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AE Wealth Management LLC

SEC CIK
0001697723
最新申報
2026/8/3

2023 年第 4 季持倉

持倉截至 2023/12/31,2024/2/14 申報。只含多頭部位,變化是跟 2023 年第 3 季比股數。

機構總覽
持股檔數
2,035
較 2023 年第 3 季 +102
總值
$195.8 億
較 2023 年第 3 季 +$28.5 億 (+17.1%)
申報日
2024/2/14
SEC
AE Wealth Management LLC 在 2023 年第 4 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
AAPLApple Inc.Stock3,135,504$6.03 億3.1%+261,924+9.1%加碼歷史
MSFTMicrosoft CorpStock1,125,648$4.55 億2.3%+121,036+12.0%加碼歷史
State Street SPDR Portfolio S&P 500 ETF78464A854ETF7,796,868$4.47 億2.3%+511,684+7.0%加碼–
Vanguard S&P 500 ETF922908363ETF879,230$3.94 億2.0%+115,399+15.1%加碼–
iShares Core S&P 500 ETF464287200ETF720,859$3.53 億1.8%+4,499+0.6%加碼–
Invesco QQQ Trust Series I46090E103ETF760,446$3.22 億1.6%+84,721+12.5%加碼–
SPYSPDR S&P 500 ETF TrustETF583,781$2.85 億1.5%−87,096−13.0%減碼歷史
AMZNAmazon Com IncStock1,533,790$2.44 億1.2%+179,020+13.2%加碼歷史
iShares Russell Top 200 Growth ETF464289438ETF1,258,714$2.30 億1.2%+134,176+11.9%加碼–
NVDANVIDIA CorpStock359,412$2.19 億1.1%+30,807+9.4%加碼歷史
Dimensional ETF Trust25434V716US SUSTAINABILTY6,201,623$1.97 億1.0%+78,268+1.3%加碼–
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF2,067,189$1.90 億1.0%−1,198,897−36.7%減碼–
Janus Detroit STR Tr47103U886HENDRSN SHRT ETF3,643,321$1.77 億0.9%+1,389,887+61.7%加碼–
Aim ETF Products Trust00888H802ALLIA US JAN ETF5,560,329$1.70 億0.9%+5,173,073+1,335.8%加碼–
Vanguard Morningstar Growth ETF922908736ETF495,812$1.60 億0.8%+61,222+14.1%加碼–
GOOGLAlphabet Inc.Stock1,045,726$1.59 億0.8%+103,717+11.0%加碼歷史
iShares Tr464289420RUS TP200 VL ETF1,869,333$1.33 億0.7%+150,269+8.7%加碼–
PIMCO ETF Tr72201R577ULTR SH GO AC FD1,272,136$1.29 億0.7%+1,267,138+25,352.9%加碼–
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS2,185,619$1.28 億0.7%+354,966+19.4%加碼–
iShares Tr46436E7180-3 MTH TREASURY1,265,475$1.27 億0.7%−603,047−32.3%減碼–
iShares Core MSCI Emerging Markets ETF46434G103ETF2,586,052$1.27 億0.6%−112,701−4.2%減碼–
Vanguard Morningstar Total Stock Market ETF922908769ETF516,254$1.25 億0.6%−2,233−0.4%減碼–
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF1,772,106$1.20 億0.6%−284,081−13.8%減碼–
Vanguard Mortgage-Backed Securities ETF92206C771ETF2,319,743$1.06 億0.5%+57,396+2.5%加碼–
XOMExxonMobil Holdings CorpCOM1,011,396$1.04 億0.5%+137,097+15.7%加碼歷史
JPMJPMorgan Chase & CoStock597,583$1.03 億0.5%+134,025+28.9%加碼歷史
JPMorgan Ultra-Short Income ETF46641Q837ETF1,953,273$9,854 萬0.5%+544,863+38.7%加碼–
METAMeta Platforms, Inc.Stock249,958$9,852 萬0.5%+28,991+13.1%加碼歷史
BRK.BBerkshire Hathaway IncStock255,594$9,851 萬0.5%+56,875+28.6%加碼歷史
iShares Tr464288885EAFE GRWTH ETF988,589$9,608 萬0.5%−48,166−4.6%減碼–
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF2,021,616$9,469 萬0.5%−70,215−3.4%減碼–
PGProcter & Gamble CoStock569,151$8,887 萬0.5%+88,374+18.4%加碼歷史
Aim ETF Products Trust00888H711ALLIA US AUG ETF3,390,253$8,886 萬0.5%+682,708+25.2%加碼–
iShares MSCI USA Quality Factor ETF46432F339ETF583,042$8,824 萬0.5%+19,521+3.5%加碼–
iShares Tr464288877EAFE VALUE ETF1,597,093$8,239 萬0.4%+99,066+6.6%加碼–
CVXChevron CorpStock550,737$8,214 萬0.4%+86,597+18.7%加碼歷史
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF1,575,273$7,995 萬0.4%+37,436+2.4%加碼–
HDHome Depot, Inc.Stock224,274$7,968 萬0.4%+34,003+17.9%加碼歷史
First Tr Exchng Traded FD VI33740F755FT LADD BUFF ETF2,892,775$7,813 萬0.4%+1,455,390+101.3%加碼–
UNHUnitedHealth Group IncStock154,430$7,771 萬0.4%+7,650+5.2%加碼歷史
Bondbloxx ETF Trust09789C788BLOOMBERG SIX MN1,516,146$7,632 萬0.4%+344,458+29.4%加碼–
iShares Tr46428743220 YR TR BD ETF804,043$7,540 萬0.4%−225,206−21.9%減碼–
VZVerizon Communications IncStock1,719,799$7,292 萬0.4%+121,340+7.6%加碼歷史
CSCOCisco Systems, Inc.Stock1,387,963$7,237 萬0.4%+274,843+24.7%加碼歷史
First Tr Exchng Traded FD VI33740U703FT VEST DEEP ETF3,140,717$7,205 萬0.4%+2,234,809+246.7%加碼–
iShares Core U.S. Aggregate Bond ETF464287226ETF714,056$7,003 萬0.4%+140,116+24.4%加碼–
VVisa Inc.Stock260,599$6,982 萬0.4%+38,705+17.4%加碼歷史
MRKMerck & Co., Inc.Stock577,796$6,981 萬0.4%+177,825+44.5%加碼歷史
GLDSPDR Gold TrustETF361,192$6,755 萬0.3%+8,808+2.5%加碼歷史
TSLATesla, Inc.Stock368,461$6,752 萬0.3%+72,445+24.5%加碼歷史
iShares Core S&P Small Cap ETF464287804ETF633,066$6,710 萬0.3%−64,737−9.3%減碼–
iShares Russell Mid-Cap Value ETF464287473ETF580,146$6,680 萬0.3%+9,171+1.6%加碼–
MCDMcDonalds CorpStock228,179$6,669 萬0.3%+30,895+15.7%加碼歷史
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 1173,169$6,599 萬0.3%+20,421+13.4%加碼歷史
iShares Tr464288414NATIONAL MUN ETF611,798$6,587 萬0.3%+41,246+7.2%加碼–
iShares MSCI USA Min Vol Factor ETF46429B697ETF820,614$6,563 萬0.3%−330,378−28.7%減碼–
Vanguard Morningstar Value ETF922908744ETF432,441$6,534 萬0.3%−60,223−12.2%減碼–
iShares Tr46435U184IBONDS 24 TRM HG2,742,270$6,409 萬0.3%+1,164,142+73.8%加碼–
Innovator ETFs Trust45782C680US EQTY PWR BF1,870,884$6,346 萬0.3%+162,092+9.5%加碼–
JNJJohnson & JohnsonStock394,788$6,297 萬0.3%+37,804+10.6%加碼歷史
Janus Detroit STR Tr47103U845HENDRSON AAA CL1,222,956$6,192 萬0.3%+503,772+70.0%加碼–
AVGOBroadcom Inc.Stock51,245$6,174 萬0.3%+12,043+30.7%加碼歷史
Vanguard Information Technology ETF92204A702ETF121,810$6,132 萬0.3%+24,548+25.2%加碼–
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM1,090,282$6,099 萬0.3%+88,656+8.9%加碼–
Vanguard Scottsdale FDS92206C706INTER TERM TREAS1,030,464$6,068 萬0.3%+119,089+13.1%加碼–
AMDAdvanced Micro Devices IncStock337,437$5,981 萬0.3%−32,986−8.9%減碼歷史
Dimensional ETF Trust25434V104US CORE EQT MKT1,759,108$5,965 萬0.3%+163,847+10.3%加碼–
Aim ETF Products Trust00888H406ALLIANZIM US EQT1,866,054$5,925 萬0.3%+216,507+13.1%加碼–
LLYEli Lilly & CoStock91,787$5,867 萬0.3%+9,161+11.1%加碼歷史
Aim ETF Products Trust00888H307ALLIANZIM US EQ1,627,956$5,572 萬0.3%+393,156+31.8%加碼–
Vanguard World FD921910816MEGA GRWTH IND202,147$5,466 萬0.3%+62,204+44.4%加碼–
ABBVAbbVie Inc.Stock331,523$5,450 萬0.3%+4,532+1.4%加碼歷史
Collaborative Investmnt Ser19423L623MOHR GROWTH ETF2,614,033$5,357 萬0.3%−710,127−21.4%減碼–
Vanguard High Dividend Yield Index ETF921946406ETF471,894$5,332 萬0.3%+7,891+1.7%加碼–
PEPPepsiCo IncStock317,437$5,329 萬0.3%+68,127+27.3%加碼歷史
Aim ETF Products Trust00888H869ALLIANZIM US EQ1,926,500$5,271 萬0.3%+74,122+4.0%加碼–
iShares Tr46435G326CORE MSCI INTL804,827$5,095 萬0.3%−173,179−17.7%減碼–
iShares Tr46434VBG4IBONDS DEC24 ETF1,998,598$4,992 萬0.3%+554,114+38.4%加碼–
Schwab International Equity ETF808524805ETF1,352,563$4,954 萬0.3%−14,438−1.1%減碼–
Schwab US Dividend Equity ETF808524797ETF635,002$4,891 萬0.2%+121,860+23.7%加碼–
SPDR Series Trust78464A821ST STR SP400GRW629,912$4,783 萬0.2%+83,002+15.2%加碼–
iShares Russell 2000 ETF464287655ETF242,773$4,758 萬0.2%−221,228−47.7%減碼–
WMTWalmart Inc.Stock289,233$4,751 萬0.2%−11,550−3.8%減碼歷史
GOOGAlphabet Inc.Stock304,329$4,680 萬0.2%−29,235−8.8%減碼歷史
Innovator ETFs Trust45782C813US EQTY PWR BUF1,272,908$4,674 萬0.2%+214,811+20.3%加碼–
IBMInternational Business Machines CorpStock248,717$4,661 萬0.2%−13,051−5.0%減碼歷史
Vanguard Ftse Developed Markets ETF921943858ETF981,326$4,654 萬0.2%−66,206−6.3%減碼–
Schwab U.S. Large-Cap ETF808524201ETF798,079$4,611 萬0.2%−78,344−8.9%減碼–
iShares Russell Mid-Cap Growth ETF464287481ETF437,609$4,582 萬0.2%+198,473+83.0%加碼–
iShares Russell Midcap ETF464287499ETF583,661$4,508 萬0.2%+71,019+13.9%加碼–
CRMSalesforce, Inc.Stock159,519$4,466 萬0.2%+26,785+20.2%加碼歷史
Northern LTS FD Tr IV66538H385STERLING CAPITAL1,558,311$4,458 萬0.2%−43,623−2.7%減碼–
Invesco Nasdaq 100 ETF46138G649ETF254,850$4,446 萬0.2%+124,089+94.9%加碼–
iShares S&P 500 Value ETF464287408ETF251,035$4,384 萬0.2%+210,689+522.2%加碼–
Aim ETF Products Trust00888H729ALLIANZIM US EQT1,655,093$4,379 萬0.2%+442,817+36.5%加碼–
Aim ETF Products Trust00888H703ALLIANZIM US EQT1,361,625$4,303 萬0.2%+1,327,304+3,867.3%加碼–
Vanguard Short-Term Bond ETF921937827ETF556,857$4,284 萬0.2%+100,647+22.1%加碼–
COSTCostco Wholesale CorpStock62,260$4,276 萬0.2%+4,830+8.4%加碼歷史
TAT&T Inc.Stock2,441,040$4,221 萬0.2%+65,424+2.8%加碼歷史
iShares Tr4642874407-10 YR TRSY BD444,305$4,219 萬0.2%+49,348+12.5%加碼–

選擇權(4 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

AE Wealth Management LLC 在 2023 年第 4 季的選擇權部位
證券類別賣權買權
SPYSPDR S&P 500 ETF TrustETF$89.1 萬$403.6 萬
iShares Russell 2000 ETF464287655ETF$56.7 萬–
Invesco QQQ Trust Series I46090E103ETF$2.20 萬–
EPDEnterprise Products Partners L.P.Stock–$67

2023 年第 3 季之後清倉(187 檔)

2023 年第 3 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 187 檔。

AE Wealth Management LLC 在 2023 年第 3 季之後清倉的部位
證券類別2023 年第 3 季股數2023 年第 3 季市值2023 年第 3 季佔組合 %紀錄
First Tr Exchng Traded FD VI33740F391FT VEST U.S470,998$1,396 萬0.1%–
Aim ETF Products Trust00888H208ALLIANZIM US EQT492,158$1,378 萬0.1%–
iShares Tr46436E882IBONDS 23 TRM TS339,027$841.5 萬0.1%–
Advisorshares Tr00768Y420ALPHA DNA EQUITY363,543$808.3 萬<0.1%–
Victory Portfolios II92647N535SHORT TRM BD ETF141,707$693.2 萬<0.1%–
iShares Tr46434VAX8IBONDS DEC23 ETF236,765$600.4 萬<0.1%–
First Tr Exchng Traded FD VI33740F573FT VEST INTER EQ245,076$498.3 萬<0.1%–
TECKTeck Resources LtdCL B105,081$452.8 萬<0.1%歷史
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB198,932$422.3 萬<0.1%–
Exchange Listed FDS Tr30151E699CABANA TARGET 13195,841$418.7 萬<0.1%–
Invesco Exch TRD SLF Idx FD46138J858BULSHS 2023 HY162,406$381.7 萬<0.1%–
ACIAlbertsons Companies, Inc.COMMON STOCK149,606$340.4 萬<0.1%歷史
PPCPilgrims Pride CorpStock142,588$325.5 萬<0.1%歷史
LLoews CorpCOM51,233$324.4 萬<0.1%歷史
LEN.BLennar CorpCL B27,924$285.5 萬<0.1%歷史
QGENQiagen N.V.SHS NEW70,483$285.5 萬<0.1%歷史
J P Morgan Exchange Traded F46641Q241BETABUILDERS US59,628$263.7 萬<0.1%–
UIUbiquiti Inc.COM17,396$252.8 萬<0.1%歷史
CNXCNX Resources CorpCOM103,932$234.7 萬<0.1%歷史
WisdomTree Tr97717Y683ENHNCD CMMDTY ST128,896$232.3 萬<0.1%–
Invesco Exch TRD SLF Idx FD46138J742RAFI STRATGIC US55,105$219.5 萬<0.1%–
iShares Tr464288786U.S. INSRNCE ETF20,820$190.8 萬<0.1%–
Exchange Listed FDS Tr30151E616CABANA AGGRESSIV97,356$178.4 萬<0.1%–
VIXMProShares Trust IIVIX MDTRM FUTR N90,900$176.4 萬<0.1%歷史
Starboard Invt Tr85521B742ADAPTIVE ALPHA75,879$172.0 萬<0.1%–
Exchange Listed FDS Tr30151E681CABANA TARGET 1672,072$155.7 萬<0.1%–
TOSTToast, Inc.Stock73,425$137.5 萬<0.1%歷史
Pacer Trendpilot 100 ETF69374H303ETF22,024$135.3 萬<0.1%–
DOVDOVER CorpCOM9,571$133.5 萬<0.1%歷史
Schwab Strategic Tr8085246985 10YR CORP BD31,513$133.0 萬<0.1%–
KKellanovaCOM SHS22,183$132.0 萬<0.1%歷史
CHRDChord Energy CorpCOM NEW7,871$127.6 萬<0.1%歷史
Flexshares Tr33939L407MORNSTAR UPSTR30,455$123.2 萬<0.1%–
ALEAllete IncCOM NEW22,478$118.7 萬<0.1%歷史
WisdomTree Tr97717W851JAPN HEDGE EQT12,404$109.5 萬<0.1%–
UGAUnited States Gasoline Fund, LPUNITS14,923$101.0 萬<0.1%歷史
iShares Inc464286707MSCI FRANCE ETF28,110$100.0 萬<0.1%–
WisdomTree Bloomberg US Dollar Bullish Fund97717W471ETF35,944$99.3 萬<0.1%–
First Tr Exchng Traded FD VI33740F466FT VEST U.S48,209$98.0 萬<0.1%–
iShares Tr46429B507MSCI IRELAND ETF17,942$96.9 萬<0.1%–
iShares Inc464286822MSCI MEXICO ETF16,202$94.3 萬<0.1%–
VMWVmware LLCCL A COM5,604$93.3 萬<0.1%歷史
iShares Tr46429B606MSCI POLAND ETF53,332$91.3 萬<0.1%–
PHINPhinia Inc.COMMON STOCK29,734$79.7 萬<0.1%歷史
First Tr Exchange Traded FD33738R860NASDAQ BK ETF37,976$78.5 萬<0.1%–
iShares Tr46435G219INVT GRAD SY ETF18,299$77.6 萬<0.1%–
Northern LTS FD Tr III66538R730HCM DEFEN 50020,110$75.1 萬<0.1%–
DPZDominos Pizza IncCOM1,941$73.5 萬<0.1%歷史
PBRPetrobras - Petroleo Brasileiro SASPONSORED ADR48,312$72.4 萬<0.1%歷史
Global X FDS37954Y293GLB X MLP ENRG I16,731$70.9 萬<0.1%–
VNOMViper Energy, Inc.COM UNT RP INT24,912$69.5 萬<0.1%歷史
ATVIActivision Blizzard, Inc.COM7,249$67.9 萬<0.1%歷史
TXNMTXNM Energy IncCOM14,833$66.2 萬<0.1%歷史
BZHBeazer Homes USA IncCOM NEW25,373$63.2 萬<0.1%歷史
ProShares Tr74348A210SHRT RUSSELL200025,588$61.9 萬<0.1%–
iShares Inc464286582MSCI JAPN SMCETF8,615$58.5 萬<0.1%–
Innovator ETFs Trust45782C284US SML CP PWR B23,280$58.2 萬<0.1%–
MRTXMirati Therapeutics, Inc.COM13,294$57.9 萬<0.1%歷史
Advisorshares Tr00768Y453PURE US CANN ETF72,062$57.2 萬<0.1%–
TREXTrex Co IncCOM9,160$56.5 萬<0.1%歷史
FSLRFirst Solar, Inc.Stock3,439$55.6 萬<0.1%歷史
iShares Tr46435U374MSCI JP VALUE19,124$54.6 萬<0.1%–
Innovator ETFs Trust45782C730US EQT ULTRA BF19,288$54.6 萬<0.1%–
IMGNImmunoGen, Inc.COM34,147$54.2 萬<0.1%歷史
PFBCPreferred BankCOM NEW8,643$53.8 萬<0.1%歷史
SMSM Energy CoCOM13,497$53.5 萬<0.1%歷史
SUMSummit Materials, Inc.CL A17,070$53.2 萬<0.1%歷史
MRUSMerus N.V.COM22,500$53.1 萬<0.1%歷史
DVAXDynavax Technologies CorpCOM NEW35,662$52.7 萬<0.1%歷史
NBIXNeurocrine Biosciences IncStock4,635$52.1 萬<0.1%歷史
GBXGreenbrier Companies IncStock13,023$52.1 萬<0.1%歷史
WWayfair Inc.CL A8,600$52.1 萬<0.1%歷史
VTLEVital Energy, Inc.COM9,327$51.7 萬<0.1%歷史
DKDelek US Holdings, Inc.COM17,941$51.0 萬<0.1%歷史
OSWOnespaworld Holdings LtdCOM45,219$50.7 萬<0.1%歷史
CXMSprinklr, Inc.CL A36,548$50.6 萬<0.1%歷史
COTYCoty Inc.COM CL A45,754$50.2 萬<0.1%歷史
XNCRXencor IncCOM24,889$50.2 萬<0.1%歷史
iShares Tr46435U150IBONDS 23 TRM HG21,190$50.1 萬<0.1%–
ANIPAni Pharmaceuticals IncCOM8,624$50.1 萬<0.1%歷史
PCORProcore Technologies, Inc.COM7,641$49.9 萬<0.1%歷史
BCYCBicycle Therapeutics PLCSPONSORED ADS24,773$49.8 萬<0.1%歷史
TASTCarrols Restaurant Group, Inc.COM75,038$49.5 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138G102S&P SMLCP LOW12,482$49.2 萬<0.1%–
OFGOfg BancorpCOM16,266$48.6 萬<0.1%歷史
AMPLAmplitude, Inc.Stock41,723$48.3 萬<0.1%歷史
QUREuniQure N.V.SHS71,461$48.0 萬<0.1%歷史
LEGNLegend Biotech CorpSPONSORED ADS7,065$47.5 萬<0.1%歷史
ADUSAddus HomeCare CorpCOM5,510$46.9 萬<0.1%歷史
OLOOlo Inc.CL A77,402$46.9 萬<0.1%歷史
AZEKAZEK Co Inc.CL A15,700$46.7 萬<0.1%歷史
ARVNArvinas, Inc.COM23,645$46.4 萬<0.1%歷史
LMATLemaitre Vascular IncCOM8,470$46.1 萬<0.1%歷史
OLEDUniversal Display CorpCOM2,897$45.5 萬<0.1%歷史
PRGPROG Holdings, Inc.Stock13,338$44.3 萬<0.1%歷史
CSTLCastle Biosciences IncCOM26,182$44.2 萬<0.1%歷史
VanEck ETF Trust92189F791JUNIOR GOLD MINE13,550$43.7 萬<0.1%–
GFSGLOBALFOUNDRIES Inc.Stock7,433$43.3 萬<0.1%歷史
ATECAlphatec Holdings, Inc.COM NEW32,578$42.3 萬<0.1%歷史
Global X FDS37954Y384CYBRSCURTY ETF17,346$42.1 萬<0.1%–