Flaharty Asset Management, LLC
- SEC CIK
- 0001697882
- Latest filing
- Jul 8, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Feb 15, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 136
- +2 vs. Q3 2021
- Portfolio value
- $543.4M
- +$58.8M (+12.1%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| iShares Russell 1000 Growth ETF464287614 | ETF | 134,855 | $41.2M | 7.6% | +600+0.4% | Added | – |
| iShares Russell 1000 Value ETF464287598 | ETF | 195,531 | $32.8M | 6.0% | +10,718+5.8% | Added | – |
| First Tr Exch Traded FD III33739E108 | PFD SECS INC ETF | 1,566,804 | $31.8M | 5.9% | +119,345+8.2% | Added | – |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 216,183 | $28.6M | 5.3% | +19,484+9.9% | Added | – |
| First Tr Exchange-Traded FD33738D309 | SENIOR LN FD | 587,677 | $28.2M | 5.2% | +57,314+10.8% | Added | – |
| First Trust Dow Jones Internet Index Fund33733E302 | ETF | 102,537 | $23.2M | 4.3% | −507−0.5% | Reduced | – |
| iShares U.S. Medical Devices ETF464288810 | ETF | 343,176 | $22.6M | 4.2% | +28,392+9.0% | Added | – |
| PIMCO Active Bond Exchange-Traded Fund72201R775 | ETF | 198,482 | $21.7M | 4.0% | +31,796+19.1% | Added | – |
| Invesco Exchange Traded FD T46137V316 | S&P500 EQL MAT | 115,667 | $20.8M | 3.8% | +2,622+2.3% | Added | – |
| First Tr Exchange Traded FD33738R118 | NASD TECH DIV | 323,938 | $20.4M | 3.7% | +20,948+6.9% | Added | – |
| First Tr Exchange Traded FD33738R100 | MULTI ASSET DI | 1,198,167 | $19.9M | 3.7% | +149,885+14.3% | Added | – |
| iShares Tr464287630 | RUS 2000 VAL ETF | 114,109 | $18.9M | 3.5% | +8,655+8.2% | Added | – |
| iShares S&P Mid-Cap 400 Value ETF464287705 | ETF | 168,531 | $18.7M | 3.4% | +913+0.5% | Added | – |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 224,552 | $17.3M | 3.2% | +23,066+11.4% | Added | – |
| SPDR Series Trust78464A763 | ST STR SP DIV | 125,948 | $16.3M | 3.0% | +852+0.7% | Added | – |
| iShares Tr46435G342 | MORTGE REL ETF | 468,254 | $16.2M | 3.0% | +24,737+5.6% | Added | – |
| American Centy ETF Tr025072109 | DIVERSIFID CRP | 305,450 | $15.8M | 2.9% | +38,387+14.4% | Added | – |
| Invesco Exchange Traded FD T46137V506 | DIVID ACHIEVEV | 396,943 | $15.8M | 2.9% | +350,294+750.9% | Added | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 32,599 | $13.0M | 2.4% | −943−2.8% | Reduced | – |
| iShares Russell 2000 Growth ETF464287648 | ETF | 43,349 | $12.7M | 2.3% | +945+2.2% | Added | – |
| First Tr Exchange-Traded FD33739Q200 | FST LOW OPPT EFT | 244,164 | $12.2M | 2.2% | +10,831+4.6% | Added | – |
| iShares Select Dividend ETF464287168 | ETF | 46,661 | $5.72M | 1.1% | +1,877+4.2% | Added | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 10,219 | $4.85M | 0.9% | −212−2.0% | Reduced | History |
| First Trust Cloud Computing ETF33734X192 | ETF | 38,006 | $3.96M | 0.7% | −1,908−4.8% | Reduced | – |
| Invesco Exch Traded FD Tr II46138G706 | SOLAR ETF | 48,528 | $3.73M | 0.7% | −2,449−4.8% | Reduced | – |
| MSFTMicrosoft Corp | Stock | 9,410 | $3.17M | 0.6% | −631−6.3% | Reduced | History |
| AAPLApple Inc. | Stock | 17,239 | $3.06M | 0.6% | +966+5.9% | Added | History |
| Exchange Traded Concepts Tru301505889 | EMQQ EME MAR ETF | 63,476 | $2.72M | 0.5% | −422−0.7% | Reduced | – |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 20,676 | $2.36M | 0.4% | −5,831−22.0% | Reduced | – |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 21,379 | $2.26M | 0.4% | +2,617+13.9% | Added | – |
| iShares Tr464288687 | PFD AND INCM SEC | 57,327 | $2.26M | 0.4% | −3,165−5.2% | Reduced | – |
| First Tr Exchange Traded FD33738R720 | NASDQ ARTFCIAL | 40,983 | $2.26M | 0.4% | −1,878−4.4% | Reduced | – |
| First Trust Financials Alphadex Fund33734X135 | ETF | 47,400 | $2.19M | 0.4% | +47,400 | New | – |
| JNJJohnson & Johnson | Stock | 12,239 | $2.09M | 0.4% | 00.0% | Unchanged | History |
| First Trust Rising Dividend Achievers ETF33738R506 | ETF | 40,236 | $2.08M | 0.4% | +5,362+15.4% | Added | – |
| Invesco Exch TRD SLF Idx FD46138J841 | BULSHS 2024 CB | 79,765 | $1.74M | 0.3% | 00.0% | Unchanged | – |
| Invesco Exch TRD SLF Idx FD46138J866 | BULSHS 2023 CB | 80,770 | $1.73M | 0.3% | −1,855−2.2% | Reduced | – |
| ETYEaton Vance Tax-Managed Diversified Equity Income Fund | COM | 110,036 | $1.66M | 0.3% | −15,719−12.5% | Reduced | History |
| First Tr Exchange-Traded FD33737K205 | INDXX NEXTG ETF | 20,022 | $1.65M | 0.3% | −80.0% | Reduced | – |
| Invesco Exch TRD SLF Idx FD46138J882 | BULSHS 2022 CB | 72,060 | $1.54M | 0.3% | −1,865−2.5% | Reduced | – |
| ARK Innovation ETF00214Q104 | ETF | 15,182 | $1.44M | 0.3% | −1,558−9.3% | Reduced | – |
| iShares Tips Bond ETF464287176 | ETF | 11,006 | $1.42M | 0.3% | +1,613+17.2% | Added | – |
| TSLATesla, Inc. | Stock | 1,205 | $1.27M | 0.2% | +129+12.0% | Added | History |
| ARK Next Generation Technology ETF00214Q401 | ETF | 10,529 | $1.25M | 0.2% | −3,330−24.0% | Reduced | – |
| First Tr Exchange-Traded FD33734X176 | TECH ALPHADEX | 8,784 | $1.16M | 0.2% | +20.0% | Added | – |
| AMZNAmazon Com Inc | Stock | 321 | $1.07M | 0.2% | +16+5.2% | Added | History |
| Invesco Exch TRD SLF Idx FD46138J858 | BULSHS 2023 HY | 42,325 | $1.07M | 0.2% | 00.0% | Unchanged | – |
| iShares Tr464287622 | RUS 1000 ETF | 4,021 | $1.06M | 0.2% | +10.0% | Added | – |
| Invesco Exch TRD SLF Idx FD46138J825 | BULSHS 2025 CB | 46,600 | $1.02M | 0.2% | +35,384+315.5% | Added | – |
| CATCaterpillar Inc | Stock | 4,635 | $958.0K | 0.2% | 00.0% | Unchanged | History |
| Janus Detroit STR Tr47103U852 | HENDERSON MTG | 18,041 | $950.0K | 0.2% | +10,136+128.2% | Added | – |
| VMCVulcan Materials CO | COM | 4,572 | $949.0K | 0.2% | 00.0% | Unchanged | History |
| NVDANVIDIA Corp | Stock | 3,189 | $938.0K | 0.2% | +1,137+55.4% | Added | History |
| INTCIntel Corp | Stock | 14,409 | $742.0K | 0.1% | −637−4.2% | Reduced | History |
| iShares Russell 2000 ETF464287655 | ETF | 3,328 | $740.0K | 0.1% | +10.0% | Added | – |
| PGProcter & Gamble Co | Stock | 4,089 | $669.0K | 0.1% | −1,357−24.9% | Reduced | History |
| Fidelity High Dividend ETF316092840 | ETF | 16,529 | $666.0K | 0.1% | −3,776−18.6% | Reduced | – |
| iShares Tr464288414 | NATIONAL MUN ETF | 5,512 | $641.0K | 0.1% | 00.0% | Unchanged | – |
| Invesco Exch Traded FD Tr II46138G698 | S&P 500 REVENUE | 7,945 | $635.0K | 0.1% | +8+0.1% | Added | – |
| First Trust Multi Cap Growth Alphadex Fund33733F101 | ETF | 4,803 | $603.0K | 0.1% | −1,693−26.1% | Reduced | – |
| Invesco Exch TRD SLF Idx FD46138J833 | BULSHS 2024 HY | 24,015 | $600.0K | 0.1% | +10,032+71.7% | Added | – |
| VZVerizon Communications Inc | Stock | 10,944 | $569.0K | 0.1% | −288−2.6% | Reduced | History |
| DISWalt Disney Co | Stock | 3,622 | $561.0K | 0.1% | +35+1.0% | Added | History |
| BACBank of America Corp | Stock | 12,272 | $546.0K | 0.1% | +3,809+45.0% | Added | History |
| Advisorshares Tr00768Y818 | DOUBLELIN VAL EQ | 5,385 | $529.0K | 0.1% | 00.0% | Unchanged | – |
| HDHome Depot, Inc. | Stock | 1,269 | $527.0K | 0.1% | −338−21.0% | Reduced | History |
| Invesco Bulletshares 2022 HY Bd (BSJM)46138J874 | BULSHS 2022 HY | 22,462 | $522.0K | 0.1% | 00.0% | Unchanged | – |
| GLDSPDR Gold Trust | ETF | 3,012 | $515.0K | 0.1% | 00.0% | Unchanged | History |
| iShares Tr464288281 | JPMORGAN USD EMG | 4,703 | $513.0K | 0.1% | 00.0% | Unchanged | – |
| iShares Russell Midcap ETF464287499 | ETF | 6,013 | $499.0K | 0.1% | +45+0.8% | Added | – |
| Innovator ETFs Tr45782C102 | IBD 50 ETF | 10,835 | $497.0K | 0.1% | −1,508−12.2% | Reduced | – |
| DUKDuke Energy CORP | Stock | 4,521 | $474.0K | 0.1% | −15−0.3% | Reduced | History |
| Vanguard High Dividend Yield Index ETF921946406 | ETF | 4,102 | $460.0K | 0.1% | +17+0.4% | Added | – |
| WisdomTree Tr97717W406 | US AI ENHANCED | 4,426 | $448.0K | 0.1% | 00.0% | Unchanged | – |
| LLYEli Lilly & Co | Stock | 1,545 | $427.0K | 0.1% | −121−7.3% | Reduced | History |
| CSCOCisco Systems, Inc. | Stock | 6,561 | $416.0K | 0.1% | +10.0% | Added | History |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 2,352 | $409.0K | 0.1% | −110−4.5% | Reduced | – |
| ADBEAdobe Inc. | Stock | 692 | $392.0K | 0.1% | +320+86.0% | Added | History |
| iShares Tr464288513 | IBOXX HI YD ETF | 4,495 | $391.0K | 0.1% | 00.0% | Unchanged | – |
| MCDMcDonalds Corp | Stock | 1,449 | $388.0K | 0.1% | +24+1.7% | Added | History |
| FSKFS KKR Capital Corp | COM | 18,423 | $386.0K | 0.1% | −2,703−12.8% | Reduced | History |
| AZNAstraZeneca PLC | SPONSORED ADR | 6,590 | $384.0K | 0.1% | +110+1.7% | Added | History |
| BRK.BBerkshire Hathaway Inc | Stock | 1,279 | $382.0K | 0.1% | −132−9.4% | Reduced | History |
| ProShares Tr74348A467 | S&P 500 DV ARIST | 3,852 | $378.0K | 0.1% | +1,451+60.4% | Added | – |
| KLACKLA Corp | COM NEW | 860 | $370.0K | 0.1% | −87−9.2% | Reduced | History |
| UNHUnitedHealth Group Inc | Stock | 710 | $357.0K | 0.1% | 00.0% | Unchanged | History |
| AMDAdvanced Micro Devices Inc | Stock | 2,462 | $354.0K | 0.1% | +87+3.7% | Added | History |
| GOOGAlphabet Inc. | Stock | 122 | $353.0K | 0.1% | 00.0% | Unchanged | History |
| Invesco Exch Traded FD Tr II46138G656 | S&P ULTRA DIVIDE | 8,197 | $345.0K | 0.1% | −2,868−25.9% | Reduced | – |
| First Tr Exchange-Traded FD33738D408 | FIRST TR TA HIYL | 7,172 | $343.0K | 0.1% | +7,172 | New | – |
| NEENextera Energy Inc | Stock | 3,501 | $327.0K | 0.1% | +6+0.2% | Added | History |
| PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833 | ETF | 3,210 | $326.0K | 0.1% | 00.0% | Unchanged | – |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 867 | $315.0K | 0.1% | −31−3.5% | Reduced | History |
| Invesco Exchange Traded FD T46137V399 | S&P500 BUY WRT | 13,610 | $315.0K | 0.1% | −1,750−11.4% | Reduced | – |
| PFEPfizer Inc | Stock | 5,258 | $311.0K | 0.1% | −3,031−36.6% | Reduced | History |
| Flexshares Tr33939L886 | ULTR SHO INC FD | 4,040 | $305.0K | 0.1% | 00.0% | Unchanged | – |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 1,177 | $300.0K | 0.1% | 00.0% | Unchanged | – |
| GOOGLAlphabet Inc. | Stock | 103 | $298.0K | 0.1% | 00.0% | Unchanged | History |
| WMTWalmart Inc. | Stock | 2,054 | $297.0K | 0.1% | −73−3.4% | Reduced | History |
| DVNDevon Energy Corp | Stock | 6,524 | $287.0K | 0.1% | +6,524 | New | History |
Sold out since Q3 2021 (14)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| ARK ETF Tr00214Q302 | GENOMIC REV ETF | 29,392 | $2.20M | 0.5% | – |
| BSCLBILI Social International, Inc. | BULSHS 2021 CB | 41,650 | $878.0K | 0.2% | History |
| ARK Blockchain & Fintech Innovation ETF00214Q708 | ETF | 8,044 | $397.0K | 0.1% | – |
| ARK ETF Tr00214Q203 | AUTNMUS TECHNLGY | 4,785 | $373.0K | 0.1% | – |
| iShares Tr46435G789 | IBONDS DEC2021 | 14,090 | $360.0K | 0.1% | – |
| ORCLOracle Corp | Stock | 3,405 | $297.0K | 0.1% | History |
| AAAlcoa Corp | Stock | 5,557 | $272.0K | 0.1% | History |
| MRNAModerna, Inc. | Stock | 618 | $238.0K | <0.1% | History |
| JPMJPMorgan Chase & Co | Stock | 1,381 | $226.0K | <0.1% | History |
| CVXChevron Corp | Stock | 2,200 | $223.0K | <0.1% | History |
| UNPUnion Pacific Corp | Stock | 1,105 | $217.0K | <0.1% | History |
| NUENucor Corp | COM | 2,151 | $212.0K | <0.1% | History |
| CLFCleveland-Cliffs Inc. | COM | 10,270 | $203.0K | <0.1% | History |
| DKSDick's Sporting Goods, Inc. | Stock | 1,679 | $201.0K | <0.1% | History |