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Livermore
Livermore
ZHEN

Flaharty Asset Management, LLC

SEC CIK
0001697882
Latest filing
Jul 8, 2026

Holdings in Q1 2022

Holdings as of Mar 31, 2022, filed May 3, 2022. Long positions only; changes compare share counts with Q4 2021.

Institution overview
Positions
120
−16 vs. Q4 2021
Portfolio value
$544.6M
+$1.25M (+0.2%) vs. Q4 2021
Filed
May 3, 2022
SEC
Holdings of Flaharty Asset Management, LLC in Q1 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Russell 1000 Growth ETF464287614ETF142,163$39.5M7.2%+7,308+5.4%Added–
iShares Russell 1000 Value ETF464287598ETF211,248$35.1M6.4%+15,717+8.0%Added–
First Tr Exch Traded FD III33739E108PFD SECS INC ETF1,692,779$32.2M5.9%+125,975+8.0%Added–
First Tr Exchange-Traded FD33738D309SENIOR LN FD646,261$30.4M5.6%+58,584+10.0%Added–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF231,957$28.1M5.2%+15,774+7.3%Added–
iShares U.S. Medical Devices ETF464288810ETF383,780$23.4M4.3%+40,604+11.8%Added–
PIMCO Active Bond Exchange-Traded Fund72201R775ETF219,276$22.3M4.1%+20,794+10.5%Added–
Invesco Exchange Traded FD T46137V316S&P500 EQL MAT120,276$22.2M4.1%+4,609+4.0%Added–
First Tr Exchange Traded FD33738R100MULTI ASSET DI1,279,412$21.6M4.0%+81,245+6.8%Added–
First Tr Exchange Traded FD33738R118NASD TECH DIV358,815$21.1M3.9%+34,877+10.8%Added–
iShares Tr464287630RUS 2000 VAL ETF127,231$20.5M3.8%+13,122+11.5%Added–
First Trust Dow Jones Internet Index Fund33733E302ETF108,649$20.4M3.7%+6,112+6.0%Added–
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF257,424$19.5M3.6%+32,872+14.6%Added–
iShares S&P Mid-Cap 400 Value ETF464287705ETF177,986$19.5M3.6%+9,455+5.6%Added–
SPDR Series Trust78464A763ST STR SP DIV137,384$17.6M3.2%+11,436+9.1%Added–
Invesco Exchange Traded FD T46137V506DIVID ACHIEVEV438,708$16.9M3.1%+41,765+10.5%Added–
iShares Tr46435G342MORTGE REL ETF489,728$16.0M2.9%+21,474+4.6%Added–
American Centy ETF Tr025072109DIVERSIFID CRP326,841$15.9M2.9%+21,391+7.0%Added–
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT267,569$13.1M2.4%+23,405+9.6%Added–
iShares Russell 2000 Growth ETF464287648ETF47,510$12.2M2.2%+4,161+9.6%Added–
Invesco QQQ Trust Series I46090E103ETF31,708$11.5M2.1%−891−2.7%Reduced–
iShares Select Dividend ETF464287168ETF46,453$5.95M1.1%−208−0.4%Reduced–
SPYSPDR S&P 500 ETF TrustETF10,720$4.84M0.9%+501+4.9%AddedHistory
State Street Industrial Select Sector SPDR ETF81369Y704ETF41,108$4.23M0.8%+19,729+92.3%Added–
First Trust Cloud Computing ETF33734X192ETF36,138$3.27M0.6%−1,868−4.9%Reduced–
AAPLApple Inc.Stock18,295$3.19M0.6%+1,056+6.1%AddedHistory
First Tr Exchange Trad FD VI33739H101FST TR GLB FD104,014$2.96M0.5%+104,014New–
First Trust Financials Alphadex Fund33734X135ETF63,651$2.92M0.5%+16,251+34.3%Added–
MSFTMicrosoft CorpStock8,601$2.65M0.5%−809−8.6%ReducedHistory
First Trust Rising Dividend Achievers ETF33738R506ETF45,838$2.25M0.4%+5,602+13.9%Added–
JNJJohnson & JohnsonStock12,265$2.17M0.4%+26+0.2%AddedHistory
iShares Tr464288687PFD AND INCM SEC55,436$2.02M0.4%−1,891−3.3%Reduced–
Invesco Exch Traded FD Tr II46138G706SOLAR ETF26,709$2.02M0.4%−21,819−45.0%Reduced–
iShares Core U.S. Aggregate Bond ETF464287226ETF18,247$1.95M0.4%−2,429−11.7%Reduced–
First Tr Exchange Traded FD33738R720NASDQ ARTFCIAL41,251$1.95M0.4%+268+0.7%Added–
First Tr Exchange-Traded FD33737K205INDXX NEXTG ETF21,825$1.66M0.3%+1,803+9.0%Added–
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB74,623$1.57M0.3%−6,147−7.6%Reduced–
Invesco Exch TRD SLF Idx FD46138J841BULSHS 2024 CB73,737$1.55M0.3%−6,028−7.6%Reduced–
ETYEaton Vance Tax-Managed Diversified Equity Income FundCOM102,438$1.43M0.3%−7,598−6.9%ReducedHistory
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB65,877$1.40M0.3%−6,183−8.6%Reduced–
iShares Tips Bond ETF464287176ETF10,984$1.37M0.3%−22−0.2%Reduced–
TSLATesla, Inc.Stock1,187$1.28M0.2%−18−1.5%ReducedHistory
Invesco Exch TRD SLF Idx FD46138J858BULSHS 2023 HY42,325$1.04M0.2%00.0%Unchanged–
First Tr Exchange-Traded FD33734X176TECH ALPHADEX8,786$1.02M0.2%+20.0%Added–
iShares Tr464287622RUS 1000 ETF4,005$1.00M0.2%−16−0.4%Reduced–
Invesco Exch TRD SLF Idx FD46138J825BULSHS 2025 CB46,600$974.0K0.2%00.0%Unchanged–
AMZNAmazon Com IncStock292$950.0K0.2%−29−9.0%ReducedHistory
CATCaterpillar IncStock4,135$921.0K0.2%−500−10.8%ReducedHistory
VMCVulcan Materials COCOM4,572$840.0K0.2%00.0%UnchangedHistory
Janus Detroit STR Tr47103U852HENDERSON MTG16,327$815.0K0.1%−1,714−9.5%Reduced–
INTCIntel CorpStock14,329$710.0K0.1%−80−0.6%ReducedHistory
iShares Russell 2000 ETF464287655ETF3,419$702.0K0.1%+91+2.7%Added–
Invesco Exch Traded FD Tr II46138G698S&P 500 REVENUE7,758$626.0K0.1%−187−2.4%Reduced–
PGProcter & Gamble CoStock3,985$609.0K0.1%−104−2.5%ReducedHistory
iShares Tr464288414NATIONAL MUN ETF5,512$604.0K0.1%00.0%Unchanged–
Invesco Exch TRD SLF Idx FD46138J833BULSHS 2024 HY24,015$572.0K0.1%00.0%Unchanged–
VZVerizon Communications IncStock10,639$542.0K0.1%−305−2.8%ReducedHistory
GLDSPDR Gold TrustETF3,003$542.0K0.1%−9−0.3%ReducedHistory
iShares Russell Midcap ETF464287499ETF6,722$525.0K0.1%+709+11.8%Added–
Fidelity High Dividend ETF316092840ETF12,540$522.0K0.1%−3,989−24.1%Reduced–
Invesco Bulletshares 2022 HY Bd (BSJM)46138J874BULSHS 2022 HY22,462$515.0K0.1%00.0%Unchanged–
BACBank of America CorpStock12,337$509.0K0.1%+65+0.5%AddedHistory
DISWalt Disney CoStock3,586$492.0K0.1%−36−1.0%ReducedHistory
NVDANVIDIA CorpStock1,797$490.0K0.1%−1,392−43.7%ReducedHistory
DUKDuke Energy CORPStock4,374$488.0K0.1%−147−3.3%ReducedHistory
First Trust Multi Cap Growth Alphadex Fund33733F101ETF4,344$487.0K0.1%−459−9.6%Reduced–
Advisorshares Tr00768Y818DOUBLELIN VAL EQ4,967$485.0K0.1%−418−7.8%Reduced–
ARK Next Generation Technology ETF00214Q401ETF5,415$472.0K0.1%−5,114−48.6%Reduced–
LLYEli Lilly & CoStock1,603$459.0K0.1%+58+3.8%AddedHistory
iShares Tr464288281JPMORGAN USD EMG4,657$455.0K0.1%−46−1.0%Reduced–
PFEPfizer IncStock8,466$438.0K0.1%+3,208+61.0%AddedHistory
WisdomTree Tr97717W406US AI ENHANCED4,426$438.0K0.1%00.0%Unchanged–
AZNAstraZeneca PLCSPONSORED ADR6,590$437.0K0.1%00.0%UnchangedHistory
BRK.BBerkshire Hathaway IncStock1,213$428.0K0.1%−66−5.2%ReducedHistory
GOOGAlphabet Inc.Stock137$383.0K0.1%+15+12.3%AddedHistory
UNHUnitedHealth Group IncStock740$377.0K0.1%+30+4.2%AddedHistory
iShares Tr464288513IBOXX HI YD ETF4,495$370.0K0.1%00.0%Unchanged–
GOOGLAlphabet Inc.Stock131$364.0K0.1%+28+27.2%AddedHistory
MCDMcDonalds CorpStock1,457$360.0K0.1%+8+0.6%AddedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF2,199$349.0K0.1%−153−6.5%Reduced–
CSCOCisco Systems, Inc.Stock6,058$338.0K0.1%−503−7.7%ReducedHistory
AMATApplied Materials IncStock2,495$329.0K0.1%+1,195+91.9%AddedHistory
First Tr Exchange-Traded FD33738D408FIRST TR TA HIYL7,172$328.0K0.1%00.0%Unchanged–
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF3,210$322.0K0.1%00.0%Unchanged–
WMTWalmart Inc.Stock2,163$322.0K0.1%+109+5.3%AddedHistory
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 1906$314.0K0.1%+39+4.5%AddedHistory
HDHome Depot, Inc.Stock1,012$303.0K0.1%−257−20.3%ReducedHistory
Flexshares Tr33939L886ULTR SHO INC FD4,040$302.0K0.1%00.0%Unchanged–
RVNCRevance Therapeutics, Inc.COM15,452$301.0K0.1%00.0%UnchangedHistory
NEENextera Energy IncStock3,503$297.0K0.1%+2+0.1%AddedHistory
ProShares Tr74348A467S&P 500 DV ARIST3,117$296.0K0.1%−735−19.1%Reduced–
RTXRTX CorpStock2,973$295.0K0.1%00.0%UnchangedHistory
KLACKLA CorpCOM NEW807$295.0K0.1%−53−6.2%ReducedHistory
Invesco Exch Traded FD Tr II46138G656S&P ULTRA DIVIDE6,699$294.0K0.1%−1,498−18.3%Reduced–
MARAMARA Holdings, Inc.COM10,500$293.0K0.1%+10,500NewHistory
AMDAdvanced Micro Devices IncStock2,671$292.0K0.1%+209+8.5%AddedHistory
Invesco Exchange Traded FD T46137V399S&P500 BUY WRT12,261$285.0K0.1%−1,349−9.9%Reduced–
Vanguard Morningstar Mid-Cap ETF922908629ETF1,177$280.0K0.1%00.0%Unchanged–
First Tr Exchange-Traded FD33734X168MATERIALS ALPH3,860$276.0K0.1%00.0%Unchanged–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT1,736$274.0K0.1%00.0%Unchanged–

Sold out since Q4 2021 (23)

Positions held at the end of Q4 2021 that are gone from this filing.

Positions of Flaharty Asset Management, LLC sold out since Q4 2021
SecurityClassShares in Q4 2021Value in Q4 2021% of portfolio in Q4 2021History
Exchange Traded Concepts Tru301505889EMQQ EME MAR ETF63,476$2.72M0.5%–
Innovator ETFs Tr45782C102IBD 50 ETF10,835$497.0K0.1%–
ADBEAdobe Inc.Stock692$392.0K0.1%History
DVNDevon Energy CorpStock6,524$287.0K0.1%History
TEAMAtlassian CorpCL A741$283.0K0.1%History
BXBlackstone Inc.COM2,165$280.0K0.1%History
DDOGDatadog, Inc.CL A COM1,540$274.0K0.1%History
iShares Tr464287150CORE S&P TTL STK2,400$257.0K<0.1%–
NFLXNetflix IncStock414$249.0K<0.1%History
BILLBILL Holdings, Inc.Stock970$242.0K<0.1%History
ODFLOld Dominion Freight Line, Inc.COM660$237.0K<0.1%History
Pacer FDS Tr69374H741DATA AND INFRAST5,482$237.0K<0.1%–
LRCXLam Research CorpCOM329$237.0K<0.1%History
WIREEncore Wire CorpCOM1,620$232.0K<0.1%History
ZTSZoetis Inc.Stock939$229.0K<0.1%History
MSMorgan StanleyStock2,255$221.0K<0.1%History
Vanguard Total International Bond ETF92203J407ETF3,915$216.0K<0.1%–
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF4,013$212.0K<0.1%–
iShares Tr464287762US HLTHCARE ETF700$210.0K<0.1%–
COPConocoPhillipsStock2,812$203.0K<0.1%History
ZBRAZebra Technologies CorpCL A337$201.0K<0.1%History
NETCloudflare, Inc.CL A COM1,523$200.0K<0.1%History
HUTHut 8 Corp.Common Stock13,500$106.0K<0.1%History