – |
| AAPLApple Inc. | Stock | 16,944 | $2.20M | 0.4% | −564−3.2% | Reduced | History |
| JNJJohnson & Johnson | Stock | 12,047 | $2.13M | 0.4% | −476−3.8% | Reduced | History |
| First Trust Financials Alphadex Fund33734X135 | ETF | 50,280 | $2.06M | 0.4% | −4,058−7.5% | Reduced | – |
| Invesco Exch TRD SLF Idx FD46138J841 | BULSHS 2024 CB | 83,492 | $1.71M | 0.3% | +9,755+13.2% | Added | – |
| Global X FDS37954Y483 | NASDAQ 100 COVER | 100,043 | $1.59M | 0.3% | +22,300+28.7% | Added | – |
| Invesco Exch Traded FD Tr II46138G706 | SOLAR ETF | 20,701 | $1.51M | 0.3% | −3,005−12.7% | Reduced | – |
| Invesco Exch TRD SLF Idx FD46138J866 | BULSHS 2023 CB | 71,918 | $1.51M | 0.3% | −2,705−3.6% | Reduced | – |
| First Trust Cloud Computing ETF33734X192 | ETF | 24,812 | $1.43M | 0.3% | −3,780−13.2% | Reduced | – |
| CATCaterpillar Inc | Stock | 5,385 | $1.29M | 0.2% | −400−6.9% | Reduced | History |
| First Tr Exchange Traded FD33738R720 | NASDQ ARTFCIAL | 32,405 | $1.16M | 0.2% | −5,443−14.4% | Reduced | – |
| State Street Utilities Select Sector SPDR ETF81369Y886 | ETF | 15,651 | $1.10M | 0.2% | +15,651 | New | – |
| Vanguard Real Estate ETF922908553 | ETF | 12,778 | $1.05M | 0.2% | +2,489+24.2% | Added | – |
| First Tr Exchange-Traded FD33737K205 | INDXX NEXTG ETF | 16,962 | $1.03M | 0.2% | −2,996−15.0% | Reduced | – |
| ETYEaton Vance Tax-Managed Diversified Equity Income Fund | COM | 91,155 | $989.9K | 0.2% | −5,438−5.6% | Reduced | History |
| Invesco Exch TRD SLF Idx FD46138J858 | BULSHS 2023 HY | 42,325 | $986.6K | 0.2% | 00.0% | Unchanged | – |
| First Tr Exch Traded FD III33739E108 | PFD SECS INC ETF | 58,683 | $985.9K | 0.2% | −1,863,108−96.9% | Reduced | – |
| Invesco Exch TRD SLF Idx FD46138J825 | BULSHS 2025 CB | 46,600 | $938.5K | 0.2% | 00.0% | Unchanged | – |
| Alps ETF Tr00162Q452 | ALERIAN MLP | 21,827 | $830.9K | 0.2% | +2,197+11.2% | Added | – |
| AZNAstraZeneca PLC | SPONSORED ADR | 12,124 | $822.0K | 0.2% | 00.0% | Unchanged | History |
| Invesco Exch TRD SLF Idx FD46138J783 | BULSHS 2027 CB | 42,869 | $814.3K | 0.2% | +31,500+277.1% | Added | – |
| VMCVulcan Materials CO | COM | 4,572 | $800.7K | 0.1% | 00.0% | Unchanged | History |
| Invesco Exch TRD SLF Idx FD46138J791 | BULSHS 2026 CB | 41,601 | $787.3K | 0.1% | +30,000+258.6% | Added | – |
| HDHome Depot, Inc. | Stock | 2,459 | $776.8K | 0.1% | +35+1.4% | Added | History |
| iShares Tr464287622 | RUS 1000 ETF | 3,649 | $768.2K | 0.1% | +11+0.3% | Added | – |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 7,499 | $727.3K | 0.1% | −4,863−39.3% | Reduced | – |
| iShares Tr464288687 | PFD AND INCM SEC | 22,255 | $679.4K | 0.1% | −28,742−56.4% | Reduced | – |
| iShares Russell 2000 ETF464287655 | ETF | 3,630 | $632.9K | 0.1% | −37−1.0% | Reduced | – |
| VanEck ETF Trust92189F452 | MORTGAGE REIT | 53,811 | $628.0K | 0.1% | +53,811 | New | – |
| Janus Detroit STR Tr47103U852 | HENDERSON MTG | 13,722 | $623.8K | 0.1% | −1,353−9.0% | Reduced | – |
| iShares Tr464288414 | NATIONAL MUN ETF | 5,512 | $581.6K | 0.1% | −255−4.4% | Reduced | – |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 4,051 | $572.2K | 0.1% | 00.0% | Unchanged | – |
| BACBank of America Corp | Stock | 17,096 | $566.2K | 0.1% | −1,866−9.8% | Reduced | History |
| Invesco Exch TRD SLF Idx FD46138J833 | BULSHS 2024 HY | 24,015 | $531.2K | 0.1% | 00.0% | Unchanged | – |
| PGProcter & Gamble Co | Stock | 3,414 | $517.4K | 0.1% | −3−0.1% | Reduced | History |
| GLDSPDR Gold Trust | ETF | 3,003 | $509.4K | 0.1% | 00.0% | Unchanged | History |
| Invesco Exch Traded FD Tr II46138G698 | S&P 500 REVENUE | 6,838 | $505.6K | 0.1% | −940−12.1% | Reduced | – |
| iShares Tips Bond ETF464287176 | ETF | 4,691 | $499.3K | 0.1% | −5,429−53.6% | Reduced | – |
| LLYEli Lilly & Co | Stock | 1,311 | $479.5K | 0.1% | +24+1.9% | Added | History |
| MCDMcDonalds Corp | Stock | 1,582 | $416.8K | 0.1% | +404+34.3% | Added | History |
| PFEPfizer Inc | Stock | 7,916 | $405.6K | 0.1% | +65+0.8% | Added | History |
| AMZNAmazon Com Inc | Stock | 4,764 | $400.2K | 0.1% | −479−9.1% | Reduced | History |
| SOSouthern Co | Stock | 5,550 | $396.3K | 0.1% | 00.0% | Unchanged | History |
| NEENextera Energy Inc | Stock | 4,478 | $374.3K | 0.1% | +20+0.4% | Added | History |
| DUKDuke Energy CORP | Stock | 3,612 | $372.0K | 0.1% | −368−9.2% | Reduced | History |
| BRK.BBerkshire Hathaway Inc | Stock | 1,172 | $362.0K | 0.1% | +8+0.7% | Added | History |
| UNHUnitedHealth Group Inc | Stock | 680 | $360.5K | 0.1% | −68−9.1% | Reduced | History |
| PAYXPaychex Inc | Stock | 3,107 | $359.1K | 0.1% | 00.0% | Unchanged | History |
| WisdomTree Tr97717W406 | US AI ENHANCED | 3,696 | $339.3K | 0.1% | 00.0% | Unchanged | – |
| VZVerizon Communications Inc | Stock | 8,044 | $316.9K | 0.1% | −2,941−26.8% | Reduced | History |
| TAT&T Inc. | Stock | 17,083 | $314.5K | 0.1% | +3,051+21.7% | Added | History |
| Flexshares Tr33939L886 | ULTR SHO INC FD | 4,040 | $300.6K | 0.1% | 00.0% | Unchanged | – |
| TSLATesla, Inc. | Stock | 2,409 | $296.7K | 0.1% | −417−14.8% | Reduced | History |
| IBMInternational Business Machines Corp | Stock | 2,082 | $293.3K | 0.1% | +2,082 | New | History |
| CWCurtiss Wright Corp | Stock | 1,744 | $291.2K | 0.1% | 00.0% | Unchanged | History |
| PEPPepsiCo Inc | Stock | 1,580 | $285.4K | 0.1% | +182+13.0% | Added | History |
| INTCIntel Corp | Stock | 10,764 | $284.5K | 0.1% | −3,454−24.3% | Reduced | History |
| XOMExxonMobil Holdings Corp | COM | 2,534 | $279.5K | 0.1% | +42+1.7% | Added | History |
| First Tr Exchange-Traded FD33738D408 | FIRST TR TA HIYL | 7,172 | $279.3K | 0.1% | 00.0% | Unchanged | – |
| WMTWalmart Inc. | Stock | 1,912 | $271.2K | 0.1% | +111+6.2% | Added | History |
| GOOGLAlphabet Inc. | Stock | 3,029 | $267.2K | 0.1% | +209+7.4% | Added | History |
| PEGPublic Service Enterprise Group Inc | COM | 4,281 | $262.3K | <0.1% | −9−0.2% | Reduced | History |
| iShares Tr46435G342 | MORTGE REL ETF | 11,415 | $259.0K | <0.1% | −503,692−97.8% | Reduced | – |
| CSCOCisco Systems, Inc. | Stock | 5,426 | $258.5K | <0.1% | −72−1.3% | Reduced | History |
| GOOGAlphabet Inc. | Stock | 2,860 | $253.8K | <0.1% | +120+4.4% | Added | History |
| RVNCRevance Therapeutics, Inc. | COM | 13,452 | $248.3K | <0.1% | +1,000+8.0% | Added | History |
| Invesco Exchange Traded FD T46137V365 | S&P500 EQL ENR | 3,273 | $237.9K | <0.1% | +3,273 | New | – |
| iShares U S ETF Tr46431W507 | SHOR DURA BD ETF | 4,810 | $237.0K | <0.1% | 00.0% | Unchanged | – |
| DISWalt Disney Co | Stock | 2,718 | $236.1K | <0.1% | −64−2.3% | Reduced | History |
Sold out since Q3 2022 (15)
Positions held at the end of Q3 2022 that are gone from this filing.
| Security | Class | Shares in Q3 2022 | Value in Q3 2022 | % of portfolio in Q3 2022 | History |
|---|---|---|---|---|---|
| Invesco Exch TRD SLF Idx FD46138J882 | BULSHS 2022 CB | 65,877 | $1.40M | 0.3% | – |
| First Tr Exchange-Traded FD33734X176 | TECH ALPHADEX | 8,414 | $730.0K | 0.2% | – |
| Invesco Bulletshares 2022 HY Bd (BSJM)46138J874 | BULSHS 2022 HY | 22,462 | $493.0K | 0.1% | – |
| Advisorshares Tr00768Y818 | DOUBLELIN VAL EQ | 4,967 | $388.0K | 0.1% | – |
| Fidelity High Dividend ETF316092840 | ETF | 10,944 | $361.0K | 0.1% | – |
| iShares Tr464288281 | JPMORGAN USD EMG | 3,362 | $267.0K | 0.1% | – |
| iShares Tr464288513 | IBOXX HI YD ETF | 3,705 | $264.0K | 0.1% | – |
| First Trust Multi Cap Growth Alphadex Fund33733F101 | ETF | 2,852 | $256.0K | 0.1% | – |
| MRKMerck & Co., Inc. | Stock | 2,805 | $242.0K | <0.1% | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 3,185 | $229.0K | <0.1% | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 1,894 | $225.0K | <0.1% | – |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 1,177 | $221.0K | <0.1% | – |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 734 | $211.0K | <0.1% | History |
| VRMVroom, Inc. | COM | 66,000 | $77.0K | <0.1% | History |
| CANCanaan Inc. | SPONSORED ADS | 14,000 | $46.0K | <0.1% | History |