AE Wealth Management LLC

SEC CIK: 0001697723
Latest filing: Aug 3, 2026

SEC filings (opens in a new tab)

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed Apr 14, 2023. Long positions only; changes compare share counts with Q4 2022.

Positions: 1,864; +56 vs. Q4 2022
Portfolio value: $15.5B; +$1.71B (+12.3%) vs. Q4 2022
Filed: Apr 14, 2023; SEC

Holdings of AE Wealth Management LLC in Q1 2023
Security	Class	Shares	Value	% of portfolio	Share change	Action	History
AAPLApple Inc.	Stock	2,563,831	$422.8M	2.7%	−39,562−1.5%	Reduced	History
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663	ETF	4,186,578	$384.4M	2.5%	−1,171,752−21.9%	Reduced	–
State Street SPDR Portfolio S&P 500 ETF78464A854	ETF	7,001,665	$337.1M	2.2%	−680,534−8.9%	Reduced	–
iShares Core S&P 500 ETF464287200	ETF	802,499	$329.9M	2.1%	+72,176+9.9%	Added	–
Vanguard S&P 500 ETF922908363	ETF	834,900	$314.0M	2.0%	−16,817−2.0%	Reduced	–
SPYSPDR S&P 500 ETF Trust	ETF	660,398	$270.4M	1.7%	+173,937+35.8%	Added	History
iShares Tr464287432	20 YR TR BD ETF	2,259,293	$240.3M	1.5%	+1,351,330+148.8%	Added	–
MSFTMicrosoft Corp	Stock	807,751	$232.9M	1.5%	+61,643+8.3%	Added	History
Invesco QQQ Trust Series I46090E103	ETF	655,046	$210.2M	1.4%	+3,189+0.5%	Added	–
iShares Russell Top 200 Growth ETF464289438	ETF	1,229,978	$170.9M	1.1%	+76,015+6.6%	Added	–
Dimensional ETF Trust25434V716	US SUSTAINABILTY	5,761,921	$153.4M	1.0%	+5,761,921	New	–
iShares Tr464287440	7-10 YR TRSY BD	1,481,860	$146.9M	0.9%	+892,456+151.4%	Added	–
iShares Core MSCI Emerging Markets ETF46434G103	ETF	2,890,391	$141.0M	0.9%	+266,352+10.2%	Added	–
Vanguard Morningstar Value ETF922908744	ETF	965,660	$133.4M	0.9%	−27,754−2.8%	Reduced	–
AMZNAmazon Com Inc	Stock	1,228,167	$126.9M	0.8%	+94,264+8.3%	Added	History
Vanguard Morningstar Growth ETF922908736	ETF	502,095	$125.2M	0.8%	+95,882+23.6%	Added	–
XOMExxonMobil Holdings Corp	COM	1,129,524	$123.9M	0.8%	+101,713+9.9%	Added	History
iShares Tr464289420	RUS TP200 VL ETF	1,811,558	$117.9M	0.8%	+16,641+0.9%	Added	–
iShares Tr464288885	EAFE GRWTH ETF	1,151,553	$107.9M	0.7%	+149,799+15.0%	Added	–
NVDANVIDIA Corp	Stock	345,079	$95.9M	0.6%	−9,636−2.7%	Reduced	History
Vanguard Mortgage-Backed Securities ETF92206C771	ETF	2,037,134	$94.8M	0.6%	+5420.0%	Added	–
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679	ETF	843,007	$93.2M	0.6%	+208,229+32.8%	Added	–
Hartford FDS Exchange Traded41653L305	TOTAL RTRN ETF	2,680,524	$91.1M	0.6%	−39,796−1.5%	Reduced	–
State Street SPDR Portfolio S&P 500 Growth ETF78464A409	ETF	1,632,477	$90.4M	0.6%	−8,071−0.5%	Reduced	–
iShares Russell 2000 ETF464287655	ETF	497,014	$88.7M	0.6%	+14,946+3.1%	Added	–
CVXChevron Corp	Stock	537,889	$87.8M	0.6%	+51,628+10.6%	Added	History
Vanguard Scottsdale FDS92206C102	SHORT TERM TREAS	1,378,541	$80.7M	0.5%	+148,648+12.1%	Added	–
Collaborative Investmnt Ser19423L623	MOHR GROWTH ETF	3,934,809	$76.5M	0.5%	−1,205,682−23.5%	Reduced	–
JPMorgan Ultra-Short Income ETF46641Q837	ETF	1,506,707	$75.8M	0.5%	+437,770+41.0%	Added	–
iShares Tr464288877	EAFE VALUE ETF	1,532,411	$74.4M	0.5%	−129,408−7.8%	Reduced	–
iShares Broad Usd Investment Grade Corporate Bond ETF464288620	ETF	1,414,195	$71.6M	0.5%	−46,737−3.2%	Reduced	–
GOOGLAlphabet Inc.	Stock	665,783	$69.1M	0.4%	+6,489+1.0%	Added	History
State Street SPDR Portfolio S&P 500 Value ETF78464A508	ETF	1,640,950	$66.8M	0.4%	−337,478−17.1%	Reduced	–
iShares Tr46435G326	CORE MSCI INTL	1,097,297	$66.4M	0.4%	−112,081−9.3%	Reduced	–
Collaborative Investmnt Ser19423L615	MINDFUL CNSRVTV	3,050,649	$65.7M	0.4%	−571,996−15.8%	Reduced	–
iShares Russell Mid-Cap Value ETF464287473	ETF	593,213	$63.0M	0.4%	−396−0.1%	Reduced	–
Vanguard Morningstar Total Stock Market ETF922908769	ETF	292,023	$59.6M	0.4%	+77,212+35.9%	Added	–
UNHUnitedHealth Group Inc	Stock	124,982	$59.1M	0.4%	+13,216+11.8%	Added	History
iShares Tr464288661	3 7 YR TREAS BD	484,556	$57.0M	0.4%	+170,756+54.4%	Added	–
TSLATesla, Inc.	Stock	273,919	$56.8M	0.4%	+40,937+17.6%	Added	History
PGProcter & Gamble Co	Stock	375,778	$55.9M	0.4%	+17,784+5.0%	Added	History
Schwab U.S. Large-Cap ETF808524201	ETF	1,127,499	$54.5M	0.4%	+45,377+4.2%	Added	–
iShares Core S&P Small Cap ETF464287804	ETF	556,043	$53.8M	0.3%	+37,166+7.2%	Added	–
MRKMerck & Co., Inc.	Stock	502,529	$53.5M	0.3%	+71,588+16.6%	Added	History
Vanguard High Dividend Yield Index ETF921946406	ETF	505,174	$53.3M	0.3%	−84,023−14.3%	Reduced	–
iShares MSCI USA Min Vol Factor ETF46429B697	ETF	731,069	$53.2M	0.3%	+137,238+23.1%	Added	–
iShares Tr464288414	NATIONAL MUN ETF	487,737	$52.5M	0.3%	+7,239+1.5%	Added	–
iShares MSCI USA Quality Factor ETF46432F339	ETF	423,493	$52.5M	0.3%	+303,322+252.4%	Added	–
TAT&T Inc.	Stock	2,698,356	$51.9M	0.3%	+538,795+24.9%	Added	History
Aim ETF Products Trust00888H703	ALLIANZIM US EQT	1,905,787	$51.4M	0.3%	+53,135+2.9%	Added	–
iShares Tr46436E718	0-3 MTH TREASURY	509,663	$51.3M	0.3%	+455,850+847.1%	Added	–
ABBVAbbVie Inc.	Stock	314,709	$50.2M	0.3%	−2,634−0.8%	Reduced	History
MCDMcDonalds Corp	Stock	177,526	$49.6M	0.3%	+65,765+58.8%	Added	History
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474	ETF	1,667,612	$49.4M	0.3%	−69,614−4.0%	Reduced	–
Vanguard Scottsdale FDS92206C706	INTER TERM TREAS	807,889	$48.4M	0.3%	−22,627−2.7%	Reduced	–
BRK.BBerkshire Hathaway Inc	Stock	153,352	$47.4M	0.3%	+5,492+3.7%	Added	History
HDHome Depot, Inc.	Stock	159,654	$47.1M	0.3%	+6,104+4.0%	Added	History
METAMeta Platforms, Inc.	Stock	220,319	$46.7M	0.3%	+11,254+5.4%	Added	History
GLDSPDR Gold Trust	ETF	254,537	$46.6M	0.3%	−2,446−1.0%	Reduced	History
VZVerizon Communications Inc	Stock	1,191,388	$46.3M	0.3%	+348,971+41.4%	Added	History
JPMJPMorgan Chase & Co	Stock	349,481	$45.5M	0.3%	+12,413+3.7%	Added	History
JNJJohnson & Johnson	Stock	289,506	$44.9M	0.3%	+34,506+13.5%	Added	History
Vanguard Scottsdale FDS92206C664	VNG RUS2000IDX	619,719	$44.7M	0.3%	−15,891−2.5%	Reduced	–
Collaborative Investmnt Ser19423L581	ADAPTIVE CORE	2,245,898	$43.7M	0.3%	−826,811−26.9%	Reduced	–
WMTWalmart Inc.	Stock	292,456	$43.1M	0.3%	+14,532+5.2%	Added	History
iShares Core U.S. Aggregate Bond ETF464287226	ETF	428,536	$42.7M	0.3%	+171,528+66.7%	Added	–
PEPPepsiCo Inc	Stock	234,102	$42.7M	0.3%	+29,906+14.6%	Added	History
CSCOCisco Systems, Inc.	Stock	811,668	$42.4M	0.3%	+214,572+35.9%	Added	History
SPDR Series Trust78468R101	ST SHO TREAS ETF	1,418,350	$41.5M	0.3%	−248,969−14.9%	Reduced	–
iShares Tr46434V860	TRS FLT RT BD	809,722	$41.0M	0.3%	−88,978−9.9%	Reduced	–
VVisa Inc.	Stock	173,128	$39.0M	0.3%	+11,453+7.1%	Added	History
PFEPfizer Inc	Stock	952,695	$38.9M	0.3%	−33,837−3.4%	Reduced	History
Vanguard Ftse Developed Markets ETF921943858	ETF	858,787	$38.8M	0.2%	+4,172+0.5%	Added	–
IBMInternational Business Machines Corp	Stock	291,725	$38.2M	0.2%	+26,751+10.1%	Added	History
Schwab International Equity ETF808524805	ETF	1,092,597	$38.0M	0.2%	−116,740−9.7%	Reduced	–
DIASPDR Dow Jones Industrial Average ETF Trust	UT SER 1	114,059	$37.9M	0.2%	−20,253−15.1%	Reduced	History
PMPhilip Morris International Inc.	Stock	388,278	$37.8M	0.2%	+45,633+13.3%	Added	History
Vanguard Long-Term Treasury ETF92206C847	ETF	576,072	$37.7M	0.2%	−73,934−11.4%	Reduced	–
IAUMiShares Gold Trust Micro	SHS REPSTG UN TR	1,904,294	$37.5M	0.2%	+94,554+5.2%	Added	History
Vanguard Information Technology ETF92204A702	ETF	97,076	$37.4M	0.2%	+12,505+14.8%	Added	–
Northern LTS FD Tr IV66538H385	STERLING CAPITAL	1,637,033	$37.3M	0.2%	−10,057−0.6%	Reduced	–
Schwab U.S. Broad Market ETF808524102	ETF	771,390	$36.9M	0.2%	−56,368−6.8%	Reduced	–
Pgim ETF Tr69344A107	PGIM ULTRA SH BD	747,350	$36.8M	0.2%	+408,073+120.3%	Added	–
SPDR Series Trust78464A664	ST LON TREAS ETF	1,191,340	$36.8M	0.2%	+309,631+35.1%	Added	–
BACBank of America Corp	Stock	1,258,496	$36.0M	0.2%	+4,459+0.4%	Added	History
iShares Tr46434V407	0-5YR HI YL CP	860,215	$35.9M	0.2%	−435,778−33.6%	Reduced	–
NEENextera Energy Inc	Stock	463,925	$35.8M	0.2%	−26,338−5.4%	Reduced	History
iShares U.S. Treasury Bond ETF46429B267	ETF	1,522,415	$35.6M	0.2%	+521,056+52.0%	Added	–
Dimensional ETF Trust25434V104	US CORE EQT MKT	1,234,024	$35.5M	0.2%	−3,266,283−72.6%	Reduced	–
iShares Tr46434V613	CORE UNIVRSL USD	767,770	$35.4M	0.2%	+105,014+15.8%	Added	–
Advisorshares Tr00768Y420	ALPHA DNA EQUITY	1,519,801	$35.2M	0.2%	−129,417−7.8%	Reduced	–
VLOValero Energy Corp	Stock	250,383	$35.0M	0.2%	+49,617+24.7%	Added	History
iShares Russell Midcap ETF464287499	ETF	497,927	$34.8M	0.2%	−42,313−7.8%	Reduced	–
iShares Core MSCI Eafe ETF46432F842	ETF	510,286	$34.1M	0.2%	+97,011+23.5%	Added	–
GOOGAlphabet Inc.	Stock	326,263	$33.9M	0.2%	+51,262+18.6%	Added	History
Vanguard Short-Term Bond ETF921937827	ETF	442,293	$33.8M	0.2%	+22,973+5.5%	Added	–
Vanguard Morningstar Mid-Cap ETF922908629	ETF	159,049	$33.5M	0.2%	+3,794+2.4%	Added	–
KMBKimberly Clark Corp	Stock	249,646	$33.5M	0.2%	+91,006+57.4%	Added	History
iShares Tr464288588	MBS ETF	352,811	$33.4M	0.2%	+43,463+14.0%	Added	–
J P Morgan Exchange Traded F46641Q332	EQUITY PREMIUM	603,818	$33.0M	0.2%	+391,984+185.0%	Added	–

Options (2)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of AE Wealth Management LLC in Q1 2023
Security	Class	Puts	Calls
SPYSPDR S&P 500 ETF Trust	ETF	$927.1K	$3.16M
iShares Russell 2000 ETF464287655	ETF	$909.6K	–

Sold out since Q4 2022 (176)

Positions held at the end of Q4 2022 that are gone from this filing.

The largest 100 of 176 by value last quarter.

Positions of AE Wealth Management LLC sold out since Q4 2022
Security	Class	Shares in Q4 2022	Value in Q4 2022	% of portfolio in Q4 2022	History
First Tr Exchange-Traded FD33736Q104	UT COM SHS ETF	193,704	$10.2M	0.1%	–
iShares U S ETF Tr46431W705	INT RT HDG C B	107,530	$9.73M	0.1%	–
Invesco Exchange Traded FD T46137V308	BUYBACK ACHIEV	61,383	$5.25M	<0.1%	–
Invesco Exch Traded FD Tr II46138E297	S&P EMRNG MKTS	172,257	$3.96M	<0.1%	–
iShares Tr464287341	GLOBAL ENERG ETF	93,629	$3.65M	<0.1%	–
iShares Tr464287184	CHINA LG-CAP ETF	91,170	$2.58M	<0.1%	–
GMEGameStop Corp.	Stock	122,926	$2.27M	<0.1%	History
Sprott FDS Tr85208P303	URANIUM MINERS E	71,106	$2.26M	<0.1%	–
Alpha Architect ETF Tr02072L409	US QUAN MOMENTUM	47,043	$2.16M	<0.1%	–
Flexshares Tr33939L654	US QT LW VLTY	39,264	$1.97M	<0.1%	–
Victory Portfolios II92647N774	VCSHS US DISCVRY	33,692	$1.84M	<0.1%	–
DENDenbury Inc	COM	18,986	$1.65M	<0.1%	History
iShares Tr464288786	U.S. INSRNCE ETF	17,303	$1.58M	<0.1%	–
iShares Tr46434V449	MSCI INTL MOMENT	49,318	$1.52M	<0.1%	–
FELEFranklin Electric Co Inc	COM	18,991	$1.51M	<0.1%	History
iShares Tr464288794	US BR DEL SE ETF	13,948	$1.34M	<0.1%	–
EXEExpand Energy Corp	COM	13,872	$1.31M	<0.1%	History
CNMDCONMED Corp	COM	14,591	$1.29M	<0.1%	History
BWBBridgewater Bancshares Inc	COM	69,866	$1.24M	<0.1%	History
MCBCMacatawa Bank Corp	COM	111,866	$1.23M	<0.1%	History
NFBKNorthfield Bancorp, Inc.	COM	77,403	$1.22M	<0.1%	History
FSBWFS Bancorp, Inc.	COM	36,046	$1.21M	<0.1%	History
WHWyndham Hotels & Resorts, Inc.	COM	15,981	$1.14M	<0.1%	History
CVBFCVB Financial Corp	COM	43,243	$1.11M	<0.1%	History
ADCAgree Realty Corp	COM	14,696	$1.04M	<0.1%	History
FWRDForward Air Corp	COM	9,315	$977.1K	<0.1%	History
TBITrueBlue, Inc.	COM	49,854	$976.1K	<0.1%	History
ALRSAlerus Financial Corp	COM	41,804	$976.1K	<0.1%	History
STRSitio Royalties Corp.	CLASS A COM	32,931	$950.1K	<0.1%	History
NPKNational Presto Industries Inc	COM	13,853	$948.4K	<0.1%	History
Simplify Exchange Traded Fun82889N699	MANAGED FUTURES	36,352	$945.5K	<0.1%	–
Litman Gregory FDS Tr53700T827	IMGP DBI MAN ETF	32,435	$944.2K	<0.1%	–
SPLKSplunk Inc	COM	10,944	$942.2K	<0.1%	History
CWHCamping World Holdings, Inc.	CL A	41,760	$932.1K	<0.1%	History
ROCKGibraltar Industries, Inc.	COM	20,276	$930.3K	<0.1%	History
PBR.APetrobras - Petroleo Brasileiro SA	SP ADR NON VTG	91,125	$846.6K	<0.1%	History
ITTItt Inc.	COM	10,364	$840.5K	<0.1%	History
HSBCHSBC Holdings PLC	SPON ADR NEW	26,827	$835.9K	<0.1%	History
EEni SpA	SPONSORED ADR	28,963	$830.1K	<0.1%	History
PPLTabrdn Platinum ETF Trust	PHYSCL PLATM SHS	8,335	$827.5K	<0.1%	History
BATRAAtlanta Braves Holdings, Inc.	COM A BRAVES GRP	24,961	$815.5K	<0.1%	History
RHIRobert Half Inc.	COM	10,896	$804.4K	<0.1%	History
WTBAWest Bancorporation Inc	CAP STK	30,950	$790.8K	<0.1%	History
STORStore Capital LLC	COM	23,875	$765.4K	<0.1%	History
AMGAffiliated Managers Group, Inc.	Stock	4,789	$758.7K	<0.1%	History
HCCWarrior Met Coal, Inc.	COM	21,320	$738.5K	<0.1%	History
BMEZBlackRock Health Sciences Term Trust	COM SHS	47,761	$737.0K	<0.1%	History
CUBICustomers Bancorp, Inc.	COM	25,588	$725.2K	<0.1%	History
AMSFAmerisafe Inc	COM	13,947	$724.8K	<0.1%	History
HWCHancock Whitney Corp	COM	14,405	$697.1K	<0.1%	History
RJFRaymond James Financial Inc	COM	6,438	$687.9K	<0.1%	History
NBIXNeurocrine Biosciences Inc	Stock	5,723	$683.6K	<0.1%	History
FMAOFarmers & Merchants Bancorp Inc	COM	24,926	$677.5K	<0.1%	History
CFRCullen/Frost Bankers, Inc.	COM	4,955	$662.5K	<0.1%	History
NWBINorthwest Bancshares, Inc.	COM	46,127	$644.9K	<0.1%	History
HHyatt Hotels Corp	COM CL A	7,121	$644.1K	<0.1%	History
RESRPC Inc	COM	71,751	$637.9K	<0.1%	History
Global X FDS37954Y459	RUSSELL 2000	32,766	$616.3K	<0.1%	–
Invesco Exchange Traded FD T46137V274	S&P500 EQL UTL	5,282	$614.5K	<0.1%	–
IBPInstalled Building Products, Inc.	COM	7,016	$600.6K	<0.1%	History
OZKBank OZK	COM	14,749	$590.9K	<0.1%	History
MAAMid America Apartment Communities Inc.	COM	3,759	$590.1K	<0.1%	History
PTENPatterson Uti Energy Inc	COM	35,019	$589.7K	<0.1%	History
ITCIIntra-Cellular Therapies, Inc.	COM	11,137	$589.4K	<0.1%	History
HIBBHibbett Inc	COM	8,634	$589.0K	<0.1%	History
CFLTConfluent, Inc.	CLASS A COM	26,466	$588.6K	<0.1%	History
PCORProcore Technologies, Inc.	COM	12,357	$583.0K	<0.1%	History
iShares Tr46429B614	MSCI INDIA SM CP	11,252	$582.4K	<0.1%	–
XMQualtrics International Inc.	COM CL A	55,791	$579.1K	<0.1%	History
SJTSan Juan Basin Royalty Trust	UNIT BEN INT	50,312	$574.5K	<0.1%	History
AEISAdvanced Energy Industries Inc	COM	6,647	$570.2K	<0.1%	History
IOTSamsara Inc.	Stock	45,806	$569.4K	<0.1%	History
Copel-ADR20441B605	ADR	78,652	$565.5K	<0.1%	–
WTFCWintrust Financial Corp	COM	6,677	$564.4K	<0.1%	History
iShares Tr46429B309	MSCI INDONIA ETF	25,015	$560.1K	<0.1%	–
EVBGEverbridge, Inc.	COM	18,801	$556.1K	<0.1%	History
MRCMRC Global Inc.	COM	47,502	$550.1K	<0.1%	History
TRMKTrustmark Corp	COM	15,722	$548.9K	<0.1%	History
TENTsakos Energy Navigation Ltd	SHS	32,414	$548.8K	<0.1%	History
CCRNCross Country Healthcare Inc	COM	20,505	$544.8K	<0.1%	History
NBRNabors Industries Ltd	SHS	3,490	$540.5K	<0.1%	History
CHEFChefs' Warehouse, Inc.	COM	16,212	$539.5K	<0.1%	History
WNCWabash National Corp	COM	23,589	$533.1K	<0.1%	History
FATEFate Therapeutics Inc	COM	51,331	$517.9K	<0.1%	History
Invesco Exchange Traded FD T46137V589	GBL LISTED PVT	54,845	$517.7K	<0.1%	–
WABCWestamerica Bancorporation	COM	8,719	$514.5K	<0.1%	History
DNOWDNOW Inc.	COM	40,418	$513.3K	<0.1%	History
HFWAHeritage Financial Corp	COM	16,712	$512.1K	<0.1%	History
GTGoodyear Tire & Rubber Co	COM	50,310	$510.6K	<0.1%	History
VBTXVeritex Holdings, Inc.	COM	18,163	$510.0K	<0.1%	History
PMXPIMCO Municipal Income Fund III	COM	56,671	$493.6K	<0.1%	History
SYBTStock Yards Bancorp, Inc.	COM	7,556	$491.0K	<0.1%	History
SIVBSVB Financial Group	COM	2,091	$481.3K	<0.1%	History
OMCLOmnicell, Inc.	COM	9,400	$473.9K	<0.1%	History
BBNBlackRock Taxable Municipal Bond Trust	SHS	27,562	$464.1K	<0.1%	History
Invesco Actively Managed Exc46090A705	S&P500 DOWNSID	13,419	$433.2K	<0.1%	–
MTNVail Resorts Inc	COM	1,610	$383.7K	<0.1%	History
HZNPHorizon Therapeutics Public Ltd Co	SHS	3,233	$367.9K	<0.1%	History
iShares Tr464287390	LATN AMER 40 ETF	16,068	$367.8K	<0.1%	–
Goldman Sachs ETF Tr38149W812	FUTURE TECH LEAD	17,578	$367.7K	<0.1%	–