AE Wealth Management LLC

SEC CIK: 0001697723
Latest filing: Aug 3, 2026

SEC filings (opens in a new tab)

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 14, 2024. Long positions only; changes compare share counts with Q3 2023.

Positions: 2,035; +102 vs. Q3 2023
Portfolio value: $19.6B; +$2.85B (+17.1%) vs. Q3 2023
Filed: Feb 14, 2024; SEC

Holdings of AE Wealth Management LLC in Q4 2023
Security	Class	Shares	Value	% of portfolio	Share change	Action	History
AAPLApple Inc.	Stock	3,135,504	$603.3M	3.1%	+261,924+9.1%	Added	History
MSFTMicrosoft Corp	Stock	1,125,648	$454.7M	2.3%	+121,036+12.0%	Added	History
State Street SPDR Portfolio S&P 500 ETF78464A854	ETF	7,796,868	$446.9M	2.3%	+511,684+7.0%	Added	–
Vanguard S&P 500 ETF922908363	ETF	879,230	$394.1M	2.0%	+115,399+15.1%	Added	–
iShares Core S&P 500 ETF464287200	ETF	720,859	$353.1M	1.8%	+4,499+0.6%	Added	–
Invesco QQQ Trust Series I46090E103	ETF	760,446	$322.3M	1.6%	+84,721+12.5%	Added	–
SPYSPDR S&P 500 ETF Trust	ETF	583,781	$284.5M	1.5%	−87,096−13.0%	Reduced	History
AMZNAmazon Com Inc	Stock	1,533,790	$244.1M	1.2%	+179,020+13.2%	Added	History
iShares Russell Top 200 Growth ETF464289438	ETF	1,258,714	$230.4M	1.2%	+134,176+11.9%	Added	–
NVDANVIDIA Corp	Stock	359,412	$219.4M	1.1%	+30,807+9.4%	Added	History
Dimensional ETF Trust25434V716	US SUSTAINABILTY	6,201,623	$196.9M	1.0%	+78,268+1.3%	Added	–
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663	ETF	2,067,189	$189.7M	1.0%	−1,198,897−36.7%	Reduced	–
Janus Detroit STR Tr47103U886	HENDRSN SHRT ETF	3,643,321	$176.8M	0.9%	+1,389,887+61.7%	Added	–
Aim ETF Products Trust00888H802	ALLIA US JAN ETF	5,560,329	$170.4M	0.9%	+5,173,073+1,335.8%	Added	–
Vanguard Morningstar Growth ETF922908736	ETF	495,812	$160.1M	0.8%	+61,222+14.1%	Added	–
GOOGLAlphabet Inc.	Stock	1,045,726	$159.1M	0.8%	+103,717+11.0%	Added	History
iShares Tr464289420	RUS TP200 VL ETF	1,869,333	$132.7M	0.7%	+150,269+8.7%	Added	–
PIMCO ETF Tr72201R577	ULTR SH GO AC FD	1,272,136	$128.5M	0.7%	+1,267,138+25,352.9%	Added	–
Vanguard Scottsdale FDS92206C102	SHORT TERM TREAS	2,185,619	$127.6M	0.7%	+354,966+19.4%	Added	–
iShares Tr46436E718	0-3 MTH TREASURY	1,265,475	$127.4M	0.7%	−603,047−32.3%	Reduced	–
iShares Core MSCI Emerging Markets ETF46434G103	ETF	2,586,052	$126.6M	0.6%	−112,701−4.2%	Reduced	–
Vanguard Morningstar Total Stock Market ETF922908769	ETF	516,254	$125.0M	0.6%	−2,233−0.4%	Reduced	–
State Street SPDR Portfolio S&P 500 Growth ETF78464A409	ETF	1,772,106	$120.4M	0.6%	−284,081−13.8%	Reduced	–
Vanguard Mortgage-Backed Securities ETF92206C771	ETF	2,319,743	$106.0M	0.5%	+57,396+2.5%	Added	–
XOMExxonMobil Holdings Corp	COM	1,011,396	$104.2M	0.5%	+137,097+15.7%	Added	History
JPMJPMorgan Chase & Co	Stock	597,583	$103.0M	0.5%	+134,025+28.9%	Added	History
JPMorgan Ultra-Short Income ETF46641Q837	ETF	1,953,273	$98.5M	0.5%	+544,863+38.7%	Added	–
METAMeta Platforms, Inc.	Stock	249,958	$98.5M	0.5%	+28,991+13.1%	Added	History
BRK.BBerkshire Hathaway Inc	Stock	255,594	$98.5M	0.5%	+56,875+28.6%	Added	History
iShares Tr464288885	EAFE GRWTH ETF	988,589	$96.1M	0.5%	−48,166−4.6%	Reduced	–
State Street SPDR Portfolio S&P 500 Value ETF78464A508	ETF	2,021,616	$94.7M	0.5%	−70,215−3.4%	Reduced	–
PGProcter & Gamble Co	Stock	569,151	$88.9M	0.5%	+88,374+18.4%	Added	History
Aim ETF Products Trust00888H711	ALLIA US AUG ETF	3,390,253	$88.9M	0.5%	+682,708+25.2%	Added	–
iShares MSCI USA Quality Factor ETF46432F339	ETF	583,042	$88.2M	0.5%	+19,521+3.5%	Added	–
iShares Tr464288877	EAFE VALUE ETF	1,597,093	$82.4M	0.4%	+99,066+6.6%	Added	–
CVXChevron Corp	Stock	550,737	$82.1M	0.4%	+86,597+18.7%	Added	History
iShares Broad Usd Investment Grade Corporate Bond ETF464288620	ETF	1,575,273	$79.9M	0.4%	+37,436+2.4%	Added	–
HDHome Depot, Inc.	Stock	224,274	$79.7M	0.4%	+34,003+17.9%	Added	History
First Tr Exchng Traded FD VI33740F755	FT LADD BUFF ETF	2,892,775	$78.1M	0.4%	+1,455,390+101.3%	Added	–
UNHUnitedHealth Group Inc	Stock	154,430	$77.7M	0.4%	+7,650+5.2%	Added	History
Bondbloxx ETF Trust09789C788	BLOOMBERG SIX MN	1,516,146	$76.3M	0.4%	+344,458+29.4%	Added	–
iShares Tr464287432	20 YR TR BD ETF	804,043	$75.4M	0.4%	−225,206−21.9%	Reduced	–
VZVerizon Communications Inc	Stock	1,719,799	$72.9M	0.4%	+121,340+7.6%	Added	History
CSCOCisco Systems, Inc.	Stock	1,387,963	$72.4M	0.4%	+274,843+24.7%	Added	History
First Tr Exchng Traded FD VI33740U703	FT VEST DEEP ETF	3,140,717	$72.0M	0.4%	+2,234,809+246.7%	Added	–
iShares Core U.S. Aggregate Bond ETF464287226	ETF	714,056	$70.0M	0.4%	+140,116+24.4%	Added	–
VVisa Inc.	Stock	260,599	$69.8M	0.4%	+38,705+17.4%	Added	History
MRKMerck & Co., Inc.	Stock	577,796	$69.8M	0.4%	+177,825+44.5%	Added	History
GLDSPDR Gold Trust	ETF	361,192	$67.5M	0.3%	+8,808+2.5%	Added	History
TSLATesla, Inc.	Stock	368,461	$67.5M	0.3%	+72,445+24.5%	Added	History
iShares Core S&P Small Cap ETF464287804	ETF	633,066	$67.1M	0.3%	−64,737−9.3%	Reduced	–
iShares Russell Mid-Cap Value ETF464287473	ETF	580,146	$66.8M	0.3%	+9,171+1.6%	Added	–
MCDMcDonalds Corp	Stock	228,179	$66.7M	0.3%	+30,895+15.7%	Added	History
DIASPDR Dow Jones Industrial Average ETF Trust	UT SER 1	173,169	$66.0M	0.3%	+20,421+13.4%	Added	History
iShares Tr464288414	NATIONAL MUN ETF	611,798	$65.9M	0.3%	+41,246+7.2%	Added	–
iShares MSCI USA Min Vol Factor ETF46429B697	ETF	820,614	$65.6M	0.3%	−330,378−28.7%	Reduced	–
Vanguard Morningstar Value ETF922908744	ETF	432,441	$65.3M	0.3%	−60,223−12.2%	Reduced	–
iShares Tr46435U184	IBONDS 24 TRM HG	2,742,270	$64.1M	0.3%	+1,164,142+73.8%	Added	–
Innovator ETFs Trust45782C680	US EQTY PWR BF	1,870,884	$63.5M	0.3%	+162,092+9.5%	Added	–
JNJJohnson & Johnson	Stock	394,788	$63.0M	0.3%	+37,804+10.6%	Added	History
Janus Detroit STR Tr47103U845	HENDRSON AAA CL	1,222,956	$61.9M	0.3%	+503,772+70.0%	Added	–
AVGOBroadcom Inc.	Stock	51,245	$61.7M	0.3%	+12,043+30.7%	Added	History
Vanguard Information Technology ETF92204A702	ETF	121,810	$61.3M	0.3%	+24,548+25.2%	Added	–
J P Morgan Exchange Traded F46641Q332	EQUITY PREMIUM	1,090,282	$61.0M	0.3%	+88,656+8.9%	Added	–
Vanguard Scottsdale FDS92206C706	INTER TERM TREAS	1,030,464	$60.7M	0.3%	+119,089+13.1%	Added	–
AMDAdvanced Micro Devices Inc	Stock	337,437	$59.8M	0.3%	−32,986−8.9%	Reduced	History
Dimensional ETF Trust25434V104	US CORE EQT MKT	1,759,108	$59.7M	0.3%	+163,847+10.3%	Added	–
Aim ETF Products Trust00888H406	ALLIANZIM US EQT	1,866,054	$59.2M	0.3%	+216,507+13.1%	Added	–
LLYEli Lilly & Co	Stock	91,787	$58.7M	0.3%	+9,161+11.1%	Added	History
Aim ETF Products Trust00888H307	ALLIANZIM US EQ	1,627,956	$55.7M	0.3%	+393,156+31.8%	Added	–
Vanguard World FD921910816	MEGA GRWTH IND	202,147	$54.7M	0.3%	+62,204+44.4%	Added	–
ABBVAbbVie Inc.	Stock	331,523	$54.5M	0.3%	+4,532+1.4%	Added	History
Collaborative Investmnt Ser19423L623	MOHR GROWTH ETF	2,614,033	$53.6M	0.3%	−710,127−21.4%	Reduced	–
Vanguard High Dividend Yield Index ETF921946406	ETF	471,894	$53.3M	0.3%	+7,891+1.7%	Added	–
PEPPepsiCo Inc	Stock	317,437	$53.3M	0.3%	+68,127+27.3%	Added	History
Aim ETF Products Trust00888H869	ALLIANZIM US EQ	1,926,500	$52.7M	0.3%	+74,122+4.0%	Added	–
iShares Tr46435G326	CORE MSCI INTL	804,827	$50.9M	0.3%	−173,179−17.7%	Reduced	–
iShares Tr46434VBG4	IBONDS DEC24 ETF	1,998,598	$49.9M	0.3%	+554,114+38.4%	Added	–
Schwab International Equity ETF808524805	ETF	1,352,563	$49.5M	0.3%	−14,438−1.1%	Reduced	–
Schwab US Dividend Equity ETF808524797	ETF	635,002	$48.9M	0.2%	+121,860+23.7%	Added	–
SPDR Series Trust78464A821	ST STR SP400GRW	629,912	$47.8M	0.2%	+83,002+15.2%	Added	–
iShares Russell 2000 ETF464287655	ETF	242,773	$47.6M	0.2%	−221,228−47.7%	Reduced	–
WMTWalmart Inc.	Stock	289,233	$47.5M	0.2%	−11,550−3.8%	Reduced	History
GOOGAlphabet Inc.	Stock	304,329	$46.8M	0.2%	−29,235−8.8%	Reduced	History
Innovator ETFs Trust45782C813	US EQTY PWR BUF	1,272,908	$46.7M	0.2%	+214,811+20.3%	Added	–
IBMInternational Business Machines Corp	Stock	248,717	$46.6M	0.2%	−13,051−5.0%	Reduced	History
Vanguard Ftse Developed Markets ETF921943858	ETF	981,326	$46.5M	0.2%	−66,206−6.3%	Reduced	–
Schwab U.S. Large-Cap ETF808524201	ETF	798,079	$46.1M	0.2%	−78,344−8.9%	Reduced	–
iShares Russell Mid-Cap Growth ETF464287481	ETF	437,609	$45.8M	0.2%	+198,473+83.0%	Added	–
iShares Russell Midcap ETF464287499	ETF	583,661	$45.1M	0.2%	+71,019+13.9%	Added	–
CRMSalesforce, Inc.	Stock	159,519	$44.7M	0.2%	+26,785+20.2%	Added	History
Northern LTS FD Tr IV66538H385	STERLING CAPITAL	1,558,311	$44.6M	0.2%	−43,623−2.7%	Reduced	–
Invesco Nasdaq 100 ETF46138G649	ETF	254,850	$44.5M	0.2%	+124,089+94.9%	Added	–
iShares S&P 500 Value ETF464287408	ETF	251,035	$43.8M	0.2%	+210,689+522.2%	Added	–
Aim ETF Products Trust00888H729	ALLIANZIM US EQT	1,655,093	$43.8M	0.2%	+442,817+36.5%	Added	–
Aim ETF Products Trust00888H703	ALLIANZIM US EQT	1,361,625	$43.0M	0.2%	+1,327,304+3,867.3%	Added	–
Vanguard Short-Term Bond ETF921937827	ETF	556,857	$42.8M	0.2%	+100,647+22.1%	Added	–
COSTCostco Wholesale Corp	Stock	62,260	$42.8M	0.2%	+4,830+8.4%	Added	History
TAT&T Inc.	Stock	2,441,040	$42.2M	0.2%	+65,424+2.8%	Added	History
iShares Tr464287440	7-10 YR TRSY BD	444,305	$42.2M	0.2%	+49,348+12.5%	Added	–

Options (4)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of AE Wealth Management LLC in Q4 2023
Security	Class	Puts	Calls
SPYSPDR S&P 500 ETF Trust	ETF	$891.2K	$4.04M
iShares Russell 2000 ETF464287655	ETF	$566.8K	–
Invesco QQQ Trust Series I46090E103	ETF	$22.0K	–
EPDEnterprise Products Partners L.P.	Stock	–	$67

Sold out since Q3 2023 (187)

Positions held at the end of Q3 2023 that are gone from this filing.

The largest 100 of 187 by value last quarter.

Positions of AE Wealth Management LLC sold out since Q3 2023
Security	Class	Shares in Q3 2023	Value in Q3 2023	% of portfolio in Q3 2023	History
First Tr Exchng Traded FD VI33740F391	FT VEST U.S	470,998	$14.0M	0.1%	–
Aim ETF Products Trust00888H208	ALLIANZIM US EQT	492,158	$13.8M	0.1%	–
iShares Tr46436E882	IBONDS 23 TRM TS	339,027	$8.41M	0.1%	–
Advisorshares Tr00768Y420	ALPHA DNA EQUITY	363,543	$8.08M	<0.1%	–
Victory Portfolios II92647N535	SHORT TRM BD ETF	141,707	$6.93M	<0.1%	–
iShares Tr46434VAX8	IBONDS DEC23 ETF	236,765	$6.00M	<0.1%	–
First Tr Exchng Traded FD VI33740F573	FT VEST INTER EQ	245,076	$4.98M	<0.1%	–
TECKTeck Resources Ltd	CL B	105,081	$4.53M	<0.1%	History
Invesco Exch TRD SLF Idx FD46138J866	BULSHS 2023 CB	198,932	$4.22M	<0.1%	–
Exchange Listed FDS Tr30151E699	CABANA TARGET 13	195,841	$4.19M	<0.1%	–
Invesco Exch TRD SLF Idx FD46138J858	BULSHS 2023 HY	162,406	$3.82M	<0.1%	–
ACIAlbertsons Companies, Inc.	COMMON STOCK	149,606	$3.40M	<0.1%	History
PPCPilgrims Pride Corp	Stock	142,588	$3.26M	<0.1%	History
LLoews Corp	COM	51,233	$3.24M	<0.1%	History
LEN.BLennar Corp	CL B	27,924	$2.85M	<0.1%	History
QGENQiagen N.V.	SHS NEW	70,483	$2.85M	<0.1%	History
J P Morgan Exchange Traded F46641Q241	BETABUILDERS US	59,628	$2.64M	<0.1%	–
UIUbiquiti Inc.	COM	17,396	$2.53M	<0.1%	History
CNXCNX Resources Corp	COM	103,932	$2.35M	<0.1%	History
WisdomTree Tr97717Y683	ENHNCD CMMDTY ST	128,896	$2.32M	<0.1%	–
Invesco Exch TRD SLF Idx FD46138J742	RAFI STRATGIC US	55,105	$2.19M	<0.1%	–
iShares Tr464288786	U.S. INSRNCE ETF	20,820	$1.91M	<0.1%	–
Exchange Listed FDS Tr30151E616	CABANA AGGRESSIV	97,356	$1.78M	<0.1%	–
VIXMProShares Trust II	VIX MDTRM FUTR N	90,900	$1.76M	<0.1%	History
Starboard Invt Tr85521B742	ADAPTIVE ALPHA	75,879	$1.72M	<0.1%	–
Exchange Listed FDS Tr30151E681	CABANA TARGET 16	72,072	$1.56M	<0.1%	–
TOSTToast, Inc.	Stock	73,425	$1.38M	<0.1%	History
Pacer Trendpilot 100 ETF69374H303	ETF	22,024	$1.35M	<0.1%	–
DOVDOVER Corp	COM	9,571	$1.34M	<0.1%	History
Schwab Strategic Tr808524698	5 10YR CORP BD	31,513	$1.33M	<0.1%	–
KKellanova	COM SHS	22,183	$1.32M	<0.1%	History
CHRDChord Energy Corp	COM NEW	7,871	$1.28M	<0.1%	History
Flexshares Tr33939L407	MORNSTAR UPSTR	30,455	$1.23M	<0.1%	–
ALEAllete Inc	COM NEW	22,478	$1.19M	<0.1%	History
WisdomTree Tr97717W851	JAPN HEDGE EQT	12,404	$1.09M	<0.1%	–
UGAUnited States Gasoline Fund, LP	UNITS	14,923	$1.01M	<0.1%	History
iShares Inc464286707	MSCI FRANCE ETF	28,110	$1.00M	<0.1%	–
WisdomTree Bloomberg US Dollar Bullish Fund97717W471	ETF	35,944	$992.8K	<0.1%	–
First Tr Exchng Traded FD VI33740F466	FT VEST U.S	48,209	$980.1K	<0.1%	–
iShares Tr46429B507	MSCI IRELAND ETF	17,942	$969.4K	<0.1%	–
iShares Inc464286822	MSCI MEXICO ETF	16,202	$943.5K	<0.1%	–
VMWVmware LLC	CL A COM	5,604	$933.0K	<0.1%	History
iShares Tr46429B606	MSCI POLAND ETF	53,332	$912.5K	<0.1%	–
PHINPhinia Inc.	COMMON STOCK	29,734	$796.6K	<0.1%	History
First Tr Exchange Traded FD33738R860	NASDAQ BK ETF	37,976	$785.0K	<0.1%	–
iShares Tr46435G219	INVT GRAD SY ETF	18,299	$776.1K	<0.1%	–
Northern LTS FD Tr III66538R730	HCM DEFEN 500	20,110	$751.5K	<0.1%	–
DPZDominos Pizza Inc	COM	1,941	$735.1K	<0.1%	History
PBRPetrobras - Petroleo Brasileiro SA	SPONSORED ADR	48,312	$724.2K	<0.1%	History
Global X FDS37954Y293	GLB X MLP ENRG I	16,731	$709.1K	<0.1%	–
VNOMViper Energy, Inc.	COM UNT RP INT	24,912	$694.5K	<0.1%	History
ATVIActivision Blizzard, Inc.	COM	7,249	$678.7K	<0.1%	History
TXNMTXNM Energy Inc	COM	14,833	$661.7K	<0.1%	History
BZHBeazer Homes USA Inc	COM NEW	25,373	$632.0K	<0.1%	History
ProShares Tr74348A210	SHRT RUSSELL2000	25,588	$619.5K	<0.1%	–
iShares Inc464286582	MSCI JAPN SMCETF	8,615	$585.4K	<0.1%	–
Innovator ETFs Trust45782C284	US SML CP PWR B	23,280	$582.5K	<0.1%	–
MRTXMirati Therapeutics, Inc.	COM	13,294	$579.1K	<0.1%	History
Advisorshares Tr00768Y453	PURE US CANN ETF	72,062	$572.2K	<0.1%	–
TREXTrex Co Inc	COM	9,160	$564.5K	<0.1%	History
FSLRFirst Solar, Inc.	Stock	3,439	$555.7K	<0.1%	History
iShares Tr46435U374	MSCI JP VALUE	19,124	$546.0K	<0.1%	–
Innovator ETFs Trust45782C730	US EQT ULTRA BF	19,288	$545.9K	<0.1%	–
IMGNImmunoGen, Inc.	COM	34,147	$541.9K	<0.1%	History
PFBCPreferred Bank	COM NEW	8,643	$538.0K	<0.1%	History
SMSM Energy Co	COM	13,497	$535.2K	<0.1%	History
SUMSummit Materials, Inc.	CL A	17,070	$531.6K	<0.1%	History
MRUSMerus N.V.	COM	22,500	$530.5K	<0.1%	History
DVAXDynavax Technologies Corp	COM NEW	35,662	$526.7K	<0.1%	History
NBIXNeurocrine Biosciences Inc	Stock	4,635	$521.4K	<0.1%	History
GBXGreenbrier Companies Inc	Stock	13,023	$520.9K	<0.1%	History
WWayfair Inc.	CL A	8,600	$520.9K	<0.1%	History
VTLEVital Energy, Inc.	COM	9,327	$516.9K	<0.1%	History
DKDelek US Holdings, Inc.	COM	17,941	$509.7K	<0.1%	History
OSWOnespaworld Holdings Ltd	COM	45,219	$507.4K	<0.1%	History
CXMSprinklr, Inc.	CL A	36,548	$505.8K	<0.1%	History
COTYCoty Inc.	COM CL A	45,754	$501.9K	<0.1%	History
XNCRXencor Inc	COM	24,889	$501.5K	<0.1%	History
iShares Tr46435U150	IBONDS 23 TRM HG	21,190	$500.9K	<0.1%	–
ANIPAni Pharmaceuticals Inc	COM	8,624	$500.7K	<0.1%	History
PCORProcore Technologies, Inc.	COM	7,641	$499.1K	<0.1%	History
BCYCBicycle Therapeutics PLC	SPONSORED ADS	24,773	$497.7K	<0.1%	History
TASTCarrols Restaurant Group, Inc.	COM	75,038	$494.5K	<0.1%	History
Invesco Exch Traded FD Tr II46138G102	S&P SMLCP LOW	12,482	$492.3K	<0.1%	–
OFGOfg Bancorp	COM	16,266	$485.7K	<0.1%	History
AMPLAmplitude, Inc.	Stock	41,723	$482.7K	<0.1%	History
QUREuniQure N.V.	SHS	71,461	$479.5K	<0.1%	History
LEGNLegend Biotech Corp	SPONSORED ADS	7,065	$474.6K	<0.1%	History
ADUSAddus HomeCare Corp	COM	5,510	$469.4K	<0.1%	History
OLOOlo Inc.	CL A	77,402	$469.1K	<0.1%	History
AZEKAZEK Co Inc.	CL A	15,700	$466.9K	<0.1%	History
ARVNArvinas, Inc.	COM	23,645	$464.4K	<0.1%	History
LMATLemaitre Vascular Inc	COM	8,470	$461.4K	<0.1%	History
OLEDUniversal Display Corp	COM	2,897	$454.8K	<0.1%	History
PRGPROG Holdings, Inc.	Stock	13,338	$443.0K	<0.1%	History
CSTLCastle Biosciences Inc	COM	26,182	$442.2K	<0.1%	History
VanEck ETF Trust92189F791	JUNIOR GOLD MINE	13,550	$436.7K	<0.1%	–
GFSGLOBALFOUNDRIES Inc.	Stock	7,433	$432.5K	<0.1%	History
ATECAlphatec Holdings, Inc.	COM NEW	32,578	$422.5K	<0.1%	History
Global X FDS37954Y384	CYBRSCURTY ETF	17,346	$421.3K	<0.1%	–