Flaharty Asset Management, LLC
- SEC CIK
- 0001697882
- Latest filing
- Jul 8, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 2, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 134
- +11 vs. Q2 2021
- Portfolio value
- $484.6M
- +$16.7M (+3.6%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| iShares Russell 1000 Growth ETF464287614 | ETF | 134,255 | $36.8M | 7.6% | +4,146+3.2% | Added | – |
| First Tr Exch Traded FD III33739E108 | PFD SECS INC ETF | 1,447,459 | $29.7M | 6.1% | +127,807+9.7% | Added | – |
| iShares Russell 1000 Value ETF464287598 | ETF | 184,813 | $28.9M | 6.0% | +7,389+4.2% | Added | – |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 196,699 | $26.2M | 5.4% | +14,100+7.7% | Added | – |
| First Tr Exchange-Traded FD33738D309 | SENIOR LN FD | 530,363 | $25.4M | 5.2% | +62,771+13.4% | Added | – |
| First Trust Dow Jones Internet Index Fund33733E302 | ETF | 103,044 | $24.3M | 5.0% | +1,020+1.0% | Added | – |
| iShares U.S. Medical Devices ETF464288810 | ETF | 314,784 | $19.8M | 4.1% | +15,708+5.3% | AddedConverted for a 6-for-1 split | – |
| PIMCO Active Bond Exchange-Traded Fund72201R775 | ETF | 166,686 | $18.4M | 3.8% | +19,356+13.1% | Added | – |
| Invesco Exchange Traded FD T46137V316 | S&P500 EQL MAT | 113,045 | $18.1M | 3.7% | +2,600+2.4% | Added | – |
| iShares S&P Mid-Cap 400 Value ETF464287705 | ETF | 167,618 | $17.3M | 3.6% | +3,672+2.2% | Added | – |
| First Tr Exchange Traded FD33738R100 | MULTI ASSET DI | 1,048,282 | $17.2M | 3.5% | +85,495+8.9% | Added | – |
| First Tr Exchange Traded FD33738R118 | NASD TECH DIV | 302,990 | $17.1M | 3.5% | +13,122+4.5% | Added | – |
| iShares Tr464287630 | RUS 2000 VAL ETF | 105,454 | $16.9M | 3.5% | +4,800+4.8% | Added | – |
| iShares Tr46435G342 | MORTGE REL ETF | 443,517 | $16.0M | 3.3% | +17,043+4.0% | Added | – |
| SPDR Series Trust78464A763 | ST STR SP DIV | 125,096 | $14.7M | 3.0% | +5,084+4.2% | Added | – |
| American Centy ETF Tr025072109 | DIVERSIFID CRP | 267,063 | $14.0M | 2.9% | +20,058+8.1% | Added | – |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 201,486 | $13.9M | 2.9% | +12,218+6.5% | Added | – |
| iShares Russell 2000 Growth ETF464287648 | ETF | 42,404 | $12.4M | 2.6% | +2,486+6.2% | Added | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 33,542 | $12.0M | 2.5% | +1,435+4.5% | Added | – |
| First Tr Exchange-Traded FD33739Q200 | FST LOW OPPT EFT | 233,333 | $11.8M | 2.4% | −38,950−14.3% | Reduced | – |
| iShares Select Dividend ETF464287168 | ETF | 44,784 | $5.14M | 1.1% | +5,782+14.8% | Added | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 10,431 | $4.48M | 0.9% | +669+6.9% | Added | History |
| First Trust Cloud Computing ETF33734X192 | ETF | 39,914 | $4.21M | 0.9% | +1,640+4.3% | Added | – |
| Invesco Exch Traded FD Tr II46138G706 | SOLAR ETF | 50,977 | $4.08M | 0.8% | −1,115−2.1% | Reduced | – |
| Exchange Traded Concepts Tru301505889 | EMQQ EME MAR ETF | 63,898 | $3.17M | 0.7% | +1,409+2.3% | Added | – |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 26,507 | $3.04M | 0.6% | −1,724−6.1% | Reduced | – |
| MSFTMicrosoft Corp | Stock | 10,041 | $2.83M | 0.6% | +621+6.6% | Added | History |
| iShares Tr464288687 | PFD AND INCM SEC | 60,492 | $2.35M | 0.5% | −2,187−3.5% | Reduced | – |
| AAPLApple Inc. | Stock | 16,273 | $2.30M | 0.5% | +13+0.1% | Added | History |
| First Tr Exchange Traded FD33738R720 | NASDQ ARTFCIAL | 42,861 | $2.30M | 0.5% | +10,456+32.3% | Added | – |
| ARK ETF Tr00214Q302 | GENOMIC REV ETF | 29,392 | $2.20M | 0.5% | +10,451+55.2% | Added | – |
| JNJJohnson & Johnson | Stock | 12,239 | $1.98M | 0.4% | −1,330−9.8% | Reduced | History |
| ARK Next Generation Technology ETF00214Q401 | ETF | 13,859 | $1.93M | 0.4% | −4,811−25.8% | Reduced | – |
| ARK Innovation ETF00214Q104 | ETF | 16,740 | $1.85M | 0.4% | +1,260+8.1% | Added | – |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 18,762 | $1.84M | 0.4% | +9,287+98.0% | Added | – |
| Invesco Exch TRD SLF Idx FD46138J866 | BULSHS 2023 CB | 82,625 | $1.79M | 0.4% | −800−1.0% | Reduced | – |
| Invesco Exch TRD SLF Idx FD46138J841 | BULSHS 2024 CB | 79,765 | $1.76M | 0.4% | 00.0% | Unchanged | – |
| ETYEaton Vance Tax-Managed Diversified Equity Income Fund | COM | 125,755 | $1.75M | 0.4% | −29,327−18.9% | Reduced | History |
| Invesco Exchange Traded FD T46137V506 | DIVID ACHIEVEV | 46,649 | $1.68M | 0.3% | +46,649 | New | – |
| First Trust Rising Dividend Achievers ETF33738R506 | ETF | 34,874 | $1.66M | 0.3% | +15,311+78.3% | Added | – |
| Invesco Exch TRD SLF Idx FD46138J882 | BULSHS 2022 CB | 73,925 | $1.59M | 0.3% | −850−1.1% | Reduced | – |
| First Tr Exchange-Traded FD33737K205 | INDXX NEXTG ETF | 20,030 | $1.53M | 0.3% | +6,027+43.0% | Added | – |
| iShares Tips Bond ETF464287176 | ETF | 9,393 | $1.20M | 0.2% | −468−4.7% | Reduced | – |
| First Tr Exchange-Traded FD33734X176 | TECH ALPHADEX | 8,782 | $1.08M | 0.2% | 00.0% | Unchanged | – |
| Invesco Exch TRD SLF Idx FD46138J858 | BULSHS 2023 HY | 42,325 | $1.07M | 0.2% | 00.0% | Unchanged | – |
| AMZNAmazon Com Inc | Stock | 305 | $1.00M | 0.2% | −3−1.0% | Reduced | History |
| iShares Tr464287622 | RUS 1000 ETF | 4,020 | $972.0K | 0.2% | −71−1.7% | Reduced | – |
| CATCaterpillar Inc | Stock | 4,635 | $890.0K | 0.2% | −80−1.7% | Reduced | History |
| BSCLBILI Social International, Inc. | BULSHS 2021 CB | 41,650 | $878.0K | 0.2% | 00.0% | Unchanged | History |
| TSLATesla, Inc. | Stock | 1,076 | $834.0K | 0.2% | −186−14.7% | Reduced | History |
| INTCIntel Corp | Stock | 15,046 | $802.0K | 0.2% | +1,320+9.6% | Added | History |
| VMCVulcan Materials CO | COM | 4,572 | $773.0K | 0.2% | 00.0% | Unchanged | History |
| First Trust Multi Cap Growth Alphadex Fund33733F101 | ETF | 6,496 | $768.0K | 0.2% | −2,701−29.4% | Reduced | – |
| PGProcter & Gamble Co | Stock | 5,446 | $761.0K | 0.2% | +204+3.9% | Added | History |
| Fidelity High Dividend ETF316092840 | ETF | 20,305 | $751.0K | 0.2% | −7,984−28.2% | Reduced | – |
| iShares Russell 2000 ETF464287655 | ETF | 3,327 | $728.0K | 0.2% | +676+25.5% | Added | – |
| iShares Tr464288414 | NATIONAL MUN ETF | 5,512 | $640.0K | 0.1% | +212+4.0% | Added | – |
| VZVerizon Communications Inc | Stock | 11,232 | $607.0K | 0.1% | −64−0.6% | Reduced | History |
| DISWalt Disney Co | Stock | 3,587 | $607.0K | 0.1% | +19+0.5% | Added | History |
| Innovator ETFs Tr45782C102 | IBD 50 ETF | 12,343 | $585.0K | 0.1% | −3,498−22.1% | Reduced | – |
| Invesco Exch Traded FD Tr II46138G698 | S&P 500 REVENUE | 7,937 | $578.0K | 0.1% | −500−5.9% | Reduced | – |
| HDHome Depot, Inc. | Stock | 1,607 | $527.0K | 0.1% | +261+19.4% | Added | History |
| Invesco Bulletshares 2022 HY Bd (BSJM)46138J874 | BULSHS 2022 HY | 22,462 | $522.0K | 0.1% | 00.0% | Unchanged | – |
| iShares Tr464288281 | JPMORGAN USD EMG | 4,703 | $518.0K | 0.1% | −75−1.6% | Reduced | – |
| Advisorshares Tr00768Y818 | DOUBLELIN VAL EQ | 5,385 | $503.0K | 0.1% | 00.0% | Unchanged | – |
| GLDSPDR Gold Trust | ETF | 3,012 | $495.0K | 0.1% | −30−1.0% | Reduced | History |
| iShares Russell Midcap ETF464287499 | ETF | 5,968 | $467.0K | 0.1% | −20−0.3% | Reduced | – |
| FSKFS KKR Capital Corp | COM | 21,126 | $466.0K | 0.1% | −11,371−35.0% | Reduced | History |
| DUKDuke Energy CORP | Stock | 4,536 | $443.0K | 0.1% | −1,297−22.2% | Reduced | History |
| Invesco Exch Traded FD Tr II46138G656 | S&P ULTRA DIVIDE | 11,065 | $431.0K | 0.1% | −6,928−38.5% | Reduced | – |
| NVDANVIDIA Corp | Stock | 2,052 | $425.0K | 0.1% | −20−1.0% | ReducedConverted for a 4-for-1 split | History |
| Vanguard High Dividend Yield Index ETF921946406 | ETF | 4,085 | $422.0K | 0.1% | 00.0% | Unchanged | – |
| Janus Detroit STR Tr47103U852 | HENDERSON MTG | 7,905 | $420.0K | 0.1% | +225+2.9% | Added | – |
| WisdomTree Tr97717W406 | US AI ENHANCED | 4,426 | $416.0K | 0.1% | 00.0% | Unchanged | – |
| ARK Blockchain & Fintech Innovation ETF00214Q708 | ETF | 8,044 | $397.0K | 0.1% | −4,174−34.2% | Reduced | – |
| iShares Tr464288513 | IBOXX HI YD ETF | 4,495 | $393.0K | 0.1% | 00.0% | Unchanged | – |
| AZNAstraZeneca PLC | SPONSORED ADR | 6,480 | $389.0K | 0.1% | +6,480 | New | History |
| LLYEli Lilly & Co | Stock | 1,666 | $385.0K | 0.1% | −121−6.8% | Reduced | History |
| BRK.BBerkshire Hathaway Inc | Stock | 1,411 | $385.0K | 0.1% | −600−29.8% | Reduced | History |
| ARK ETF Tr00214Q203 | AUTNMUS TECHNLGY | 4,785 | $373.0K | 0.1% | −2,802−36.9% | Reduced | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 2,462 | $368.0K | 0.1% | 00.0% | Unchanged | – |
| iShares Tr46435G789 | IBONDS DEC2021 | 14,090 | $360.0K | 0.1% | 00.0% | Unchanged | – |
| BACBank of America Corp | Stock | 8,463 | $359.0K | 0.1% | +9+0.1% | Added | History |
| CSCOCisco Systems, Inc. | Stock | 6,560 | $357.0K | 0.1% | −4,610−41.3% | Reduced | History |
| PFEPfizer Inc | Stock | 8,289 | $357.0K | 0.1% | +8,289 | New | History |
| Invesco Exchange Traded FD T46137V399 | S&P500 BUY WRT | 15,360 | $353.0K | 0.1% | −500−3.2% | Reduced | – |
| Invesco Exch TRD SLF Idx FD46138J833 | BULSHS 2024 HY | 13,983 | $350.0K | 0.1% | +13,983 | New | – |
| MCDMcDonalds Corp | Stock | 1,425 | $344.0K | 0.1% | +55+4.0% | Added | History |
| PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833 | ETF | 3,210 | $327.0K | 0.1% | 00.0% | Unchanged | – |
| GOOGAlphabet Inc. | Stock | 122 | $325.0K | 0.1% | +27+28.4% | Added | History |
| KLACKLA Corp | COM NEW | 947 | $317.0K | 0.1% | −34−3.5% | Reduced | History |
| Flexshares Tr33939L886 | ULTR SHO INC FD | 4,040 | $308.0K | 0.1% | 00.0% | Unchanged | – |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 898 | $304.0K | 0.1% | 00.0% | Unchanged | History |
| ORCLOracle Corp | Stock | 3,405 | $297.0K | 0.1% | +3,405 | New | History |
| WMTWalmart Inc. | Stock | 2,127 | $296.0K | 0.1% | +10.0% | Added | History |
| HONHoneywell International Inc | COM | 1,365 | $290.0K | 0.1% | −225−14.2% | Reduced | History |
| Pacer FDS Tr69374H741 | DATA AND INFRAST | 7,182 | $280.0K | 0.1% | −2,993−29.4% | Reduced | – |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 1,177 | $279.0K | 0.1% | 00.0% | Unchanged | – |
| UNHUnitedHealth Group Inc | Stock | 710 | $277.0K | 0.1% | +18+2.6% | Added | History |
| GOOGLAlphabet Inc. | Stock | 103 | $275.0K | 0.1% | 00.0% | Unchanged | History |
Sold out since Q2 2021 (7)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| ALXNAlexion Pharmaceuticals, Inc. | COM | 3,051 | $560.0K | 0.1% | History |
| DBX ETF Tr233051200 | XTRACK MSCI EAFE | 6,567 | $246.0K | 0.1% | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 4,360 | $235.0K | 0.1% | – |
| TMOThermo Fisher Scientific Inc. | Stock | 420 | $212.0K | <0.1% | History |
| CINFCincinnati Financial Corp | COM | 1,780 | $208.0K | <0.1% | History |
| GPNGlobal Payments Inc | Stock | 1,092 | $205.0K | <0.1% | History |
| SLR Senior Investment Corp.83416M105 | COM | 10,975 | $167.0K | <0.1% | – |