Flaharty Asset Management, LLC
- SEC CIK
- 0001697882
- Latest filing
- Jul 8, 2026
Holdings in Q1 2023
Holdings as of Mar 31, 2023, filed May 10, 2023. Long positions only; changes compare share counts with Q4 2022.
- Positions
- 111
- −6 vs. Q4 2022
- Portfolio value
- $560.3M
- +$26.0M (+4.9%) vs. Q4 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| iShares Russell 1000 Growth ETF464287614 | ETF | 158,745 | $38.8M | 6.9% | +2,020+1.3% | Added | – |
| iShares Russell 1000 Value ETF464287598 | ETF | 233,450 | $35.5M | 6.3% | +2,810+1.2% | Added | – |
| Global X FDS37954Y657 | US PFD ETF | 1,669,163 | $33.1M | 5.9% | +82,433+5.2% | Added | – |
| First Tr Exchange-Traded FD33738D309 | SENIOR LN FD | 731,804 | $33.1M | 5.9% | +7,506+1.0% | Added | – |
| PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833 | ETF | 317,429 | $31.5M | 5.6% | +242,280+322.4% | Added | – |
| PIMCO Active Bond Exchange-Traded Fund72201R775 | ETF | 319,576 | $29.6M | 5.3% | +30,620+10.6% | Added | – |
| Invesco Exchange Traded FD T46137V506 | DIVID ACHIEVEV | 707,528 | $25.9M | 4.6% | +38,187+5.7% | Added | – |
| First Tr Exchange Traded FD33738R118 | NASD TECH DIV | 447,616 | $24.2M | 4.3% | +7,141+1.6% | Added | – |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 315,305 | $23.6M | 4.2% | +5,864+1.9% | Added | – |
| American Centy ETF Tr025072109 | DIVERSIFID CRP | 479,174 | $22.2M | 4.0% | +13,998+3.0% | Added | – |
| iShares Tr464287630 | RUS 2000 VAL ETF | 161,945 | $22.2M | 4.0% | +2,814+1.8% | Added | – |
| First Tr Exchange Traded FD33738R100 | MULTI ASSET DI | 1,445,747 | $21.2M | 3.8% | +21,535+1.5% | Added | – |
| Invesco Exchange Traded FD T46137V274 | S&P500 EQL UTL | 168,031 | $19.1M | 3.4% | +17,430+11.6% | Added | – |
| iShares U.S. Medical Devices ETF464288810 | ETF | 350,733 | $18.9M | 3.4% | +6,491+1.9% | Added | – |
| SPDR Series Trust78464A144 | ST STR CORPO ETF | 635,335 | $18.6M | 3.3% | +10,155+1.6% | Added | – |
| SPDR Series Trust78464A763 | ST STR SP DIV | 149,322 | $18.5M | 3.3% | +5,130+3.6% | Added | – |
| iShares S&P Mid-Cap 400 Value ETF464287705 | ETF | 168,766 | $17.3M | 3.1% | +487+0.3% | Added | – |
| First Tr Exchange Trad FD VI33739H101 | FST TR GLB FD | 651,279 | $15.3M | 2.7% | +47,885+7.9% | Added | – |
| State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375 | ETF | 467,268 | $15.2M | 2.7% | +7,018+1.5% | Added | – |
| iShares Russell 2000 Growth ETF464287648 | ETF | 57,667 | $13.1M | 2.3% | +888+1.6% | Added | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 23,138 | $7.43M | 1.3% | −2,442−9.5% | Reduced | – |
| First Tr Exchange-Traded FD33739Q200 | FST LOW OPPT EFT | 85,484 | $4.09M | 0.7% | −3,277−3.7% | Reduced | – |
| iShares Select Dividend ETF464287168 | ETF | 34,003 | $3.98M | 0.7% | −4,219−11.0% | Reduced | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 9,178 | $3.76M | 0.7% | −1,349−12.8% | Reduced | History |
| Global X FDS37954Y475 | S&P 500 COVERED | 74,269 | $3.01M | 0.5% | +3,186+4.5% | Added | – |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 28,691 | $2.90M | 0.5% | −1,528−5.1% | Reduced | – |
| MSFTMicrosoft Corp | Stock | 9,922 | $2.86M | 0.5% | −308−3.0% | Reduced | History |
| AAPLApple Inc. | Stock | 16,639 | $2.74M | 0.5% | −305−1.8% | Reduced | History |
| American Centy ETF Tr025072877 | US SML CP VALU | 34,830 | $2.58M | 0.5% | −2,264−6.1% | Reduced | – |
| First Trust Dow Jones Internet Index Fund33733E302 | ETF | 16,559 | $2.45M | 0.4% | −1,816−9.9% | Reduced | – |
| JNJJohnson & Johnson | Stock | 12,099 | $1.88M | 0.3% | +52+0.4% | Added | History |
| Global X FDS37954Y483 | NASDAQ 100 COVER | 105,864 | $1.82M | 0.3% | +5,821+5.8% | Added | – |
| First Trust Rising Dividend Achievers ETF33738R506 | ETF | 39,969 | $1.79M | 0.3% | −22,588−36.1% | Reduced | – |
| First Trust Financials Alphadex Fund33734X135 | ETF | 47,161 | $1.76M | 0.3% | −3,119−6.2% | Reduced | – |
| Invesco Exch TRD SLF Idx FD46138J841 | BULSHS 2024 CB | 83,492 | $1.72M | 0.3% | 00.0% | Unchanged | – |
| First Trust Cloud Computing ETF33734X192 | ETF | 22,756 | $1.52M | 0.3% | −2,056−8.3% | Reduced | – |
| Invesco Exch TRD SLF Idx FD46138J866 | BULSHS 2023 CB | 71,918 | $1.52M | 0.3% | 00.0% | Unchanged | – |
| Invesco Exch Traded FD Tr II46138G706 | SOLAR ETF | 19,019 | $1.48M | 0.3% | −1,682−8.1% | Reduced | – |
| First Tr Exchange Traded FD33738R720 | NASDQ ARTFCIAL | 29,816 | $1.27M | 0.2% | −2,589−8.0% | Reduced | – |
| Vanguard Real Estate ETF922908553 | ETF | 15,188 | $1.26M | 0.2% | +2,410+18.9% | Added | – |
| CATCaterpillar Inc | Stock | 5,408 | $1.24M | 0.2% | +23+0.4% | Added | History |
| First Tr Exchange-Traded FD33737K205 | INDXX NEXTG ETF | 15,963 | $1.11M | 0.2% | −999−5.9% | Reduced | – |
| Invesco Exch TRD SLF Idx FD46138J858 | BULSHS 2023 HY | 42,325 | $997.0K | 0.2% | 00.0% | Unchanged | – |
| ETYEaton Vance Tax-Managed Diversified Equity Income Fund | COM | 85,106 | $993.2K | 0.2% | −6,049−6.6% | Reduced | History |
| Invesco Exch TRD SLF Idx FD46138J825 | BULSHS 2025 CB | 46,600 | $945.0K | 0.2% | 00.0% | Unchanged | – |
| Alps ETF Tr00162Q452 | ALERIAN MLP | 24,407 | $943.3K | 0.2% | +2,580+11.8% | Added | – |
| AZNAstraZeneca PLC | SPONSORED ADR | 12,099 | $839.8K | 0.1% | −25−0.2% | Reduced | History |
| Invesco Exch TRD SLF Idx FD46138J783 | BULSHS 2027 CB | 42,869 | $827.6K | 0.1% | 00.0% | Unchanged | – |
| iShares Tr464287622 | RUS 1000 ETF | 3,638 | $819.4K | 0.1% | −11−0.3% | Reduced | – |
| Invesco Exch TRD SLF Idx FD46138J791 | BULSHS 2026 CB | 41,601 | $797.1K | 0.1% | 00.0% | Unchanged | – |
| VMCVulcan Materials CO | COM | 4,572 | $784.4K | 0.1% | 00.0% | Unchanged | History |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 7,499 | $747.2K | 0.1% | 00.0% | Unchanged | – |
| HDHome Depot, Inc. | Stock | 2,434 | $718.3K | 0.1% | −25−1.0% | Reduced | History |
| Janus Detroit STR Tr47103U852 | HENDERSON MTG | 13,722 | $640.7K | 0.1% | 00.0% | Unchanged | – |
| iShares Russell 2000 ETF464287655 | ETF | 3,550 | $633.3K | 0.1% | −80−2.2% | Reduced | – |
| iShares Tr464288414 | NATIONAL MUN ETF | 5,554 | $598.4K | 0.1% | +42+0.8% | Added | – |
| GLDSPDR Gold Trust | ETF | 3,003 | $550.2K | 0.1% | 00.0% | Unchanged | History |
| Invesco Exch TRD SLF Idx FD46138J833 | BULSHS 2024 HY | 24,015 | $539.2K | 0.1% | 00.0% | Unchanged | – |
| Invesco Exch Traded FD Tr II46138G698 | S&P 500 REVENUE | 6,849 | $521.2K | 0.1% | +11+0.2% | Added | – |
| BACBank of America Corp | Stock | 18,133 | $518.6K | 0.1% | +1,037+6.1% | Added | History |
| PGProcter & Gamble Co | Stock | 3,396 | $505.0K | 0.1% | −18−0.5% | Reduced | History |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 3,385 | $489.5K | 0.1% | −666−16.4% | Reduced | – |
| TSLATesla, Inc. | Stock | 2,347 | $486.9K | 0.1% | −62−2.6% | Reduced | History |
| AMZNAmazon Com Inc | Stock | 4,693 | $484.7K | 0.1% | −71−1.5% | Reduced | History |
| LLYEli Lilly & Co | Stock | 1,368 | $469.8K | 0.1% | +57+4.3% | Added | History |
| iShares Tips Bond ETF464287176 | ETF | 4,161 | $458.8K | 0.1% | −530−11.3% | Reduced | – |
| MCDMcDonalds Corp | Stock | 1,636 | $457.4K | 0.1% | +54+3.4% | Added | History |
| XOMExxonMobil Holdings Corp | COM | 4,150 | $455.1K | 0.1% | +1,616+63.8% | Added | History |
| SOSouthern Co | Stock | 5,550 | $386.2K | 0.1% | 00.0% | Unchanged | History |
| BRK.BBerkshire Hathaway Inc | Stock | 1,169 | $361.0K | 0.1% | −3−0.3% | Reduced | History |
| PAYXPaychex Inc | Stock | 3,108 | $356.1K | 0.1% | +10.0% | Added | History |
| INTCIntel Corp | Stock | 10,764 | $351.7K | 0.1% | 00.0% | Unchanged | History |
| NVDANVIDIA Corp | Stock | 1,261 | $350.2K | 0.1% | −227−15.3% | Reduced | History |
| DUKDuke Energy CORP | Stock | 3,593 | $346.6K | 0.1% | −19−0.5% | Reduced | History |
| WisdomTree Tr97717W406 | US AI ENHANCED | 3,616 | $331.4K | 0.1% | −80−2.2% | Reduced | – |
| NEENextera Energy Inc | Stock | 4,297 | $331.2K | 0.1% | −181−4.0% | Reduced | History |
| TAT&T Inc. | Stock | 17,085 | $328.9K | 0.1% | +20.0% | Added | History |
| UNHUnitedHealth Group Inc | Stock | 680 | $321.4K | 0.1% | 00.0% | Unchanged | History |
| VZVerizon Communications Inc | Stock | 8,024 | $312.1K | 0.1% | −20−0.2% | Reduced | History |
| PFEPfizer Inc | Stock | 7,579 | $309.2K | 0.1% | −337−4.3% | Reduced | History |
| CWCurtiss Wright Corp | Stock | 1,744 | $307.4K | 0.1% | 00.0% | Unchanged | History |
| Flexshares Tr33939L886 | ULTR SHO INC FD | 4,040 | $302.2K | 0.1% | 00.0% | Unchanged | – |
| iShares Tr464288760 | US AER DEF ETF | 2,588 | $297.8K | 0.1% | +678+35.5% | Added | – |
| RTXRTX Corp | Stock | 2,996 | $293.4K | 0.1% | +987+49.1% | Added | History |
| GOOGLAlphabet Inc. | Stock | 2,809 | $291.4K | 0.1% | −220−7.3% | Reduced | History |
| MARAMARA Holdings, Inc. | COM | 33,050 | $288.2K | 0.1% | +7,050+27.1% | Added | History |
| PEPPepsiCo Inc | Stock | 1,573 | $286.8K | 0.1% | −7−0.4% | Reduced | History |
| First Tr Exchange-Traded FD33738D408 | FIRST TR TA HIYL | 7,172 | $285.2K | 0.1% | 00.0% | Unchanged | – |
| iShares Tr464288687 | PFD AND INCM SEC | 8,950 | $279.4K | <0.1% | −13,305−59.8% | Reduced | – |
| CSCOCisco Systems, Inc. | Stock | 5,303 | $277.2K | <0.1% | −123−2.3% | Reduced | History |
| GOOGAlphabet Inc. | Stock | 2,660 | $276.6K | <0.1% | −200−7.0% | Reduced | History |
| IBMInternational Business Machines Corp | Stock | 2,082 | $272.9K | <0.1% | 00.0% | Unchanged | History |
| WMTWalmart Inc. | Stock | 1,818 | $268.0K | <0.1% | −94−4.9% | Reduced | History |
| PEGPublic Service Enterprise Group Inc | COM | 4,287 | $267.7K | <0.1% | +6+0.1% | Added | History |
| DISWalt Disney Co | Stock | 2,647 | $265.0K | <0.1% | −71−2.6% | Reduced | History |
| MRKMerck & Co., Inc. | Stock | 2,488 | $264.7K | <0.1% | +2,488 | New | History |
| ORCLOracle Corp | Stock | 2,658 | $247.0K | <0.1% | +55+2.1% | Added | History |
| First Tr Exch Traded FD III33739E108 | PFD SECS INC ETF | 15,314 | $244.4K | <0.1% | −43,369−73.9% | Reduced | – |
| Invesco Exch Traded FD Tr II46138G672 | S&P MDCP 400 REV | 2,676 | $242.5K | <0.1% | +8+0.3% | Added | – |
| iShares Russell Midcap ETF464287499 | ETF | 3,425 | $239.5K | <0.1% | 00.0% | Unchanged | – |
Sold out since Q4 2022 (9)
Positions held at the end of Q4 2022 that are gone from this filing.
| Security | Class | Shares in Q4 2022 | Value in Q4 2022 | % of portfolio in Q4 2022 | History |
|---|---|---|---|---|---|
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 21,137 | $2.23M | 0.4% | – |
| State Street Utilities Select Sector SPDR ETF81369Y886 | ETF | 15,651 | $1.10M | 0.2% | – |
| VanEck ETF Trust92189F452 | MORTGAGE REIT | 53,811 | $628.0K | 0.1% | – |
| iShares Tr46435G342 | MORTGE REL ETF | 11,415 | $259.0K | <0.1% | – |
| HONHoneywell International Inc | COM | 1,087 | $232.9K | <0.1% | History |
| SLBSLB Limited | Stock | 4,300 | $229.9K | <0.1% | History |
| KLACKLA Corp | COM NEW | 587 | $221.3K | <0.1% | History |
| SYKStryker Corp | Stock | 884 | $216.1K | <0.1% | History |
| OPRTOportun Financial Corp | COM | 11,400 | $62.8K | <0.1% | History |