Flaharty Asset Management, LLC
- SEC CIK
- 0001697882
- Latest filing
- Jul 8, 2026
Holdings in Q3 2022
Holdings as of Sep 30, 2022, filed Nov 3, 2022. Long positions only; changes compare share counts with Q2 2022.
- Positions
- 114
- −9 vs. Q2 2022
- Portfolio value
- $485.8M
- −$6.16M (−1.3%) vs. Q2 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| iShares Russell 1000 Growth ETF464287614 | ETF | 155,201 | $32.7M | 6.7% | +5,648+3.8% | Added | – |
| First Tr Exch Traded FD III33739E108 | PFD SECS INC ETF | 1,921,791 | $32.1M | 6.6% | +128,709+7.2% | Added | – |
| First Tr Exchange-Traded FD33738D309 | SENIOR LN FD | 712,868 | $31.4M | 6.5% | +38,481+5.7% | Added | – |
| iShares Russell 1000 Value ETF464287598 | ETF | 222,967 | $30.3M | 6.2% | +10,891+5.1% | Added | – |
| PIMCO Active Bond Exchange-Traded Fund72201R775 | ETF | 293,657 | $26.3M | 5.4% | +31,042+11.8% | Added | – |
| Invesco Exchange Traded FD T46137V506 | DIVID ACHIEVEV | 670,215 | $21.7M | 4.5% | +56,607+9.2% | Added | – |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 290,503 | $19.4M | 4.0% | +26,787+10.2% | Added | – |
| American Centy ETF Tr025072109 | DIVERSIFID CRP | 428,403 | $19.1M | 3.9% | +38,074+9.8% | Added | – |
| iShares Tr464287630 | RUS 2000 VAL ETF | 147,509 | $19.0M | 3.9% | +8,643+6.2% | Added | – |
| First Tr Exchange Traded FD33738R100 | MULTI ASSET DI | 1,311,996 | $18.9M | 3.9% | +86,462+7.1% | Added | – |
| First Tr Exchange Traded FD33738R118 | NASD TECH DIV | 422,181 | $18.4M | 3.8% | +31,126+8.0% | Added | – |
| iShares U.S. Medical Devices ETF464288810 | ETF | 378,713 | $17.9M | 3.7% | +19,407+5.4% | Added | – |
| SPDR Series Trust78464A144 | ST STR CORPO ETF | 593,286 | $16.5M | 3.4% | +593,286 | New | – |
| Invesco Exchange Traded FD T46137V274 | S&P500 EQL UTL | 150,532 | $16.0M | 3.3% | +11,522+8.3% | Added | – |
| Invesco Exchange Traded FD T46137V316 | S&P500 EQL MAT | 112,357 | $16.0M | 3.3% | +7,248+6.9% | Added | – |
| iShares S&P Mid-Cap 400 Value ETF464287705 | ETF | 169,553 | $15.3M | 3.1% | +4,518+2.7% | Added | – |
| SPDR Series Trust78464A763 | ST STR SP DIV | 135,390 | $15.1M | 3.1% | +6,780+5.3% | Added | – |
| State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375 | ETF | 437,178 | $13.7M | 2.8% | +437,178 | New | – |
| iShares Russell 2000 Growth ETF464287648 | ETF | 53,035 | $11.0M | 2.3% | +2,166+4.3% | Added | – |
| iShares Tr46435G342 | MORTGE REL ETF | 515,107 | $10.8M | 2.2% | +44,459+9.4% | Added | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 26,774 | $7.16M | 1.5% | −3,659−12.0% | Reduced | – |
| First Tr Exchange-Traded FD33739Q200 | FST LOW OPPT EFT | 113,880 | $5.39M | 1.1% | −18,216−13.8% | Reduced | – |
| iShares Select Dividend ETF464287168 | ETF | 42,693 | $4.58M | 0.9% | −2,785−6.1% | Reduced | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 9,633 | $3.44M | 0.7% | −608−5.9% | Reduced | History |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 35,493 | $2.94M | 0.6% | −2,456−6.5% | Reduced | – |
| First Trust Dow Jones Internet Index Fund33733E302 | ETF | 20,614 | $2.60M | 0.5% | −5,547−21.2% | Reduced | – |
| First Tr Exchange Trad FD VI33739H101 | FST TR GLB FD | 97,660 | $2.48M | 0.5% | −3,253−3.2% | Reduced | – |
| MSFTMicrosoft Corp | Stock | 10,444 | $2.43M | 0.5% | −224−2.1% | Reduced | History |
| AAPLApple Inc. | Stock | 17,508 | $2.42M | 0.5% | −895−4.9% | Reduced | History |
| JNJJohnson & Johnson | Stock | 12,523 | $2.05M | 0.4% | −279−2.2% | Reduced | History |
| First Trust Financials Alphadex Fund33734X135 | ETF | 54,338 | $2.00M | 0.4% | −3,621−6.2% | Reduced | – |
| Invesco Exch Traded FD Tr II46138G706 | SOLAR ETF | 23,706 | $1.75M | 0.4% | −1,604−6.3% | Reduced | – |
| First Trust Cloud Computing ETF33734X192 | ETF | 28,592 | $1.73M | 0.4% | −5,483−16.1% | Reduced | – |
| First Trust Rising Dividend Achievers ETF33738R506 | ETF | 44,032 | $1.71M | 0.4% | −1,847−4.0% | Reduced | – |
| iShares Tr464288687 | PFD AND INCM SEC | 50,997 | $1.61M | 0.3% | −2,670−5.0% | Reduced | – |
| Invesco Exch TRD SLF Idx FD46138J866 | BULSHS 2023 CB | 74,623 | $1.56M | 0.3% | 00.0% | Unchanged | – |
| Invesco Exch TRD SLF Idx FD46138J841 | BULSHS 2024 CB | 73,737 | $1.50M | 0.3% | 00.0% | Unchanged | – |
| Invesco Exch TRD SLF Idx FD46138J882 | BULSHS 2022 CB | 65,877 | $1.40M | 0.3% | 00.0% | Unchanged | – |
| First Tr Exchange Traded FD33738R720 | NASDQ ARTFCIAL | 37,848 | $1.27M | 0.3% | −2,099−5.3% | Reduced | – |
| Global X FDS37954Y483 | NASDAQ 100 COVER | 77,743 | $1.22M | 0.3% | +25,504+48.8% | Added | – |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 12,362 | $1.19M | 0.2% | −3,640−22.7% | Reduced | – |
| Global X FDS37954Y475 | S&P 500 COVERED | 29,555 | $1.13M | 0.2% | +15,414+109.0% | Added | – |
| First Tr Exchange-Traded FD33737K205 | INDXX NEXTG ETF | 19,958 | $1.11M | 0.2% | −1,086−5.2% | Reduced | – |
| iShares Tips Bond ETF464287176 | ETF | 10,120 | $1.06M | 0.2% | +114+1.1% | Added | – |
| ETYEaton Vance Tax-Managed Diversified Equity Income Fund | COM | 96,593 | $1.05M | 0.2% | −3,618−3.6% | Reduced | History |
| Invesco Exch TRD SLF Idx FD46138J858 | BULSHS 2023 HY | 42,325 | $966.0K | 0.2% | 00.0% | Unchanged | – |
| CATCaterpillar Inc | Stock | 5,785 | $949.0K | 0.2% | 00.0% | Unchanged | History |
| Invesco Exch TRD SLF Idx FD46138J825 | BULSHS 2025 CB | 46,600 | $929.0K | 0.2% | 00.0% | Unchanged | – |
| Vanguard Real Estate ETF922908553 | ETF | 10,289 | $825.0K | 0.2% | +3,378+48.9% | Added | – |
| TSLATesla, Inc. | Stock | 2,826 | $750.0K | 0.2% | −147−4.9% | ReducedConverted for a 3-for-1 split | History |
| First Tr Exchange-Traded FD33734X176 | TECH ALPHADEX | 8,414 | $730.0K | 0.2% | −374−4.3% | Reduced | – |
| VMCVulcan Materials CO | COM | 4,572 | $721.0K | 0.1% | 00.0% | Unchanged | History |
| iShares Tr464287622 | RUS 1000 ETF | 3,638 | $718.0K | 0.1% | −22−0.6% | Reduced | – |
| Alps ETF Tr00162Q452 | ALERIAN MLP | 19,630 | $718.0K | 0.1% | +8,360+74.2% | Added | – |
| Janus Detroit STR Tr47103U852 | HENDERSON MTG | 15,075 | $679.0K | 0.1% | −767−4.8% | Reduced | – |
| HDHome Depot, Inc. | Stock | 2,424 | $669.0K | 0.1% | −171−6.6% | Reduced | History |
| AZNAstraZeneca PLC | SPONSORED ADR | 12,124 | $665.0K | 0.1% | −110−0.9% | Reduced | History |
| iShares Russell 2000 ETF464287655 | ETF | 3,667 | $605.0K | 0.1% | +600+19.6% | Added | – |
| AMZNAmazon Com Inc | Stock | 5,243 | $592.0K | 0.1% | −967−15.6% | Reduced | History |
| iShares Tr464288414 | NATIONAL MUN ETF | 5,767 | $592.0K | 0.1% | +235+4.2% | Added | – |
| BACBank of America Corp | Stock | 18,962 | $573.0K | 0.1% | +39+0.2% | Added | History |
| Invesco Exch Traded FD Tr II46138G698 | S&P 500 REVENUE | 7,778 | $522.0K | 0.1% | +10+0.1% | Added | – |
| Invesco Exch TRD SLF Idx FD46138J833 | BULSHS 2024 HY | 24,015 | $519.0K | 0.1% | 00.0% | Unchanged | – |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 4,051 | $516.0K | 0.1% | +2,315+133.4% | Added | – |
| Invesco Bulletshares 2022 HY Bd (BSJM)46138J874 | BULSHS 2022 HY | 22,462 | $493.0K | 0.1% | 00.0% | Unchanged | – |
| GLDSPDR Gold Trust | ETF | 3,003 | $464.0K | 0.1% | 00.0% | Unchanged | History |
| PGProcter & Gamble Co | Stock | 3,417 | $431.0K | 0.1% | −568−14.3% | Reduced | History |
| VZVerizon Communications Inc | Stock | 10,985 | $417.0K | 0.1% | −2,603−19.2% | Reduced | History |
| LLYEli Lilly & Co | Stock | 1,287 | $416.0K | 0.1% | −316−19.7% | Reduced | History |
| PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833 | ETF | 4,007 | $396.0K | 0.1% | +797+24.8% | Added | – |
| Advisorshares Tr00768Y818 | DOUBLELIN VAL EQ | 4,967 | $388.0K | 0.1% | 00.0% | Unchanged | – |
| UNHUnitedHealth Group Inc | Stock | 748 | $378.0K | 0.1% | +8+1.1% | Added | History |
| SOSouthern Co | Stock | 5,550 | $377.0K | 0.1% | +2,300+70.8% | Added | History |
| DUKDuke Energy CORP | Stock | 3,980 | $370.0K | 0.1% | −398−9.1% | Reduced | History |
| INTCIntel Corp | Stock | 14,218 | $366.0K | 0.1% | −65−0.5% | Reduced | History |
| Fidelity High Dividend ETF316092840 | ETF | 10,944 | $361.0K | 0.1% | −947−8.0% | Reduced | – |
| NEENextera Energy Inc | Stock | 4,458 | $350.0K | 0.1% | +47+1.1% | Added | History |
| PAYXPaychex Inc | Stock | 3,107 | $349.0K | 0.1% | 00.0% | Unchanged | History |
| PFEPfizer Inc | Stock | 7,851 | $344.0K | 0.1% | −585−6.9% | Reduced | History |
| MARAMARA Holdings, Inc. | COM | 32,000 | $343.0K | 0.1% | +6,000+23.1% | Added | History |
| RVNCRevance Therapeutics, Inc. | COM | 12,452 | $336.0K | 0.1% | −5,000−28.7% | Reduced | History |
| BRK.BBerkshire Hathaway Inc | Stock | 1,164 | $311.0K | 0.1% | −49−4.0% | Reduced | History |
| WisdomTree Tr97717W406 | US AI ENHANCED | 3,696 | $302.0K | 0.1% | 00.0% | Unchanged | – |
| Flexshares Tr33939L886 | ULTR SHO INC FD | 4,040 | $301.0K | 0.1% | 00.0% | Unchanged | – |
| First Tr Exchange-Traded FD33738D408 | FIRST TR TA HIYL | 7,172 | $275.0K | 0.1% | 00.0% | Unchanged | – |
| MCDMcDonalds Corp | Stock | 1,178 | $272.0K | 0.1% | −154−11.6% | Reduced | History |
| GOOGLAlphabet Inc. | Stock | 2,820 | $270.0K | 0.1% | −200−6.6% | ReducedConverted for a 20-for-1 split | History |
| iShares Russell Midcap ETF464287499 | ETF | 4,310 | $268.0K | 0.1% | −900−17.3% | Reduced | – |
| iShares Tr464288281 | JPMORGAN USD EMG | 3,362 | $267.0K | 0.1% | −11−0.3% | Reduced | – |
| iShares Tr464288513 | IBOXX HI YD ETF | 3,705 | $264.0K | 0.1% | 00.0% | Unchanged | – |
| GOOGAlphabet Inc. | Stock | 2,740 | $263.0K | 0.1% | 00.0% | UnchangedConverted for a 20-for-1 split | History |
| DISWalt Disney Co | Stock | 2,782 | $262.0K | 0.1% | −898−24.4% | Reduced | History |
| First Trust Multi Cap Growth Alphadex Fund33733F101 | ETF | 2,852 | $256.0K | 0.1% | −1,164−29.0% | Reduced | – |
| CWCurtiss Wright Corp | Stock | 1,744 | $243.0K | 0.1% | 00.0% | Unchanged | History |
| MRKMerck & Co., Inc. | Stock | 2,805 | $242.0K | <0.1% | +2,805 | New | History |
| PEGPublic Service Enterprise Group Inc | COM | 4,290 | $241.0K | <0.1% | +6+0.1% | Added | History |
| iShares U S ETF Tr46431W507 | SHOR DURA BD ETF | 4,810 | $237.0K | <0.1% | 00.0% | Unchanged | – |
| WMTWalmart Inc. | Stock | 1,801 | $234.0K | <0.1% | −365−16.9% | Reduced | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 3,185 | $229.0K | <0.1% | 00.0% | Unchanged | – |
| PEPPepsiCo Inc | Stock | 1,398 | $228.0K | <0.1% | −368−20.8% | Reduced | History |
Sold out since Q2 2022 (12)
Positions held at the end of Q2 2022 that are gone from this filing.
| Security | Class | Shares in Q2 2022 | Value in Q2 2022 | % of portfolio in Q2 2022 | History |
|---|---|---|---|---|---|
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 263,696 | $29.0M | 5.9% | – |
| AMATApplied Materials Inc | Stock | 3,021 | $275.0K | 0.1% | History |
| NVDANVIDIA Corp | Stock | 1,783 | $270.0K | 0.1% | History |
| HONHoneywell International Inc | COM | 1,309 | $228.0K | <0.1% | History |
| First Tr Exchange-Traded FD33734X168 | MATERIALS ALPH | 3,860 | $218.0K | <0.1% | – |
| RTXRTX Corp | Stock | 2,228 | $214.0K | <0.1% | History |
| Vanguard High Dividend Yield Index ETF921946406 | ETF | 2,085 | $212.0K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138G656 | S&P ULTRA DIVIDE | 5,082 | $210.0K | <0.1% | – |
| ProShares Tr74348A467 | S&P 500 DV ARIST | 2,438 | $208.0K | <0.1% | – |
| AMDAdvanced Micro Devices Inc | Stock | 2,672 | $204.0K | <0.1% | History |
| SLFSun Life Financial Inc | COM | 4,411 | $202.0K | <0.1% | History |
| Invesco Exchange Traded FD T46137V365 | S&P500 EQL ENR | 3,273 | $201.0K | <0.1% | – |