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AE Wealth Management LLC

SEC CIK
0001697723
最新申報
2026/8/3

2023 年第 1 季持倉

持倉截至 2023/3/31,2023/4/14 申報。只含多頭部位,變化是跟 2022 年第 4 季比股數。

機構總覽
持股檔數
1,864
較 2022 年第 4 季 +56
總值
$155.3 億
較 2022 年第 4 季 +$17.1 億 (+12.3%)
申報日
2023/4/14
SEC
AE Wealth Management LLC 在 2023 年第 1 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
AAPLApple Inc.Stock2,563,831$4.23 億2.7%−39,562−1.5%減碼歷史
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF4,186,578$3.84 億2.5%−1,171,752−21.9%減碼–
State Street SPDR Portfolio S&P 500 ETF78464A854ETF7,001,665$3.37 億2.2%−680,534−8.9%減碼–
iShares Core S&P 500 ETF464287200ETF802,499$3.30 億2.1%+72,176+9.9%加碼–
Vanguard S&P 500 ETF922908363ETF834,900$3.14 億2.0%−16,817−2.0%減碼–
SPYSPDR S&P 500 ETF TrustETF660,398$2.70 億1.7%+173,937+35.8%加碼歷史
iShares Tr46428743220 YR TR BD ETF2,259,293$2.40 億1.5%+1,351,330+148.8%加碼–
MSFTMicrosoft CorpStock807,751$2.33 億1.5%+61,643+8.3%加碼歷史
Invesco QQQ Trust Series I46090E103ETF655,046$2.10 億1.4%+3,189+0.5%加碼–
iShares Russell Top 200 Growth ETF464289438ETF1,229,978$1.71 億1.1%+76,015+6.6%加碼–
Dimensional ETF Trust25434V716US SUSTAINABILTY5,761,921$1.53 億1.0%+5,761,921新進–
iShares Tr4642874407-10 YR TRSY BD1,481,860$1.47 億0.9%+892,456+151.4%加碼–
iShares Core MSCI Emerging Markets ETF46434G103ETF2,890,391$1.41 億0.9%+266,352+10.2%加碼–
Vanguard Morningstar Value ETF922908744ETF965,660$1.33 億0.9%−27,754−2.8%減碼–
AMZNAmazon Com IncStock1,228,167$1.27 億0.8%+94,264+8.3%加碼歷史
Vanguard Morningstar Growth ETF922908736ETF502,095$1.25 億0.8%+95,882+23.6%加碼–
XOMExxonMobil Holdings CorpCOM1,129,524$1.24 億0.8%+101,713+9.9%加碼歷史
iShares Tr464289420RUS TP200 VL ETF1,811,558$1.18 億0.8%+16,641+0.9%加碼–
iShares Tr464288885EAFE GRWTH ETF1,151,553$1.08 億0.7%+149,799+15.0%加碼–
NVDANVIDIA CorpStock345,079$9,585 萬0.6%−9,636−2.7%減碼歷史
Vanguard Mortgage-Backed Securities ETF92206C771ETF2,037,134$9,483 萬0.6%+5420.0%加碼–
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF843,007$9,315 萬0.6%+208,229+32.8%加碼–
Hartford FDS Exchange Traded41653L305TOTAL RTRN ETF2,680,524$9,114 萬0.6%−39,796−1.5%減碼–
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF1,632,477$9,037 萬0.6%−8,071−0.5%減碼–
iShares Russell 2000 ETF464287655ETF497,014$8,867 萬0.6%+14,946+3.1%加碼–
CVXChevron CorpStock537,889$8,776 萬0.6%+51,628+10.6%加碼歷史
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS1,378,541$8,070 萬0.5%+148,648+12.1%加碼–
Collaborative Investmnt Ser19423L623MOHR GROWTH ETF3,934,809$7,653 萬0.5%−1,205,682−23.5%減碼–
JPMorgan Ultra-Short Income ETF46641Q837ETF1,506,707$7,582 萬0.5%+437,770+41.0%加碼–
iShares Tr464288877EAFE VALUE ETF1,532,411$7,437 萬0.5%−129,408−7.8%減碼–
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF1,414,195$7,164 萬0.5%−46,737−3.2%減碼–
GOOGLAlphabet Inc.Stock665,783$6,906 萬0.4%+6,489+1.0%加碼歷史
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF1,640,950$6,682 萬0.4%−337,478−17.1%減碼–
iShares Tr46435G326CORE MSCI INTL1,097,297$6,635 萬0.4%−112,081−9.3%減碼–
Collaborative Investmnt Ser19423L615MINDFUL CNSRVTV3,050,649$6,574 萬0.4%−571,996−15.8%減碼–
iShares Russell Mid-Cap Value ETF464287473ETF593,213$6,300 萬0.4%−396−0.1%減碼–
Vanguard Morningstar Total Stock Market ETF922908769ETF292,023$5,960 萬0.4%+77,212+35.9%加碼–
UNHUnitedHealth Group IncStock124,982$5,907 萬0.4%+13,216+11.8%加碼歷史
iShares Tr4642886613 7 YR TREAS BD484,556$5,701 萬0.4%+170,756+54.4%加碼–
TSLATesla, Inc.Stock273,919$5,683 萬0.4%+40,937+17.6%加碼歷史
PGProcter & Gamble CoStock375,778$5,587 萬0.4%+17,784+5.0%加碼歷史
Schwab U.S. Large-Cap ETF808524201ETF1,127,499$5,454 萬0.4%+45,377+4.2%加碼–
iShares Core S&P Small Cap ETF464287804ETF556,043$5,377 萬0.3%+37,166+7.2%加碼–
MRKMerck & Co., Inc.Stock502,529$5,346 萬0.3%+71,588+16.6%加碼歷史
Vanguard High Dividend Yield Index ETF921946406ETF505,174$5,330 萬0.3%−84,023−14.3%減碼–
iShares MSCI USA Min Vol Factor ETF46429B697ETF731,069$5,318 萬0.3%+137,238+23.1%加碼–
iShares Tr464288414NATIONAL MUN ETF487,737$5,255 萬0.3%+7,239+1.5%加碼–
iShares MSCI USA Quality Factor ETF46432F339ETF423,493$5,254 萬0.3%+303,322+252.4%加碼–
TAT&T Inc.Stock2,698,356$5,194 萬0.3%+538,795+24.9%加碼歷史
Aim ETF Products Trust00888H703ALLIANZIM US EQT1,905,787$5,140 萬0.3%+53,135+2.9%加碼–
iShares Tr46436E7180-3 MTH TREASURY509,663$5,126 萬0.3%+455,850+847.1%加碼–
ABBVAbbVie Inc.Stock314,709$5,016 萬0.3%−2,634−0.8%減碼歷史
MCDMcDonalds CorpStock177,526$4,964 萬0.3%+65,765+58.8%加碼歷史
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF1,667,612$4,941 萬0.3%−69,614−4.0%減碼–
Vanguard Scottsdale FDS92206C706INTER TERM TREAS807,889$4,844 萬0.3%−22,627−2.7%減碼–
BRK.BBerkshire Hathaway IncStock153,352$4,735 萬0.3%+5,492+3.7%加碼歷史
HDHome Depot, Inc.Stock159,654$4,712 萬0.3%+6,104+4.0%加碼歷史
METAMeta Platforms, Inc.Stock220,319$4,669 萬0.3%+11,254+5.4%加碼歷史
GLDSPDR Gold TrustETF254,537$4,664 萬0.3%−2,446−1.0%減碼歷史
VZVerizon Communications IncStock1,191,388$4,633 萬0.3%+348,971+41.4%加碼歷史
JPMJPMorgan Chase & CoStock349,481$4,554 萬0.3%+12,413+3.7%加碼歷史
JNJJohnson & JohnsonStock289,506$4,487 萬0.3%+34,506+13.5%加碼歷史
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX619,719$4,467 萬0.3%−15,891−2.5%減碼–
Collaborative Investmnt Ser19423L581ADAPTIVE CORE2,245,898$4,366 萬0.3%−826,811−26.9%減碼–
WMTWalmart Inc.Stock292,456$4,312 萬0.3%+14,532+5.2%加碼歷史
iShares Core U.S. Aggregate Bond ETF464287226ETF428,536$4,270 萬0.3%+171,528+66.7%加碼–
PEPPepsiCo IncStock234,102$4,268 萬0.3%+29,906+14.6%加碼歷史
CSCOCisco Systems, Inc.Stock811,668$4,243 萬0.3%+214,572+35.9%加碼歷史
SPDR Series Trust78468R101ST SHO TREAS ETF1,418,350$4,146 萬0.3%−248,969−14.9%減碼–
iShares Tr46434V860TRS FLT RT BD809,722$4,096 萬0.3%−88,978−9.9%減碼–
VVisa Inc.Stock173,128$3,903 萬0.3%+11,453+7.1%加碼歷史
PFEPfizer IncStock952,695$3,887 萬0.3%−33,837−3.4%減碼歷史
Vanguard Ftse Developed Markets ETF921943858ETF858,787$3,879 萬0.2%+4,172+0.5%加碼–
IBMInternational Business Machines CorpStock291,725$3,824 萬0.2%+26,751+10.1%加碼歷史
Schwab International Equity ETF808524805ETF1,092,597$3,802 萬0.2%−116,740−9.7%減碼–
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 1114,059$3,794 萬0.2%−20,253−15.1%減碼歷史
PMPhilip Morris International Inc.Stock388,278$3,776 萬0.2%+45,633+13.3%加碼歷史
Vanguard Long-Term Treasury ETF92206C847ETF576,072$3,774 萬0.2%−73,934−11.4%減碼–
IAUMiShares Gold Trust MicroSHS REPSTG UN TR1,904,294$3,750 萬0.2%+94,554+5.2%加碼歷史
Vanguard Information Technology ETF92204A702ETF97,076$3,742 萬0.2%+12,505+14.8%加碼–
Northern LTS FD Tr IV66538H385STERLING CAPITAL1,637,033$3,731 萬0.2%−10,057−0.6%減碼–
Schwab U.S. Broad Market ETF808524102ETF771,390$3,691 萬0.2%−56,368−6.8%減碼–
Pgim ETF Tr69344A107PGIM ULTRA SH BD747,350$3,684 萬0.2%+408,073+120.3%加碼–
SPDR Series Trust78464A664ST LON TREAS ETF1,191,340$3,679 萬0.2%+309,631+35.1%加碼–
BACBank of America CorpStock1,258,496$3,599 萬0.2%+4,459+0.4%加碼歷史
iShares Tr46434V4070-5YR HI YL CP860,215$3,585 萬0.2%−435,778−33.6%減碼–
NEENextera Energy IncStock463,925$3,576 萬0.2%−26,338−5.4%減碼歷史
iShares U.S. Treasury Bond ETF46429B267ETF1,522,415$3,559 萬0.2%+521,056+52.0%加碼–
Dimensional ETF Trust25434V104US CORE EQT MKT1,234,024$3,550 萬0.2%−3,266,283−72.6%減碼–
iShares Tr46434V613CORE UNIVRSL USD767,770$3,543 萬0.2%+105,014+15.8%加碼–
Advisorshares Tr00768Y420ALPHA DNA EQUITY1,519,801$3,523 萬0.2%−129,417−7.8%減碼–
VLOValero Energy CorpStock250,383$3,495 萬0.2%+49,617+24.7%加碼歷史
iShares Russell Midcap ETF464287499ETF497,927$3,482 萬0.2%−42,313−7.8%減碼–
iShares Core MSCI Eafe ETF46432F842ETF510,286$3,411 萬0.2%+97,011+23.5%加碼–
GOOGAlphabet Inc.Stock326,263$3,393 萬0.2%+51,262+18.6%加碼歷史
Vanguard Short-Term Bond ETF921937827ETF442,293$3,383 萬0.2%+22,973+5.5%加碼–
Vanguard Morningstar Mid-Cap ETF922908629ETF159,049$3,355 萬0.2%+3,794+2.4%加碼–
KMBKimberly Clark CorpStock249,646$3,351 萬0.2%+91,006+57.4%加碼歷史
iShares Tr464288588MBS ETF352,811$3,342 萬0.2%+43,463+14.0%加碼–
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM603,818$3,297 萬0.2%+391,984+185.0%加碼–

選擇權(2 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

AE Wealth Management LLC 在 2023 年第 1 季的選擇權部位
證券類別賣權買權
SPYSPDR S&P 500 ETF TrustETF$92.7 萬$316.2 萬
iShares Russell 2000 ETF464287655ETF$91.0 萬–

2022 年第 4 季之後清倉(176 檔)

2022 年第 4 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 176 檔。

AE Wealth Management LLC 在 2022 年第 4 季之後清倉的部位
證券類別2022 年第 4 季股數2022 年第 4 季市值2022 年第 4 季佔組合 %紀錄
First Tr Exchange-Traded FD33736Q104UT COM SHS ETF193,704$1,019 萬0.1%–
iShares U S ETF Tr46431W705INT RT HDG C B107,530$973.0 萬0.1%–
Invesco Exchange Traded FD T46137V308BUYBACK ACHIEV61,383$525.2 萬<0.1%–
Invesco Exch Traded FD Tr II46138E297S&P EMRNG MKTS172,257$396.4 萬<0.1%–
iShares Tr464287341GLOBAL ENERG ETF93,629$365.1 萬<0.1%–
iShares Tr464287184CHINA LG-CAP ETF91,170$258.0 萬<0.1%–
GMEGameStop Corp.Stock122,926$226.9 萬<0.1%歷史
Sprott FDS Tr85208P303URANIUM MINERS E71,106$225.7 萬<0.1%–
Alpha Architect ETF Tr02072L409US QUAN MOMENTUM47,043$216.1 萬<0.1%–
Flexshares Tr33939L654US QT LW VLTY39,264$197.4 萬<0.1%–
Victory Portfolios II92647N774VCSHS US DISCVRY33,692$184.3 萬<0.1%–
DENDenbury IncCOM18,986$165.2 萬<0.1%歷史
iShares Tr464288786U.S. INSRNCE ETF17,303$158.2 萬<0.1%–
iShares Tr46434V449MSCI INTL MOMENT49,318$152.0 萬<0.1%–
FELEFranklin Electric Co IncCOM18,991$151.5 萬<0.1%歷史
iShares Tr464288794US BR DEL SE ETF13,948$134.1 萬<0.1%–
EXEExpand Energy CorpCOM13,872$130.9 萬<0.1%歷史
CNMDCONMED CorpCOM14,591$129.3 萬<0.1%歷史
BWBBridgewater Bancshares IncCOM69,866$123.9 萬<0.1%歷史
MCBCMacatawa Bank CorpCOM111,866$123.4 萬<0.1%歷史
NFBKNorthfield Bancorp, Inc.COM77,403$121.8 萬<0.1%歷史
FSBWFS Bancorp, Inc.COM36,046$120.5 萬<0.1%歷史
WHWyndham Hotels & Resorts, Inc.COM15,981$114.0 萬<0.1%歷史
CVBFCVB Financial CorpCOM43,243$111.4 萬<0.1%歷史
ADCAgree Realty CorpCOM14,696$104.2 萬<0.1%歷史
FWRDForward Air CorpCOM9,315$97.7 萬<0.1%歷史
TBITrueBlue, Inc.COM49,854$97.6 萬<0.1%歷史
ALRSAlerus Financial CorpCOM41,804$97.6 萬<0.1%歷史
STRSitio Royalties Corp.CLASS A COM32,931$95.0 萬<0.1%歷史
NPKNational Presto Industries IncCOM13,853$94.8 萬<0.1%歷史
Simplify Exchange Traded Fun82889N699MANAGED FUTURES36,352$94.6 萬<0.1%–
Litman Gregory FDS Tr53700T827IMGP DBI MAN ETF32,435$94.4 萬<0.1%–
SPLKSplunk IncCOM10,944$94.2 萬<0.1%歷史
CWHCamping World Holdings, Inc.CL A41,760$93.2 萬<0.1%歷史
ROCKGibraltar Industries, Inc.COM20,276$93.0 萬<0.1%歷史
PBR.APetrobras - Petroleo Brasileiro SASP ADR NON VTG91,125$84.7 萬<0.1%歷史
ITTItt Inc.COM10,364$84.1 萬<0.1%歷史
HSBCHSBC Holdings PLCSPON ADR NEW26,827$83.6 萬<0.1%歷史
EEni SpASPONSORED ADR28,963$83.0 萬<0.1%歷史
PPLTabrdn Platinum ETF TrustPHYSCL PLATM SHS8,335$82.7 萬<0.1%歷史
BATRAAtlanta Braves Holdings, Inc.COM A BRAVES GRP24,961$81.5 萬<0.1%歷史
RHIRobert Half Inc.COM10,896$80.4 萬<0.1%歷史
WTBAWest Bancorporation IncCAP STK30,950$79.1 萬<0.1%歷史
STORStore Capital LLCCOM23,875$76.5 萬<0.1%歷史
AMGAffiliated Managers Group, Inc.Stock4,789$75.9 萬<0.1%歷史
HCCWarrior Met Coal, Inc.COM21,320$73.9 萬<0.1%歷史
BMEZBlackRock Health Sciences Term TrustCOM SHS47,761$73.7 萬<0.1%歷史
CUBICustomers Bancorp, Inc.COM25,588$72.5 萬<0.1%歷史
AMSFAmerisafe IncCOM13,947$72.5 萬<0.1%歷史
HWCHancock Whitney CorpCOM14,405$69.7 萬<0.1%歷史
RJFRaymond James Financial IncCOM6,438$68.8 萬<0.1%歷史
NBIXNeurocrine Biosciences IncStock5,723$68.4 萬<0.1%歷史
FMAOFarmers & Merchants Bancorp IncCOM24,926$67.7 萬<0.1%歷史
CFRCullen/Frost Bankers, Inc.COM4,955$66.2 萬<0.1%歷史
NWBINorthwest Bancshares, Inc.COM46,127$64.5 萬<0.1%歷史
HHyatt Hotels CorpCOM CL A7,121$64.4 萬<0.1%歷史
RESRPC IncCOM71,751$63.8 萬<0.1%歷史
Global X FDS37954Y459RUSSELL 200032,766$61.6 萬<0.1%–
Invesco Exchange Traded FD T46137V274S&P500 EQL UTL5,282$61.5 萬<0.1%–
IBPInstalled Building Products, Inc.COM7,016$60.1 萬<0.1%歷史
OZKBank OZKCOM14,749$59.1 萬<0.1%歷史
MAAMid America Apartment Communities Inc.COM3,759$59.0 萬<0.1%歷史
PTENPatterson Uti Energy IncCOM35,019$59.0 萬<0.1%歷史
ITCIIntra-Cellular Therapies, Inc.COM11,137$58.9 萬<0.1%歷史
HIBBHibbett IncCOM8,634$58.9 萬<0.1%歷史
CFLTConfluent, Inc.CLASS A COM26,466$58.9 萬<0.1%歷史
PCORProcore Technologies, Inc.COM12,357$58.3 萬<0.1%歷史
iShares Tr46429B614MSCI INDIA SM CP11,252$58.2 萬<0.1%–
XMQualtrics International Inc.COM CL A55,791$57.9 萬<0.1%歷史
SJTSan Juan Basin Royalty TrustUNIT BEN INT50,312$57.5 萬<0.1%歷史
AEISAdvanced Energy Industries IncCOM6,647$57.0 萬<0.1%歷史
IOTSamsara Inc.Stock45,806$56.9 萬<0.1%歷史
Copel-ADR20441B605ADR78,652$56.6 萬<0.1%–
WTFCWintrust Financial CorpCOM6,677$56.4 萬<0.1%歷史
iShares Tr46429B309MSCI INDONIA ETF25,015$56.0 萬<0.1%–
EVBGEverbridge, Inc.COM18,801$55.6 萬<0.1%歷史
MRCMRC Global Inc.COM47,502$55.0 萬<0.1%歷史
TRMKTrustmark CorpCOM15,722$54.9 萬<0.1%歷史
TENTsakos Energy Navigation LtdSHS32,414$54.9 萬<0.1%歷史
CCRNCross Country Healthcare IncCOM20,505$54.5 萬<0.1%歷史
NBRNabors Industries LtdSHS3,490$54.0 萬<0.1%歷史
CHEFChefs' Warehouse, Inc.COM16,212$54.0 萬<0.1%歷史
WNCWabash National CorpCOM23,589$53.3 萬<0.1%歷史
FATEFate Therapeutics IncCOM51,331$51.8 萬<0.1%歷史
Invesco Exchange Traded FD T46137V589GBL LISTED PVT54,845$51.8 萬<0.1%–
WABCWestamerica BancorporationCOM8,719$51.5 萬<0.1%歷史
DNOWDNOW Inc.COM40,418$51.3 萬<0.1%歷史
HFWAHeritage Financial CorpCOM16,712$51.2 萬<0.1%歷史
GTGoodyear Tire & Rubber CoCOM50,310$51.1 萬<0.1%歷史
VBTXVeritex Holdings, Inc.COM18,163$51.0 萬<0.1%歷史
PMXPIMCO Municipal Income Fund IIICOM56,671$49.4 萬<0.1%歷史
SYBTStock Yards Bancorp, Inc.COM7,556$49.1 萬<0.1%歷史
SIVBSVB Financial GroupCOM2,091$48.1 萬<0.1%歷史
OMCLOmnicell, Inc.COM9,400$47.4 萬<0.1%歷史
BBNBlackRock Taxable Municipal Bond TrustSHS27,562$46.4 萬<0.1%歷史
Invesco Actively Managed Exc46090A705S&P500 DOWNSID13,419$43.3 萬<0.1%–
MTNVail Resorts IncCOM1,610$38.4 萬<0.1%歷史
HZNPHorizon Therapeutics Public Ltd CoSHS3,233$36.8 萬<0.1%歷史
iShares Tr464287390LATN AMER 40 ETF16,068$36.8 萬<0.1%–
Goldman Sachs ETF Tr38149W812FUTURE TECH LEAD17,578$36.8 萬<0.1%–