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Livermore
Livermore
ZHEN

AE Wealth Management LLC

SEC CIK
0001697723
Latest filing
Aug 3, 2026

Holdings in Q1 2024

Holdings as of Mar 31, 2024, filed May 15, 2024. Long positions only; changes compare share counts with Q4 2023.

Institution overview
Positions
1,141
−894 vs. Q4 2023
Portfolio value
$8.85B
−$10.7B (−54.8%) vs. Q4 2023
Filed
May 15, 2024
SEC
Holdings of AE Wealth Management LLC in Q1 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock1,297,316$222.5M2.5%−1,838,188−58.6%ReducedHistory
MSFTMicrosoft CorpStock518,215$218.0M2.5%−607,433−54.0%ReducedHistory
Vanguard S&P 500 ETF922908363ETF407,936$196.1M2.2%−471,294−53.6%Reduced–
Janus Detroit STR Tr47103U886HENDRSN SHRT ETF3,606,633$174.9M2.0%−36,688−1.0%Reduced–
iShares Core S&P 500 ETF464287200ETF315,421$165.8M1.9%−405,438−56.2%Reduced–
State Street SPDR Portfolio S&P 500 ETF78464A854ETF2,653,204$163.3M1.8%−5,143,664−66.0%Reduced–
NVDANVIDIA CorpStock151,981$137.3M1.6%−207,431−57.7%ReducedHistory
AMZNAmazon Com IncStock738,828$133.3M1.5%−794,962−51.8%ReducedHistory
iShares Russell Top 200 Growth ETF464289438ETF594,181$115.9M1.3%−664,533−52.8%Reduced–
GOOGLAlphabet Inc.Stock656,059$99.0M1.1%−389,667−37.3%ReducedHistory
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF1,259,504$92.1M1.0%−512,602−28.9%Reduced–
SPYSPDR S&P 500 ETF TrustETF162,883$85.2M1.0%−420,898−72.1%ReducedHistory
BRK.BBerkshire Hathaway IncStock197,705$83.1M0.9%−57,889−22.6%ReducedHistory
iShares MSCI USA Quality Factor ETF46432F339ETF493,568$81.1M0.9%−89,474−15.3%Reduced–
Aim ETF Products Trust00888H802ALLIA US JAN ETF2,574,509$80.9M0.9%−2,985,820−53.7%Reduced–
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF1,511,828$75.7M0.9%−509,788−25.2%Reduced–
PIMCO ETF Tr72201R577ULTR SH GO AC FD748,464$75.7M0.9%−523,672−41.2%Reduced–
JPMJPMorgan Chase & CoStock364,693$73.0M0.8%−232,890−39.0%ReducedHistory
METAMeta Platforms, Inc.Stock146,975$71.4M0.8%−102,983−41.2%ReducedHistory
iShares Tr464289420RUS TP200 VL ETF913,786$69.7M0.8%−955,547−51.1%Reduced–
XOMExxonMobil Holdings CorpCOM518,142$60.2M0.7%−493,254−48.8%ReducedHistory
Janus Detroit STR Tr47103U845HENDRSON AAA CL1,164,702$59.1M0.7%−58,254−4.8%Reduced–
HDHome Depot, Inc.Stock153,906$59.0M0.7%−70,368−31.4%ReducedHistory
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS1,006,514$58.4M0.7%−1,179,105−53.9%Reduced–
Dimensional ETF Trust25434V104US CORE EQT MKT1,599,499$58.4M0.7%−159,609−9.1%Reduced–
SPDR Series Trust78464A821ST STR SP400GRW663,869$57.9M0.7%+33,957+5.4%Added–
Aim ETF Products Trust00888H786ALLIA US FEB ETF1,970,380$57.1M0.6%+1,762,120+846.1%Added–
CVXChevron CorpStock353,397$55.7M0.6%−197,340−35.8%ReducedHistory
iShares Core MSCI Emerging Markets ETF46434G103ETF1,066,231$55.0M0.6%−1,519,821−58.8%Reduced–
iShares Tr464288885EAFE GRWTH ETF526,699$54.7M0.6%−461,890−46.7%Reduced–
Aim ETF Products Trust00888H208ALLIANZIM US EQT1,720,647$52.1M0.6%+1,720,647New–
PGProcter & Gamble CoStock320,556$52.0M0.6%−248,595−43.7%ReducedHistory
MRKMerck & Co., Inc.Stock388,266$51.2M0.6%−189,530−32.8%ReducedHistory
Aim ETF Products Trust00888H810ALLI US EQU BUFF1,665,663$50.9M0.6%+1,665,663New–
MCDMcDonalds CorpStock173,586$48.9M0.6%−54,593−23.9%ReducedHistory
Innovator ETFs Trust45782C383US EQTY PWR BUF1,284,652$47.3M0.5%+1,220,508+1,902.8%Added–
UNHUnitedHealth Group IncStock92,138$45.6M0.5%−62,292−40.3%ReducedHistory
iShares Tr46428743220 YR TR BD ETF480,976$45.5M0.5%−323,067−40.2%Reduced–
iShares Tr46436E7180-3 MTH TREASURY448,553$45.2M0.5%−816,922−64.6%Reduced–
CRMSalesforce, Inc.Stock149,162$44.9M0.5%−10,357−6.5%ReducedHistory
LLYEli Lilly & CoStock56,966$44.3M0.5%−34,821−37.9%ReducedHistory
Invesco QQQ Trust Series I46090E103ETF95,263$42.3M0.5%−665,183−87.5%Reduced–
Innovator ETFs Trust45782C870US EQT PWR BUF1,246,469$41.9M0.5%+1,188,191+2,038.8%Added–
JNJJohnson & JohnsonStock264,179$41.8M0.5%−130,609−33.1%ReducedHistory
iShares Tr464288877EAFE VALUE ETF763,350$41.5M0.5%−833,743−52.2%Reduced–
iShares Russell Midcap ETF464287499ETF490,875$41.3M0.5%−92,786−15.9%Reduced–
JPMorgan Ultra-Short Income ETF46641Q837ETF816,162$41.2M0.5%−1,137,111−58.2%Reduced–
Fidelity Covington Trust316092709MSCI INDL INDX605,869$41.1M0.5%+34,074+6.0%Added–
iShares Tr464289479CORE LT USDB ETF799,375$40.9M0.5%+84,537+11.8%Added–
VVisa Inc.Stock144,372$40.3M0.5%−116,227−44.6%ReducedHistory
Bondbloxx ETF Trust09789C861BLOOMBERG ONE YR788,806$39.1M0.4%+34,701+4.6%Added–
Vanguard Mortgage-Backed Securities ETF92206C771ETF851,038$38.8M0.4%−1,468,705−63.3%Reduced–
iShares S&P 500 Growth ETF464287309ETF455,407$38.5M0.4%+88,236+24.0%Added–
Aim ETF Products Trust00888H703ALLIANZIM US EQT1,160,353$38.3M0.4%−201,272−14.8%Reduced–
PEPPepsiCo IncStock217,214$38.0M0.4%−100,223−31.6%ReducedHistory
Aim ETF Products Trust00888H778ALLIANZIM US EQT1,283,746$36.9M0.4%+1,283,746New–
ABBVAbbVie Inc.Stock202,081$36.8M0.4%−129,442−39.0%ReducedHistory
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF357,868$36.0M0.4%−27,346−7.1%Reduced–
TSLATesla, Inc.Stock203,522$35.8M0.4%−164,939−44.8%ReducedHistory
Collaborative Investmnt Ser19423L623MOHR GROWTH ETF1,618,625$35.6M0.4%−995,408−38.1%Reduced–
iShares Russell Mid-Cap Value ETF464287473ETF280,990$35.2M0.4%−299,156−51.6%Reduced–
CSCOCisco Systems, Inc.Stock699,409$34.9M0.4%−688,554−49.6%ReducedHistory
BlackRock ETF Trust09290C103ISHARES US EQUIT782,692$34.8M0.4%+236,185+43.2%Added–
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF679,781$34.5M0.4%−895,492−56.8%Reduced–
Columbia ETF Tr I19761L110ETF679,781$34.5M0.4%+679,781New–
iShares Russell 2000 ETF464287655ETF162,840$34.2M0.4%−79,933−32.9%Reduced–
VZVerizon Communications IncStock794,352$33.3M0.4%−925,447−53.8%ReducedHistory
WisdomTree Tr97717W505US MIDCAP DIVID667,438$32.6M0.4%−118,393−15.1%Reduced–
Aim ETF Products Trust00888H109ALLIANZIM US EQ903,688$31.5M0.4%+903,688New–
iShares Tr464288414NATIONAL MUN ETF285,505$30.7M0.3%−326,293−53.3%Reduced–
Aim ETF Products Trust00888H828ALLIANZIM US EQT965,477$29.8M0.3%+768,169+389.3%Added–
EXCExelon CorpStock775,633$29.1M0.3%+18,208+2.4%AddedHistory
MAMastercard IncStock59,435$28.6M0.3%−13,444−18.4%ReducedHistory
SPDR Series Trust78464A144ST STR CORPO ETF973,906$28.4M0.3%+139,936+16.8%Added–
TAT&T Inc.Stock1,602,353$28.2M0.3%−838,687−34.4%ReducedHistory
iShares S&P 500 Value ETF464287408ETF150,959$28.2M0.3%−100,076−39.9%Reduced–
iShares U.S. Treasury Bond ETF46429B267ETF1,206,583$27.5M0.3%+138,816+13.0%Added–
IEXIdex CorpCOM112,524$27.5M0.3%+18,620+19.8%AddedHistory
AMDAdvanced Micro Devices IncStock151,562$27.4M0.3%−185,875−55.1%ReducedHistory
PMPhilip Morris International Inc.Stock290,823$26.6M0.3%−134,094−31.6%ReducedHistory
ICEIntercontinental Exchange, Inc.Stock193,515$26.6M0.3%+40,051+26.1%AddedHistory
WisdomTree Tr97717Y527FLOATNG RAT TREA527,259$26.5M0.3%−41,130−7.2%Reduced–
American Centy ETF Tr025072562AVANTIS CORE FI638,194$26.3M0.3%+426,531+201.5%Added–
CMCSAComcast CorpStock600,711$26.0M0.3%−161,076−21.1%ReducedHistory
Vanguard Information Technology ETF92204A702ETF49,436$25.9M0.3%−72,374−59.4%Reduced–
TMOThermo Fisher Scientific Inc.Stock44,310$25.8M0.3%−313−0.7%ReducedHistory
DISWalt Disney CoStock208,155$25.5M0.3%−33,529−13.9%ReducedHistory
SPGIS&P Global Inc.Stock58,725$25.0M0.3%−31,416−34.9%ReducedHistory
Vanguard Morningstar Growth ETF922908736ETF70,651$24.3M0.3%−425,161−85.8%Reduced–
Aim ETF Products Trust00888H836US LRG CP BUF10806,177$24.3M0.3%−64,592−7.4%Reduced–
iShares Russell 2000 Growth ETF464287648ETF88,781$24.0M0.3%+14,668+19.8%Added–
Fidelity MSCI Materials Index ETF316092881ETF454,007$23.8M0.3%+59,999+15.2%Added–
EMREmerson Electric CoStock207,413$23.5M0.3%−46,086−18.2%ReducedHistory
AAgilent Technologies, Inc.COM160,265$23.3M0.3%+27,141+20.4%AddedHistory
iShares Tr46434V613CORE UNIVRSL USD503,948$23.0M0.3%−403,281−44.5%Reduced–
iShares MSCI USA Momentum Factor ETF46432F396ETF121,592$22.8M0.3%−41,944−25.6%Reduced–
Fidelity MSCI Utilities Index ETF316092865ETF534,052$22.7M0.3%+85,041+18.9%Added–
KMBKimberly Clark CorpStock173,401$22.4M0.3%−75,718−30.4%ReducedHistory
Vanguard Scottsdale FDS92206C706INTER TERM TREAS380,390$22.3M0.3%−650,074−63.1%Reduced–
iShares Tr46435G326CORE MSCI INTL330,988$22.2M0.3%−473,839−58.9%Reduced–

Sold out since Q4 2023 (932)

Positions held at the end of Q4 2023 that are gone from this filing.

The largest 100 of 932 by value last quarter.

Positions of AE Wealth Management LLC sold out since Q4 2023
SecurityClassShares in Q4 2023Value in Q4 2023% of portfolio in Q4 2023History
Dimensional ETF Trust25434V716US SUSTAINABILTY6,201,623$196.9M1.0%–
Bondbloxx ETF Trust09789C788BLOOMBERG SIX MN1,516,146$76.3M0.4%–
Aim ETF Products Trust00888H869ALLIANZIM US EQ1,926,500$52.7M0.3%–
Aim ETF Products Trust00888H737ALLIA US JUN ETF1,036,428$28.3M0.1%–
Aim ETF Products Trust00888H745ALLIANZIM US EQT995,734$28.3M0.1%–
First Tr Exchng Traded FD VI33740F649FT VEST NAS1,103,890$26.7M0.1%–
First Tr Exchng Traded FD VI33740U752FT VEST NASD ETF959,759$26.5M0.1%–
BILLBILL Holdings, Inc.Stock306,492$22.8M0.1%History
FTNTFortinet, Inc.Stock278,279$18.4M0.1%History
Dimensional ETF Trust25434V815US SMALL CAP ETF640,618$18.4M0.1%–
ProShares Tr74347B425SHORT S&P 500 NE1,371,379$17.5M0.1%–
iShares Tr46434V878ULTRA SHORT DUR325,738$16.5M0.1%–
First Tr Exchng Traded FD VI33740U760VEST BUFFERED672,062$14.2M0.1%–
Franklin Templeton ETF Tr35473P744FTSE JAPAN ETF491,038$14.0M0.1%–
Pacer US Small Cap Cash Cows ETF69374H857ETF289,674$13.8M0.1%–
Dimensional ETF Trust25434V690INTERNATIONAL409,893$13.0M0.1%–
iShares U.S. Medical Devices ETF464288810ETF236,109$13.0M0.1%–
First Tr Exchng Traded FD VI33740U661FT VEST US EQT373,280$12.2M0.1%–
iShares Tr464287234MSCI EMG MKT ETF295,543$11.5M0.1%–
iShares Tr46434V1000-5YR INVT GR CP232,248$11.4M0.1%–
iShares Tr464287549EXPND TEC SC ETF23,612$11.3M0.1%–
iShares Tr46436E833IBONDS 28 TRM TS474,367$10.5M0.1%–
AAAUGoldman Sachs Physical Gold ETFUNIT509,197$10.2M0.1%History
KLACKLA CorpCOM NEW15,742$9.44M<0.1%History
First Tr Exchange-Traded FD337344105NASDAQ-100 SEL74,703$8.93M<0.1%–
State Street SPDR S&P Regional Banking ETF78464A698ETF162,834$8.49M<0.1%–
Aim ETF Products Trust00888H695ALLIANZIM US LRG315,072$8.44M<0.1%–
Aim ETF Products Trust00888H687ALLIANZIM US EQT316,677$8.36M<0.1%–
First Tr Exchange-Traded FD33733A201DOW 30 EQL WGT238,259$7.86M<0.1%–
SPDR Series Trust78468R804ST STR R1K LOWV53,295$7.84M<0.1%–
ProShares Bitcoin ETF74347G440ETF362,159$7.35M<0.1%–
SPDR Index Shs FDS78463X848ST STR ACWI ETF254,773$6.81M<0.1%–
GWWW.W. Grainger, Inc.Stock7,615$6.73M<0.1%History
First Tr Exchange-Traded FD33733E849VEST GOLD STRTGY357,192$6.57M<0.1%–
First Tr Exchng Traded FD VI33740U869FT VEST INT JUNE302,812$6.39M<0.1%–
TDGTransDigm Group INCCOM5,871$6.36M<0.1%History
WisdomTree Tr97717W760INTL SMCAP DIV100,964$6.35M<0.1%–
ZSZscaler, Inc.Stock25,244$5.98M<0.1%History
SWKSSkyworks Solutions, Inc.Stock55,681$5.82M<0.1%History
iShares Tr464287762US HLTHCARE ETF19,022$5.56M<0.1%–
Tidal ETF Tr886364660ZEGA BUY AND HED301,234$5.35M<0.1%–
iShares Tr464288257MSCI ACWI ETF50,964$5.24M<0.1%–
First Tr Exchng Traded FD VI33740F656FT VEST INTE224,866$5.10M<0.1%–
WisdomTree Tr97717X701EUROPE HEDGED EQ116,727$5.04M<0.1%–
Cambria ETF Tr132061862TAIL RISK394,075$4.93M<0.1%–
WisdomTree Tr97717W562US SMALLCAP FUND100,562$4.86M<0.1%–
First Tr Exchng Traded FD VI33740F417FT VEST U.S230,654$4.84M<0.1%–
Innovator ETFs Trust45783Y855DEFINED WLT SHLD165,876$4.77M<0.1%–
SNOWSnowflake Inc.Stock22,985$4.65M<0.1%History
WPMWheaton Precious Metals Corp.COM97,560$4.56M<0.1%History
J P Morgan Exchange Traded F46641Q761US QUALTY FCTR88,657$4.38M<0.1%–
VALEVale S.A.SPONSORED ADS307,615$4.36M<0.1%History
ProShares Tr74347R248LARGE CAP CRE77,588$4.36M<0.1%–
First Tr Exchange-Traded FD33733E831INDXX AEROSPACE171,238$4.26M<0.1%–
Ea Series Trust02072L680STRIVE 500 ETF133,777$4.20M<0.1%–
UUnity Software Inc.COM126,012$4.17M<0.1%History
Litman Gregory FDS Tr53700T827IMGP DBI MAN ETF154,753$4.11M<0.1%–
American Centy ETF Tr025072810FOCUSED DYNAMIC55,828$4.09M<0.1%–
AALAmerican Airlines Group Inc.Stock269,239$4.07M<0.1%History
Dimensional ETF Trust25434V781INTL SMALL CAP V153,032$3.89M<0.1%–
GRMNGarmin LtdSHS30,419$3.79M<0.1%History
Dimensional ETF Trust25434V682EMER MARK SU ETF122,543$3.74M<0.1%–
CBOECboe Global Markets, Inc.COM20,030$3.73M<0.1%History
Vanguard Scottsdale FDS92206C730VNG RUS1000IDX16,780$3.72M<0.1%–
NETCloudflare, Inc.CL A COM46,244$3.71M<0.1%History
Simplify Exchange Traded Fun82889N855SIMPLIFY INTERST76,974$3.66M<0.1%–
iShares U S ETF Tr46431W507SHOR DURA BD ETF71,358$3.62M<0.1%–
EXRExtra Space Storage Inc.COM24,477$3.61M<0.1%History
iShares Tr464287812US CONSM STAPLES18,682$3.59M<0.1%–
PKSTPeakstone Realty TrustCommon Stock219,330$3.50M<0.1%History
RBB FD Inc74933W452F/M US TREASURY68,943$3.45M<0.1%–
Invesco Exch Traded FD Tr II46138E669GLOBAL EX US HGH172,779$3.40M<0.1%–
NOVNOV Inc.COM161,488$3.39M<0.1%History
First Tr Exchng Traded FD VI33740U679FT VEST US EQT108,938$3.34M<0.1%–
USOUnited States Oil Fund, LPUNITS45,495$3.33M<0.1%History
Innovator ETFs Trust45783Y103US EQUITY ACCELE109,255$3.30M<0.1%–
First Tr Exchng Traded FD VI33740U778VEST BUFFERED149,566$3.23M<0.1%–
Innovator ETFs Tr45783Y608GROWTH ACCELERAT118,601$3.23M<0.1%–
Global X Uranium ETF37954Y871ETF106,378$3.15M<0.1%–
BMOBank of MontrealCOM32,175$3.12M<0.1%History
iShares Tr46432F859CORE 1 5 YR USD65,270$3.10M<0.1%–
WisdomTree Tr97717W703INTL EQUITY FD59,269$3.09M<0.1%–
GNLXGENELUX CorpCOM299,469$3.08M<0.1%History
FICOFair Isaac CorpCOM2,563$3.07M<0.1%History
iShares Tr46434V456MSCI INTL QUALTY81,626$3.05M<0.1%–
NLYAnnaly Capital Management IncREIT152,932$3.00M<0.1%History
DBCInvesco DB Commodity Index Tracking FundUNIT129,799$2.93M<0.1%History
WisdomTree Tr97717X172US HGH YLD CORP64,523$2.92M<0.1%–
BRK.ABerkshire Hathaway IncCL A5$2.91M<0.1%History
iShares Tr464288448INTL SEL DIV ETF105,229$2.91M<0.1%–
GOFGuggenheim Strategic Opportunities FundCOM SBI216,550$2.90M<0.1%History
First Tr Exchange-Traded FD33738D309SENIOR LN FD62,520$2.87M<0.1%–
PDDPDD Holdings Inc.SPONSORED ADS20,048$2.84M<0.1%History
LNGCheniere Energy, Inc.COM NEW16,920$2.84M<0.1%History
MPLXMPLX LPCOM UNIT REP LTD74,288$2.82M<0.1%History
J P Morgan Exchange Traded F46641Q654ULTRA SHT MUNCPL54,807$2.78M<0.1%–
LENLennar CorpCL A18,686$2.77M<0.1%History
JPCNuveen Preferred & Income Opportunities FundCOM366,678$2.64M<0.1%History
Tidal ETF Tr886364207SOFI SELCT 500152,149$2.63M<0.1%–
WisdomTree Tr97717W380INTRST RATE HDGE119,405$2.62M<0.1%–