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AE Wealth Management LLC

SEC CIK
0001697723
最新申報
2026/8/3

2023 年第 3 季持倉

持倉截至 2023/9/30,2023/10/11 申報。只含多頭部位,變化是跟 2023 年第 2 季比股數。

機構總覽
持股檔數
1,933
較 2023 年第 2 季 +47
總值
$167.3 億
較 2023 年第 2 季 +$9,715 萬 (+0.6%)
申報日
2023/10/11
SEC
AE Wealth Management LLC 在 2023 年第 3 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
AAPLApple Inc.Stock2,873,580$4.92 億2.9%+199,462+7.5%加碼歷史
State Street SPDR Portfolio S&P 500 ETF78464A854ETF7,285,184$3.66 億2.2%+499,533+7.4%加碼–
MSFTMicrosoft CorpStock1,004,612$3.17 億1.9%+68,848+7.4%加碼歷史
iShares Core S&P 500 ETF464287200ETF716,360$3.08 億1.8%−8,260−1.1%減碼–
Vanguard S&P 500 ETF922908363ETF763,831$3.00 億1.8%−42,521−5.3%減碼–
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF3,266,086$3.00 億1.8%+303,461+10.2%加碼–
SPYSPDR S&P 500 ETF TrustETF670,877$2.87 億1.7%−33,865−4.8%減碼歷史
Invesco QQQ Trust Series I46090E103ETF675,725$2.42 億1.4%−74,528−9.9%減碼–
iShares Tr46436E7180-3 MTH TREASURY1,868,522$1.88 億1.1%+145,476+8.4%加碼–
iShares Russell Top 200 Growth ETF464289438ETF1,124,538$1.73 億1.0%−29,478−2.6%減碼–
AMZNAmazon Com IncStock1,354,770$1.72 億1.0%+80,329+6.3%加碼歷史
Dimensional ETF Trust25434V716US SUSTAINABILTY6,123,355$1.70 億1.0%+177,980+3.0%加碼–
NVDANVIDIA CorpStock328,605$1.43 億0.9%+35,461+12.1%加碼歷史
iShares Core MSCI Emerging Markets ETF46434G103ETF2,698,753$1.28 億0.8%−137,727−4.9%減碼–
GOOGLAlphabet Inc.Stock942,009$1.23 億0.7%+44,541+5.0%加碼歷史
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF2,056,187$1.22 億0.7%+481,103+30.5%加碼–
Vanguard Morningstar Growth ETF922908736ETF434,590$1.18 億0.7%−175,567−28.8%減碼–
iShares Tr464289420RUS TP200 VL ETF1,719,064$1.12 億0.7%−39,312−2.2%減碼–
Vanguard Morningstar Total Stock Market ETF922908769ETF518,487$1.10 億0.7%+55,607+12.0%加碼–
Janus Detroit STR Tr47103U886HENDRSN SHRT ETF2,253,434$1.08 億0.6%+1,400,701+164.3%加碼–
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS1,830,653$1.05 億0.6%+85,722+4.9%加碼–
XOMExxonMobil Holdings CorpCOM874,299$1.03 億0.6%+42,273+5.1%加碼歷史
Vanguard Mortgage-Backed Securities ETF92206C771ETF2,262,347$9,905 萬0.6%+56,612+2.6%加碼–
iShares Tr46428743220 YR TR BD ETF1,029,249$9,128 萬0.5%−152,366−12.9%減碼–
iShares Tr464288885EAFE GRWTH ETF1,036,755$8,947 萬0.5%−45,873−4.2%減碼–
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF2,091,831$8,631 萬0.5%+402,824+23.8%加碼–
iShares MSCI USA Min Vol Factor ETF46429B697ETF1,150,992$8,331 萬0.5%+212,776+22.7%加碼–
iShares Russell 2000 ETF464287655ETF464,001$8,201 萬0.5%−91,091−16.4%減碼–
Hartford FDS Exchange Traded41653L305TOTAL RTRN ETF2,493,569$8,002 萬0.5%−1,305−0.1%減碼–
CVXChevron CorpStock464,140$7,826 萬0.5%+38,079+8.9%加碼歷史
iShares MSCI USA Quality Factor ETF46432F339ETF563,521$7,427 萬0.4%−91,802−14.0%減碼–
TSLATesla, Inc.Stock296,016$7,407 萬0.4%+28,328+10.6%加碼歷史
UNHUnitedHealth Group IncStock146,780$7,401 萬0.4%+13,504+10.1%加碼歷史
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF1,537,837$7,392 萬0.4%−16,140−1.0%減碼–
iShares Tr464288877EAFE VALUE ETF1,498,027$7,330 萬0.4%+55,133+3.8%加碼–
iShares Tr46434V860TRS FLT RT BD1,431,699$7,264 萬0.4%+664,321+86.6%加碼–
JPMorgan Ultra-Short Income ETF46641Q837ETF1,408,410$7,067 萬0.4%+22,464+1.6%加碼–
PGProcter & Gamble CoStock480,777$7,013 萬0.4%+53,275+12.5%加碼歷史
BRK.BBerkshire Hathaway IncStock198,719$6,961 萬0.4%+27,277+15.9%加碼歷史
Vanguard Morningstar Value ETF922908744ETF492,664$6,795 萬0.4%−232,931−32.1%減碼–
JPMJPMorgan Chase & CoStock463,558$6,723 萬0.4%+30,092+6.9%加碼歷史
METAMeta Platforms, Inc.Stock220,967$6,634 萬0.4%+40,522+22.5%加碼歷史
iShares Core S&P Small Cap ETF464287804ETF697,803$6,582 萬0.4%+125,693+22.0%加碼–
Aim ETF Products Trust00888H711ALLIA US AUG ETF2,707,545$6,569 萬0.4%+2,707,545新進–
SPDR Series Trust78468R101ST SHO TREAS ETF2,191,892$6,295 萬0.4%+1,203,403+121.7%加碼–
Collaborative Investmnt Ser19423L623MOHR GROWTH ETF3,324,160$6,110 萬0.4%−14,352−0.4%減碼–
GLDSPDR Gold TrustETF352,384$6,042 萬0.4%+803+0.2%加碼歷史
CSCOCisco Systems, Inc.Stock1,113,120$5,984 萬0.4%+148,084+15.3%加碼歷史
iShares Russell Mid-Cap Value ETF464287473ETF570,975$5,958 萬0.4%+7,927+1.4%加碼–
Bondbloxx ETF Trust09789C788BLOOMBERG SIX MN1,171,688$5,890 萬0.4%+1,171,688新進–
iShares Tr464288414NATIONAL MUN ETF570,552$5,850 萬0.3%+43,089+8.2%加碼–
HDHome Depot, Inc.Stock190,271$5,749 萬0.3%+18,348+10.7%加碼歷史
iShares Tr46435G326CORE MSCI INTL978,006$5,700 萬0.3%−11,753−1.2%減碼–
JNJJohnson & JohnsonStock356,984$5,560 萬0.3%+34,145+10.6%加碼歷史
iShares Core U.S. Aggregate Bond ETF464287226ETF573,940$5,397 萬0.3%+54,472+10.5%加碼–
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM1,001,626$5,365 萬0.3%+12,059+1.2%加碼–
Innovator ETFs Trust45782C680US EQTY PWR BF1,708,792$5,306 萬0.3%+453,748+36.2%加碼–
Collaborative Investmnt Ser19423L615MINDFUL CNSRVTV2,459,045$5,218 萬0.3%−97,895−3.8%減碼–
Vanguard Scottsdale FDS92206C706INTER TERM TREAS911,375$5,209 萬0.3%+46,549+5.4%加碼–
MCDMcDonalds CorpStock197,284$5,197 萬0.3%+20,663+11.7%加碼歷史
VZVerizon Communications IncStock1,598,459$5,181 萬0.3%+101,401+6.8%加碼歷史
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 1152,748$5,116 萬0.3%−13,708−8.2%減碼歷史
VVisa Inc.Stock221,894$5,104 萬0.3%+8,010+3.7%加碼歷史
ABBVAbbVie Inc.Stock326,991$4,874 萬0.3%+19,986+6.5%加碼歷史
Aim ETF Products Trust00888H406ALLIANZIM US EQT1,649,547$4,847 萬0.3%+130,404+8.6%加碼–
WMTWalmart Inc.Stock300,783$4,810 萬0.3%−2,875−0.9%減碼歷史
Vanguard High Dividend Yield Index ETF921946406ETF464,003$4,794 萬0.3%−51,432−10.0%減碼–
Dimensional ETF Trust25434V104US CORE EQT MKT1,595,261$4,778 萬0.3%+217,129+15.8%加碼–
Schwab International Equity ETF808524805ETF1,367,001$4,642 萬0.3%+302,063+28.4%加碼–
Vanguard Ftse Developed Markets ETF921943858ETF1,047,532$4,580 萬0.3%−46,950−4.3%減碼–
iShares Core S&P Mid-Cap ETF464287507ETF183,612$4,578 萬0.3%+51,801+39.3%加碼–
PFEPfizer IncStock1,379,056$4,574 萬0.3%−45,870−3.2%減碼歷史
Aim ETF Products Trust00888H869ALLIANZIM US EQ1,852,378$4,546 萬0.3%+318,650+20.8%加碼–
LLYEli Lilly & CoStock82,626$4,438 萬0.3%−305−0.4%減碼歷史
Schwab U.S. Large-Cap ETF808524201ETF876,423$4,435 萬0.3%−236,431−21.2%減碼–
GOOGAlphabet Inc.Stock333,564$4,398 萬0.3%+10,626+3.3%加碼歷史
Aim ETF Products Trust00888H737ALLIA US JUN ETF1,673,844$4,278 萬0.3%+122,634+7.9%加碼–
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX597,117$4,266 萬0.3%−15,575−2.5%減碼–
PEPPepsiCo IncStock249,310$4,224 萬0.3%+12,305+5.2%加碼歷史
Vanguard Morningstar Mid-Cap ETF922908629ETF201,365$4,193 萬0.3%−8,157−3.9%減碼–
MRKMerck & Co., Inc.Stock399,971$4,118 萬0.2%−3,261−0.8%減碼歷史
Vanguard Information Technology ETF92204A702ETF97,262$4,035 萬0.2%−3,042−3.0%減碼–
iShares Tr4642886613 7 YR TREAS BD353,682$4,002 萬0.2%−21,703−5.8%減碼–
Cambria ETF Tr132061862TAIL RISK3,079,633$3,985 萬0.2%+639,173+26.2%加碼–
PMPhilip Morris International Inc.Stock424,814$3,933 萬0.2%+15,830+3.9%加碼歷史
WisdomTree Tr97717Y527FLOATNG RAT TREA767,777$3,863 萬0.2%+54,461+7.6%加碼–
Aim ETF Products Trust00888H307ALLIANZIM US EQ1,234,800$3,810 萬0.2%+406,625+49.1%加碼–
AMDAdvanced Micro Devices IncStock370,423$3,809 萬0.2%+94,580+34.3%加碼歷史
SPDR Series Trust78464A821ST STR SP400GRW546,910$3,781 萬0.2%+49,204+9.9%加碼–
Northern LTS FD Tr IV66538H385STERLING CAPITAL1,601,934$3,710 萬0.2%−9,264−0.6%減碼–
IBMInternational Business Machines CorpStock261,768$3,673 萬0.2%−3,643−1.4%減碼歷史
iShares Tr46435U184IBONDS 24 TRM HG1,578,128$3,661 萬0.2%+1,395,418+763.7%加碼–
iShares S&P 500 Growth ETF464287309ETF533,734$3,652 萬0.2%+93,085+21.1%加碼–
iShares Core Dividend Growth ETF46434V621ETF736,950$3,650 萬0.2%+95,004+14.8%加碼–
Schwab US Dividend Equity ETF808524797ETF513,142$3,631 萬0.2%+87,832+20.7%加碼–
Janus Detroit STR Tr47103U845HENDRSON AAA CL719,184$3,620 萬0.2%+141,274+24.4%加碼–
iShares Tr4642874407-10 YR TRSY BD394,957$3,617 萬0.2%−84,579−17.6%減碼–
iShares Tr46434VBG4IBONDS DEC24 ETF1,444,484$3,572 萬0.2%+1,277,898+767.1%加碼–
Vanguard Ftse Emerging Markets ETF922042858ETF910,324$3,569 萬0.2%+282,448+45.0%加碼–
TAT&T Inc.Stock2,375,616$3,568 萬0.2%−366,170−13.4%減碼歷史

選擇權(5 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

AE Wealth Management LLC 在 2023 年第 3 季的選擇權部位
證券類別賣權買權
SPYSPDR S&P 500 ETF TrustETF$180.3 萬$349.6 萬
iShares Russell 2000 ETF464287655ETF$87.4 萬–
EPDEnterprise Products Partners L.P.Stock–$1,403
VanEck ETF Trust92189F106GOLD MINERS ETF–$400
iShares Tr46428743220 YR TR BD ETF–$200

2023 年第 2 季之後清倉(177 檔)

2023 年第 2 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 177 檔。

AE Wealth Management LLC 在 2023 年第 2 季之後清倉的部位
證券類別2023 年第 2 季股數2023 年第 2 季市值2023 年第 2 季佔組合 %紀錄
Aim ETF Products Trust00888H109ALLIANZIM US EQ152,513$479.0 萬<0.1%–
First Tr Exchange-Traded FD33733E401NASDAQ 100 EX52,718$444.6 萬<0.1%–
GTMZoomInfo Technologies Inc.Stock125,956$319.8 萬<0.1%歷史
BGTBlackRock Floating Rate Income TrustCOM252,065$293.9 萬<0.1%歷史
RMBSRambus IncCOM44,185$283.5 萬<0.1%歷史
RTLNecessity Retail REIT, Inc.COM CLASS A417,946$282.5 萬<0.1%歷史
SPDR Index Shs FDS78463X103PORTFLO EURP ETF68,933$265.5 萬<0.1%–
DBAInvesco DB Agriculture FundAGRICULTURE FD122,524$258.2 萬<0.1%歷史
First Tr Exchng Traded FD VI33740U109TCW SECURITIZED99,348$212.1 萬<0.1%–
Advisorshares Tr00768Y727NEWFLT MULSINC45,988$206.0 萬<0.1%–
WINGWingstop Inc.COM7,774$155.6 萬<0.1%歷史
MOSMosaic CoCOM40,788$142.8 萬<0.1%歷史
ITCIIntra-Cellular Therapies, Inc.COM16,137$102.2 萬<0.1%歷史
Invesco Actively Managed Exc46090A101ACTIVE US REAL10,795$93.6 萬<0.1%–
iShares Inc464286772MSCI STH KOR ETF14,435$91.5 萬<0.1%–
SPDR Series Trust78464A516ST INTL BBG ETF39,874$89.9 萬<0.1%–
Invesco Exch Traded FD Tr II46138E370S&P 500 HB ETF11,716$89.5 萬<0.1%–
LSILife Storage, Inc.COM6,571$87.4 萬<0.1%歷史
LMNDLemonade, Inc.Stock46,578$78.5 萬<0.1%歷史
Dimensional U.S. Small Cap ETF25434V500ETF14,274$78.2 萬<0.1%–
HXLHexcel CorpCOM10,078$76.6 萬<0.1%歷史
IOTSamsara Inc.Stock27,135$75.2 萬<0.1%歷史
NRONeuberger Real Estate Securities Income Fund IncCOM243,431$74.0 萬<0.1%歷史
PENPenumbra IncCOM2,127$73.2 萬<0.1%歷史
AVBAvalonbay Communities IncCOM3,763$71.2 萬<0.1%歷史
GXOGXO Logistics, Inc.Stock11,163$70.1 萬<0.1%歷史
LNTHLantheus Holdings, Inc.Stock8,248$69.2 萬<0.1%歷史
Sprott FDS Tr85208P303URANIUM MINERS E20,552$69.0 萬<0.1%–
UHSUniversal Health Services IncCL B4,294$67.7 萬<0.1%歷史
ETF Ser Solutions26922A388APTUS DEFINED26,749$66.5 萬<0.1%–
ARIApollo Commercial Real Estate Finance, Inc.COM58,377$66.1 萬<0.1%歷史
VNTVontier CorpStock19,740$63.6 萬<0.1%歷史
CALXCalix, IncCOM12,418$62.0 萬<0.1%歷史
GGBGerdau S.A.SPON ADR REP PFD117,959$61.6 萬<0.1%歷史
Abrdn ETFs003261104BBRG ALL COMD K130,333$61.2 萬<0.1%–
AIRCApartment Income REIT Corp.COM16,772$60.5 萬<0.1%歷史
LADRLadder Capital CorpCL A55,670$60.4 萬<0.1%歷史
OIIOceaneering International IncStock32,242$60.3 萬<0.1%歷史
FIVNFive9, Inc.COM7,257$59.8 萬<0.1%歷史
UANCVR Partners, LPCOM7,411$59.8 萬<0.1%歷史
iShares Inc464286400MSCI BRAZIL ETF18,431$59.8 萬<0.1%–
RCReady Capital CorpCOM52,840$59.6 萬<0.1%歷史
SNCYSun Country Airlines Holdings, LLCCOM26,411$59.4 萬<0.1%歷史
MCFTMasterCraft Boat Holdings, Inc.COM19,353$59.3 萬<0.1%歷史
MGNIMagnite, Inc.COM43,427$59.3 萬<0.1%歷史
STLAStellantis N.V.SHS33,514$58.8 萬<0.1%歷史
WDSWoodside Energy Group LtdADR25,053$58.1 萬<0.1%歷史
WEXWEX Inc.COM3,179$57.9 萬<0.1%歷史
BEPBrookfield Renewable Partners L.P.PARTNERSHIP UNIT19,291$56.9 萬<0.1%歷史
SQSPSquarespace, Inc.CLASS A18,008$56.8 萬<0.1%歷史
PGNYProgyny, Inc.COM14,408$56.7 萬<0.1%歷史
HQYHealthequity, Inc.COM8,941$56.5 萬<0.1%歷史
HIMSHims & Hers Health, Inc.Stock59,230$55.7 萬<0.1%歷史
TGTXTG Therapeutics, Inc.COM22,401$55.6 萬<0.1%歷史
WNCWabash National CorpCOM21,596$55.4 萬<0.1%歷史
SIBNSI-BONE, Inc.COM20,471$55.2 萬<0.1%歷史
ZYMEZymeworks Inc.COM63,736$55.1 萬<0.1%歷史
AXAxos Financial, Inc.COM13,735$54.2 萬<0.1%歷史
CARGCarGurus, Inc.COM CL A23,888$54.1 萬<0.1%歷史
COHUCohu IncCOM12,971$53.9 萬<0.1%歷史
VISNVistance Networks, Inc.COM95,391$53.7 萬<0.1%歷史
FLNGFlex LNG Ltd.SHS17,572$53.6 萬<0.1%歷史
GENIGenius Sports LtdSHARES CL A85,962$53.2 萬<0.1%歷史
AMWDAmerican Woodmark CorpCOM6,953$53.1 萬<0.1%歷史
ASNDAscendis Pharma A/SSPONSORED ADR5,923$52.9 萬<0.1%歷史
Golden Ocean Group LtdG39637205SHS NEW70,013$52.9 萬<0.1%–
FVRRFiverr International Ltd.ORD SHS20,142$52.4 萬<0.1%歷史
CHCOCity Holding CoCOM5,815$52.3 萬<0.1%歷史
ECEcopetrol S.A.SPONSORED ADS50,907$52.2 萬<0.1%歷史
TBBKBancorp, Inc.COM15,753$51.4 萬<0.1%歷史
GTLBGitlab Inc.CLASS A COM10,063$51.4 萬<0.1%歷史
SYFSynchrony FinancialCOM15,150$51.4 萬<0.1%歷史
SHYFShyft Group, Inc.COM23,215$51.2 萬<0.1%歷史
HRMYHarmony Biosciences Holdings, Inc.COM14,487$51.0 萬<0.1%歷史
ZIMZIM Integrated Shipping Services Ltd.SHS40,422$50.1 萬<0.1%歷史
DMOWestern Asset Mortgage Opportunity Fund Inc.COM46,980$49.7 萬<0.1%歷史
PERIPerion Network Ltd.SHS NEW15,742$48.3 萬<0.1%歷史
FATEFate Therapeutics IncCOM100,885$48.0 萬<0.1%歷史
ALKSAlkermes plc.SHS15,230$47.7 萬<0.1%歷史
TRMDTORM plcSHS CL A19,724$47.7 萬<0.1%歷史
IEPIcahn Enterprises L.P.DEPOSITARY UNIT16,290$47.3 萬<0.1%歷史
Global X FDS37954Y632ARTIFICIAL ETF16,843$47.1 萬<0.1%–
MCRBSeres Therapeutics, Inc.COM95,188$45.6 萬<0.1%歷史
GNKGenco Shipping & Trading LtdSHS32,351$45.4 萬<0.1%歷史
WisdomTree Tr97717W604US SMALLCAP DIVD15,446$44.5 萬<0.1%–
PETQPetIQ, Inc.COM CL A28,893$43.8 萬<0.1%歷史
PCGPG&E CorpStock24,482$42.3 萬<0.1%歷史
TMHCTaylor Morrison Home CorpCOM8,599$41.9 萬<0.1%歷史
CEQPCrestwood Equity Partners LPUNIT LTD PARTNER15,479$41.0 萬<0.1%歷史
TRTNTriton International LtdCL A4,757$39.6 萬<0.1%歷史
ASOAcademy Sports & Outdoors, Inc.COM7,134$38.6 萬<0.1%歷史
MMacy's, Inc.COM23,916$38.4 萬<0.1%歷史
OLNOLIN CorpStock7,368$37.9 萬<0.1%歷史
IDCCInterDigital, Inc.COM3,910$37.8 萬<0.1%歷史
WIREEncore Wire CorpCOM1,971$36.6 萬<0.1%歷史
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP5,843$36.4 萬<0.1%歷史
TGLSTecnoglass Holdings Inc.ORD SHS6,976$36.0 萬<0.1%歷史
MASIMasimo CorpCOM2,167$35.7 萬<0.1%歷史
Exchange Traded Concepts Tru301505707ROBO GLB ETF6,011$35.2 萬<0.1%–
iShares Inc46434G848MSCI GBL ETF NEW8,633$34.9 萬<0.1%–